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AMJB

JPMORGAN CHASE & CO

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2795
SEC CIK
0000019617
Parsed reports
2,624

Last 12 months

Inside the activity.

0 purchase rows · 43 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202501
Dec 202500
Jan 202608
Feb 2026014
Mar 202601
Apr 202608
May 202608
Jun 202601
Jul 202600
Aug 202601
Sep 202601
Oct 202600

Latest available

Insider transactions

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
September 30, 2019 Filed Oct 2, 2019 20:17 UTC GrantCommon Stock 329.2548 $117.69 $38,750.00
Disclosure

SEC source: 0001225208-19-013025 · doc4.xml · nonDerivative · entry 1

BURKE STEPHEN B · CIK 0001203694 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 144,471.4645

F1 · kind: Deferral of quarterly retainer, payable in common stock following termination of service as director.

Read SEC document
September 30, 2019 Filed Oct 2, 2019 20:17 UTC GrantCommon Stock 308.0126 $117.69 $36,250.00
Disclosure

SEC source: 0001225208-19-013026 · doc4.xml · nonDerivative · entry 1

FLYNN TIMOTHY PATRICK · CIK 0001550322 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 49,782.8972

F1 · kind: Deferral of quarterly retainer, payable in common stock following termination of service as director.

Read SEC document
September 30, 2019 Filed Oct 2, 2019 20:17 UTC GrantCommon Stock 318.6337 $117.69 $37,500.00
Disclosure

SEC source: 0001225208-19-013027 · doc4.xml · nonDerivative · entry 1

HOBSON MELLODY L · CIK 0001169896 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,151.3851

F1 · kind: Deferral of quarterly retainer, payable in common stock following termination of service as director.

Read SEC document
September 30, 2019 Filed Oct 2, 2019 20:18 UTC GrantCommon Stock 318.6337 $117.69 $37,500.00
Disclosure

SEC source: 0001225208-19-013028 · doc4.xml · nonDerivative · entry 1

JACKSON LABAN · CIK 0001202252 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 187,996.562

F1 · kind: Deferral of quarterly retainer, payable in common stock following termination of service as director.

Read SEC document
September 30, 2019 Filed Oct 2, 2019 20:18 UTC GrantCommon Stock 276.1492 $117.69 $32,500.00
Disclosure

SEC source: 0001225208-19-013029 · doc4.xml · nonDerivative · entry 1

NEAL MICHAEL A · CIK 0001233167 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 38,844.7438

F1 · kind: Deferral of quarterly retainer, payable in common stock following termination of service as director.

Read SEC document
September 30, 2019 Filed Oct 2, 2019 20:18 UTC GrantCommon Stock 382.3604 $117.69 $45,000.00
Disclosure

SEC source: 0001225208-19-013030 · doc4.xml · nonDerivative · entry 1

RAYMOND LEE R · CIK 0001198809 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 250,135.1102

F1 · kind: Deferral of quarterly retainer, payable in common stock following termination of service as director.

Read SEC document
September 13, 2019 Filed Sep 16, 2019 20:07 UTC
Petno Douglas BCEO Commercial Banking
Exercise / conversionStock Appreciation Rights · Derivative 75,000 $0.00 Strike: $46.58 $0.00
Disclosure

SEC source: 0001225208-19-012522 · doc4.xml · derivative · entry 4

Petno Douglas B · CIK 0001539649 · CEO Commercial Banking

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 150,000

Underlying: Common Stock · 75,000 shares

Expires 2023-01-17

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Exercise of SARs pursuant to 10b5-1 Plan dated August 14, 2019.

F2 · derivative.exercise_date: Stock appreciation rights, which have a ten-year term, become exercisable in five equal installments beginning January 17, 2014. Shares resulting from exercise must be held at least five years from the grant date.

