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JPMORGAN CHASE & CO

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2795
SEC CIK
0000019617
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2,624

Last 12 months

Inside the activity.

0 purchase rows · 43 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202501
Dec 202500
Jan 202608
Feb 2026014
Mar 202601
Apr 202608
May 202608
Jun 202601
Jul 202600
Aug 202601
Sep 202601
Oct 202600

Latest available

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
March 25, 2023 Filed Mar 28, 2023 20:17 UTC
Pinto Daniel EPresident & COO, CEO CIB
Exercise / conversionPerformance Share Units · Derivative 23,442 $0.00 $0.00
Disclosure

SEC source: 0001225208-23-004276 · doc4.xml · derivative · entry 8

Pinto Daniel E · CIK 0001555174 · President & COO, CEO CIB

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 70,326

Underlying: Common Stock · 23,442 shares

Expires 2026-03-25

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Each PSU represents a contingent right to receive one share of JPMC common stock upon vesting based on the attainment of performance goals.

F1 · shares: These shares represent JPMC common stock acquired on March 25, 2023 upon settlement of a Performance Share Unit (PSU) award granted on January 15, 2019 for the three-year performance period ended December 31, 2021 (as previously disclosed on a Form 4 filed on March 17, 2022), and must be held for an additional holding period following the vesting of each installment as provided under the terms of the PSU award granted on January 15, 2019: (i) a two-year holding period for the installment vested on March 25, 2022; and (ii) a twelve-month holding period for installments vesting on March 25, 2023, 2024, 2025, and 2026.

F1 · derivative.exercise_date: These shares represent JPMC common stock acquired on March 25, 2023 upon settlement of a Performance Share Unit (PSU) award granted on January 15, 2019 for the three-year performance period ended December 31, 2021 (as previously disclosed on a Form 4 filed on March 17, 2022), and must be held for an additional holding period following the vesting of each installment as provided under the terms of the PSU award granted on January 15, 2019: (i) a two-year holding period for the installment vested on March 25, 2022; and (ii) a twelve-month holding period for installments vesting on March 25, 2023, 2024, 2025, and 2026.

F1 · derivative.expiration_date: These shares represent JPMC common stock acquired on March 25, 2023 upon settlement of a Performance Share Unit (PSU) award granted on January 15, 2019 for the three-year performance period ended December 31, 2021 (as previously disclosed on a Form 4 filed on March 17, 2022), and must be held for an additional holding period following the vesting of each installment as provided under the terms of the PSU award granted on January 15, 2019: (i) a two-year holding period for the installment vested on March 25, 2022; and (ii) a twelve-month holding period for installments vesting on March 25, 2023, 2024, 2025, and 2026.

Read SEC document
March 25, 2023 Filed Mar 28, 2023 20:17 UTC
Pinto Daniel EPresident & COO, CEO CIB
Exercise / conversionPerformance Share Units · Derivative 19,523 $0.00 $0.00
Disclosure

SEC source: 0001225208-23-004276 · doc4.xml · derivative · entry 7

Pinto Daniel E · CIK 0001555174 · President & COO, CEO CIB

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 39,047

Underlying: Common Stock · 19,523 shares

Expires 2025-03-25

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Each PSU represents a contingent right to receive one share of JPMC common stock upon vesting based on the attainment of performance goals.

F4 · shares: These shares represent JPMC common stock acquired on March 25, 2023 upon settlement of a PSU award granted on January 16, 2018 for the three-year performance period ended December 31, 2020 (as previously disclosed on a Form 4 filed on March 18, 2021), and must be held for an additional holding period following the vesting of each installment as provided under the terms of the PSU award granted on January 16, 2018: (i) a two-year holding period for the installment vested on March 25, 2021; and (ii) a twelve-month holding period for installments vesting on March 25, 2022, 2023, 2024, and 2025.

F4 · derivative.exercise_date: These shares represent JPMC common stock acquired on March 25, 2023 upon settlement of a PSU award granted on January 16, 2018 for the three-year performance period ended December 31, 2020 (as previously disclosed on a Form 4 filed on March 18, 2021), and must be held for an additional holding period following the vesting of each installment as provided under the terms of the PSU award granted on January 16, 2018: (i) a two-year holding period for the installment vested on March 25, 2021; and (ii) a twelve-month holding period for installments vesting on March 25, 2022, 2023, 2024, and 2025.

F4 · derivative.expiration_date: These shares represent JPMC common stock acquired on March 25, 2023 upon settlement of a PSU award granted on January 16, 2018 for the three-year performance period ended December 31, 2020 (as previously disclosed on a Form 4 filed on March 18, 2021), and must be held for an additional holding period following the vesting of each installment as provided under the terms of the PSU award granted on January 16, 2018: (i) a two-year holding period for the installment vested on March 25, 2021; and (ii) a twelve-month holding period for installments vesting on March 25, 2022, 2023, 2024, and 2025.

Read SEC document
March 25, 2023 Filed Mar 28, 2023 20:17 UTC
Pinto Daniel EPresident & COO, CEO CIB
Exercise / conversionPerformance Share Units · Derivative 20,510.0046 $0.00 $0.00
Disclosure

SEC source: 0001225208-23-004276 · doc4.xml · derivative · entry 6

Pinto Daniel E · CIK 0001555174 · President & COO, CEO CIB

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 20,511.0043

Underlying: Common Stock · 20,510.0046 shares

Expires 2024-03-25

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Each PSU represents a contingent right to receive one share of JPMC common stock upon vesting based on the attainment of performance goals.

F3 · shares: These shares represent JPMC common stock including reinvested dividend equivalents acquired on Mar. 25, 2023 upon settlement of a PSU award granted on Jan. 17, 2017 for the 3-year performance period ended Dec. 31, 2019 (as previously disclosed on a Form 4 filed on Mar. 19, 2020). Mr. Pinto's PSUs are expected to vest in 5 equal installments and settle in shares of common stock on Mar. 25, 2020, 2021, 2022, 2023 & 2024. The 1st, 2nd, 3rd & 4th installments settled in shares of common stock on Mar. 25, 2020, 2021, 2022, & 2023, respectively. Shares, after applicable tax withholding, must be held for an additional holding period following the vesting of each installment as provided under the terms of the PSU award granted on Jan. 17, 2017: a 2-year holding period for the installment vested on Mar. 25, 2020; a 12-month holding period for the installment vested on Mar. 25, 2021; and a 6-month holding period for installments vesting on Mar. 25, 2022, 2023, & 2024.

F3 · derivative.exercise_date: These shares represent JPMC common stock including reinvested dividend equivalents acquired on Mar. 25, 2023 upon settlement of a PSU award granted on Jan. 17, 2017 for the 3-year performance period ended Dec. 31, 2019 (as previously disclosed on a Form 4 filed on Mar. 19, 2020). Mr. Pinto's PSUs are expected to vest in 5 equal installments and settle in shares of common stock on Mar. 25, 2020, 2021, 2022, 2023 & 2024. The 1st, 2nd, 3rd & 4th installments settled in shares of common stock on Mar. 25, 2020, 2021, 2022, & 2023, respectively. Shares, after applicable tax withholding, must be held for an additional holding period following the vesting of each installment as provided under the terms of the PSU award granted on Jan. 17, 2017: a 2-year holding period for the installment vested on Mar. 25, 2020; a 12-month holding period for the installment vested on Mar. 25, 2021; and a 6-month holding period for installments vesting on Mar. 25, 2022, 2023, & 2024.

