Last 12 months
Inside the activity.
0 purchase rows · 43 sale rows
Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.Monthly counts
| Month | Purchases | Sales |
|---|---|---|
| Nov 2025 | 0 | 1 |
| Dec 2025 | 0 | 0 |
| Jan 2026 | 0 | 8 |
| Feb 2026 | 0 | 14 |
| Mar 2026 | 0 | 1 |
| Apr 2026 | 0 | 8 |
| May 2026 | 0 | 8 |
| Jun 2026 | 0 | 1 |
| Jul 2026 | 0 | 0 |
| Aug 2026 | 0 | 1 |
| Sep 2026 | 0 | 1 |
| Oct 2026 | 0 | 0 |
Latest available
Insider transactions
Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Owner / reported role | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| March 31, 2019 Filed Apr 2, 2019 20:14 UTC |
HOBSON MELLODY LDirector
|
GrantCommon Stock | 321.0511 | $101.23 | $32,500.00 |
DisclosureSEC source: 0001225208-19-006096 · doc4.xml · nonDerivative · entry 1 HOBSON MELLODY L · CIK 0001169896 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,784.5801 F1 · kind: Deferral of quarterly retainer, payable in common stock following termination of service as director. Read SEC document |
| March 31, 2019 Filed Apr 2, 2019 20:14 UTC |
JACKSON LABANDirector
|
GrantCommon Stock | 469.2285 | $101.23 | $47,500.00 |
DisclosureSEC source: 0001225208-19-006097 · doc4.xml · nonDerivative · entry 1 JACKSON LABAN · CIK 0001202252 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 184,956.4663 F1 · kind: Deferral of quarterly retainer, payable in common stock following termination of service as director. Read SEC document |
| March 31, 2019 Filed Apr 2, 2019 20:14 UTC |
NEAL MICHAEL ADirector
|
GrantCommon Stock | 321.0511 | $101.23 | $32,500.00 |
DisclosureSEC source: 0001225208-19-006098 · doc4.xml · nonDerivative · entry 1 NEAL MICHAEL A · CIK 0001233167 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 37,852.4744 F1 · kind: Deferral of quarterly retainer, payable in common stock following termination of service as director. Read SEC document |
| March 31, 2019 Filed Apr 2, 2019 20:14 UTC |
RAYMOND LEE RDirector
|
GrantCommon Stock | 493.9247 | $101.23 | $50,000.00 |
DisclosureSEC source: 0001225208-19-006099 · doc4.xml · nonDerivative · entry 1 RAYMOND LEE R · CIK 0001198809 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 245,739.8943 F1 · kind: Deferral of quarterly retainer, payable in common stock following termination of service as director. Read SEC document |
| March 31, 2019 Filed Apr 2, 2019 20:14 UTC |
WELDON WILLIAM CDirector
|
GrantCommon Stock | 432.1841 | $101.23 | $43,750.00 |
DisclosureSEC source: 0001225208-19-006100 · doc4.xml · nonDerivative · entry 1 WELDON WILLIAM C · CIK 0001189019 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 102,775.2589 F1 · kind: Deferral of quarterly retainer, payable in common stock following termination of service as director. Read SEC document |
| March 25, 2019 Filed Mar 27, 2019 20:22 UTC |
BACON ASHLEYChief Risk Officer
|
Exercise / conversionPerformance Share Units · Derivative | 78,416.022 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-19-005832 · doc4.xml · derivative · entry 3 BACON ASHLEY · CIK 0001580075 · Chief Risk Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 78,416.022 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_price: Each Performance Share Unit represents a contingent right to receive one share of JPMC common stock upon vesting based on the attainment of performance goals. F3 · shares: Represents Performance Share Units (PSUs) earned (including reinvested dividend equivalents) based on the Company's attainment of pre-established performance goals for the three-year performance period ended December 31, 2018, as provided under the terms of a PSU award granted on January 19, 2016, and as previously reported on a Form 4 filed on March 21, 2019. The PSUs settled in shares of common stock on March 25, 2019. Shares delivered, after applicable tax withholding, must be held for an additional two-year period, for a total combined vesting and holding period of five years from the date of grant. F3 · derivative.exercise_date: Represents Performance Share Units (PSUs) earned (including reinvested dividend equivalents) based on the Company's attainment of pre-established performance goals for the three-year performance period ended December 31, 2018, as provided under the terms of a PSU award granted on January 19, 2016, and as previously reported on a Form 4 filed on March 21, 2019. The PSUs settled in shares of common stock on March 25, 2019. Shares delivered, after applicable tax withholding, must be held for an additional two-year period, for a total combined vesting and holding period of five years from the date of grant. F3 · derivative.expiration_date: Represents Performance Share Units (PSUs) earned (including reinvested dividend equivalents) based on the Company's attainment of pre-established performance goals for the three-year performance period ended December 31, 2018, as provided under the terms of a PSU award granted on January 19, 2016, and as previously reported on a Form 4 filed on March 21, 2019. The PSUs settled in shares of common stock on March 25, 2019. Shares delivered, after applicable tax withholding, must be held for an additional two-year period, for a total combined vesting and holding period of five years from the date of grant. Read SEC document |
| March 25, 2019 Filed Mar 27, 2019 20:22 UTC |
BACON ASHLEYChief Risk Officer
|
Tax withholdingCommon Stock | 38,126.022 | $99.33 | $3,787,057.77 |
DisclosureSEC source: 0001225208-19-005832 · doc4.xml · nonDerivative · entry 2 BACON ASHLEY · CIK 0001580075 · Chief Risk Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 132,336 Read SEC document |
| March 25, 2019 Filed Mar 27, 2019 20:22 UTC |
BACON ASHLEYChief Risk Officer
|
Exercise / conversionCommon Stock | 78,416.022 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-19-005832 · doc4.xml · nonDerivative · entry 1 BACON ASHLEY · CIK 0001580075 · Chief Risk Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 170,462.022 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: These shares represent JPMC common stock acquired on March 25, 2019 upon settlement of a Performance Share Unit award granted on January 19, 2016 for the three-year performance period ended December 31, 2018 (as previously disclosed on a Form 4 filed on March 21, 2019), and must be held for an additional two-year period, for a total combined vesting and holding period of five years from the date of grant. F2 · price: Each Performance Share Unit represents a contingent right to receive one share of JPMC common stock upon vesting based on the attainment of performance goals. Read SEC document |
| March 25, 2019 Filed Mar 27, 2019 20:22 UTC |
DIMON JAMESDirector · Chairman & CEO
|
