Last 12 months
Inside the activity.
0 purchase rows · 43 sale rows
Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.Monthly counts
| Month | Purchases | Sales |
|---|---|---|
| Nov 2025 | 0 | 1 |
| Dec 2025 | 0 | 0 |
| Jan 2026 | 0 | 8 |
| Feb 2026 | 0 | 14 |
| Mar 2026 | 0 | 1 |
| Apr 2026 | 0 | 8 |
| May 2026 | 0 | 8 |
| Jun 2026 | 0 | 1 |
| Jul 2026 | 0 | 0 |
| Aug 2026 | 0 | 1 |
| Sep 2026 | 0 | 1 |
| Oct 2026 | 0 | 0 |
Latest available
Insider transactions
Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Owner / reported role | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| January 13, 2021 Filed Jan 15, 2021 21:20 UTC |
Giles NicoleCorporate Controller
|
Exercise / conversionRestricted Stock Units · Derivative | 5,272 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-21-000862 · doc4.xml · derivative · entry 5 Giles Nicole · CIK 0001695090 · Corporate Controller 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,272 Underlying: Common Stock · 5,272 shares Expires 2022-01-13 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of JPMC common stock. F3 · derivative.exercise_date: Restricted stock units vest 50% on January 13, 2021 and 50% on January 13, 2022. Read SEC document |
| January 13, 2021 Filed Jan 15, 2021 21:20 UTC |
Giles NicoleCorporate Controller
|
Exercise / conversionRestricted Stock Units · Derivative | 3,029 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-21-000862 · doc4.xml · derivative · entry 4 Giles Nicole · CIK 0001695090 · Corporate Controller 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 3,029 shares Expires 2021-01-13 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of JPMC common stock. F2 · derivative.exercise_date: Restricted stock units vest 50% on January 13, 2020 and 50% on January 13, 2021. Read SEC document |
| January 13, 2021 Filed Jan 15, 2021 21:20 UTC |
Giles NicoleCorporate Controller
|
Tax withholdingCommon Stock | 3,178 | $139.45 | $443,156.21 |
DisclosureSEC source: 0001225208-21-000862 · doc4.xml · nonDerivative · entry 3 Giles Nicole · CIK 0001695090 · Corporate Controller 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 12,841 Read SEC document |
| January 13, 2021 Filed Jan 15, 2021 21:20 UTC |
Giles NicoleCorporate Controller
|
Exercise / conversionCommon Stock | 3,029 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-21-000862 · doc4.xml · nonDerivative · entry 2 Giles Nicole · CIK 0001695090 · Corporate Controller 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 16,019 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each restricted stock unit represents a contingent right to receive one share of JPMC common stock. Read SEC document |
| January 13, 2021 Filed Jan 15, 2021 21:20 UTC |
Giles NicoleCorporate Controller
|
Exercise / conversionCommon Stock | 5,272 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-21-000862 · doc4.xml · nonDerivative · entry 1 Giles Nicole · CIK 0001695090 · Corporate Controller 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 12,990 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each restricted stock unit represents a contingent right to receive one share of JPMC common stock. Read SEC document |
| December 31, 2020 Filed Jan 4, 2021 21:19 UTC |
BURKE STEPHEN BDirector
|
GrantCommon Stock | 363.9726 | $127.07 | $46,250.00 |
DisclosureSEC source: 0001225208-21-000048 · doc4.xml · nonDerivative · entry 1 BURKE STEPHEN B · CIK 0001203694 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 153,629.2081 F1 · kind: Deferral of quarterly retainer, payable in common stock following termination of service as director. Read SEC document |
| December 31, 2020 Filed Jan 4, 2021 21:19 UTC |
FLYNN TIMOTHY PATRICKDirector
|
GrantCommon Stock | 304.95 | $127.07 | $38,750.00 |
DisclosureSEC source: 0001225208-21-000049 · doc4.xml · nonDerivative · entry 1 FLYNN TIMOTHY PATRICK · CIK 0001550322 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 45,199.053 F1 · kind: Deferral of quarterly retainer, payable in common stock following termination of service as director. Read SEC document |
| December 31, 2020 Filed Jan 4, 2021 21:19 UTC |
HOBSON MELLODY LDirector
|
GrantCommon Stock | 314.7871 | $127.07 | $40,000.00 |