Read SEC document
September 13, 2019 Filed Sep 16, 2019 20:07 UTC
Petno Douglas BCEO Commercial Banking
Tax withholdingCommon Stock 53,583 $119.58 $6,407,187.23
Disclosure

SEC source: 0001225208-19-012522 · doc4.xml · nonDerivative · entry 2

Petno Douglas B · CIK 0001539649 · CEO Commercial Banking

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 295,504

Read SEC document
September 13, 2019 Filed Sep 16, 2019 20:07 UTC
Petno Douglas BCEO Commercial Banking
Exercise / conversionCommon Stock 75,000 $46.58 $3,493,500.00
Disclosure

SEC source: 0001225208-19-012522 · doc4.xml · nonDerivative · entry 1

Petno Douglas B · CIK 0001539649 · CEO Commercial Banking

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 349,087

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
September 10, 2019 Filed Sep 11, 2019 20:16 UTC
Petno Douglas BCEO Commercial Banking
Exercise / conversionStock Appreciation Rights · Derivative 75,000 $0.00 Strike: $46.58 $0.00
Disclosure

SEC source: 0001225208-19-012324 · doc4.xml · derivative · entry 4

Petno Douglas B · CIK 0001539649 · CEO Commercial Banking

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 225,000

Underlying: Common Stock · 75,000 shares

Expires 2023-01-17

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · kind: Exercise of SARs pursuant to 10b5-1 Plan dated August 14, 2019.

F3 · derivative.exercise_date: Stock appreciation rights, which have a ten-year term, become exercisable in five equal installments beginning January 17, 2014. Shares resulting from exercise must be held at least five years from the grant date.

Read SEC document
September 10, 2019 Filed Sep 11, 2019 20:16 UTC
Petno Douglas BCEO Commercial Banking
Tax withholdingCommon Stock 53,944 $116.50 $6,284,405.87
Disclosure

SEC source: 0001225208-19-012324 · doc4.xml · nonDerivative · entry 2

Petno Douglas B · CIK 0001539649 · CEO Commercial Banking

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 274,087

F1 · balance_after: Amount owned directly includes 54,731 shares and 14,502 shares transferred from a Grantor Retained Annuity Trust to the Grantor on July 26, 2019 and July 30, 2019, respectively. These transfers are exempt from Section 16 pursuant to Rule 16a-13.

Read SEC document
September 10, 2019 Filed Sep 11, 2019 20:16 UTC
Petno Douglas BCEO Commercial Banking
Exercise / conversionCommon Stock 75,000 $46.58 $3,493,500.00
Disclosure

SEC source: 0001225208-19-012324 · doc4.xml · nonDerivative · entry 1

Petno Douglas B · CIK 0001539649 · CEO Commercial Banking

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 328,031

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
August 08, 2019 Filed Aug 8, 2019 21:11 UTC PurchaseCommon Stock 18,200 $109.91 $2,000,362.00
Disclosure

SEC source: 0001225208-19-011097 · doc4.xml · nonDerivative · entry 1

HOBSON MELLODY L · CIK 0001169896 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By The GWL Living Trust

Disclosed balance after: 93,555

Read SEC document
July 23, 2019 Filed Jul 24, 2019 20:56 UTC
Smith GordonCo-President & COO, CEO CCB
Exercise / conversionStock Appreciation Rights · Derivative 76,924 $0.00 Strike: $44.29 $0.00
Disclosure

SEC source: 0001225208-19-010432 · doc4.xml · derivative · entry 11

Smith Gordon · CIK 0001311487 · Co-President & COO, CEO CCB

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 76,924 shares

Expires 2021-01-19

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_date: Stock appreciation rights, which have a ten-year term, become exercisable in five equal installments beginning January 19, 2012. Shares resulting from exercise must be held at least five years from the grant date.

Read SEC document
July 23, 2019 Filed Jul 24, 2019 20:56 UTC
Smith GordonCo-President & COO, CEO CCB
Exercise / conversionStock Appreciation Rights · Derivative 44,995 $0.00 Strike: $35.61 $0.00
Disclosure

SEC source: 0001225208-19-010432 · doc4.xml · derivative · entry 10

Smith Gordon · CIK 0001311487 · Co-President & COO, CEO CCB

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 44,995 shares

Expires 2022-01-18

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_date: Stock appreciation rights, which have a ten-year term, become exercisable in five equal installments beginning January 18, 2013. Shares resulting from exercise must be held at least five years from the grant date.

Read SEC document
July 23, 2019 Filed Jul 24, 2019 20:56 UTC
Smith GordonCo-President & COO, CEO CCB
Exercise / conversionStock Appreciation Rights · Derivative 209,206 $0.00 Strike: $46.58 $0.00
Disclosure

SEC source: 0001225208-19-010432 · doc4.xml · derivative · entry 9

Smith Gordon · CIK 0001311487 · Co-President & COO, CEO CCB

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 209,206 shares

Expires 2023-01-17

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: Stock appreciation rights, which have a ten-year term, become exercisable in five equal installments beginning January 17, 2014. Shares resulting from exercise must be held at least five years from the grant date.