Exercise / conversionPerformance Share Units · Derivative | 578,091.2282 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-19-005833 · doc4.xml · derivative · entry 9 DIMON JAMES · CIK 0001195345 · Director · Chairman & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 578,091.2282 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_price: Each Performance Share Unit represents a contingent right to receive one share of JPMC common stock upon vesting based on the attainment of performance goals. F6 · shares: Represents Performance Share Units (PSUs) earned (including reinvested dividend equivalents) based on the Company's attainment of pre-established performance goals for the three-year performance period ended December 31, 2018, as provided under the terms of a PSU award granted on January 19, 2016, and as previously reported on a Form 4 filed on March 21, 2019. The PSUs settled in shares of common stock on March 25, 2019. Shares delivered, after applicable tax withholding, must be held for an additional two-year period, for a total combined vesting and holding period of five years from the date of grant. F6 · derivative.exercise_date: Represents Performance Share Units (PSUs) earned (including reinvested dividend equivalents) based on the Company's attainment of pre-established performance goals for the three-year performance period ended December 31, 2018, as provided under the terms of a PSU award granted on January 19, 2016, and as previously reported on a Form 4 filed on March 21, 2019. The PSUs settled in shares of common stock on March 25, 2019. Shares delivered, after applicable tax withholding, must be held for an additional two-year period, for a total combined vesting and holding period of five years from the date of grant. F6 · derivative.expiration_date: Represents Performance Share Units (PSUs) earned (including reinvested dividend equivalents) based on the Company's attainment of pre-established performance goals for the three-year performance period ended December 31, 2018, as provided under the terms of a PSU award granted on January 19, 2016, and as previously reported on a Form 4 filed on March 21, 2019. The PSUs settled in shares of common stock on March 25, 2019. Shares delivered, after applicable tax withholding, must be held for an additional two-year period, for a total combined vesting and holding period of five years from the date of grant. Read SEC document |
| March 25, 2019 Filed Mar 27, 2019 20:22 UTC |
DIMON JAMESDirector · Chairman & CEO
|
Tax withholdingCommon Stock | 307,660.2282 | $99.33 | $30,559,890.47 |
DisclosureSEC source: 0001225208-19-005833 · doc4.xml · nonDerivative · entry 2 DIMON JAMES · CIK 0001195345 · Director · Chairman & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 790,446 F3 · balance_after: Amount owned directly reflects 520,015 shares transferred from a Grantor Retainer Annuity Trust to the Grantor on January 16, 2019. This transfer is exempt from Section 16 pursuant to Rule 16a-13. Read SEC document |
| March 25, 2019 Filed Mar 27, 2019 20:22 UTC |
DIMON JAMESDirector · Chairman & CEO
|
Exercise / conversionCommon Stock | 578,091.2282 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-19-005833 · doc4.xml · nonDerivative · entry 1 DIMON JAMES · CIK 0001195345 · Director · Chairman & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,098,106.2282 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: These shares represent JPMC common stock acquired on March 25, 2019 upon settlement of a Performance Share Unit award granted on January 19, 2016 for the three-year performance period ended December 31, 2018 (as previously disclosed on a Form 4 filed on March 21, 2019), and must be held for an additional two-year period, for a total combined vesting and holding period of five years from the date of grant. F2 · price: Each Performance Share Unit represents a contingent right to receive one share of JPMC common stock upon vesting based on the attainment of performance goals. Read SEC document |
| March 25, 2019 Filed Mar 27, 2019 20:22 UTC |
Friedman StaceyGeneral Counsel
|
Exercise / conversionPerformance Share Units · Derivative | 31,725.4162 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-19-005835 · doc4.xml · derivative · entry 3 Friedman Stacey · CIK 0001662926 · General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 31,725.4162 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_price: Each Performance Share Unit represents a contingent right to receive one share of JPMC common stock upon vesting based on the attainment of performance goals. F3 · shares: Represents Performance Share Units (PSUs) earned (including reinvested dividend equivalents) based on the Company's attainment of pre-established performance goals for the three-year performance period ended December 31, 2018, as provided under the terms of a PSU award granted on January 19, 2016, and as previously reported on a Form 4 filed on March 21, 2019. The PSUs settled in shares of common stock on March 25, 2019. Shares delivered, after applicable tax withholding, must be held for an additional two-year period, for a total combined vesting and holding period of five years from the date of grant. F3 · derivative.exercise_date: Represents Performance Share Units (PSUs) earned (including reinvested dividend equivalents) based on the Company's attainment of pre-established performance goals for the three-year performance period ended December 31, 2018, as provided under the terms of a PSU award granted on January 19, 2016, and as previously reported on a Form 4 filed on March 21, 2019. The PSUs settled in shares of common stock on March 25, 2019. Shares delivered, after applicable tax withholding, must be held for an additional two-year period, for a total combined vesting and holding period of five years from the date of grant. F3 · derivative.expiration_date: Represents Performance Share Units (PSUs) earned (including reinvested dividend equivalents) based on the Company's attainment of pre-established performance goals for the three-year performance period ended December 31, 2018, as provided under the terms of a PSU award granted on January 19, 2016, and as previously reported on a Form 4 filed on March 21, 2019. The PSUs settled in shares of common stock on March 25, 2019. Shares delivered, after applicable tax withholding, must be held for an additional two-year period, for a total combined vesting and holding period of five years from the date of grant. Read SEC document |
| March 25, 2019 Filed Mar 27, 2019 20:22 UTC |
Friedman StaceyGeneral Counsel
|
Tax withholdingCommon Stock | 16,884.4162 | $99.33 | $1,677,129.06 |
DisclosureSEC source: 0001225208-19-005835 · doc4.xml · nonDerivative · entry 2 Friedman Stacey · CIK 0001662926 · General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 27,360 Read SEC document |
| March 25, 2019 Filed Mar 27, 2019 20:22 UTC |
Friedman StaceyGeneral Counsel
|
Exercise / conversionCommon Stock | 31,725.4162 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-19-005835 · doc4.xml · nonDerivative · entry 1 Friedman Stacey · CIK 0001662926 · General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 44,244.4162 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: These shares represent JPMC common stock acquired on March 25, 2019 upon settlement of a Performance Share Unit award granted on January 19, 2016 for the three-year performance period ended December 31, 2018 (as previously disclosed on a Form 4 filed on March 21, 2019), and must be held for an additional two-year period, for a total combined vesting and holding period of five years from the date of grant. F2 · price: Each Performance Share Unit represents a contingent right to receive one share of JPMC common stock upon vesting based on the attainment of performance goals. Read SEC document |