DisclosureSEC source: 0001225208-21-000050 · doc4.xml · nonDerivative · entry 1 HOBSON MELLODY L · CIK 0001169896 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 12,279.1434 F1 · kind: Deferral of quarterly retainer, payable in common stock following termination of service as director. Read SEC document |
| December 31, 2020 Filed Jan 4, 2021 21:19 UTC |
NEAL MICHAEL ADirector
|
GrantCommon Stock | 255.7645 | $127.07 | $32,500.00 |
DisclosureSEC source: 0001225208-21-000051 · doc4.xml · nonDerivative · entry 1 NEAL MICHAEL A · CIK 0001233167 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 43,584.351 F1 · kind: Deferral of quarterly retainer, payable in common stock following termination of service as director. Read SEC document |
| December 31, 2020 Filed Jan 4, 2021 21:19 UTC |
RAYMOND LEE RDirector
|
GrantCommon Stock | 373.8097 | $127.07 | $47,500.00 |
DisclosureSEC source: 0001225208-21-000052 · doc4.xml · nonDerivative · entry 1 RAYMOND LEE R · CIK 0001198809 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 265,309.4002 F1 · kind: Deferral of quarterly retainer, payable in common stock following termination of service as director. Read SEC document |
| December 31, 2020 Filed Jan 4, 2021 21:20 UTC |
Rometty Virginia MDirector
|
GrantCommon Stock | 226.2532 | $127.07 | $28,749.99 |
DisclosureSEC source: 0001225208-21-000053 · doc4.xml · nonDerivative · entry 1 Rometty Virginia M · CIK 0001333712 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 954.7723 F1 · kind: Deferral of quarterly retainer, payable in common stock following termination of service as director. Read SEC document |
| November 24, 2020 Filed Nov 24, 2020 21:21 UTC |
Lake MarianneExecutive Vice President
|
SaleCommon Stock | 15,808 | $120.01 | $1,897,118.08 |
DisclosureSEC source: 0001225208-20-013864 · doc4.xml · nonDerivative · entry 1 Lake Marianne · CIK 0001566079 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Indirect · By GRATs Disclosed balance after: 63,420 F1 · kind: Sale pursuant to 10b5-1 Plan dated April 24, 2020. F2 · balance_after: Balance reflects a) 27,381 shares transferred from a Grantor Retained Annutiy Trust (GRAT) to the Grantor and b) 36,796 shares transferred from the Grantor to a GRAT on April 24, 2020. These transfers are exempt from Section 16 pursuant to Rule 16a-13. Read SEC document |
| October 26, 2020 Filed Oct 26, 2020 21:31 UTC |
Giles NicoleCorporate Controller
|
SaleCommon Stock | 2,281 | $100.98 | $230,326.94 |
DisclosureSEC source: 0001225208-20-012736 · doc4.xml · nonDerivative · entry 4 Giles Nicole · CIK 0001695090 · Corporate Controller 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 7,718 F2 · kind: Sale pursuant to 10b5-1 Plan dated July 21, 2020. Read SEC document |
| October 26, 2020 Filed Oct 26, 2020 21:32 UTC |
Piepszak JenniferChief Financial Officer
|
SaleCommon Stock | 3,297 | $101.11 | $333,356.37 |
DisclosureSEC source: 0001225208-20-012737 · doc4.xml · nonDerivative · entry 3 Piepszak Jennifer · CIK 0001775584 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 6,212 F2 · kind: Sale pursuant to 10b5-1 Plan dated February 14, 2020. Read SEC document |
| October 26, 2020 Filed Jan 15, 2021 21:19 UTC |
Petno Douglas BCEO Commercial Banking
|
GiftCommon Stock | 1,971 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-21-000857 · doc4.xml · nonDerivative · entry 1 Petno Douglas B · CIK 0001539649 · CEO Commercial Banking 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 354,426 Read SEC document |
| October 25, 2020 Filed Oct 26, 2020 21:31 UTC |
Giles NicoleCorporate Controller
|
Exercise / conversionRestricted Stock Units · Derivative | 2,790 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-20-012736 · doc4.xml · derivative · entry 6 Giles Nicole · CIK 0001695090 · Corporate Controller 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,791 Underlying: Common Stock · 2,790 shares Expires 2021-10-25 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of JPMC common stock. F4 · derivative.exercise_date: Restricted stock units vest 25% on October 25, 2018, 25% on October 25, 2019, 25% on October 25, 2020, and 25% on October 25, 2021, subject to continued employment. Shares resulting from vesting must be held at least two years from each vesting date. Read SEC document |
