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NYSE · USD

AMJB

JPMORGAN CHASE & CO

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Tapewire entity
2795
SEC CIK
0000019617
Parsed reports
2,624

Last 12 months

Inside the activity.

0 purchase rows · 43 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202501
Dec 202500
Jan 202608
Feb 2026014
Mar 202601
Apr 202608
May 202608
Jun 202601
Jul 202600
Aug 202601
Sep 202601
Oct 202600

Latest available

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
January 13, 2014 Filed Jan 15, 2014 21:21 UTC
DIMON JAMESDirector · Chairman & CEO
Exercise / conversionRestricted Stock Units · Derivative 168,516 $0.00 $0.00
Disclosure

SEC source: 0001225208-14-001813 · doc4.xml · derivative · entry 10

DIMON JAMES · CIK 0001195345 · Director · Chairman & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 168,516

Underlying: Common Stock · 168,516 shares

Expires 2015-01-13

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of JPMC common stock.

F4 · derivative.exercise_date: Restricted stock units vest 50% on January 13, 2014 and 50% on January 13, 2015.

Read SEC document
January 13, 2014 Filed Jan 15, 2014 21:21 UTC
DIMON JAMESDirector · Chairman & CEO
Exercise / conversionRestricted Stock Units · Derivative 125,708 $0.00 $0.00
Disclosure

SEC source: 0001225208-14-001813 · doc4.xml · derivative · entry 9

DIMON JAMES · CIK 0001195345 · Director · Chairman & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 125,708 shares

Expires 2014-01-13

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of JPMC common stock.

F3 · derivative.exercise_date: Restricted stock units vest 50% on January 13, 2013 and 50% on January 13, 2014.

Read SEC document
January 13, 2014 Filed Jan 15, 2014 21:21 UTC
DIMON JAMESDirector · Chairman & CEO
Tax withholdingCommon Stock 161,762 $58.10 $9,398,372.20
Disclosure

SEC source: 0001225208-14-001813 · doc4.xml · nonDerivative · entry 3

DIMON JAMES · CIK 0001195345 · Director · Chairman & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,460,691

Read SEC document
January 13, 2014 Filed Jan 15, 2014 21:21 UTC
DIMON JAMESDirector · Chairman & CEO
Exercise / conversionCommon Stock 125,708 $0.00 $0.00
Disclosure

SEC source: 0001225208-14-001813 · doc4.xml · nonDerivative · entry 2

DIMON JAMES · CIK 0001195345 · Director · Chairman & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,622,453

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each restricted stock unit represents a contingent right to receive one share of JPMC common stock.

Read SEC document
January 13, 2014 Filed Jan 15, 2014 21:21 UTC
DIMON JAMESDirector · Chairman & CEO
Exercise / conversionCommon Stock 168,516 $0.00 $0.00
Disclosure

SEC source: 0001225208-14-001813 · doc4.xml · nonDerivative · entry 1

DIMON JAMES · CIK 0001195345 · Director · Chairman & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,496,745

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each restricted stock unit represents a contingent right to receive one share of JPMC common stock.

Read SEC document
December 31, 2013 Filed Jan 2, 2014 18:17 UTC OtherCall Option (obligation to sell) · Derivative 4,000 $0.00 Strike: $50.00 $0.00
Disclosure

SEC source: 0001225208-14-000058 · doc4.xml · derivative · entry 3

BAMMANN LINDA · CIK 0001195342 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 4,000 shares

Expires 2014-01-18

Read SEC document
December 31, 2013 Filed Jan 2, 2014 18:17 UTC OtherCall Option (obligation to sell) · Derivative 13,500 $0.00 Strike: $50.00 $0.00
Disclosure

SEC source: 0001225208-14-000058 · doc4.xml · derivative · entry 2

BAMMANN LINDA · CIK 0001195342 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 13,500 shares

Expires 2014-01-18

Read SEC document
December 31, 2013 Filed Jan 2, 2014 18:17 UTC OtherCommon Stock 17,500 $50.00 $875,000.00
Disclosure

SEC source: 0001225208-14-000058 · doc4.xml · nonDerivative · entry 1

BAMMANN LINDA · CIK 0001195342 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 65,986

F1 · shares: Reflects the sale of 17,500 shares of JPM stock related to 175 call options with a strike price of $50.00, expiring on January 18, 2014. Call options were written in the period 8/22/12 - 5/21/13, prior to Ms. Bammann becoming a director of JPM.