F3 · derivative.expiration_date: These shares represent JPMC common stock including reinvested dividend equivalents acquired on Mar. 25, 2023 upon settlement of a PSU award granted on Jan. 17, 2017 for the 3-year performance period ended Dec. 31, 2019 (as previously disclosed on a Form 4 filed on Mar. 19, 2020). Mr. Pinto's PSUs are expected to vest in 5 equal installments and settle in shares of common stock on Mar. 25, 2020, 2021, 2022, 2023 & 2024. The 1st, 2nd, 3rd & 4th installments settled in shares of common stock on Mar. 25, 2020, 2021, 2022, & 2023, respectively. Shares, after applicable tax withholding, must be held for an additional holding period following the vesting of each installment as provided under the terms of the PSU award granted on Jan. 17, 2017: a 2-year holding period for the installment vested on Mar. 25, 2020; a 12-month holding period for the installment vested on Mar. 25, 2021; and a 6-month holding period for installments vesting on Mar. 25, 2022, 2023, & 2024.

Read SEC document
March 25, 2023 Filed Mar 28, 2023 20:17 UTC
Pinto Daniel EPresident & COO, CEO CIB
Tax withholdingCommon Stock 48,194.0046 $124.40 $5,995,093.20
Disclosure

SEC source: 0001225208-23-004276 · doc4.xml · nonDerivative · entry 5

Pinto Daniel E · CIK 0001555174 · President & COO, CEO CIB

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 680,305

Read SEC document
March 25, 2023 Filed Mar 28, 2023 20:17 UTC
Pinto Daniel EPresident & COO, CEO CIB
Exercise / conversionCommon Stock 17,826 $0.00 $0.00
Disclosure

SEC source: 0001225208-23-004276 · doc4.xml · nonDerivative · entry 4

Pinto Daniel E · CIK 0001555174 · President & COO, CEO CIB

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 728,499.0046

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F5 · shares: These shares represent JPMC common stock acquired on March 25, 2023 upon settlement of a PSU award granted on January 21, 2020 for the three-year performance period ended December 31, 2022 (as previously disclosed on a Form 4 filed on March 23, 2023), and must be held for an additional holding period following the vesting of each installment as provided under the terms of the PSU award granted on January 21, 2020: (i) a two-year holding period for the installment vested on March 25, 2023; and (ii) a twelve-month holding period for installments vesting on March 25, 2024, 2025, 2026, and 2027.

F2 · price: Each PSU represents a contingent right to receive one share of JPMC common stock upon vesting based on the attainment of performance goals.

Read SEC document
March 25, 2023 Filed Mar 28, 2023 20:17 UTC
Pinto Daniel EPresident & COO, CEO CIB
Exercise / conversionCommon Stock 19,523 $0.00 $0.00
Disclosure

SEC source: 0001225208-23-004276 · doc4.xml · nonDerivative · entry 3

Pinto Daniel E · CIK 0001555174 · President & COO, CEO CIB

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 710,673.0046

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · shares: These shares represent JPMC common stock acquired on March 25, 2023 upon settlement of a PSU award granted on January 16, 2018 for the three-year performance period ended December 31, 2020 (as previously disclosed on a Form 4 filed on March 18, 2021), and must be held for an additional holding period following the vesting of each installment as provided under the terms of the PSU award granted on January 16, 2018: (i) a two-year holding period for the installment vested on March 25, 2021; and (ii) a twelve-month holding period for installments vesting on March 25, 2022, 2023, 2024, and 2025.

F2 · price: Each PSU represents a contingent right to receive one share of JPMC common stock upon vesting based on the attainment of performance goals.

Read SEC document
March 25, 2023 Filed Mar 28, 2023 20:17 UTC
Pinto Daniel EPresident & COO, CEO CIB
Exercise / conversionCommon Stock 20,510.0046 $0.00 $0.00
Disclosure

SEC source: 0001225208-23-004276 · doc4.xml · nonDerivative · entry 2

Pinto Daniel E · CIK 0001555174 · President & COO, CEO CIB

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 691,150.0046

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · shares: These shares represent JPMC common stock including reinvested dividend equivalents acquired on Mar. 25, 2023 upon settlement of a PSU award granted on Jan. 17, 2017 for the 3-year performance period ended Dec. 31, 2019 (as previously disclosed on a Form 4 filed on Mar. 19, 2020). Mr. Pinto's PSUs are expected to vest in 5 equal installments and settle in shares of common stock on Mar. 25, 2020, 2021, 2022, 2023 & 2024. The 1st, 2nd, 3rd & 4th installments settled in shares of common stock on Mar. 25, 2020, 2021, 2022, & 2023, respectively. Shares, after applicable tax withholding, must be held for an additional holding period following the vesting of each installment as provided under the terms of the PSU award granted on Jan. 17, 2017: a 2-year holding period for the installment vested on Mar. 25, 2020; a 12-month holding period for the installment vested on Mar. 25, 2021; and a 6-month holding period for installments vesting on Mar. 25, 2022, 2023, & 2024.

F2 · price: Each PSU represents a contingent right to receive one share of JPMC common stock upon vesting based on the attainment of performance goals.

Read SEC document
March 25, 2023 Filed Mar 28, 2023 20:17 UTC
Pinto Daniel EPresident & COO, CEO CIB
Exercise / conversionCommon Stock 23,442 $0.00 $0.00
Disclosure

SEC source: 0001225208-23-004276 · doc4.xml · nonDerivative · entry 1

Pinto Daniel E · CIK 0001555174 · President & COO, CEO CIB

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 670,640

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: These shares represent JPMC common stock acquired on March 25, 2023 upon settlement of a Performance Share Unit (PSU) award granted on January 15, 2019 for the three-year performance period ended December 31, 2021 (as previously disclosed on a Form 4 filed on March 17, 2022), and must be held for an additional holding period following the vesting of each installment as provided under the terms of the PSU award granted on January 15, 2019: (i) a two-year holding period for the installment vested on March 25, 2022; and (ii) a twelve-month holding period for installments vesting on March 25, 2023, 2024, 2025, and 2026.

F2 · price: Each PSU represents a contingent right to receive one share of JPMC common stock upon vesting based on the attainment of performance goals.

Read SEC document
March 21, 2023 Filed Mar 23, 2023 20:18 UTC
DIMON JAMESDirector · Chairman & CEO
GrantPerformance Share Units · Derivative 298,970.1204 $0.00 $0.00
Disclosure

SEC source: 0001225208-23-004199 · doc4.xml · derivative · entry 1

DIMON JAMES · CIK 0001195345 · Director · Chairman & CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 298,970.1204

Underlying: Common Stock · 298,970.1204 shares

Expires not disclosed

F1 · derivative.exercise_price: Each Performance Share Unit (PSU) represents a contingent right to receive one share of JPMC common stock upon vesting based on the attainment of performance goals.