| October 25, 2020 Filed Oct 26, 2020 21:31 UTC |
Giles NicoleCorporate Controller
|
Exercise / conversionRestricted Stock Units · Derivative | 1,857 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-20-012736 · doc4.xml · derivative · entry 5 Giles Nicole · CIK 0001695090 · Corporate Controller 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 1,857 shares Expires 2020-10-25 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of JPMC common stock. F3 · derivative.exercise_date: Restricted stock units vest 25% on October 25, 2017, 25% on October 25, 2018, 25% on October 25, 2019, and 25% on October 25, 2020, subject to continued employment. Shares resulting from vesting must be held at least two years from each vesting date. Read SEC document |
| October 25, 2020 Filed Oct 26, 2020 21:31 UTC |
Giles NicoleCorporate Controller
|
Tax withholdingCommon Stock | 2,365 | $103.69 | $245,226.85 |
DisclosureSEC source: 0001225208-20-012736 · doc4.xml · nonDerivative · entry 3 Giles Nicole · CIK 0001695090 · Corporate Controller 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 9,999 Read SEC document |
| October 25, 2020 Filed Oct 26, 2020 21:31 UTC |
Giles NicoleCorporate Controller
|
Exercise / conversionCommon Stock | 1,857 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-20-012736 · doc4.xml · nonDerivative · entry 2 Giles Nicole · CIK 0001695090 · Corporate Controller 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 12,364 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each restricted stock unit represents a contingent right to receive one share of JPMC common stock. Read SEC document |
| October 25, 2020 Filed Oct 26, 2020 21:31 UTC |
Giles NicoleCorporate Controller
|
Exercise / conversionCommon Stock | 2,790 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-20-012736 · doc4.xml · nonDerivative · entry 1 Giles Nicole · CIK 0001695090 · Corporate Controller 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 10,507 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each restricted stock unit represents a contingent right to receive one share of JPMC common stock. Read SEC document |
| October 25, 2020 Filed Oct 26, 2020 21:32 UTC |
Piepszak JenniferChief Financial Officer
|
Exercise / conversionRestricted Stock Units · Derivative | 6,497 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-20-012737 · doc4.xml · derivative · entry 4 Piepszak Jennifer · CIK 0001775584 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 6,497 shares Expires 2020-10-25 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of JPMC common stock. F3 · derivative.exercise_date: Restricted stock units vest 25% on October 25, 2017, 25% on October 25, 2018, 25% on October 25, 2019, and 25% on October 25, 2020. Shares resulting from vesting must be held at least two years from each vesting date. Read SEC document |
| October 25, 2020 Filed Oct 26, 2020 21:32 UTC |
Piepszak JenniferChief Financial Officer
|
Tax withholdingCommon Stock | 3,458 | $103.69 | $358,560.02 |
DisclosureSEC source: 0001225208-20-012737 · doc4.xml · nonDerivative · entry 2 Piepszak Jennifer · CIK 0001775584 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 9,509 Read SEC document |
| October 25, 2020 Filed Oct 26, 2020 21:32 UTC |
Piepszak JenniferChief Financial Officer
|
Exercise / conversionCommon Stock | 6,497 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-20-012737 · doc4.xml · nonDerivative · entry 1 Piepszak Jennifer · CIK 0001775584 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 12,967 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each restricted stock unit represents a contingent right to receive one share of JPMC common stock. Read SEC document |
| October 25, 2020 Filed Oct 26, 2020 21:32 UTC |
Beer Lori AChief Information Officer
|
Exercise / conversionRestricted Stock Units · Derivative | 11,138 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-20-012738 · doc4.xml · derivative · entry 3 Beer Lori A · CIK 0001436677 · Chief Information Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 11,138 shares Expires 2020-10-25 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of JPMC common stock. F2 · derivative.exercise_date: Restricted stock units vest 25% on October 25, 2017, 25% on October 25, 2018, 25% on October 25, 2019, and 25% on October 25, 2020, subject to continued employment. Shares resulting from vesting must be held at least two years from each vesting date. Read SEC document |