Read SEC document
December 31, 2013 Filed Jan 3, 2014 16:52 UTC GrantCommon Stock 534.3707 $58.48 $31,250.00
Disclosure

SEC source: 0001225208-14-000631 · doc4.xml · nonDerivative · entry 1

BOWLES CRANDALL CLOSE · CIK 0000903518 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 59,437.3838

F1 · kind: Deferral of quarterly retainer, payable in common stock following termination of service as director.

Read SEC document
December 31, 2013 Filed Jan 3, 2014 21:52 UTC GrantCommon Stock 320.6224 $58.48 $18,750.00
Disclosure

SEC source: 0001225208-14-000632 · doc4.xml · nonDerivative · entry 1

BURKE STEPHEN B · CIK 0001203694 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 104,086.6945

F1 · kind: Deferral of quarterly retainer, payable in common stock following termination of service as director.

Read SEC document
December 31, 2013 Filed Jan 3, 2014 21:52 UTC GrantCommon Stock 683.9945 $58.48 $40,000.00
Disclosure

SEC source: 0001225208-14-000633 · doc4.xml · nonDerivative · entry 1

CROWN JAMES S · CIK 0001185064 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 263,257.7171

F1 · kind: Deferral of quarterly retainer, payable in common stock following termination of service as director.

Read SEC document
December 31, 2013 Filed Jan 3, 2014 21:52 UTC GrantCommon Stock 512.9959 $58.48 $30,000.00
Disclosure

SEC source: 0001225208-14-000634 · doc4.xml · nonDerivative · entry 1

FLYNN TIMOTHY PATRICK · CIK 0001550322 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 16,709.5875

F1 · kind: Deferral of quarterly retainer, payable in common stock following termination of service as director.

Read SEC document
December 31, 2013 Filed Jan 3, 2014 21:52 UTC GrantCommon Stock 1,025.9918 $58.48 $60,000.00
Disclosure

SEC source: 0001225208-14-000635 · doc4.xml · nonDerivative · entry 1

JACKSON LABAN · CIK 0001202252 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 127,290.0877

F1 · kind: Deferral of quarterly retainer, payable in common stock following termination of service as director.

Read SEC document
December 31, 2013 Filed Jan 3, 2014 21:52 UTC GrantCommon Stock 598.4952 $58.48 $35,000.00
Disclosure

SEC source: 0001225208-14-000636 · doc4.xml · nonDerivative · entry 1

RAYMOND LEE R · CIK 0001198809 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 185,477.9061

F1 · kind: Deferral of quarterly retainer, payable in common stock following termination of service as director.

Read SEC document
December 20, 2013 Filed Dec 23, 2013 14:53 UTC OtherCall Option (obligation to sell) · Derivative 15,000 $0.00 Strike: $47.00 $0.00
Disclosure

SEC source: 0001225208-13-025926 · doc4.xml · derivative · entry 2

BAMMANN LINDA · CIK 0001195342 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 15,000 shares

Expires 2013-12-21

Read SEC document
December 20, 2013 Filed Dec 23, 2013 14:53 UTC OtherCommon Stock 15,000 $47.00 $705,000.00
Disclosure

SEC source: 0001225208-13-025926 · doc4.xml · nonDerivative · entry 1

BAMMANN LINDA · CIK 0001195342 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 83,486

F1 · shares: Reflects the sale of 15,000 shares of JPM stock related to 150 call options with a strike price of $47.00, expiring on December 21, 2013. Call options were written in the period 8/22/12 - 5/21/13, prior to Ms. Bammann becoming a director of JPM.