| March 25, 2019 Filed Mar 27, 2019 20:22 UTC |
Erdoes Mary E.CEO Asset & Wealth Management
|
Exercise / conversionPerformance Share Units · Derivative | 145,932.2581 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-19-005834 · doc4.xml · derivative · entry 3 Erdoes Mary E. · CIK 0001473446 · CEO Asset & Wealth Management 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 145,932.2581 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_price: Each Performance Share Unit represents a contingent right to receive one share of JPMC common stock upon vesting based on the attainment of performance goals. F3 · shares: Represents Performance Share Units (PSUs) earned (including reinvested dividend equivalents) based on the Company's attainment of pre-established performance goals for the three-year performance period ended December 31, 2018, as provided under the terms of a PSU award granted on January 19, 2016, and as previously reported on a Form 4 filed on March 21, 2019. The PSUs settled in shares of common stock on March 25, 2019. Shares delivered, after applicable tax withholding, must be held for an additional two-year period, for a total combined vesting and holding period of five years from the date of grant. F3 · derivative.exercise_date: Represents Performance Share Units (PSUs) earned (including reinvested dividend equivalents) based on the Company's attainment of pre-established performance goals for the three-year performance period ended December 31, 2018, as provided under the terms of a PSU award granted on January 19, 2016, and as previously reported on a Form 4 filed on March 21, 2019. The PSUs settled in shares of common stock on March 25, 2019. Shares delivered, after applicable tax withholding, must be held for an additional two-year period, for a total combined vesting and holding period of five years from the date of grant. F3 · derivative.expiration_date: Represents Performance Share Units (PSUs) earned (including reinvested dividend equivalents) based on the Company's attainment of pre-established performance goals for the three-year performance period ended December 31, 2018, as provided under the terms of a PSU award granted on January 19, 2016, and as previously reported on a Form 4 filed on March 21, 2019. The PSUs settled in shares of common stock on March 25, 2019. Shares delivered, after applicable tax withholding, must be held for an additional two-year period, for a total combined vesting and holding period of five years from the date of grant. Read SEC document |
| March 25, 2019 Filed Mar 27, 2019 20:22 UTC |
Erdoes Mary E.CEO Asset & Wealth Management
|
Tax withholdingCommon Stock | 77,665.2581 | $99.33 | $7,714,490.09 |
DisclosureSEC source: 0001225208-19-005834 · doc4.xml · nonDerivative · entry 2 Erdoes Mary E. · CIK 0001473446 · CEO Asset & Wealth Management 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 536,660 Read SEC document |
| March 25, 2019 Filed Mar 27, 2019 20:22 UTC |
Erdoes Mary E.CEO Asset & Wealth Management
|
Exercise / conversionCommon Stock | 145,932.2581 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-19-005834 · doc4.xml · nonDerivative · entry 1 Erdoes Mary E. · CIK 0001473446 · CEO Asset & Wealth Management 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 614,325.2581 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: These shares represent JPMC common stock acquired on March 25, 2019 upon settlement of a Performance Share Unit award granted on January 19, 2016 for the three-year performance period ended December 31, 2018 (as previously disclosed on a Form 4 filed on March 21, 2019), and must be held for an additional two-year period, for a total combined vesting and holding period of five years from the date of grant. F2 · price: Each Performance Share Unit represents a contingent right to receive one share of JPMC common stock upon vesting based on the attainment of performance goals. Read SEC document |
| March 25, 2019 Filed Mar 27, 2019 20:22 UTC |
Lake MarianneChief Financial Officer
|
Exercise / conversionPerformance Share Units · Derivative | 86,714.8142 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-19-005836 · doc4.xml · derivative · entry 4 Lake Marianne · CIK 0001566079 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 86,714.8142 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_price: Each Performance Share Unit represents a contingent right to receive one share of JPMC common stock upon vesting based on the attainment of performance goals. F3 · shares: Represents Performance Share Units (PSUs) earned (including reinvested dividend equivalents) based on the Company's attainment of pre-established performance goals for the three-year performance period ended December 31, 2018, as provided under the terms of a PSU award granted on January 19, 2016, and as previously reported on a Form 4 filed on March 21, 2019. The PSUs settled in shares of common stock on March 25, 2019. Shares delivered, after applicable tax withholding, must be held for an additional two-year period, for a total combined vesting and holding period of five years from the date of grant. F3 · derivative.exercise_date: Represents Performance Share Units (PSUs) earned (including reinvested dividend equivalents) based on the Company's attainment of pre-established performance goals for the three-year performance period ended December 31, 2018, as provided under the terms of a PSU award granted on January 19, 2016, and as previously reported on a Form 4 filed on March 21, 2019. The PSUs settled in shares of common stock on March 25, 2019. Shares delivered, after applicable tax withholding, must be held for an additional two-year period, for a total combined vesting and holding period of five years from the date of grant. F3 · derivative.expiration_date: Represents Performance Share Units (PSUs) earned (including reinvested dividend equivalents) based on the Company's attainment of pre-established performance goals for the three-year performance period ended December 31, 2018, as provided under the terms of a PSU award granted on January 19, 2016, and as previously reported on a Form 4 filed on March 21, 2019. The PSUs settled in shares of common stock on March 25, 2019. Shares delivered, after applicable tax withholding, must be held for an additional two-year period, for a total combined vesting and holding period of five years from the date of grant. Read SEC document |
| March 25, 2019 Filed Mar 27, 2019 20:22 UTC |
Lake MarianneChief Financial Officer
|
Tax withholdingCommon Stock | 46,149.8142 | $99.33 | $4,584,061.04 |
DisclosureSEC source: 0001225208-19-005836 · doc4.xml · nonDerivative · entry 2 Lake Marianne · CIK 0001566079 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 153,503 Read SEC document |
| March 25, 2019 Filed Mar 27, 2019 20:22 UTC |
Lake MarianneChief Financial Officer
|