| October 25, 2020 Filed Oct 26, 2020 21:32 UTC |
Beer Lori AChief Information Officer
|
Tax withholdingCommon Stock | 5,928 | $103.69 | $614,674.32 |
DisclosureSEC source: 0001225208-20-012738 · doc4.xml · nonDerivative · entry 2 Beer Lori A · CIK 0001436677 · Chief Information Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 29,369 Read SEC document |
| October 25, 2020 Filed Oct 26, 2020 21:32 UTC |
Beer Lori AChief Information Officer
|
Exercise / conversionCommon Stock | 11,138 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-20-012738 · doc4.xml · nonDerivative · entry 1 Beer Lori A · CIK 0001436677 · Chief Information Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 35,297 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each restricted stock unit represents a contingent right to receive one share of JPMC common stock. Read SEC document |
| October 14, 2020 Filed Oct 16, 2020 20:17 UTC |
DIMON JAMESDirector · Chairman & CEO
|
Exercise / conversionStock Appreciation Rights · Derivative | 367,377 | $0.00 Strike: $47.73 | $0.00 |
DisclosureSEC source: 0001225208-20-012513 · doc4.xml · derivative · entry 9 DIMON JAMES · CIK 0001195345 · Director · Chairman & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 367,377 shares Expires 2021-02-16 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · kind: Exercise of SARs pursuant to 10b5-1 Plan dated August 13, 2020. F3 · derivative.exercise_date: Stock appreciation rights, which have a ten-year term, become exercisable in five equal installments beginning January 19, 2012. Shares resulting from exercise must be held at least five years from the grant date. Read SEC document |
| October 14, 2020 Filed Oct 16, 2020 20:17 UTC |
DIMON JAMESDirector · Chairman & CEO
|
Tax withholdingCommon Stock | 276,725 | $101.01 | $27,952,684.06 |
DisclosureSEC source: 0001225208-20-012513 · doc4.xml · nonDerivative · entry 2 DIMON JAMES · CIK 0001195345 · Director · Chairman & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 553,925 Read SEC document |
| October 14, 2020 Filed Oct 16, 2020 20:17 UTC |
DIMON JAMESDirector · Chairman & CEO
|
Exercise / conversionCommon Stock | 367,377 | $47.73 | $17,534,904.21 |
DisclosureSEC source: 0001225208-20-012513 · doc4.xml · nonDerivative · entry 1 DIMON JAMES · CIK 0001195345 · Director · Chairman & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 830,650 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| October 14, 2020 Filed Oct 16, 2020 20:19 UTC |
Pinto Daniel ECo-President & COO, CEO CIB
|
Exercise / conversionStock Appreciation Rights · Derivative | 75,000 | $0.00 Strike: $44.29 | $0.00 |
DisclosureSEC source: 0001225208-20-012514 · doc4.xml · derivative · entry 3 Pinto Daniel E · CIK 0001555174 · Co-President & COO, CEO CIB 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 75,000 shares Expires 2021-01-19 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_date: Stock appreciation rights, which have a ten-year term, become exercisable in five equal installments beginning January 19, 2012. Shares resulting from exercise must be held at least five years from the grant date. Read SEC document |
| October 14, 2020 Filed Oct 16, 2020 20:19 UTC |
Pinto Daniel ECo-President & COO, CEO CIB
|
Tax withholdingCommon Stock | 52,679 | $101.01 | $5,321,237.49 |
DisclosureSEC source: 0001225208-20-012514 · doc4.xml · nonDerivative · entry 2 Pinto Daniel E · CIK 0001555174 · Co-President & COO, CEO CIB 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 491,399 Read SEC document |
| October 14, 2020 Filed Oct 16, 2020 20:19 UTC |
Pinto Daniel ECo-President & COO, CEO CIB
|
Exercise / conversionCommon Stock | 75,000 | $44.29 | $3,321,750.00 |
DisclosureSEC source: 0001225208-20-012514 · doc4.xml · nonDerivative · entry 1 Pinto Daniel E · CIK 0001555174 · Co-President & COO, CEO CIB 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 544,078 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| October 14, 2020 Filed Oct 16, 2020 20:19 UTC |
FLYNN TIMOTHY PATRICKDirector
|