Read SEC document
November 18, 2013 Filed Nov 18, 2013 22:19 UTC
Cavanagh Michael JExecutive Vice President
SaleCommon Stock 22,500 $55.33 $1,245,010.50
Disclosure

SEC source: 0001225208-13-023813 · doc4.xml · nonDerivative · entry 1

Cavanagh Michael J · CIK 0001304481 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 242,771

F1 · kind: Shares sold pursuant to Rule 10b5-1 Plan dated August 13, 2013.

Read SEC document
November 15, 2013 Filed Nov 18, 2013 22:20 UTC
Erdoes Mary E.Managing Director
GiftCommon Stock 2,000 $0.00 $0.00
Disclosure

SEC source: 0001225208-13-023814 · doc4.xml · nonDerivative · entry 1

Erdoes Mary E. · CIK 0001473446 · Managing Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 244,735

Read SEC document
October 21, 2013 Filed Oct 22, 2013 22:32 UTC
Petno Douglas BManaging Director
Exercise / conversionStock Appreciation Rights · Derivative 7,508 $0.00 Strike: $39.96 $0.00
Disclosure

SEC source: 0001225208-13-022184 · doc4.xml · derivative · entry 4

Petno Douglas B · CIK 0001539649 · Managing Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 7,508 shares

Expires 2014-02-11

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_date: Currently exercisable.

Read SEC document
October 21, 2013 Filed Oct 22, 2013 22:32 UTC
Petno Douglas BManaging Director
Tax withholdingCommon Stock 6,545 $54.37 $355,851.65
Disclosure

SEC source: 0001225208-13-022184 · doc4.xml · nonDerivative · entry 2

Petno Douglas B · CIK 0001539649 · Managing Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 125,600.513

Read SEC document
October 21, 2013 Filed Oct 22, 2013 22:32 UTC
Petno Douglas BManaging Director
Exercise / conversionCommon Stock 7,508 $39.96 $300,019.68
Disclosure

SEC source: 0001225208-13-022184 · doc4.xml · nonDerivative · entry 1

Petno Douglas B · CIK 0001539649 · Managing Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 132,145.513

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
October 15, 2013 Filed Oct 17, 2013 20:07 UTC
O'Donovan MarkCorporate Controller
GrantRestricted Stock Units · Derivative 9,504 $0.00 $0.00
Disclosure

SEC source: 0001225208-13-021989 · doc4.xml · derivative · entry 1

O'Donovan Mark · CIK 0001563700 · Corporate Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,504

Underlying: Common Stock · 9,504 shares

Expires 2017-10-25

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of JPMC common stock.

F2 · derivative.exercise_date: Restricted stock units vest in four equal installments beginning October 25, 2014.

Read SEC document
October 14, 2013 Filed Oct 15, 2013 15:15 UTC
Cavanagh Michael JExecutive Vice President
SaleCommon Stock 22,500 $51.93 $1,168,395.75
Disclosure

SEC source: 0001225208-13-021847 · doc4.xml · nonDerivative · entry 1

Cavanagh Michael J · CIK 0001304481 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 265,271

F1 · kind: Shares sold pursuant to Rule 10b5-1 Plan dated August 13, 2013.

Read SEC document
September 30, 2013 Filed Oct 2, 2013 18:47 UTC GrantCommon Stock 648.6318 $51.69 $33,527.78
Disclosure

SEC source: 0001225208-13-021252 · doc4.xml · nonDerivative · entry 1

BOWLES CRANDALL CLOSE · CIK 0000903518 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 58,526.0699

F1 · kind: Deferral of quarterly retainer, payable in common stock following termination of service as director.

Read SEC document
September 30, 2013 Filed Oct 2, 2013 22:47 UTC GrantCommon Stock 362.7394 $51.69 $18,750.00
Disclosure

SEC source: 0001225208-13-021253 · doc4.xml · nonDerivative · entry 1

BURKE STEPHEN B · CIK 0001203694 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 103,252.7754

F1 · kind: Deferral of quarterly retainer, payable in common stock following termination of service as director.