F2 · shares: Represents PSUs earned (including reinvested dividend equivalents) based on the Firm's attainment of pre-established performance goals for the three-year performance period ended December 31, 2022. The PSUs are expected to vest and settle in shares of common stock on March 25, 2023, which will be reported in a later Form 4 filing. The Firm previously reported in a Current Report on Form 8-K filed on January 23, 2020 that Mr. James Dimon's compensation for performance year 2019 included variable compensation comprised partly of the PSUs reported. In accordance with the terms of the PSUs, the Board's Compensation & Management Development Committee has certified the Firm's absolute and relative performance against the pre-established performance goals for the performance period and has determined that the maximum amount of the previously granted PSUs has been earned.

F3 · derivative.exercise_date: Shares delivered, after applicable tax withholding, must be held for an additional two-year period, for a total combined vesting and holding period of five years from the date of grant, as provided under the terms of the PSU award granted on January 21, 2020.

F3 · derivative.expiration_date: Shares delivered, after applicable tax withholding, must be held for an additional two-year period, for a total combined vesting and holding period of five years from the date of grant, as provided under the terms of the PSU award granted on January 21, 2020.

Read SEC document
March 21, 2023 Filed Mar 23, 2023 20:19 UTC
Leopold RobinHead of Human Resources
GrantPerformance Share Units · Derivative 14,201.2566 $0.00 $0.00
Disclosure

SEC source: 0001225208-23-004200 · doc4.xml · derivative · entry 1

Leopold Robin · CIK 0001726825 · Head of Human Resources

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 14,201.2566

Underlying: Common Stock · 14,201.2566 shares

Expires not disclosed

F1 · derivative.exercise_price: Each Performance Share Unit (PSU) represents a contingent right to receive one share of JPMC common stock upon vesting based on the attainment of performance goals.

F2 · shares: Represents PSUs earned (including reinvested dividend equivalents) based on the Firm's attainment of pre-established performance goals for the three-year performance period ended December 31, 2022. The PSUs are expected to vest and settle in shares of common stock on March 25, 2023, which will be reported in a later Form 4 filing. In accordance with the terms of the PSUs, the Board's Compensation & Management Development Committee has certified the Firm's absolute and relative performance against the pre-established performance goals for the performance period and has determined that the maximum amount of the previously granted PSUs has been earned.

F3 · derivative.exercise_date: Shares delivered, after applicable tax withholding, must be held for an additional two-year period, for a total combined vesting and holding period of five years from the date of grant, as provided under the terms of the PSU award granted on January 21, 2020.

F3 · derivative.expiration_date: Shares delivered, after applicable tax withholding, must be held for an additional two-year period, for a total combined vesting and holding period of five years from the date of grant, as provided under the terms of the PSU award granted on January 21, 2020.

Read SEC document
March 21, 2023 Filed Mar 23, 2023 20:19 UTC
Friedman StaceyGeneral Counsel
GrantPerformance Share Units · Derivative 38,568.7985 $0.00 $0.00
Disclosure

SEC source: 0001225208-23-004201 · doc4.xml · derivative · entry 1

Friedman Stacey · CIK 0001662926 · General Counsel

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 38,568.7985

Underlying: Common Stock · 38,568.7985 shares

Expires not disclosed

F1 · derivative.exercise_price: Each Performance Share Unit (PSU) represents a contingent right to receive one share of JPMC common stock upon vesting based on the attainment of performance goals.

F2 · shares: Represents PSUs earned (including reinvested dividend equivalents) based on the Firm's attainment of pre-established performance goals for the three-year performance period ended December 31, 2022. The PSUs are expected to vest and settle in shares of common stock on March 25, 2023, which will be reported in a later Form 4 filing. In accordance with the terms of the PSUs, the Board's Compensation & Management Development Committee has certified the Firm's absolute and relative performance against the pre-established performance goals for the performance period and has determined that the maximum amount of the previously granted PSUs has been earned.

F3 · derivative.exercise_date: Shares delivered, after applicable tax withholding, must be held for an additional two-year period, for a total combined vesting and holding period of five years from the date of grant, as provided under the terms of the PSU award granted on January 21, 2020.

F3 · derivative.expiration_date: Shares delivered, after applicable tax withholding, must be held for an additional two-year period, for a total combined vesting and holding period of five years from the date of grant, as provided under the terms of the PSU award granted on January 21, 2020.

Read SEC document
March 21, 2023 Filed Mar 23, 2023 20:19 UTC
Beer Lori AChief Information Officer
GrantPerformance Share Units · Derivative 24,217.538 $0.00 $0.00
Disclosure

SEC source: 0001225208-23-004202 · doc4.xml · derivative · entry 1

Beer Lori A · CIK 0001436677 · Chief Information Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 24,217.538

Underlying: Common Stock · 24,217.538 shares

Expires not disclosed

F1 · derivative.exercise_price: Each Performance Share Unit (PSU) represents a contingent right to receive one share of JPMC common stock upon vesting based on the attainment of performance goals.

F2 · shares: Represents PSUs earned (including reinvested dividend equivalents) based on the Firm's attainment of pre-established performance goals for the three-year performance period ended December 31, 2022. The PSUs are expected to vest and settle in shares of common stock on March 25, 2023, which will be reported in a later Form 4 filing. In accordance with the terms of the PSUs, the Board's Compensation & Management Development Committee has certified the Firm's absolute and relative performance against the pre-established performance goals for the performance period and has determined that the maximum amount of the previously granted PSUs has been earned.

F3 · derivative.exercise_date: Shares delivered, after applicable tax withholding, must be held for an additional two-year period, for a total combined vesting and holding period of five years from the date of grant, as provided under the terms of the PSU award granted on January 21, 2020.

F3 · derivative.expiration_date: Shares delivered, after applicable tax withholding, must be held for an additional two-year period, for a total combined vesting and holding period of five years from the date of grant, as provided under the terms of the PSU award granted on January 21, 2020.

Read SEC document
March 21, 2023 Filed Mar 23, 2023 20:20 UTC
Scher PeterVice Chairman
GrantPerformance Share Units · Derivative 19,374.2589 $0.00 $0.00
Disclosure

SEC source: 0001225208-23-004203 · doc4.xml · derivative · entry 1

Scher Peter · CIK 0001726591 · Vice Chairman

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 19,374.2589

Underlying: Common Stock · 19,374.2589 shares

Expires not disclosed

F1 · derivative.exercise_price: Each Performance Share Unit (PSU) represents a contingent right to receive one share of JPMC common stock upon vesting based on the attainment of performance goals.

F2 · shares: Represents PSUs earned (including reinvested dividend equivalents) based on the Firm's attainment of pre-established performance goals for the three-year performance period ended December 31, 2022. The PSUs are expected to vest and settle in shares of common stock on March 25, 2023, which will be reported in a later Form 4 filing. In accordance with the terms of the PSUs, the Board's Compensation & Management Development Committee has certified the Firm's absolute and relative performance against the pre-established performance goals for the performance period and has determined that the maximum amount of the previously granted PSUs has been earned.