GiftCommon Stock | 10,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-20-012515 · doc4.xml · nonDerivative · entry 2 FLYNN TIMOTHY PATRICK · CIK 0001550322 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · By Spouse's Family Trust Disclosed balance after: 10,000 F1 · acquired: 10,000 shares transferred from the Reporting Person to Spouse's Family Trust on October 14, 2020. Read SEC document |
| October 14, 2020 Filed Oct 16, 2020 20:19 UTC |
FLYNN TIMOTHY PATRICKDirector
|
GiftCommon Stock | 10,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-20-012515 · doc4.xml · nonDerivative · entry 1 FLYNN TIMOTHY PATRICK · CIK 0001550322 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 44,894.1029 F1 · acquired: 10,000 shares transferred from the Reporting Person to Spouse's Family Trust on October 14, 2020. Read SEC document |
| September 30, 2020 Filed Oct 1, 2020 20:22 UTC |
BURKE STEPHEN BDirector
|
GrantCommon Stock | 506.3883 | $96.27 | $48,750.00 |
DisclosureSEC source: 0001225208-20-011988 · doc4.xml · nonDerivative · entry 1 BURKE STEPHEN B · CIK 0001203694 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 152,162.9063 F1 · kind: Deferral of quarterly retainer, payable in common stock following termination of service as director. Read SEC document |
| September 30, 2020 Filed Oct 1, 2020 20:22 UTC |
FLYNN TIMOTHY PATRICKDirector
|
GrantCommon Stock | 402.5138 | $96.27 | $38,750.00 |
DisclosureSEC source: 0001225208-20-011989 · doc4.xml · nonDerivative · entry 1 FLYNN TIMOTHY PATRICK · CIK 0001550322 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 54,485.6446 F1 · kind: Deferral of quarterly retainer, payable in common stock following termination of service as director. Read SEC document |
| September 30, 2020 Filed Oct 1, 2020 20:22 UTC |
HOBSON MELLODY LDirector
|
GrantCommon Stock | 441.4667 | $96.27 | $42,500.00 |
DisclosureSEC source: 0001225208-20-011990 · doc4.xml · nonDerivative · entry 1 HOBSON MELLODY L · CIK 0001169896 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 11,889.2924 F1 · kind: Deferral of quarterly retainer, payable in common stock following termination of service as director. Read SEC document |
| September 30, 2020 Filed Oct 1, 2020 20:22 UTC |
NEAL MICHAEL ADirector
|
GrantCommon Stock | 337.5922 | $96.27 | $32,500.00 |
DisclosureSEC source: 0001225208-20-011991 · doc4.xml · nonDerivative · entry 1 NEAL MICHAEL A · CIK 0001233167 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 43,016.7109 F1 · kind: Deferral of quarterly retainer, payable in common stock following termination of service as director. Read SEC document |
| September 30, 2020 Filed Oct 1, 2020 20:22 UTC |
RAYMOND LEE RDirector
|
GrantCommon Stock | 519.3726 | $96.27 | $50,000.00 |
DisclosureSEC source: 0001225208-20-011992 · doc4.xml · nonDerivative · entry 1 RAYMOND LEE R · CIK 0001198809 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 262,541.969 F1 · kind: Deferral of quarterly retainer, payable in common stock following termination of service as director. Read SEC document |
| September 30, 2020 Filed Oct 1, 2020 20:22 UTC |
Rometty Virginia MDirector
|
GrantCommon Stock | 298.6392 | $96.27 | $28,750.00 |
DisclosureSEC source: 0001225208-20-011993 · doc4.xml · nonDerivative · entry 1 Rometty Virginia M · CIK 0001333712 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 724.4383 F1 · kind: Deferral of quarterly retainer, payable in common stock following termination of service as director. Read SEC document |
| July 15, 2020 Filed Jul 15, 2020 22:41 UTC |
Erdoes Mary E.CEO Asset & Wealth Management
|
SaleCommon Stock | 24,554 | $99.52 | $2,443,717.21 |
DisclosureSEC source: 0001225208-20-009772 · doc4.xml · nonDerivative · entry 1 Erdoes Mary E. · CIK 0001473446 · CEO Asset & Wealth Management 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 468,712 F1 · kind: Sale pursuant to 10b5-1 Plan dated May 14, 2020. Read SEC document |
| June 30, 2020 Filed Jul 2, 2020 20:28 UTC |
BURKE STEPHEN BDirector
|
GrantCommon Stock | 491.7074 | $94.06 | $46,250.00 |
DisclosureSEC source: 0001225208-20-009499 · doc4.xml · nonDerivative · entry 1 BURKE STEPHEN B · CIK 0001203694 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 150,534.5727 F1 · kind: Deferral of quarterly retainer, payable in common stock following termination of service as director. Read SEC document |