Exercise / conversionCommon Stock | 86,714.8142 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-19-005836 · doc4.xml · nonDerivative · entry 1 Lake Marianne · CIK 0001566079 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 199,652.8142 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: These shares represent JPMC common stock acquired on March 25, 2019 upon settlement of a Performance Share Unit award granted on January 19, 2016 for the three-year performance period ended December 31, 2018 (as previously disclosed on a Form 4 filed on March 21, 2019), and must be held for an additional two-year period, for a total combined vesting and holding period of five years from the date of grant. F2 · price: Each Performance Share Unit represents a contingent right to receive one share of JPMC common stock upon vesting based on the attainment of performance goals. Read SEC document |
| March 25, 2019 Filed Mar 27, 2019 20:22 UTC |
Petno Douglas BCEO Commercial Banking
|
Exercise / conversionPerformance Share Units · Derivative | 78,254.6077 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-19-005837 · doc4.xml · derivative · entry 4 Petno Douglas B · CIK 0001539649 · CEO Commercial Banking 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 78,254.6077 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_price: Each Performance Share Unit represents a contingent right to receive one share of JPMC common stock upon vesting based on the attainment of performance goals. F3 · shares: Represents Performance Share Units (PSUs) earned (including reinvested dividend equivalents) based on the Company's attainment of pre-established performance goals for the three-year performance period ended December 31, 2018, as provided under the terms of a PSU award granted on January 19, 2016, and as previously reported on a Form 4 filed on March 21, 2019. The PSUs settled in shares of common stock on March 25, 2019. Shares delivered, after applicable tax withholding, must be held for an additional two-year period, for a total combined vesting and holding period of five years from the date of grant. F3 · derivative.exercise_date: Represents Performance Share Units (PSUs) earned (including reinvested dividend equivalents) based on the Company's attainment of pre-established performance goals for the three-year performance period ended December 31, 2018, as provided under the terms of a PSU award granted on January 19, 2016, and as previously reported on a Form 4 filed on March 21, 2019. The PSUs settled in shares of common stock on March 25, 2019. Shares delivered, after applicable tax withholding, must be held for an additional two-year period, for a total combined vesting and holding period of five years from the date of grant. F3 · derivative.expiration_date: Represents Performance Share Units (PSUs) earned (including reinvested dividend equivalents) based on the Company's attainment of pre-established performance goals for the three-year performance period ended December 31, 2018, as provided under the terms of a PSU award granted on January 19, 2016, and as previously reported on a Form 4 filed on March 21, 2019. The PSUs settled in shares of common stock on March 25, 2019. Shares delivered, after applicable tax withholding, must be held for an additional two-year period, for a total combined vesting and holding period of five years from the date of grant. Read SEC document |
| March 25, 2019 Filed Mar 27, 2019 20:22 UTC |
Petno Douglas BCEO Commercial Banking
|
Tax withholdingCommon Stock | 41,647.6077 | $99.33 | $4,136,856.87 |
DisclosureSEC source: 0001225208-19-005837 · doc4.xml · nonDerivative · entry 2 Petno Douglas B · CIK 0001539649 · CEO Commercial Banking 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 166,142 Read SEC document |
| March 25, 2019 Filed Mar 27, 2019 20:22 UTC |
Petno Douglas BCEO Commercial Banking
|
Exercise / conversionCommon Stock | 78,254.6077 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-19-005837 · doc4.xml · nonDerivative · entry 1 Petno Douglas B · CIK 0001539649 · CEO Commercial Banking 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 207,789.6077 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: These shares represent JPMC common stock acquired on March 25, 2019 upon settlement of a Performance Share Unit award granted on January 19, 2016 for the three-year performance period ended December 31, 2018 (as previously disclosed on a Form 4 filed on March 21, 2019), and must be held for an additional two-year period, for a total combined vesting and holding period of five years from the date of grant. F2 · price: Each Performance Share Unit represents a contingent right to receive one share of JPMC common stock upon vesting based on the attainment of performance goals. Read SEC document |
| March 25, 2019 Filed Mar 27, 2019 20:22 UTC |
Pinto Daniel ECo-President & COO, CEO CIB
|
Exercise / conversionPerformance Share Units · Derivative | 163,780.301 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-19-005838 · doc4.xml · derivative · entry 4 Pinto Daniel E · CIK 0001555174 · Co-President & COO, CEO CIB 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 163,780.301 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_price: Each Performance Share Unit represents a contingent right to receive one share of JPMC common stock upon vesting based on the attainment of performance goals. F3 · shares: Represents Performance Share Units (PSUs) earned (including reinvested dividend equivalents) based on the Company's attainment of pre-established performance goals for the three-year performance period ended December 31, 2018, as provided under the terms of a PSU award granted on January 19, 2016, and as previously reported on a Form 4 filed on March 21, 2019. The PSUs settled in shares of common stock on March 25, 2019. Shares delivered, after applicable tax withholding, must be held for an additional two-year period, for a total combined vesting and holding period of five years from the date of grant. F3 · derivative.exercise_date: Represents Performance Share Units (PSUs) earned (including reinvested dividend equivalents) based on the Company's attainment of pre-established performance goals for the three-year performance period ended December 31, 2018, as provided under the terms of a PSU award granted on January 19, 2016, and as previously reported on a Form 4 filed on March 21, 2019. The PSUs settled in shares of common stock on March 25, 2019. Shares delivered, after applicable tax withholding, must be held for an additional two-year period, for a total combined vesting and holding period of five years from the date of grant. F3 · derivative.expiration_date: Represents Performance Share Units (PSUs) earned (including reinvested dividend equivalents) based on the Company's attainment of pre-established performance goals for the three-year performance period ended December 31, 2018, as provided under the terms of a PSU award granted on January 19, 2016, and as previously reported on a Form 4 filed on March 21, 2019. The PSUs settled in shares of common stock on March 25, 2019. Shares delivered, after applicable tax withholding, must be held for an additional two-year period, for a total combined vesting and holding period of five years from the date of grant. Read SEC document |
| March 25, 2019 Filed Mar 27, 2019 20:22 UTC |
Pinto Daniel ECo-President & COO, CEO CIB
|