F3 · derivative.exercise_date: Shares delivered, after applicable tax withholding, must be held for an additional two-year period, for a total combined vesting and holding period of five years from the date of grant, as provided under the terms of the PSU award granted on January 21, 2020.

F3 · derivative.expiration_date: Shares delivered, after applicable tax withholding, must be held for an additional two-year period, for a total combined vesting and holding period of five years from the date of grant, as provided under the terms of the PSU award granted on January 21, 2020.

Read SEC document
March 21, 2023 Filed Mar 23, 2023 20:21 UTC
BACON ASHLEYChief Risk Officer
GrantPerformance Share Units · Derivative 41,257.7312 $0.00 $0.00
Disclosure

SEC source: 0001225208-23-004204 · doc4.xml · derivative · entry 1

BACON ASHLEY · CIK 0001580075 · Chief Risk Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 41,257.7312

Underlying: Common Stock · 41,257.7312 shares

Expires not disclosed

F1 · derivative.exercise_price: Each Performance Share Unit (PSU) represents a contingent right to receive one share of JPMC common stock upon vesting based on the attainment of performance goals.

F2 · shares: Represents PSUs earned (including reinvested dividend equivalents) based on the Firm's attainment of pre-established performance goals for the three-year performance period ended December 31, 2022. The PSUs are expected to vest and settle in shares of common stock on March 25, 2023, which will be reported in a later Form 4 filing. In accordance with the terms of the PSUs, the Board's Compensation & Management Development Committee has certified the Firm's absolute and relative performance against the pre-established performance goals for the performance period and has determined that the maximum amount of the previously granted PSUs has been earned.

F3 · derivative.exercise_date: Shares delivered, after applicable tax withholding, must be held for an additional two-year period, for a total combined vesting and holding period of five years from the date of grant, as provided under the terms of the PSU award granted on January 21, 2020.

F3 · derivative.expiration_date: Shares delivered, after applicable tax withholding, must be held for an additional two-year period, for a total combined vesting and holding period of five years from the date of grant, as provided under the terms of the PSU award granted on January 21, 2020.

Read SEC document
March 21, 2023 Filed Mar 23, 2023 20:22 UTC GrantPerformance Share Units · Derivative 33,485.6555 $0.00 $0.00
Disclosure

SEC source: 0001225208-23-004205 · doc4.xml · derivative · entry 1

Piepszak Jennifer · CIK 0001775584 · Co-CEO CCB

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 33,485.6555

Underlying: Common Stock · 33,485.6555 shares

Expires not disclosed

F1 · derivative.exercise_price: Each Performance Share Unit (PSU) represents a contingent right to receive one share of JPMC common stock upon vesting based on the attainment of performance goals.

F2 · shares: Represents PSUs earned (including reinvested dividend equivalents) based on the Firm's attainment of pre-established performance goals for the three-year performance period ended December 31, 2022. The PSUs are expected to vest and settle in shares of common stock on March 25, 2023, which will be reported in a later Form 4 filing. In accordance with the terms of the PSUs, the Board's Compensation & Management Development Committee has certified the Firm's absolute and relative performance against the pre-established performance goals for the performance period and has determined that the maximum amount of the previously granted PSUs has been earned.

F3 · derivative.exercise_date: Shares delivered, after applicable tax withholding, must be held for an additional two-year period, for a total combined vesting and holding period of five years from the date of grant, as provided under the terms of the PSU award granted on January 21, 2020.

F3 · derivative.expiration_date: Shares delivered, after applicable tax withholding, must be held for an additional two-year period, for a total combined vesting and holding period of five years from the date of grant, as provided under the terms of the PSU award granted on January 21, 2020.

Read SEC document
March 21, 2023 Filed Mar 23, 2023 20:23 UTC
Erdoes Mary E.CEO Asset & Wealth Management
GrantPerformance Share Units · Derivative 72,650.3283 $0.00 $0.00
Disclosure

SEC source: 0001225208-23-004206 · doc4.xml · derivative · entry 1

Erdoes Mary E. · CIK 0001473446 · CEO Asset & Wealth Management

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 72,650.3283

Underlying: Common Stock · 72,650.3283 shares

Expires not disclosed

F1 · derivative.exercise_price: Each Performance Share Unit (PSU) represents a contingent right to receive one share of JPMC common stock upon vesting based on the attainment of performance goals.

F2 · shares: Represents PSUs earned (including reinvested dividend equivalents) based on the Firm's attainment of pre-established performance goals for the three-year performance period ended December 31, 2022. The PSUs are expected to vest and settle in shares of common stock on March 25, 2023, which will be reported in a later Form 4 filing. In accordance with the terms of the PSUs, the Board's Compensation & Management Development Committee has certified the Firm's absolute and relative performance against the pre-established performance goals for the performance period and has determined that the maximum amount of the previously granted PSUs has been earned.

F3 · derivative.exercise_date: Shares delivered, after applicable tax withholding, must be held for an additional two-year period, for a total combined vesting and holding period of five years from the date of grant, as provided under the terms of the PSU award granted on January 21, 2020.

F3 · derivative.expiration_date: Shares delivered, after applicable tax withholding, must be held for an additional two-year period, for a total combined vesting and holding period of five years from the date of grant, as provided under the terms of the PSU award granted on January 21, 2020.

Read SEC document
March 21, 2023 Filed Mar 23, 2023 20:23 UTC
Petno Douglas BCEO Commercial Banking
GrantPerformance Share Units · Derivative 44,128.3832 $0.00 $0.00
Disclosure

SEC source: 0001225208-23-004207 · doc4.xml · derivative · entry 1

Petno Douglas B · CIK 0001539649 · CEO Commercial Banking

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 44,128.3832

Underlying: Common Stock · 44,128.3832 shares

Expires not disclosed

F1 · derivative.exercise_price: Each Performance Share Unit (PSU) represents a contingent right to receive one share of JPMC common stock upon vesting based on the attainment of performance goals.

F2 · shares: Represents PSUs earned (including reinvested dividend equivalents) based on the Firm's attainment of pre-established performance goals for the three-year performance period ended December 31, 2022. The PSUs are expected to vest and settle in shares of common stock on March 25, 2023, which will be reported in a later Form 4 filing. In accordance with the terms of the PSUs, the Board's Compensation & Management Development Committee has certified the Firm's absolute and relative performance against the pre-established performance goals for the performance period and has determined that the maximum amount of the previously granted PSUs has been earned.

F3 · derivative.exercise_date: Shares delivered, after applicable tax withholding, must be held for an additional two-year period, for a total combined vesting and holding period of five years from the date of grant, as provided under the terms of the PSU award granted on January 21, 2020.

F3 · derivative.expiration_date: Shares delivered, after applicable tax withholding, must be held for an additional two-year period, for a total combined vesting and holding period of five years from the date of grant, as provided under the terms of the PSU award granted on January 21, 2020.