Read SEC document
July 23, 2019 Filed Jul 24, 2019 20:56 UTC
Smith GordonCo-President & COO, CEO CCB
Tax withholdingCommon Stock 148,176 $115.64 $17,134,331.76
Disclosure

SEC source: 0001225208-19-010432 · doc4.xml · nonDerivative · entry 6

Smith Gordon · CIK 0001311487 · Co-President & COO, CEO CCB

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 476,486

F1 · balance_after: Balance reflects 11,974 shares transferred from a Grantor Retained Annuity Trust to the grantor on April 18th, 2019. This transfer is exempt from Section 16 pursuant to Rule 16a-13.

Read SEC document
July 23, 2019 Filed Jul 24, 2019 20:56 UTC
Smith GordonCo-President & COO, CEO CCB
Tax withholdingCommon Stock 53,740 $115.64 $6,214,224.90
Disclosure

SEC source: 0001225208-19-010432 · doc4.xml · nonDerivative · entry 5

Smith Gordon · CIK 0001311487 · Co-President & COO, CEO CCB

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 624,662

Read SEC document
July 23, 2019 Filed Jul 24, 2019 20:56 UTC
Smith GordonCo-President & COO, CEO CCB
Tax withholdingCommon Stock 29,784 $115.64 $3,444,072.84
Disclosure

SEC source: 0001225208-19-010432 · doc4.xml · nonDerivative · entry 4

Smith Gordon · CIK 0001311487 · Co-President & COO, CEO CCB

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 678,402

Read SEC document
July 23, 2019 Filed Jul 24, 2019 20:56 UTC
Smith GordonCo-President & COO, CEO CCB
Exercise / conversionCommon Stock 44,995 $35.61 $1,602,271.95
Disclosure

SEC source: 0001225208-19-010432 · doc4.xml · nonDerivative · entry 3

Smith Gordon · CIK 0001311487 · Co-President & COO, CEO CCB

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 708,186

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
July 23, 2019 Filed Jul 24, 2019 20:56 UTC
Smith GordonCo-President & COO, CEO CCB
Exercise / conversionCommon Stock 76,924 $44.29 $3,406,963.96
Disclosure

SEC source: 0001225208-19-010432 · doc4.xml · nonDerivative · entry 2

Smith Gordon · CIK 0001311487 · Co-President & COO, CEO CCB

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 663,191

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
July 23, 2019 Filed Jul 24, 2019 20:56 UTC
Smith GordonCo-President & COO, CEO CCB
Exercise / conversionCommon Stock 209,206 $46.58 $9,744,815.48
Disclosure

SEC source: 0001225208-19-010432 · doc4.xml · nonDerivative · entry 1

Smith Gordon · CIK 0001311487 · Co-President & COO, CEO CCB

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 586,267

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
July 18, 2019 Filed Jul 19, 2019 20:14 UTC
Scher PeterExecutive Vice President
SaleCommon Stock 10,816 $115.00 $1,243,858.39
Disclosure

SEC source: 0001225208-19-010377 · doc4.xml · nonDerivative · entry 1

Scher Peter · CIK 0001726591 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

F1 · kind: Sale pursuant to 10b5-1 Plan dated November 6, 2018, as modified on May 13, 2019.

Read SEC document
July 17, 2019 Filed Jul 18, 2019 21:11 UTC
Beer Lori AChief Information Officer
SaleCommon Stock 13,341 $114.28 $1,524,601.48
Disclosure

SEC source: 0001225208-19-010367 · doc4.xml · nonDerivative · entry 1

Beer Lori A · CIK 0001436677 · Chief Information Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,130

F1 · kind: Sale pursuant to 10b5-1 Plan dated May 13, 2019.

Read SEC document
June 30, 2019 Filed Jul 2, 2019 21:15 UTC GrantCommon Stock 297.4552 $111.80 $33,255.49
Disclosure

SEC source: 0001225208-19-009882 · doc4.xml · nonDerivative · entry 1

BURKE STEPHEN B · CIK 0001203694 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 143,357.9942

F1 · kind: Deferral of quarterly retainer, payable in common stock following termination of service as director.