Tax withholdingCommon Stock | 76,977.301 | $99.33 | $7,646,155.31 |
DisclosureSEC source: 0001225208-19-005838 · doc4.xml · nonDerivative · entry 2 Pinto Daniel E · CIK 0001555174 · Co-President & COO, CEO CIB 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 422,590 Read SEC document |
| March 25, 2019 Filed Mar 27, 2019 20:22 UTC |
Pinto Daniel ECo-President & COO, CEO CIB
|
Exercise / conversionCommon Stock | 163,780.301 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-19-005838 · doc4.xml · nonDerivative · entry 1 Pinto Daniel E · CIK 0001555174 · Co-President & COO, CEO CIB 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 499,567.301 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: These shares represent JPMC common stock acquired on March 25, 2019 upon settlement of a Performance Share Unit award granted on January 19, 2016 for the three-year performance period ended December 31, 2018 (as previously disclosed on a Form 4 filed on March 21, 2019), and must be held for an additional two-year period, for a total combined vesting and holding period of five years from the date of grant. F2 · price: Each Performance Share Unit represents a contingent right to receive one share of JPMC common stock upon vesting based on the attainment of performance goals. Read SEC document |
| March 25, 2019 Filed Mar 27, 2019 20:22 UTC |
Smith GordonCo-President & COO, CEO CCB
|
Exercise / conversionPerformance Share Units · Derivative | 137,473.0518 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-19-005839 · doc4.xml · derivative · entry 5 Smith Gordon · CIK 0001311487 · Co-President & COO, CEO CCB 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 137,473.0518 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_price: Each Performance Share Unit represents a contingent right to receive one share of JPMC common stock upon vesting based on the attainment of performance goals. F3 · shares: Represents Performance Share Units (PSUs) earned (including reinvested dividend equivalents) based on the Company's attainment of pre-established performance goals for the three-year performance period ended December 31, 2018, as provided under the terms of a PSU award granted on January 19, 2016, and as previously reported on a Form 4 filed on March 21, 2019. The PSUs settled in shares of common stock on March 25, 2019. Shares delivered, after applicable tax withholding, must be held for an additional two-year period, for a total combined vesting and holding period of five years from the date of grant. F3 · derivative.exercise_date: Represents Performance Share Units (PSUs) earned (including reinvested dividend equivalents) based on the Company's attainment of pre-established performance goals for the three-year performance period ended December 31, 2018, as provided under the terms of a PSU award granted on January 19, 2016, and as previously reported on a Form 4 filed on March 21, 2019. The PSUs settled in shares of common stock on March 25, 2019. Shares delivered, after applicable tax withholding, must be held for an additional two-year period, for a total combined vesting and holding period of five years from the date of grant. F3 · derivative.expiration_date: Represents Performance Share Units (PSUs) earned (including reinvested dividend equivalents) based on the Company's attainment of pre-established performance goals for the three-year performance period ended December 31, 2018, as provided under the terms of a PSU award granted on January 19, 2016, and as previously reported on a Form 4 filed on March 21, 2019. The PSUs settled in shares of common stock on March 25, 2019. Shares delivered, after applicable tax withholding, must be held for an additional two-year period, for a total combined vesting and holding period of five years from the date of grant. Read SEC document |
| March 25, 2019 Filed Mar 27, 2019 20:22 UTC |
Smith GordonCo-President & COO, CEO CCB
|
Tax withholdingCommon Stock | 70,318.0518 | $99.33 | $6,984,692.09 |
DisclosureSEC source: 0001225208-19-005839 · doc4.xml · nonDerivative · entry 2 Smith Gordon · CIK 0001311487 · Co-President & COO, CEO CCB 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 406,482 Read SEC document |
| March 25, 2019 Filed Mar 27, 2019 20:22 UTC |
Smith GordonCo-President & COO, CEO CCB
|
Exercise / conversionCommon Stock | 137,473.0518 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-19-005839 · doc4.xml · nonDerivative · entry 1 Smith Gordon · CIK 0001311487 · Co-President & COO, CEO CCB 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 476,800.0518 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: These shares represent JPMC common stock acquired on March 25, 2019 upon settlement of a Performance Share Unit award granted on January 19, 2016 for the three-year performance period ended December 31, 2018 (as previously disclosed on a Form 4 filed on March 21, 2019), and must be held for an additional two-year period, for a total combined vesting and holding period of five years from the date of grant. F2 · price: Each Performance Share Unit represents a contingent right to receive one share of JPMC common stock upon vesting based on the attainment of performance goals. Read SEC document |
| March 19, 2019 Filed Mar 21, 2019 20:24 UTC |
BACON ASHLEYChief Risk Officer
|
GrantPerformance Share Units · Derivative | 78,416.022 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-19-005672 · doc4.xml · derivative · entry 1 BACON ASHLEY · CIK 0001580075 · Chief Risk Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 78,416.022 Underlying: Common Stock · 78,416.022 shares Expires not disclosed F1 · derivative.exercise_price: Each Performance Share Unit represents a contingent right to receive one share of JPMC common stock upon vesting based on the attainment of performance goals. F2 · shares: Represents Performance Share Units (PSUs) earned (including reinvested dividend equivalents) based on the Company's attainment of pre-established performance goals for the three-year performance period ended December 31, 2018. The PSUs are expected to vest and settle in shares of common stock on March 25, 2019 which will be reported in a later Form 4 filing. The Company previously reported in a Current Report on Form 8-K filed on January 21, 2016 that certain Executive Officers' compensation for performance year 2015 included variable compensation comprised partly of the PSUs reported. In accordance with the terms of the PSUs, the Compensation & Management Development Committee of the Board of Directors has certified the Company's absolute and relative performance against the pre-established performance goals for the performance period and has determined that the maximum amount of the previously granted PSUs has been earned. F3 · derivative.exercise_date: Shares delivered, after applicable tax withholding, must be held for an additional two-year period, for a total combined vesting and holding period of five years from the date of grant, as provided under the terms of the Performance Share Unit award granted on January 19, 2016. F3 · derivative.expiration_date: Shares delivered, after applicable tax withholding, must be held for an additional two-year period, for a total combined vesting and holding period of five years from the date of grant, as provided under the terms of the Performance Share Unit award granted on January 19, 2016. Read SEC document |