Read SEC document
March 21, 2023 Filed Mar 23, 2023 20:24 UTC
Lake MarianneCo-CEO CCB
GrantPerformance Share Units · Derivative 52,380.187 $0.00 $0.00
Disclosure

SEC source: 0001225208-23-004209 · doc4.xml · derivative · entry 1

Lake Marianne · CIK 0001566079 · Co-CEO CCB

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 52,380.187

Underlying: Common Stock · 52,380.187 shares

Expires not disclosed

F1 · derivative.exercise_price: Each Performance Share Unit (PSU) represents a contingent right to receive one share of JPMC common stock upon vesting based on the attainment of performance goals.

F2 · shares: Represents PSUs earned (including reinvested dividend equivalents) based on the Firm's attainment of pre-established performance goals for the three-year performance period ended December 31, 2022. The PSUs are expected to vest and settle in shares of common stock on March 25, 2023, which will be reported in a later Form 4 filing. In accordance with the terms of the PSUs, the Board's Compensation & Management Development Committee has certified the Firm's absolute and relative performance against the pre-established performance goals for the performance period and has determined that the maximum amount of the previously granted PSUs has been earned.

F3 · derivative.exercise_date: Shares delivered, after applicable tax withholding, must be held for an additional two-year period, for a total combined vesting and holding period of five years from the date of grant, as provided under the terms of the PSU award granted on January 21, 2020.

F3 · derivative.expiration_date: Shares delivered, after applicable tax withholding, must be held for an additional two-year period, for a total combined vesting and holding period of five years from the date of grant, as provided under the terms of the PSU award granted on January 21, 2020.

Read SEC document
March 21, 2023 Filed Mar 23, 2023 20:24 UTC
Pinto Daniel EPresident & COO, CEO CIB
GrantPerformance Share Units · Derivative 89,130 $0.00 $0.00
Disclosure

SEC source: 0001225208-23-004210 · doc4.xml · derivative · entry 1

Pinto Daniel E · CIK 0001555174 · President & COO, CEO CIB

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 89,130

Underlying: Common Stock · 89,130 shares

Expires 2027-03-25

F1 · derivative.exercise_price: Each Performance Share Unit (PSU) represents a contingent right to receive one share of JPMC common stock upon vesting based on the attainment of performance goals.

F2 · shares: Represents PSUs earned based on the Firm's attainment of pre-established performance goals for the 3-year performance period ended Dec. 31, 2022. Mr. Pinto's PSUs are expected to vest in 5 equal installments and will settle on: Mar. 25, 2023, 2024, 2025, 2026, and 2027 and will be reported in Form 4 filings. In accordance with the terms of the PSUs, the Board's Compensation & Management Development Committee (CMDC) has certified the Firm's absolute and relative performance against the pre-established performance goals for the performance period and has determined that the maximum amount of the previously granted PSUs has been earned. Under rules applicable in the U.K., Mr. Pinto's PSU award is subject to an assessment of his qualitative performance in determining the ultimate number of PSUs that will vest. As such, the CMDC has determined that no downward adjustment will be made to his payout on his qualitative performance during the performance period.

F3 · derivative.exercise_date: Shares delivered, after applicable tax withholding, must be held for an additional holding period following the vesting of each installment as provided under the terms of the PSU award granted on January 21, 2020: (i) a two-year holding period for the installment vesting on March 25, 2023; and (ii) a twelve-month holding period for installments vesting on March 25, 2024, 2025, 2026, and 2027.

F3 · derivative.expiration_date: Shares delivered, after applicable tax withholding, must be held for an additional holding period following the vesting of each installment as provided under the terms of the PSU award granted on January 21, 2020: (i) a two-year holding period for the installment vesting on March 25, 2023; and (ii) a twelve-month holding period for installments vesting on March 25, 2024, 2025, 2026, and 2027.

Read SEC document
February 14, 2023 Filed Feb 15, 2023 21:39 UTC
Petno Douglas BCEO Commercial Banking
GiftCommon Stock 2,849 $0.00 $0.00
Disclosure

SEC source: 0001225208-23-001997 · doc4.xml · nonDerivative · entry 1

Petno Douglas B · CIK 0001539649 · CEO Commercial Banking

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 239,880

Read SEC document
February 03, 2023 Filed Feb 6, 2023 21:19 UTC OtherCommon Stock 85,269 $0.00 $0.00
Disclosure

SEC source: 0001225208-23-001352 · doc4.xml · nonDerivative · entry 1

CROWN JAMES S · CIK 0001185064 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By Partnership (The Crown Fund)

Disclosed balance after: 5,996,007

F1 · kind: Represents shares of JPM stock included in a distribution (non-pro rata) to person other than the Reporting Person.

F2 · ownership.nature: The Reporting Person disclaims beneficial ownership of these shares except to the extent of his pecuniary interest therein.

Read SEC document
February 02, 2023 Filed Mar 28, 2023 20:17 UTC
Leopold RobinHead of Human Resources
GiftCommon Stock 384 $0.00 $0.00
Disclosure

SEC source: 0001225208-23-004268 · doc4.xml · nonDerivative · entry 4

Leopold Robin · CIK 0001726825 · Head of Human Resources

10b5-1 filing: No plan indicated

Ownership: Indirect · By Spouse's GRAT

Disclosed balance after: 9,874

F4 · balance_after: Balance reflects 384 shares transferred from Spouse's Grantor Retained Annuity Trust to the Grantor on February 2, 2023. This transfer is exempt from Section 16 pursuant to Rule 16a-13.

Read SEC document
February 02, 2023 Filed Mar 28, 2023 20:17 UTC
Leopold RobinHead of Human Resources
GiftCommon Stock 384 $0.00 $0.00
Disclosure

SEC source: 0001225208-23-004268 · doc4.xml · nonDerivative · entry 1

Leopold Robin · CIK 0001726825 · Head of Human Resources

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 25,288

F1 · balance_after: Balance reflects (a) 384 shares transferred from Spouse's Grantor Retained Annuity Trust and (b) 384 shares from Grantor Retained Annuity Trust to the Grantor on February 2, 2023. These transfers are exempt from Section 16 pursuant to Rule 16a-13.

Read SEC document
January 19, 2023 Filed Jan 20, 2023 21:18 UTC PurchaseCommon Stock 375 $134.53 $50,447.59
Disclosure

SEC source: 0001225208-23-000786 · doc4.xml · nonDerivative · entry 1

HOBSON MELLODY L · CIK 0001169896 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 22,039.9685

Read SEC document
January 17, 2023 Filed Jan 18, 2023 01:51 UTC
Scher PeterVice Chairman
SaleCommon Stock 4,399 $140.32 $617,251.84
Disclosure

SEC source: 0001225208-23-000685 · doc4.xml · nonDerivative · entry 4

Scher Peter · CIK 0001726591 · Vice Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 36,369

F2 · kind: Sale pursuant to 10b5-1 plan dated November 6, 2022.

Read SEC document
January 17, 2023 Filed Jan 18, 2023 01:52 UTC SaleCommon Stock 10,462 $140.32 $1,467,978.67
Disclosure

SEC source: 0001225208-23-000686 · doc4.xml · nonDerivative · entry 4

Piepszak Jennifer · CIK 0001775584 · Co-CEO CCB

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,700

F2 · kind: Sale pursuant to 10b5-1 plan dated November 2, 2022.