Read SEC document
June 30, 2019 Filed Jul 2, 2019 21:15 UTC GrantCommon Stock 346.6011 $111.80 $38,750.00
Disclosure

SEC source: 0001225208-19-009883 · doc4.xml · nonDerivative · entry 1

FLYNN TIMOTHY PATRICK · CIK 0001550322 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 49,198.5718

F1 · kind: Deferral of quarterly retainer, payable in common stock following termination of service as director.

Read SEC document
June 30, 2019 Filed Jul 2, 2019 21:15 UTC GrantCommon Stock 290.6977 $111.80 $32,500.00
Disclosure

SEC source: 0001225208-19-009884 · doc4.xml · nonDerivative · entry 1

HOBSON MELLODY L · CIK 0001169896 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,803.9214

F1 · kind: Deferral of quarterly retainer, payable in common stock following termination of service as director.

Read SEC document
June 30, 2019 Filed Jul 2, 2019 21:15 UTC GrantCommon Stock 290.6977 $111.80 $32,500.00
Disclosure

SEC source: 0001225208-19-009885 · doc4.xml · nonDerivative · entry 1

NEAL MICHAEL A · CIK 0001233167 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 38,361.9728

F1 · kind: Deferral of quarterly retainer, payable in common stock following termination of service as director.

Read SEC document
June 30, 2019 Filed Jul 2, 2019 21:15 UTC GrantCommon Stock 424.8658 $111.80 $47,500.00
Disclosure

SEC source: 0001225208-19-009886 · doc4.xml · nonDerivative · entry 1

RAYMOND LEE R · CIK 0001198809 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 248,017.4972

F1 · kind: Deferral of quarterly retainer, payable in common stock following termination of service as director.

Read SEC document
June 30, 2019 Filed Jul 2, 2019 21:15 UTC GrantCommon Stock 380.1431 $111.80 $42,500.00
Disclosure

SEC source: 0001225208-19-009887 · doc4.xml · nonDerivative · entry 1

JACKSON LABAN · CIK 0001202252 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 186,545.2256

F1 · kind: Deferral of quarterly retainer, payable in common stock following termination of service as director.

Read SEC document
May 09, 2019 Filed May 15, 2019 20:40 UTC
DIMON JAMESDirector · Chairman & CEO
GiftCommon Stock 375,277 $0.00 $0.00
Disclosure

SEC source: 0001225208-19-008066 · doc4.xml · nonDerivative · entry 2

DIMON JAMES · CIK 0001195345 · Director · Chairman & CEO

10b5-1 filing: Not disclosed

Ownership: Indirect · By GRATs

Disclosed balance after: 4,185,737

F1 · acquired: Upon termination of a Grantor Retained Annuity Trust, 375,277 shares were transferred to Family Trusts as beneficiaries on May 9, 2019.

F2 · balance_after: Balances reflect a) 86,166 shares acquired by the Grantor from a Grantor Retained Annuity Trust (GRAT) on May 1, 2019, pursuant to an agreement entered into on February 15, 2019, under the terms of the GRAT; b) 847,970 shares transferred from a GRAT to the Grantor on May 8, 2019; c) 456,690 shares transferred from a GRAT to the Grantor on May 8, 2019; and d) 1,910,841 shares transferred from Grantor for funding of a GRAT on May 10, 2019. These transfers are exempt from Section 16 pursuant to Rule 16a-13.

Read SEC document
May 09, 2019 Filed May 15, 2019 20:40 UTC
DIMON JAMESDirector · Chairman & CEO
GiftCommon Stock 375,277 $0.00 $0.00
Disclosure

SEC source: 0001225208-19-008066 · doc4.xml · nonDerivative · entry 1

DIMON JAMES · CIK 0001195345 · Director · Chairman & CEO

10b5-1 filing: Not disclosed

Ownership: Indirect · By Family Trusts

Disclosed balance after: 1,734,045

F1 · acquired: Upon termination of a Grantor Retained Annuity Trust, 375,277 shares were transferred to Family Trusts as beneficiaries on May 9, 2019.

Read SEC document
May 01, 2019 Filed May 2, 2019 20:26 UTC
Scher PeterExecutive Vice President
Exercise / conversionStock Appreciation Rights · Derivative 33,996 $0.00 Strike: $46.58 $0.00
Disclosure

SEC source: 0001225208-19-007573 · doc4.xml · derivative · entry 3

Scher Peter · CIK 0001726591 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 33,996

Underlying: Common Stock · 33,996 shares

Expires 2023-01-17

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Excercise of SARs pursuant to 10b5-1 Plan dated November 6, 2018.