Read SEC document
September 30, 2013 Filed Oct 2, 2013 22:47 UTC GrantCommon Stock 422.3898 $51.69 $21,833.33
Disclosure

SEC source: 0001225208-13-021255 · doc4.xml · nonDerivative · entry 1

FLYNN TIMOTHY PATRICK · CIK 0001550322 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 16,152.2052

F1 · kind: Deferral of quarterly retainer, payable in common stock following termination of service as director.

Read SEC document
September 30, 2013 Filed Oct 2, 2013 22:47 UTC GrantCommon Stock 725.4788 $51.69 $37,500.00
Disclosure

SEC source: 0001225208-13-021256 · doc4.xml · nonDerivative · entry 1

RAYMOND LEE R · CIK 0001198809 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 183,568.3629

F1 · kind: Deferral of quarterly retainer, payable in common stock following termination of service as director.

Read SEC document
September 30, 2013 Filed Oct 2, 2013 22:47 UTC GrantCommon Stock 989.8756 $51.69 $51,166.67
Disclosure

SEC source: 0001225208-13-021257 · doc4.xml · nonDerivative · entry 1

JACKSON LABAN · CIK 0001202252 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 125,506.1667

F1 · kind: Deferral of quarterly retainer, payable in common stock following termination of service as director.

Read SEC document
September 30, 2013 Filed Oct 2, 2013 23:00 UTC GrantCommon Stock 739.451 $51.69 $38,222.22
Disclosure

SEC source: 0001225208-13-021262 · doc4.xml · nonDerivative · entry 1

CROWN JAMES S · CIK 0001185064 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 261,627.9163

F1 · kind: Deferral of quarterly retainer, payable in common stock following termination of service as director.

Read SEC document
September 01, 2013 Filed Sep 4, 2013 19:40 UTC OtherPreferred Stock, Series J 15,000 $25.00 $375,000.00
Disclosure

SEC source: 0001225208-13-019085 · doc4.xml · nonDerivative · entry 1

JACKSON LABAN · CIK 0001202252 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

F1 · kind: Depositary shares, each representing a 1/400th interest in a share of JPMorgan Chase & Co. 8.625% Non-Cumulative Preferred Stock, Series J, were called for redemption by the issuer at a price equal to their face value.

Read SEC document
August 08, 2013 Filed Aug 9, 2013 20:02 UTC
O'Donovan MarkCorporate Controller
SaleCommon Stock 3,434 $54.91 $188,560.94
Disclosure

SEC source: 0001225208-13-017580 · doc4.xml · nonDerivative · entry 1

O'Donovan Mark · CIK 0001563700 · Corporate Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,547

Read SEC document
August 08, 2013 Filed Aug 9, 2013 20:02 UTC
Cavanagh Michael JExecutive Vice President
Exercise / conversionStock Appreciation Rights · Derivative 80,000 $0.00 Strike: $19.49 $0.00
Disclosure

SEC source: 0001225208-13-017582 · doc4.xml · derivative · entry 3

Cavanagh Michael J · CIK 0001304481 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 120,000

Underlying: Common Stock · 80,000 shares

Expires 2019-01-20

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_date: Stock Appreciation Rights, which have a ten-year term, become exercisable in five equal annual installments beginning January 20, 2010. Shares resulting from exercise must be held at least 5 years from the grant date.

Read SEC document
August 08, 2013 Filed Aug 9, 2013 20:02 UTC
Cavanagh Michael JExecutive Vice President
Tax withholdingCommon Stock 55,004 $54.93 $3,021,232.21
Disclosure

SEC source: 0001225208-13-017582 · doc4.xml · nonDerivative · entry 2

Cavanagh Michael J · CIK 0001304481 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 287,771

Read SEC document
August 08, 2013 Filed Aug 9, 2013 20:02 UTC
Cavanagh Michael JExecutive Vice President
Exercise / conversionCommon Stock 80,000 $19.49 $1,559,200.00
Disclosure