Read SEC document
January 17, 2023 Filed Jan 18, 2023 01:52 UTC
Petno Douglas BCEO Commercial Banking
SaleCommon Stock 11,644 $140.30 $1,633,697.45
Disclosure

SEC source: 0001225208-23-000687 · doc4.xml · nonDerivative · entry 4

Petno Douglas B · CIK 0001539649 · CEO Commercial Banking

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 242,729

F2 · kind: Sale pursuant to 10b5-1 plan dated November 12, 2022.

Read SEC document
January 17, 2023 Filed Jan 18, 2023 01:52 UTC
Lake MarianneCo-CEO CCB
SaleCommon Stock 10,000 $141.00 $1,410,000.00
Disclosure

SEC source: 0001225208-23-000688 · doc4.xml · nonDerivative · entry 4

Lake Marianne · CIK 0001566079 · Co-CEO CCB

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 86,864

F3 · kind: Sale pursuant to 10b5-1 plan dated November 14, 2022.

Read SEC document
January 17, 2023 Filed Jan 18, 2023 01:52 UTC
Friedman StaceyGeneral Counsel
SaleCommon Stock 23,148 $140.31 $3,247,803.29
Disclosure

SEC source: 0001225208-23-000689 · doc4.xml · nonDerivative · entry 4

Friedman Stacey · CIK 0001662926 · General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 48,311

F3 · kind: Sale pursuant to 10b5-1 plan dated October 21, 2022.

F4 · balance_after: Balance reflects a) 9,303 shares transferred from a Grantor Retained Annuity Trust ("GRAT") to the Grantor on April 20, 2022 and b) 22,582 shares transferred from the Grantor to fund a new GRAT on April 27, 2022. These transactions are exempt from Section 16(b).

Read SEC document
January 17, 2023 Filed Jan 18, 2023 01:52 UTC
Erdoes Mary E.CEO Asset & Wealth Management
SaleCommon Stock 10,340 $140.29 $1,450,642.03
Disclosure

SEC source: 0001225208-23-000690 · doc4.xml · nonDerivative · entry 4

Erdoes Mary E. · CIK 0001473446 · CEO Asset & Wealth Management

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 544,136

F2 · kind: Sale pursuant to 10b5-1 plan dated November 15, 2022.

Read SEC document
January 17, 2023 Filed Jan 19, 2023 21:18 UTC
Erdoes Mary E.CEO Asset & Wealth Management
GrantRestricted Stock Units · Derivative 52,892 $0.00 $0.00
Disclosure

SEC source: 0001225208-23-000754 · doc4.xml · derivative · entry 1

Erdoes Mary E. · CIK 0001473446 · CEO Asset & Wealth Management

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 52,892

Underlying: Common Stock · 52,892 shares

Expires 2026-01-13

F1 · security: Consistent with last year, Restricted Stock Units (RSUs) represent 50% of the Reporting Person's equity-based compensation for performance year 2022, with the remaining 50% awarded in the form of Performance Share Units (PSUs).

F2 · derivative.exercise_price: Each RSU represents a contingent right to receive one share of JPMC common stock.

F3 · kind: Equity incentives are subject to the JPMorgan Chase Bonus Recoupment Policy which applies in the event of a material restatement of the Firm's financial statements. In addition, all equity awards granted in 2023 contain recapture provisions that enable the Firm to cancel outstanding awards and/or recover the value of certain stock distributed under the award in specified circumstances. In addition to recapture provisions, portions of equity awards granted to Operating Committee members are also subject to additional Protection-based Vesting provisions under which awards may be cancelled, any determination with respect to which is subject to ratification by the Compensation & Management Development Committee of the Board of Directors.

F4 · derivative.exercise_date: Restricted stock units vest 50% on January 13, 2025 and 50% on January 13, 2026.

Read SEC document
January 17, 2023 Filed Jan 19, 2023 21:19 UTC
Barnum JeremyChief Financial Officer
GrantRestricted Stock Units · Derivative 24,042 $0.00 $0.00
Disclosure

SEC source: 0001225208-23-000756 · doc4.xml · derivative · entry 1

Barnum Jeremy · CIK 0001863986 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 24,042

Underlying: Common Stock · 24,042 shares

Expires 2026-01-13

F1 · security: Consistent with last year, Restricted Stock Units (RSUs) represent 50% of the Reporting Person's equity-based compensation for performance year 2022, with the remaining 50% awarded in the form of Performance Share Units (PSUs).

F2 · derivative.exercise_price: Each RSU represents a contingent right to receive one share of JPMC common stock.

F3 · kind: Equity incentives are subject to the JPMorgan Chase Bonus Recoupment Policy which applies in the event of a material restatement of the Firm's financial statements. In addition, all equity awards granted in 2023 contain recapture provisions that enable the Firm to cancel outstanding awards and/or recover the value of certain stock distributed under the award in specified circumstances. In addition to recapture provisions, portions of equity awards granted to Operating Committee members are also subject to additional Protection-based Vesting provisions under which awards may be cancelled, any determination with respect to which is subject to ratification by the Compensation & Management Development Committee of the Board of Directors.

F4 · derivative.exercise_date: Restricted stock units vest 50% on January 13, 2025 and 50% on January 13, 2026.

Read SEC document
January 17, 2023 Filed Jan 19, 2023 21:19 UTC
BACON ASHLEYChief Risk Officer
GrantRestricted Stock Units · Derivative 29,385 $0.00 $0.00
Disclosure

SEC source: 0001225208-23-000755 · doc4.xml · derivative · entry 1

BACON ASHLEY · CIK 0001580075 · Chief Risk Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 29,385

Underlying: Common Stock · 29,385 shares

Expires 2026-01-13

F1 · security: Consistent with last year, Restricted Stock Units (RSUs) represent 50% of the Reporting Person's equity-based compensation for performance year 2022, with the remaining 50% awarded in the form of Performance Share Units (PSUs).

F2 · derivative.exercise_price: Each RSU represents a contingent right to receive one share of JPMC common stock.

F3 · kind: Equity incentives are subject to the JPMorgan Chase Bonus Recoupment Policy which applies in the event of a material restatement of the Firm's financial statements. In addition, all equity awards granted in 2023 contain recapture provisions that enable the Firm to cancel outstanding awards and/or recover the value of certain stock distributed under the award in specified circumstances. In addition to recapture provisions, portions of equity awards granted to Operating Committee members are also subject to additional Protection-based Vesting provisions under which awards may be cancelled, any determination with respect to which is subject to ratification by the Compensation & Management Development Committee of the Board of Directors.

F4 · derivative.exercise_date: RSUs vest 50% on January 13, 2025 and 50% on January 13, 2026.

Read SEC document
January 17, 2023 Filed Jan 19, 2023 21:20 UTC
Beer Lori AChief Information Officer
GrantRestricted Stock Units · Derivative 17,631 $0.00 $0.00
Disclosure

SEC source: 0001225208-23-000757 · doc4.xml · derivative · entry 1

Beer Lori A · CIK 0001436677 · Chief Information Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 17,631

Underlying: Common Stock · 17,631 shares

Expires 2026-01-13

F1 · security: Consistent with last year, Restricted Stock Units (RSUs) represent 50% of the Reporting Person's equity-based compensation for performance year 2022, with the remaining 50% awarded in the form of Performance Share Units (PSUs).