| March 19, 2019 Filed Mar 21, 2019 20:24 UTC |
DIMON JAMESDirector · Chairman & CEO
|
GrantPerformance Share Units · Derivative | 578,091.2282 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-19-005673 · doc4.xml · derivative · entry 1 DIMON JAMES · CIK 0001195345 · Director · Chairman & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 578,091.2282 Underlying: Common Stock · 578,091.2282 shares Expires not disclosed F1 · derivative.exercise_price: Each Performance Share Unit represents a contingent right to receive one share of JPMC common stock upon vesting based on the attainment of performance goals. F2 · shares: Represents Performance Share Units (PSUs) earned (including reinvested dividend equivalents) based on the Company's attainment of pre-established performance goals for the three-year performance period ended December 31, 2018. The PSUs are expected to vest and settle in shares of common stock on March 25, 2019, which will be reported in a later Form 4 filing. The Company previously reported in a Current Report on Form 8-K filed on January 21, 2016 that Mr. James Dimon's compensation for performance year 2015 included variable compensation comprised partly of the PSUs reported. In accordance with the terms of the PSUs, the Compensation & Management Development Committee of the Board of Directors has certified the Company's absolute and relative performance against the pre-established performance goals for the performance period and has determined that the maximum amount of the previously granted PSUs has been earned. F3 · derivative.exercise_date: Shares delivered, after applicable tax withholding, must be held for an additional two-year period, for a total combined vesting and holding period of five years from the date of grant, as provided under the terms of the Performance Share Unit award granted on January 19, 2016. F3 · derivative.expiration_date: Shares delivered, after applicable tax withholding, must be held for an additional two-year period, for a total combined vesting and holding period of five years from the date of grant, as provided under the terms of the Performance Share Unit award granted on January 19, 2016. Read SEC document |
| March 19, 2019 Filed Mar 21, 2019 20:24 UTC |
Erdoes Mary E.CEO Asset & Wealth Management
|
GrantPerformance Share Units · Derivative | 145,932.2581 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-19-005674 · doc4.xml · derivative · entry 1 Erdoes Mary E. · CIK 0001473446 · CEO Asset & Wealth Management 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 145,932.2581 Underlying: Common Stock · 145,932.2581 shares Expires not disclosed F1 · derivative.exercise_price: Each Performance Share Unit represents a contingent right to receive one share of JPMC common stock upon vesting based on the attainment of performance goals. F2 · shares: Represents Performance Share Units (PSUs) earned (including reinvested dividend equivalents) based on the Company's attainment of pre-established performance goals for the three-year performance period ended December 31, 2018. The PSUs are expected to vest and settle in shares of common stock on March 25, 2019 which will be reported in a later Form 4 filing. The Company previously reported in a Current Report on Form 8-K filed on January 21, 2016 that certain Executive Officers' compensation for performance year 2015 included variable compensation comprised partly of the PSUs reported. In accordance with the terms of the PSUs, the Compensation & Management Development Committee of the Board of Directors has certified the Company's absolute and relative performance against the pre-established performance goals for the performance period and has determined that the maximum amount of the previously granted PSUs has been earned. F3 · derivative.exercise_date: Shares delivered, after applicable tax withholding, must be held for an additional two-year period, for a total combined vesting and holding period of five years from the date of grant, as provided under the terms of the Performance Share Unit award granted on January 19, 2016. F3 · derivative.expiration_date: Shares delivered, after applicable tax withholding, must be held for an additional two-year period, for a total combined vesting and holding period of five years from the date of grant, as provided under the terms of the Performance Share Unit award granted on January 19, 2016. Read SEC document |
| March 19, 2019 Filed Mar 21, 2019 20:25 UTC |
Friedman StaceyGeneral Counsel
|
GrantPerformance Share Units · Derivative | 31,725.4162 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-19-005675 · doc4.xml · derivative · entry 1 Friedman Stacey · CIK 0001662926 · General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 31,725.4162 Underlying: Common Stock · 31,725.4162 shares Expires not disclosed F1 · derivative.exercise_price: Each Performance Share Unit represents a contingent right to receive one share of JPMC common stock upon vesting based on the attainment of performance goals. F2 · shares: Represents Performance Share Units (PSUs) earned (including reinvested dividend equivalents) based on the Company's attainment of pre-established performance goals for the three-year performance period ended December 31, 2018. The PSUs are expected to vest and settle in shares of common stock on March 25, 2019 which will be reported in a later Form 4 filing. The Company previously reported in a Current Report on Form 8-K filed on January 21, 2016 that certain Executive Officers' compensation for performance year 2015 included variable compensation comprised partly of the PSUs reported. In accordance with the terms of the PSUs, the Compensation & Management Development Committee of the Board of Directors has certified the Company's absolute and relative performance against the pre-established performance goals for the performance period and has determined that the maximum amount of the previously granted PSUs has been earned. F3 · derivative.exercise_date: Shares delivered, after applicable tax withholding, must be held for an additional two-year period, for a total combined vesting and holding period of five years from the date of grant, as provided under the terms of the Performance Share Unit award granted on January 19, 2016. F3 · derivative.expiration_date: Shares delivered, after applicable tax withholding, must be held for an additional two-year period, for a total combined vesting and holding period of five years from the date of grant, as provided under the terms of the Performance Share Unit award granted on January 19, 2016. Read SEC document |
| March 19, 2019 Filed Mar 21, 2019 20:25 UTC |
Lake MarianneChief Financial Officer
|
