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Nasdaq · USD

AMBA

AMBARELLA INC

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Tapewire entity
4248
SEC CIK
0001280263
Parsed reports
756

Last 12 months

Inside the activity.

0 purchase rows · 44 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202500
Dec 202509
Jan 202601
Feb 202600
Mar 2026013
Apr 202601
May 202604
Jun 202607
Jul 202603
Aug 202600
Sep 202606
Oct 202600

Latest available

Insider transactions

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
September 16, 2016 Filed Sep 20, 2016 21:02 UTC
Kohn LeslieDirector · CTO
Exercise / conversionRestricted Stock Units · Derivative 2,975 $0.00 $0.00
Disclosure

SEC source: 0001280263-16-000204 · edgardoc.xml · derivative · entry 5

Kohn Leslie · CIK 0001558645 · Director · CTO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 23,800

Underlying: Ordinary Shares · 2,975 shares

Expires 2024-09-07

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Ambarella, Inc. Ordinary Shares.

F5 · derivative.exercise_date: The restricted stock units vest at the rate of 1/16 per quarter beginning on September 15, 2014.

F5 · derivative.expiration_date: The restricted stock units vest at the rate of 1/16 per quarter beginning on September 15, 2014.

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September 16, 2016 Filed Sep 20, 2016 21:02 UTC
Kohn LeslieDirector · CTO
Exercise / conversionRestricted Stock Units · Derivative 3,500 $0.00 $0.00
Disclosure

SEC source: 0001280263-16-000204 · edgardoc.xml · derivative · entry 4

Kohn Leslie · CIK 0001558645 · Director · CTO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 14,000

Underlying: Ordinary Shares · 3,500 shares

Expires 2023-08-27

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Ambarella, Inc. Ordinary Shares.

F4 · derivative.exercise_date: The restricted stock units vest at the rate of 1/16 per quarter beginning on September 15, 2013.

F4 · derivative.expiration_date: The restricted stock units vest at the rate of 1/16 per quarter beginning on September 15, 2013.

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September 16, 2016 Filed Sep 20, 2016 21:02 UTC
Kohn LeslieDirector · CTO
Exercise / conversionRestricted Stock Units · Derivative 764 $0.00 $0.00
Disclosure

SEC source: 0001280263-16-000204 · edgardoc.xml · derivative · entry 3

Kohn Leslie · CIK 0001558645 · Director · CTO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Ordinary Shares · 764 shares

Expires 2022-08-27

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Ambarella, Inc. Ordinary Shares.

F3 · derivative.exercise_date: The restricted stock units vest at the rate of 1/16 per quarter beginning on September 15, 2012.

F3 · derivative.expiration_date: The restricted stock units vest at the rate of 1/16 per quarter beginning on September 15, 2012.

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September 16, 2016 Filed Sep 20, 2016 21:02 UTC
Kohn LeslieDirector · CTO
SaleOrdinary Shares 5,489 $67.98 $373,142.22
Disclosure

SEC source: 0001280263-16-000204 · edgardoc.xml · nonDerivative · entry 2

Kohn Leslie · CIK 0001558645 · Director · CTO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 891,237

F2 · kind: Shares sold to pay tax obligations resulting from the vesting of restricted stock award and restricted stock units.

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September 16, 2016 Filed Sep 20, 2016 21:02 UTC
Kohn LeslieDirector · CTO
Exercise / conversionOrdinary Shares 7,239 Not disclosed Not disclosed
Disclosure

SEC source: 0001280263-16-000204 · edgardoc.xml · nonDerivative · entry 1

Kohn Leslie · CIK 0001558645 · Director · CTO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 896,726

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each restricted stock unit represents a contingent right to receive one share of Ambarella, Inc. Ordinary Shares.

Read SEC document
September 07, 2016 Filed Sep 8, 2016 23:14 UTC Exercise / conversionNon-Qualified Stock Option (right to buy) · Derivative 27,165 $0.00 Strike: $8.82 $0.00
Disclosure

SEC source: 0001280263-16-000194 · edgardoc.xml · derivative · entry 4

Laplante George · CIK 0001558646 · CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 44,912

Underlying: Ordinary Shares · 27,165 shares

Expires 2021-03-07

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_date: An option to purchase 288,306 shares was granted on March 8, 2011 and was exercised in part prior to the date on which the reporting person became subject to Section 16. One-fourth of the shares subject to the option vested on March 7, 2012 and one forty-eighth of the shares vest monthly thereafter.

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September 07, 2016 Filed Sep 8, 2016 23:14 UTC Exercise / conversionIncentive Stock Option (right to buy) · Derivative 2,835 $0.00 Strike: $8.82 $0.00
Disclosure

SEC source: 0001280263-16-000194 · edgardoc.xml · derivative · entry 3

Laplante George · CIK 0001558646 · CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Ordinary Shares · 2,835 shares

Expires 2021-03-07

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_date: An option to purchase 11,337 shares was granted on March 8, 2011 and was exercised in part prior to the date on which the Reporting Person became subject to Section 16. One-fourth of the shares subject to the option vested on March 7, 2012 and one forty-eighth of the shares vest monthly thereafter.