F2 · derivative.exercise_price: Each RSU represents a contingent right to receive one share of JPMC common stock.

F3 · kind: Equity incentives are subject to the JPMorgan Chase Bonus Recoupment Policy which applies in the event of a material restatement of the Firm's financial statements. In addition, all equity awards granted in 2023 contain recapture provisions that enable the Firm to cancel outstanding awards and/or recover the value of certain stock distributed under the award in specified circumstances. In addition to recapture provisions, portions of equity awards granted to Operating Committee members are also subject to additional Protection-based Vesting provisions under which awards may be cancelled, any determination with respect to which is subject to ratification by the Compensation & Management Development Committee of the Board of Directors.

F4 · derivative.exercise_date: Restricted stock units vest 50% on January 13, 2025 and 50% on January 13, 2026.

Read SEC document
January 17, 2023 Filed Jan 19, 2023 21:21 UTC
Friedman StaceyGeneral Counsel
GrantRestricted Stock Units · Derivative 30,453 $0.00 $0.00
Disclosure

SEC source: 0001225208-23-000759 · doc4.xml · derivative · entry 1

Friedman Stacey · CIK 0001662926 · General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 30,453

Underlying: Common Stock · 30,453 shares

Expires 2026-01-13

F1 · security: Consistent with last year, Restricted Stock Units (RSUs) represent 50% of the Reporting Person's equity-based compensation for performance year 2022, with the remaining 50% awarded in the form of Performance Share Units (PSUs).

F2 · derivative.exercise_price: Each RSU represents a contingent right to receive one share of JPMC common stock.

F3 · kind: Equity incentives are subject to the JPMorgan Chase Bonus Recoupment Policy which applies in the event of a material restatement of the Firm's financial statements. In addition, all equity awards granted in 2023 contain recapture provisions that enable the Firm to cancel outstanding awards and/or recover the value of certain stock distributed under the award in specified circumstances. In addition to recapture provisions, portions of equity awards granted to Operating Committee members are also subject to additional Protection-based Vesting provisions under which awards may be cancelled, any determination with respect to which is subject to ratification by the Compensation & Management Development Committee of the Board of Directors.

F4 · derivative.exercise_date: Restricted stock units vest 50% on January 13, 2025 and 50% on January 13, 2026.

Read SEC document
January 17, 2023 Filed Jan 19, 2023 21:22 UTC
Lake MarianneCo-CEO CCB
GrantRestricted Stock Units · Derivative 35,796 $0.00 $0.00
Disclosure

SEC source: 0001225208-23-000760 · doc4.xml · derivative · entry 1

Lake Marianne · CIK 0001566079 · Co-CEO CCB

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 35,796

Underlying: Common Stock · 35,796 shares

Expires 2026-01-13

F1 · security: Consistent with last year, Restricted Stock Units (RSUs) represent 50% of the Reporting Person's equity-based compensation for performance year 2022, with the remaining 50% awarded in the form of Performance Share Units (PSUs).

F2 · derivative.exercise_price: Each RSU represents a contingent right to receive one share of JPMC common stock.

F3 · kind: Equity incentives are subject to the JPMorgan Chase Bonus Recoupment Policy which applies in the event of a material restatement of the Firm's financial statements. In addition, all equity awards granted in 2023 contain recapture provisions that enable the Firm to cancel outstanding awards and/or recover the value of certain stock distributed under the award in specified circumstances. In addition to recapture provisions, portions of equity awards granted to Operating Committee members are also subject to additional Protection-based Vesting provisions under which awards may be cancelled, any determination with respect to which is subject to ratification by the Compensation & Management Development Committee of the Board of Directors.

F4 · derivative.exercise_date: Restricted stock units vest 50% on January 13, 2025 and 50% on January 13, 2026.

Read SEC document
January 17, 2023 Filed Jan 19, 2023 21:23 UTC
Leopold RobinHead of Human Resources
GrantRestricted Stock Units · Derivative 15,494 $0.00 $0.00
Disclosure

SEC source: 0001225208-23-000761 · doc4.xml · derivative · entry 1

Leopold Robin · CIK 0001726825 · Head of Human Resources

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,494

Underlying: Common Stock · 15,494 shares

Expires 2026-01-13

F1 · security: Consistent with last year, Restricted Stock Units (RSUs) represent 50% of the Reporting Person's equity-based compensation for performance year 2022, with the remaining 50% awarded in the form of Performance Share Units (PSUs).

F2 · derivative.exercise_price: Each RSU represents a contingent right to receive one share of JPMC common stock.

F3 · kind: Equity incentives are subject to the JPMorgan Chase Bonus Recoupment Policy which applies in the event of a material restatement of the Firm's financial statements. In addition, all equity awards granted in 2023 contain recapture provisions that enable the Firm to cancel outstanding awards and/or recover the value of certain stock distributed under the award in specified circumstances. In addition to recapture provisions, portions of equity awards granted to Operating Committee members are also subject to additional Protection-based Vesting provisions under which awards may be cancelled, any determination with respect to which is subject to ratification by the Compensation & Management Development Committee of the Board of Directors.

F4 · derivative.exercise_date: Restricted stock units vest 50% on January 13, 2025 and 50% on January 13, 2026.

Read SEC document
January 17, 2023 Filed Jan 19, 2023 21:24 UTC
Petno Douglas BCEO Commercial Banking
GrantRestricted Stock Units · Derivative 31,522 $0.00 $0.00
Disclosure

SEC source: 0001225208-23-000762 · doc4.xml · derivative · entry 1

Petno Douglas B · CIK 0001539649 · CEO Commercial Banking

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 31,522

Underlying: Common Stock · 31,522 shares

Expires 2026-01-13

F1 · security: Consistent with last year, Restricted Stock Units (RSUs) represent 50% of the Reporting Person's equity-based compensation for performance year 2022, with the remaining 50% awarded in the form of Performance Share Units (PSUs).

F2 · derivative.exercise_price: Each RSU represents a contingent right to receive one share of JPMC common stock.

F3 · kind: Equity incentives are subject to the JPMorgan Chase Bonus Recoupment Policy which applies in the event of a material restatement of the Firm's financial statements. In addition, all equity awards granted in 2023 contain recapture provisions that enable the Firm to cancel outstanding awards and/or recover the value of certain stock distributed under the award in specified circumstances. In addition to recapture provisions, portions of equity awards granted to Operating Committee members are also subject to additional Protection-based Vesting provisions under which awards may be cancelled, any determination with respect to which is subject to ratification by the Compensation & Management Development Committee of the Board of Directors.

F4 · derivative.exercise_date: Restricted stock units vest 50% on January 13, 2025 and 50% on January 13, 2026.