SEC source: 0001225208-13-017582 · doc4.xml · nonDerivative · entry 1

Cavanagh Michael J · CIK 0001304481 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 342,775

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
August 02, 2013 Filed Aug 5, 2013 20:39 UTC
Smith GordonExecutive Vice President
Exercise / conversionStock Appreciation Rights · Derivative 500,000 $0.00 Strike: $50.59 $0.00
Disclosure

SEC source: 0001225208-13-017297 · doc4.xml · derivative · entry 5

Smith Gordon · CIK 0001311487 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 500,000

Underlying: Common Stock · 500,000 shares

Expires 2017-06-18

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: SARs vest and become exercisable in five equal annual installments beginning June 18, 2008. Shares resulting from exercise must be held at least until 5 years after the grant.

Read SEC document
August 02, 2013 Filed Aug 5, 2013 20:39 UTC
Smith GordonExecutive Vice President
Exercise / conversionStock Appreciation Rights · Derivative 80,000 $0.00 Strike: $19.49 $0.00
Disclosure

SEC source: 0001225208-13-017297 · doc4.xml · derivative · entry 4

Smith Gordon · CIK 0001311487 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 40,000

Underlying: Common Stock · 80,000 shares

Expires 2019-01-20

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_date: Stock Appreciation Rights, which have a ten-year term, become exercisable in five equal annual installments beginning January 20, 2010. Shares resulting from exercise must be held at least 5 years from the grant date.

Read SEC document
August 02, 2013 Filed Aug 5, 2013 20:39 UTC
Smith GordonExecutive Vice President
Tax withholdingCommon Stock 530,542 $56.27 $29,850,945.63
Disclosure

SEC source: 0001225208-13-017297 · doc4.xml · nonDerivative · entry 3

Smith Gordon · CIK 0001311487 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 235,147

Read SEC document
August 02, 2013 Filed Aug 5, 2013 20:39 UTC
Smith GordonExecutive Vice President
Exercise / conversionCommon Stock 80,000 $19.49 $1,559,200.00
Disclosure

SEC source: 0001225208-13-017297 · doc4.xml · nonDerivative · entry 2

Smith Gordon · CIK 0001311487 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 765,689

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
August 02, 2013 Filed Aug 5, 2013 20:39 UTC
Smith GordonExecutive Vice President
Exercise / conversionCommon Stock 500,000 $50.59 $25,295,000.00
Disclosure

SEC source: 0001225208-13-017297 · doc4.xml · nonDerivative · entry 1

Smith Gordon · CIK 0001311487 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 685,689

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
August 01, 2013 Filed Aug 5, 2013 20:39 UTC
O'Donovan MarkCorporate Controller
Exercise / conversionStock Appreciation Rights · Derivative 25,000 $0.00 Strike: $46.79 $0.00
Disclosure

SEC source: 0001225208-13-017296 · doc4.xml · derivative · entry 6

O'Donovan Mark · CIK 0001563700 · Corporate Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 25,000 shares

Expires 2016-10-19

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: Stock Appreciate Rights vest and become exercisable in three equal annual installments beginning October 19, 2009. Shares resulting from exercise must be held at least 5 years from the grant date.

Read SEC document
August 01, 2013 Filed Aug 5, 2013 20:39 UTC
O'Donovan MarkCorporate Controller
Exercise / conversionStock Appreciation Rights · Derivative 15,000 $0.00 Strike: $45.79 $0.00
Disclosure

SEC source: 0001225208-13-017296 · doc4.xml · derivative · entry 5

O'Donovan Mark · CIK 0001563700 · Corporate Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 15,000 shares

Expires 2017-10-18

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_date: Stock Appreciation Rights vest and become exercisable in five equal annual installments beginning October 18, 2008. Shares resulting from exercise must be held at least 5 years from the grant date.