F2 · derivative.exercise_date: Stock appreciation rights, which have a ten-year term, become exercisable in five equal installments beginning January 17, 2014. Shares resulting from exercise must be held at least five years from the grant date.

Read SEC document
May 01, 2019 Filed May 2, 2019 20:26 UTC
Scher PeterExecutive Vice President
Tax withholdingCommon Stock 23,180 $116.06 $2,690,154.90
Disclosure

SEC source: 0001225208-19-007573 · doc4.xml · nonDerivative · entry 2

Scher Peter · CIK 0001726591 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,816

Read SEC document
May 01, 2019 Filed May 2, 2019 20:26 UTC
Scher PeterExecutive Vice President
Exercise / conversionCommon Stock 33,996 $46.58 $1,583,533.68
Disclosure

SEC source: 0001225208-19-007573 · doc4.xml · nonDerivative · entry 1

Scher Peter · CIK 0001726591 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 33,996

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
April 30, 2019 Filed May 2, 2019 20:26 UTC
Erdoes Mary E.CEO Asset & Wealth Management
GiftCommon Stock 13,845 $0.00 $0.00
Disclosure

SEC source: 0001225208-19-007572 · doc4.xml · nonDerivative · entry 1

Erdoes Mary E. · CIK 0001473446 · CEO Asset & Wealth Management

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 450,475

Read SEC document
April 18, 2019 Filed Apr 18, 2019 20:17 UTC PurchaseCommon Stock 1,700 $114.26 $194,241.83
Disclosure

SEC source: 0001225208-19-006990 · doc4.xml · nonDerivative · entry 1

HOBSON MELLODY L · CIK 0001169896 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,484.5801

Read SEC document
April 16, 2019 Filed Apr 17, 2019 21:15 UTC PurchaseCommon Stock 18,000 $111.02 $1,998,442.80
Disclosure

SEC source: 0001225208-19-006914 · doc4.xml · nonDerivative · entry 1

HOBSON MELLODY L · CIK 0001169896 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By The GWL Living Trust

Disclosed balance after: 75,355

Read SEC document
April 15, 2019 Filed Apr 16, 2019 21:41 UTC
Lake MarianneChief Financial Officer
SaleCommon Stock 115,415 $109.75 $12,666,807.79
Disclosure

SEC source: 0001225208-19-006847 · doc4.xml · nonDerivative · entry 1

Lake Marianne · CIK 0001566079 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 46,120

F1 · kind: Sales pursuant to 10b5-1 Plans dated February 14, 2019 and November 9, 2018, as modified on February 14, 2019.

F2 · balance_after: Amount owned directly includes 8,032 shares transferred from a Grantor Retained Annuity Trust to the Grantor on April 15, 2019. This transfer is exempt from Section 16 pursuant to Rule 16a-13.

Read SEC document
April 15, 2019 Filed Apr 16, 2019 21:41 UTC
Petno Douglas BCEO Commercial Banking
Exercise / conversionStock Appreciation Rights · Derivative 78,452 $0.00 Strike: $46.58 $0.00
Disclosure

SEC source: 0001225208-19-006848 · doc4.xml · derivative · entry 6

Petno Douglas B · CIK 0001539649 · CEO Commercial Banking

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 300,000

Underlying: Common Stock · 78,452 shares

Expires 2023-01-17

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · kind: Excercise of SARs pursuant to 10b5-1 Plan dated April 15, 2019.

F4 · derivative.exercise_date: Stock appreciation rights, which have a ten-year term, become exercisable in five equal installments beginning January 17, 2014. Shares resulting from exercise must be held at least five years from the grant date.

Read SEC document
April 15, 2019 Filed Apr 16, 2019 21:41 UTC
Petno Douglas BCEO Commercial Banking
Tax withholdingCommon Stock 57,285 $110.06 $6,304,787.10
Disclosure

SEC source: 0001225208-19-006848 · doc4.xml · nonDerivative · entry 3

Petno Douglas B · CIK 0001539649 · CEO Commercial Banking

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 183,798

F2 · balance_after: Amount owned directly includes 14,792 shares transferred from a Grantor Retained Annuity Trust to the Grantor on April 15, 2019. This transfer is exempt from Section 16 pursuant to Rule 16a-13.