GrantPerformance Share Units · Derivative | 86,714.8142 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-19-005676 · doc4.xml · derivative · entry 1 Lake Marianne · CIK 0001566079 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 86,714.8142 Underlying: Common Stock · 86,714.8142 shares Expires not disclosed F1 · derivative.exercise_price: Each Performance Share Unit represents a contingent right to receive one share of JPMC common stock upon vesting based on the attainment of performance goals. F2 · shares: Represents Performance Share Units (PSUs) earned (including reinvested dividend equivalents) based on the Company's attainment of pre-established performance goals for the three-year performance period ended December 31, 2018. The PSUs are expected to vest and settle in shares of common stock on March 25, 2019 which will be reported in a later Form 4 filing. The Company previously reported in a Current Report on Form 8-K filed on January 21, 2016 that certain Executive Officers' compensation for performance year 2015 included variable compensation comprised partly of the PSUs reported. In accordance with the terms of the PSUs, the Compensation & Management Development Committee of the Board of Directors has certified the Company's absolute and relative performance against the pre-established performance goals for the performance period and has determined that the maximum amount of the previously granted PSUs has been earned. F3 · derivative.exercise_date: Shares delivered, after applicable tax withholding, must be held for an additional two-year period, for a total combined vesting and holding period of five years from the date of grant, as provided under the terms of the Performance Share Unit award granted on January 19, 2016. F3 · derivative.expiration_date: Shares delivered, after applicable tax withholding, must be held for an additional two-year period, for a total combined vesting and holding period of five years from the date of grant, as provided under the terms of the Performance Share Unit award granted on January 19, 2016. Read SEC document |
| March 19, 2019 Filed Mar 21, 2019 20:25 UTC |
Petno Douglas BCEO Commercial Banking
|
GrantPerformance Share Units · Derivative | 78,254.6077 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-19-005677 · doc4.xml · derivative · entry 1 Petno Douglas B · CIK 0001539649 · CEO Commercial Banking 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 78,254.6077 Underlying: Common Stock · 78,254.6077 shares Expires not disclosed F1 · derivative.exercise_price: Each Performance Share Unit represents a contingent right to receive one share of JPMC common stock upon vesting based on the attainment of performance goals. F2 · shares: Represents Performance Share Units (PSUs) earned (including reinvested dividend equivalents) based on the Company's attainment of pre-established performance goals for the three-year performance period ended December 31, 2018. The PSUs are expected to vest and settle in shares of common stock on March 25, 2019 which will be reported in a later Form 4 filing. The Company previously reported in a Current Report on Form 8-K filed on January 21, 2016 that certain Executive Officers' compensation for performance year 2015 included variable compensation comprised partly of the PSUs reported. In accordance with the terms of the PSUs, the Compensation & Management Development Committee of the Board of Directors has certified the Company's absolute and relative performance against the pre-established performance goals for the performance period and has determined that the maximum amount of the previously granted PSUs has been earned. F3 · derivative.exercise_date: Shares delivered, after applicable tax withholding, must be held for an additional two-year period, for a total combined vesting and holding period of five years from the date of grant, as provided under the terms of the Performance Share Unit award granted on January 19, 2016. F3 · derivative.expiration_date: Shares delivered, after applicable tax withholding, must be held for an additional two-year period, for a total combined vesting and holding period of five years from the date of grant, as provided under the terms of the Performance Share Unit award granted on January 19, 2016. Read SEC document |
| March 19, 2019 Filed Mar 21, 2019 20:25 UTC |
Pinto Daniel ECo-President & COO, CEO CIB
|
GrantPerformance Share Units · Derivative | 163,780.301 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-19-005678 · doc4.xml · derivative · entry 1 Pinto Daniel E · CIK 0001555174 · Co-President & COO, CEO CIB 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 163,780.301 Underlying: Common Stock · 163,780.301 shares Expires not disclosed F1 · derivative.exercise_price: Each Performance Share Unit represents a contingent right to receive one share of JPMC common stock upon vesting based on the attainment of performance goals. F2 · shares: Represents Performance Share Units (PSUs) earned (including reinvested dividend equivalents) based on the Company's attainment of pre-established performance goals for the three-year performance period ended December 31, 2018. The PSUs are expected to vest and settle in shares of common stock on March 25, 2019 which will be reported in a later Form 4 filing. The Company previously reported in a Current Report on Form 8-K filed on January 21, 2016 that certain Executive Officers' compensation for performance year 2015 included variable compensation comprised partly of the PSUs reported. In accordance with the terms of the PSUs, the Compensation & Management Development Committee of the Board of Directors has certified the Company's absolute and relative performance against the pre-established performance goals for the performance period and has determined that the maximum amount of the previously granted PSUs has been earned. F3 · derivative.exercise_date: Shares delivered, after applicable tax withholding, must be held for an additional two-year period, for a total combined vesting and holding period of five years from the date of grant, as provided under the terms of the Performance Share Unit award granted on January 19, 2016. F3 · derivative.expiration_date: Shares delivered, after applicable tax withholding, must be held for an additional two-year period, for a total combined vesting and holding period of five years from the date of grant, as provided under the terms of the Performance Share Unit award granted on January 19, 2016. Read SEC document |
| March 19, 2019 Filed Mar 21, 2019 20:25 UTC |
Smith GordonCo-President & COO, CEO CCB
|