Read SEC document
August 01, 2013 Filed Aug 5, 2013 20:39 UTC
O'Donovan MarkCorporate Controller
Tax withholdingCommon Stock 36,566 $56.49 $2,065,613.34
Disclosure

SEC source: 0001225208-13-017296 · doc4.xml · nonDerivative · entry 3

O'Donovan Mark · CIK 0001563700 · Corporate Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,981

Read SEC document
August 01, 2013 Filed Aug 5, 2013 20:39 UTC
O'Donovan MarkCorporate Controller
Exercise / conversionCommon Stock 15,000 $45.79 $686,850.00
Disclosure

SEC source: 0001225208-13-017296 · doc4.xml · nonDerivative · entry 2

O'Donovan Mark · CIK 0001563700 · Corporate Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 42,547

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
August 01, 2013 Filed Aug 5, 2013 20:39 UTC
O'Donovan MarkCorporate Controller
Exercise / conversionCommon Stock 25,000 $46.79 $1,169,750.00
Disclosure

SEC source: 0001225208-13-017296 · doc4.xml · nonDerivative · entry 1

O'Donovan Mark · CIK 0001563700 · Corporate Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 27,547

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
July 25, 2013 Filed Jul 26, 2013 20:25 UTC
BACON ASHLEYChief Risk Officer
Exercise / conversionRestricted Stock Units · Derivative 19,768 $0.00 $0.00
Disclosure

SEC source: 0001225208-13-016784 · doc4.xml · derivative · entry 3

BACON ASHLEY · CIK 0001580075 · Chief Risk Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 19,769

Underlying: Common Stock · 19,768 shares

Expires 2015-01-13

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of JPMC common stock.

F2 · derivative.exercise_date: Restricted stock units vest 50% on July 25, 2013 and 50% on January 13, 2015. Shares resulting from vesting must be held 6 months from vesting date.

Read SEC document
July 25, 2013 Filed Jul 26, 2013 20:25 UTC
BACON ASHLEYChief Risk Officer
Tax withholdingCommon Stock 9,291 $56.20 $522,107.75
Disclosure

SEC source: 0001225208-13-016784 · doc4.xml · nonDerivative · entry 2

BACON ASHLEY · CIK 0001580075 · Chief Risk Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,097

Read SEC document
July 25, 2013 Filed Jul 26, 2013 20:25 UTC
BACON ASHLEYChief Risk Officer
Exercise / conversionCommon Stock 19,768 $0.00 $0.00
Disclosure

SEC source: 0001225208-13-016784 · doc4.xml · nonDerivative · entry 1

BACON ASHLEY · CIK 0001580075 · Chief Risk Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 24,388

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each restricted stock unit represents a contingent right to receive one share of JPMC common stock.

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July 25, 2013 Filed Jul 26, 2013 20:25 UTC
Pinto Daniel EManaging Director
Exercise / conversionRestricted Stock Units · Derivative 58,155 $0.00 $0.00
Disclosure

SEC source: 0001225208-13-016785 · doc4.xml · derivative · entry 4

Pinto Daniel E · CIK 0001555174 · Managing Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 58,155

Underlying: Common Stock · 58,155 shares

Expires 2015-01-13

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of JPMC common stock.

F2 · derivative.exercise_date: Restricted stock units vest 50% on July 25, 2013 and 50% on January 13, 2015. Shares resulting from vesting must be held 6 months from vesting date.

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July 25, 2013 Filed Jul 26, 2013 20:25 UTC
Pinto Daniel EManaging Director
Tax withholdingCommon Stock 27,333 $56.20 $1,535,977.94
Disclosure

SEC source: 0001225208-13-016785 · doc4.xml · nonDerivative · entry 2

Pinto Daniel E · CIK 0001555174 · Managing Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 347,998

Read SEC document
July 25, 2013 Filed Jul 26, 2013 20:25 UTC
Pinto Daniel EManaging Director
Exercise / conversionCommon Stock 58,155 $0.00 $0.00
Disclosure

SEC source: 0001225208-13-016785 · doc4.xml · nonDerivative · entry 1

Pinto Daniel E · CIK 0001555174 · Managing Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 375,331

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each restricted stock unit represents a contingent right to receive one share of JPMC common stock.

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.