| June 30, 2020 Filed Jul 2, 2020 20:28 UTC |
FLYNN TIMOTHY PATRICKDirector
|
GrantCommon Stock | 397.9515 | $94.06 | $37,431.32 |
DisclosureSEC source: 0001225208-20-009500 · doc4.xml · nonDerivative · entry 1 FLYNN TIMOTHY PATRICK · CIK 0001550322 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 53,669.4206 F1 · kind: Deferral of quarterly retainer, payable in common stock following termination of service as director. Read SEC document |
| June 30, 2020 Filed Jul 2, 2020 20:29 UTC |
HOBSON MELLODY LDirector
|
GrantCommon Stock | 425.2605 | $94.06 | $40,000.00 |
DisclosureSEC source: 0001225208-20-009501 · doc4.xml · nonDerivative · entry 1 HOBSON MELLODY L · CIK 0001169896 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 11,375.2456 F1 · kind: Deferral of quarterly retainer, payable in common stock following termination of service as director. Read SEC document |
| June 30, 2020 Filed Jul 2, 2020 20:29 UTC |
NEAL MICHAEL ADirector
|
GrantCommon Stock | 345.5241 | $94.06 | $32,500.00 |
DisclosureSEC source: 0001225208-20-009502 · doc4.xml · nonDerivative · entry 1 NEAL MICHAEL A · CIK 0001233167 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 42,363.5169 F1 · kind: Deferral of quarterly retainer, payable in common stock following termination of service as director. Read SEC document |
| June 30, 2020 Filed Jul 2, 2020 20:30 UTC |
RAYMOND LEE RDirector
|
GrantCommon Stock | 504.9968 | $94.06 | $47,500.00 |
DisclosureSEC source: 0001225208-20-009503 · doc4.xml · nonDerivative · entry 1 RAYMOND LEE R · CIK 0001198809 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 259,580.9351 F1 · kind: Deferral of quarterly retainer, payable in common stock following termination of service as director. Read SEC document |
| June 30, 2020 Filed Jul 2, 2020 20:30 UTC |
Rometty Virginia MDirector
|
GrantCommon Stock | 144.4308 | $94.06 | $13,585.16 |
DisclosureSEC source: 0001225208-20-009504 · doc4.xml · nonDerivative · entry 1 Rometty Virginia M · CIK 0001333712 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 424.4308 F1 · kind: Deferral of quarterly retainer, payable in common stock following termination of service as director. Read SEC document |
| May 14, 2020 Filed May 22, 2020 20:11 UTC |
DIMON JAMESDirector · Chairman & CEO
|
GiftCommon Stock | 27,588 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-20-008145 · doc4.xml · nonDerivative · entry 2 DIMON JAMES · CIK 0001195345 · Director · Chairman & CEO 10b5-1 filing: Not disclosed Ownership: Indirect · By LLC Disclosed balance after: 143,388 F1 · acquired: Upon termination of a Grantor Retained Annuity Trust, 150,927 shares were transferred to beneficiaries on May 4, 2020. A total of 150,927 shares were transferred from beneficiaries to Insider's Family Trusts and LLC, on May 13, 2020 and May 14, 2020, respectively. F2 · ownership.nature: Reporting person disclaims beneficial ownership of such shares except to the extent of any pecuniary interest. Read SEC document |
| May 13, 2020 Filed May 22, 2020 20:11 UTC |
DIMON JAMESDirector · Chairman & CEO
|
GiftCommon Stock | 123,339 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-20-008145 · doc4.xml · nonDerivative · entry 1 DIMON JAMES · CIK 0001195345 · Director · Chairman & CEO 10b5-1 filing: Not disclosed Ownership: Indirect · By Family Trusts Disclosed balance after: 2,026,485 F1 · acquired: Upon termination of a Grantor Retained Annuity Trust, 150,927 shares were transferred to beneficiaries on May 4, 2020. A total of 150,927 shares were transferred from beneficiaries to Insider's Family Trusts and LLC, on May 13, 2020 and May 14, 2020, respectively. Read SEC document |
| May 12, 2020 Filed May 22, 2020 20:11 UTC |
Leopold RobinHead of Human Resources
|
GiftCommon Stock | 10,876 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-20-008146 · doc4.xml · nonDerivative · entry 2 Leopold Robin · CIK 0001726825 · Head of Human Resources 10b5-1 filing: Not disclosed Ownership: Indirect · By Spouse's GRAT Disclosed balance after: 10,876 F1 · acquired: 10,876 shares transferred from the Reporting Person to a Spouse's Grantor Retained Annuity Trust on May 12, 2020. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.