Read SEC document
January 17, 2023 Filed Jan 19, 2023 21:25 UTC GrantRestricted Stock Units · Derivative 35,796 $0.00 $0.00
Disclosure

SEC source: 0001225208-23-000763 · doc4.xml · derivative · entry 1

Piepszak Jennifer · CIK 0001775584 · Co-CEO CCB

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 35,796

Underlying: Common Stock · 35,796 shares

Expires 2026-01-13

F1 · security: Consistent with last year, Restricted Stock Units (RSUs) represent 50% of the Reporting Person's equity-based compensation for performance year 2022, with the remaining 50% awarded in the form of Performance Share Units (PSUs).

F2 · derivative.exercise_price: Each RSU represents a contingent right to receive one share of JPMC common stock.

F3 · kind: Equity incentives are subject to the JPMorgan Chase Bonus Recoupment Policy which applies in the event of a material restatement of the Firm's financial statements. In addition, all equity awards granted in 2023 contain recapture provisions that enable the Firm to cancel outstanding awards and/or recover the value of certain stock distributed under the award in specified circumstances. In addition to recapture provisions, portions of equity awards granted to Operating Committee members are also subject to additional Protection-based Vesting provisions under which awards may be cancelled, any determination with respect to which is subject to ratification by the Compensation & Management Development Committee of the Board of Directors.

F4 · derivative.exercise_date: Restricted stock units vest 50% on January 13, 2025 and 50% on January 13, 2026.

Read SEC document
January 17, 2023 Filed Jan 19, 2023 21:25 UTC
Scher PeterVice Chairman
GrantRestricted Stock Units · Derivative 15,494 $0.00 $0.00
Disclosure

SEC source: 0001225208-23-000764 · doc4.xml · derivative · entry 1

Scher Peter · CIK 0001726591 · Vice Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,494

Underlying: Common Stock · 15,494 shares

Expires 2026-01-13

F1 · security: Consistent with last year, Restricted Stock Units (RSUs) represent 50% of the Reporting Person's equity-based compensation for performance year 2022, with the remaining 50% awarded in the form of Performance Share Units (PSUs).

F2 · derivative.exercise_price: Each RSU represents a contingent right to receive one share of JPMC common stock.

F3 · kind: Equity incentives are subject to the JPMorgan Chase Bonus Recoupment Policy which applies in the event of a material restatement of the Firm's financial statements. In addition, all equity awards granted in 2023 contain recapture provisions that enable the Firm to cancel outstanding awards and/or recover the value of certain stock distributed under the award in specified circumstances. In addition to recapture provisions, portions of equity awards granted to Operating Committee members are also subject to additional Protection-based Vesting provisions under which awards may be cancelled, any determination with respect to which is subject to ratification by the Compensation & Management Development Committee of the Board of Directors.

F4 · derivative.exercise_date: Restricted stock units vest 50% on January 13, 2025 and 50% on January 13, 2026.

Read SEC document
January 17, 2023 Filed Jan 19, 2023 21:26 UTC GrantCommon Stock 1,780.8488 $140.38 $250,000.01
Disclosure

SEC source: 0001225208-23-000766 · doc4.xml · nonDerivative · entry 1

BAMMANN LINDA · CIK 0001195342 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 97,050.8472

F1 · kind: Deferral of annual stock grant, payable in shares of JPM stock upon termination of service as a director.

Read SEC document
January 17, 2023 Filed Jan 19, 2023 21:28 UTC GrantCommon Stock 1,780.8488 $140.38 $250,000.01
Disclosure

SEC source: 0001225208-23-000767 · doc4.xml · nonDerivative · entry 1

BURKE STEPHEN B · CIK 0001203694 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 169,946.3497

F1 · kind: Deferral of annual stock grant, payable in shares of JPM stock upon termination of service as a director.

Read SEC document
January 17, 2023 Filed Jan 19, 2023 21:28 UTC GrantCommon Stock 1,780.8488 $140.38 $250,000.01
Disclosure

SEC source: 0001225208-23-000768 · doc4.xml · nonDerivative · entry 1

Combs Todd A. · CIK 0001685281 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 29,273.4269

F1 · kind: Deferral of annual stock grant, payable in shares of JPM stock upon termination of service as a director.

Read SEC document
January 17, 2023 Filed Jan 19, 2023 21:29 UTC GrantCommon Stock 1,780.8488 $140.38 $250,000.01
Disclosure

SEC source: 0001225208-23-000769 · doc4.xml · nonDerivative · entry 1

CROWN JAMES S · CIK 0001185064 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 347,276.6988

F1 · kind: Deferral of annual stock grant, payable in shares of JPM stock upon termination of service as a director.

Read SEC document
January 17, 2023 Filed Jan 19, 2023 21:30 UTC GrantCommon Stock 1,780.8488 $140.38 $250,000.01
Disclosure

SEC source: 0001225208-23-000770 · doc4.xml · nonDerivative · entry 1

FLYNN TIMOTHY PATRICK · CIK 0001550322 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 55,871.8101

F1 · kind: Deferral of annual stock grant, payable in shares of JPM stock upon termination of service as a director.

Read SEC document
January 17, 2023 Filed Jan 19, 2023 21:30 UTC
Gorsky AlexDirector
GrantCommon Stock 1,780.8488 $140.38 $250,000.01
Disclosure

SEC source: 0001225208-23-000771 · doc4.xml · nonDerivative · entry 1

Gorsky Alex · CIK 0001453149 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,868.5838

F1 · kind: Deferral of annual stock grant, payable in shares of JPM stock upon termination of service as a director.

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January 17, 2023 Filed Jan 19, 2023 21:30 UTC GrantCommon Stock 1,780.8488 $140.38 $250,000.01
Disclosure

SEC source: 0001225208-23-000772 · doc4.xml · nonDerivative · entry 1

HOBSON MELLODY L · CIK 0001169896 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 21,664.9685

F1 · kind: Deferral of annual stock grant, payable in shares of JPM stock upon termination of service as a director.

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January 17, 2023 Filed Jan 19, 2023 21:32 UTC GrantCommon Stock 1,780.8488 $140.38 $250,000.01
Disclosure

SEC source: 0001225208-23-000773 · doc4.xml · nonDerivative · entry 1

NEAL MICHAEL A · CIK 0001233167 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 53,180.6203

F1 · kind: Deferral of annual stock grant, payable in shares of JPM stock upon termination of service as a director.

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January 17, 2023 Filed Jan 19, 2023 21:32 UTC GrantCommon Stock 1,780.8488 $140.38 $250,000.01
Disclosure

SEC source: 0001225208-23-000774 · doc4.xml · nonDerivative · entry 1

NOVAKOVIC PHEBE N · CIK 0001222195 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,970.051

F1 · kind: Deferral of annual stock grant, payable in shares of JPM stock upon termination of service as a director.

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January 17, 2023 Filed Jan 19, 2023 21:33 UTC GrantCommon Stock 1,780.8488 $140.38 $250,000.01
Disclosure

SEC source: 0001225208-23-000776 · doc4.xml · nonDerivative · entry 1

Rometty Virginia M · CIK 0001333712 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,287.4708

F1 · kind: Deferral of annual stock grant, payable in shares of JPM stock upon termination of service as a director.

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.