GrantPerformance Share Units · Derivative | 137,473.0518 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-19-005679 · doc4.xml · derivative · entry 1 Smith Gordon · CIK 0001311487 · Co-President & COO, CEO CCB 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 137,473.0518 Underlying: Common Stock · 137,473.0518 shares Expires not disclosed F1 · derivative.exercise_price: Each Performance Share Unit represents a contingent right to receive one share of JPMC common stock upon vesting based on the attainment of performance goals. F2 · shares: Represents Performance Share Units (PSUs) earned (including reinvested dividend equivalents) based on the Company's attainment of pre-established performance goals for the three-year performance period ended December 31, 2018. The PSUs are expected to vest and settle in shares of common stock on March 25, 2019 which will be reported in a later Form 4 filing. The Company previously reported in a Current Report on Form 8-K filed on January 21, 2016 that certain Executive Officers' compensation for performance year 2015 included variable compensation comprised partly of the PSUs reported. In accordance with the terms of the PSUs, the Compensation & Management Development Committee of the Board of Directors has certified the Company's absolute and relative performance against the pre-established performance goals for the performance period and has determined that the maximum amount of the previously granted PSUs has been earned. F3 · derivative.exercise_date: Shares delivered, after applicable tax withholding, must be held for an additional two-year period, for a total combined vesting and holding period of five years from the date of grant, as provided under the terms of the Performance Share Unit award granted on January 19, 2016. F3 · derivative.expiration_date: Shares delivered, after applicable tax withholding, must be held for an additional two-year period, for a total combined vesting and holding period of five years from the date of grant, as provided under the terms of the Performance Share Unit award granted on January 19, 2016. Read SEC document |
| March 01, 2019 Filed Apr 2, 2024 20:51 UTC |
BURKE STEPHEN BDirector
|
GiftCommon Stock | 222 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-24-004808 · doc4.xml · nonDerivative · entry 2 BURKE STEPHEN B · CIK 0001203694 · Director 10b5-1 filing: No plan indicated Ownership: Indirect · By Trust Disclosed balance after: 222 Read SEC document |
| February 20, 2019 Filed Feb 21, 2019 21:16 UTC |
Lake MarianneChief Financial Officer
|
Exercise / conversionStock Appreciation Rights · Derivative | 341,842 | $0.00 Strike: $46.58 | $0.00 |
DisclosureSEC source: 0001225208-19-003259 · doc4.xml · derivative · entry 4 Lake Marianne · CIK 0001566079 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 341,842 shares Expires 2023-01-17 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_date: Stock appreciation rights, which have a ten-year term, become exercisable in five equal installments beginning January 17, 2014. Shares resulting from exercise must be held at least five years from the grant date. Read SEC document |
| February 20, 2019 Filed Feb 21, 2019 21:16 UTC |
Lake MarianneChief Financial Officer
|
Tax withholdingCommon Stock | 252,643 | $105.34 | $26,612,782.01 |
DisclosureSEC source: 0001225208-19-003259 · doc4.xml · nonDerivative · entry 2 Lake Marianne · CIK 0001566079 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 112,938 Read SEC document |
| February 20, 2019 Filed Feb 21, 2019 21:16 UTC |
Lake MarianneChief Financial Officer
|
Exercise / conversionCommon Stock | 341,842 | $46.58 | $15,923,000.36 |
DisclosureSEC source: 0001225208-19-003259 · doc4.xml · nonDerivative · entry 1 Lake Marianne · CIK 0001566079 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 365,581 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| February 20, 2019 Filed Feb 21, 2019 21:16 UTC |
Smith GordonCo-President & COO, CEO CCB
|
Exercise / conversionStock Appreciation Rights · Derivative | 149,179 | $0.00 Strike: $43.20 | $0.00 |
DisclosureSEC source: 0001225208-19-003260 · doc4.xml · derivative · entry 5 Smith Gordon · CIK 0001311487 · Co-President & COO, CEO CCB 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 149,179 shares Expires 2020-01-20 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_date: Stock appreciation rights, which have a ten-year term, become exercisable in five equal installments beginning January 20, 2011. Shares resulting from exercise must be held at least five years from the grant date. Read SEC document |
| February 20, 2019 Filed Feb 21, 2019 21:16 UTC |
Smith GordonCo-President & COO, CEO CCB
|
Tax withholdingCommon Stock | 104,520 | $105.34 | $11,009,875.50 |
DisclosureSEC source: 0001225208-19-003260 · doc4.xml · nonDerivative · entry 2 Smith Gordon · CIK 0001311487 · Co-President & COO, CEO CCB 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 339,327 Read SEC document |
| February 20, 2019 Filed Feb 21, 2019 21:16 UTC |
Smith GordonCo-President & COO, CEO CCB
|
Exercise / conversionCommon Stock | 149,179 | $43.20 | $6,444,532.80 |
DisclosureSEC source: 0001225208-19-003260 · doc4.xml · nonDerivative · entry 1 Smith Gordon · CIK 0001311487 · Co-President & COO, CEO CCB 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 443,847 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| February 05, 2019 Filed Feb 6, 2019 21:13 UTC |
CROWN JAMES SDirector
|
PurchaseCommon Stock | 5,000 | $103.79 | $518,949.50 |
DisclosureSEC source: 0001225208-19-001861 · doc4.xml · nonDerivative · entry 1 CROWN JAMES S · CIK 0001185064 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · By Spouse Disclosed balance after: 26,303 F1 · ownership.nature: The Reporting Person disclaims beneficial ownership of these shares except to the extent of his pecuniary interest therein. Read SEC document |
| January 29, 2019 Filed Jan 29, 2019 21:14 UTC |
Beer Lori AChief Information Officer
|
SaleCommon Stock | 13,341 | $105.00 | $1,400,806.33 |
DisclosureSEC source: 0001225208-19-001420 · doc4.xml · nonDerivative · entry 1 Beer Lori A · CIK 0001436677 · Chief Information Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 23,471 F1 · kind: Sale pursuant to 10b5-1 Plan dated November 9, 2018. Read SEC document |
| January 29, 2019 Filed Jan 29, 2019 21:14 UTC |
Friedman StaceyGeneral Counsel
|
SaleCommon Stock | 3,022 | $105.00 | $317,310.30 |
DisclosureSEC source: 0001225208-19-001421 · doc4.xml · nonDerivative · entry 1 Friedman Stacey · CIK 0001662926 · General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 12,519 F1 · kind: Sale pursuant to 10b5-1 Plan dated November 9, 2018. Read SEC document |
| January 29, 2019 Filed Jan 29, 2019 21:14 UTC |
Petno Douglas BCEO Commercial Banking
|
SaleCommon Stock | 11,659 | $105.00 | $1,224,205.49 |
DisclosureSEC source: 0001225208-19-001422 · doc4.xml · nonDerivative · entry 1 Petno Douglas B · CIK 0001539649 · CEO Commercial Banking 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 129,535 F1 · kind: Sale pursuant to 10b5-1 Plan dated November 14, 2018. F2 · balance_after: Balances reflect 12,912 shares transferred from a Grantor Retained Annuity Trust to the Grantor on January 17, 2019. This transfer is exempt from Section 16 pursuant to Rule 16a-13. Read SEC document |
| January 29, 2019 Filed Jan 29, 2019 21:14 UTC |
Scher PeterExecutive Vice President
|
SaleCommon Stock | 18,679 | $105.00 | $1,961,339.83 |
DisclosureSEC source: 0001225208-19-001423 · doc4.xml · nonDerivative · entry 1 Scher Peter · CIK 0001726591 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 F1 · kind: Sale pursuant to 10b5-1 Plan dated November 6, 2018. Read SEC document |
| January 16, 2019 Filed Jan 16, 2019 21:34 UTC |
BACON ASHLEYChief Risk Officer
|
SaleCommon Stock | 5,831 | $102.78 | $599,303.77 |
DisclosureSEC source: 0001225208-19-000895 · doc4.xml · nonDerivative · entry 4 BACON ASHLEY · CIK 0001580075 · Chief Risk Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 92,046 F2 · kind: Sale pursuant to 10b5-1 Plan dated November 2, 2018. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.