Read SEC document
April 15, 2019 Filed Apr 16, 2019 21:41 UTC
Petno Douglas BCEO Commercial Banking
SaleCommon Stock 18,303 $109.74 $2,008,543.77
Disclosure

SEC source: 0001225208-19-006848 · doc4.xml · nonDerivative · entry 2

Petno Douglas B · CIK 0001539649 · CEO Commercial Banking

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 241,083

F1 · kind: Sale pursuant to 10b5-1 Plan dated February 14, 2019.

Read SEC document
April 15, 2019 Filed Apr 16, 2019 21:41 UTC
Petno Douglas BCEO Commercial Banking
Exercise / conversionCommon Stock 78,452 $46.58 $3,654,294.16
Disclosure

SEC source: 0001225208-19-006848 · doc4.xml · nonDerivative · entry 1

Petno Douglas B · CIK 0001539649 · CEO Commercial Banking

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 259,386

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
April 15, 2019 Filed Apr 16, 2019 21:41 UTC
BACON ASHLEYChief Risk Officer
SaleCommon Stock 20,145 $109.75 $2,210,980.23
Disclosure

SEC source: 0001225208-19-006849 · doc4.xml · nonDerivative · entry 1

BACON ASHLEY · CIK 0001580075 · Chief Risk Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 112,191

F1 · kind: Sale pursuant to 10b5-1 Plan dated February 12, 2019.

Read SEC document
April 15, 2019 Filed Apr 16, 2019 21:41 UTC
Giles NicoleCorporate Controller
SaleCommon Stock 3,230 $110.43 $356,685.02
Disclosure

SEC source: 0001225208-19-006850 · doc4.xml · nonDerivative · entry 1

Giles Nicole · CIK 0001695090 · Corporate Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,159

F1 · kind: Sale pursuant to 10b5-1 Plan dated November 8, 2018.

Read SEC document
April 15, 2019 Filed Apr 16, 2019 21:41 UTC
Friedman StaceyGeneral Counsel
SaleCommon Stock 3,710 $109.75 $407,182.89
Disclosure

SEC source: 0001225208-19-006851 · doc4.xml · nonDerivative · entry 1

Friedman Stacey · CIK 0001662926 · General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 23,650

F1 · kind: Sale pursuant to 10b5-1 Plan dated February 14, 2019.

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April 15, 2019 Filed Apr 16, 2019 21:41 UTC
Smith GordonCo-President & COO, CEO CCB
SaleCommon Stock 41,395 $109.99 $4,552,874.61
Disclosure

SEC source: 0001225208-19-006852 · doc4.xml · nonDerivative · entry 1

Smith Gordon · CIK 0001311487 · Co-President & COO, CEO CCB

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 365,087

F1 · kind: Sales pursuant to 10b5-1 Plans dated January 28, 2019 and November 8, 2018, as modified on January 28, 2019.

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April 15, 2019 Filed Apr 16, 2019 21:41 UTC
Erdoes Mary E.CEO Asset & Wealth Management
SaleCommon Stock 72,340 $109.92 $7,951,620.03
Disclosure

SEC source: 0001225208-19-006853 · doc4.xml · nonDerivative · entry 1

Erdoes Mary E. · CIK 0001473446 · CEO Asset & Wealth Management

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 464,320

F1 · kind: Sale pursuant to 10b5-1 Plan dated February 13, 2019.

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March 31, 2019 Filed Apr 2, 2019 20:14 UTC GrantCommon Stock 284.0067 $101.23 $28,750.00
Disclosure

SEC source: 0001225208-19-006094 · doc4.xml · nonDerivative · entry 1

BURKE STEPHEN B · CIK 0001203694 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 142,224.0235

F1 · kind: Deferral of quarterly retainer, payable in common stock following termination of service as director.

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March 31, 2019 Filed Apr 2, 2019 20:14 UTC GrantCommon Stock 407.4879 $101.23 $41,250.00
Disclosure

SEC source: 0001225208-19-006095 · doc4.xml · nonDerivative · entry 1

FLYNN TIMOTHY PATRICK · CIK 0001550322 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 48,559.0529

F1 · kind: Deferral of quarterly retainer, payable in common stock following termination of service as director.

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.