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September 07, 2016 Filed Sep 8, 2016 23:14 UTC SaleOrdinary Shares 30,000 $67.08 $2,012,463.00
Disclosure

SEC source: 0001280263-16-000194 · edgardoc.xml · nonDerivative · entry 2

Laplante George · CIK 0001558646 · CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 88,720

F1 · kind: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted on June 28, 2016.

F2 · price: The sale price reported in column 4 of Table I represents the weighted average sale price of the shares sold ranging from $67.0811 to $67.0826 per share. Upon request by the Commission staff, the Issuer, or a security holder of the Issuer, the reporting person will provide full information regarding the number of shares sold at each separate price within the ranges set forth in this Form 4.

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September 07, 2016 Filed Sep 8, 2016 23:14 UTC Exercise / conversionOrdinary Shares 30,000 $8.82 $264,600.00
Disclosure

SEC source: 0001280263-16-000194 · edgardoc.xml · nonDerivative · entry 1

Laplante George · CIK 0001558646 · CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 118,720

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
September 07, 2016 Filed Sep 8, 2016 23:14 UTC Exercise / conversionNon-Qualified Stock Option (right to buy) · Derivative 1,000 $0.00 Strike: $6.00 $0.00
Disclosure

SEC source: 0001280263-16-000193 · edgardoc.xml · derivative · entry 3

PAISLEY CHRISTOPHER B · CIK 0001189229 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 16,667

Underlying: Ordinary Shares · 1,000 shares

Expires 2022-10-08

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: Shares subject to the option vest monthly over four years beginning on August 20, 2012.

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September 07, 2016 Filed Sep 8, 2016 23:14 UTC SaleOrdinary Shares 1,000 $69.13 $69,130.00
Disclosure

SEC source: 0001280263-16-000193 · edgardoc.xml · nonDerivative · entry 2

PAISLEY CHRISTOPHER B · CIK 0001189229 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,014

F1 · kind: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted on June 13, 2016.

Read SEC document
September 07, 2016 Filed Sep 8, 2016 23:14 UTC Exercise / conversionOrdinary Shares 1,000 $6.00 $6,000.00
Disclosure

SEC source: 0001280263-16-000193 · edgardoc.xml · nonDerivative · entry 1

PAISLEY CHRISTOPHER B · CIK 0001189229 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,014

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
September 06, 2016 Filed Sep 8, 2016 23:54 UTC
TAN LIP BUDirector
GrantRestricted Stock Units · Derivative 2,904 $0.00 $0.00
Disclosure

SEC source: 0000899243-16-028727 · doc4.xml · derivative · entry 1

TAN LIP BU · CIK 0001008463 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,904

Underlying: Ordinary Shares · 2,904 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Ambarella, Inc. Ordinary Shares.

F2 · derivative.exercise_date: The restricted stock units vest as to 1/4th of the restricted stock units each three months following the vesting start date of September 15, 2016, so as to be 100% vested on September 15, 2017.

F2 · derivative.expiration_date: The restricted stock units vest as to 1/4th of the restricted stock units each three months following the vesting start date of September 15, 2016, so as to be 100% vested on September 15, 2017.

Read SEC document
September 06, 2016 Filed Sep 8, 2016 19:12 UTC
Hu ChenmingDirector
GrantRestricted Stock Units · Derivative 2,904 $0.00 $0.00
Disclosure

SEC source: 0001280263-16-000191 · edgardoc.xml · derivative · entry 1

Hu Chenming · CIK 0001316320 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,904

Underlying: Ordinary Shares · 2,904 shares

Expires 2017-09-15

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Ambarella, Inc. Ordinary Shares.

F2 · derivative.exercise_date: The restricted stock units will vest as to 1/4th of the restricted stock units each three months following the vesting start date of September 15, 2016, so as to be 100% vested on September 15, 2017.

F2 · derivative.expiration_date: The restricted stock units will vest as to 1/4th of the restricted stock units each three months following the vesting start date of September 15, 2016, so as to be 100% vested on September 15, 2017.

Read SEC document
September 06, 2016 Filed Sep 8, 2016 23:55 UTC GrantRestricted Stock Units · Derivative 2,904 $0.00 $0.00
Disclosure

SEC source: 0000899243-16-028728 · doc4.xml · derivative · entry 1

VERHALEN ANDREW W · CIK 0001205979 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,904

Underlying: Ordinary Shares · 2,904 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Ambarella, Inc. Ordinary Shares.

F2 · derivative.exercise_date: The restricted stock units vest as to 1/4th of the restricted stock units each three months following the vesting start date of September 15, 2016, so as to be 100% vested on September 15, 2017.

F2 · derivative.expiration_date: The restricted stock units vest as to 1/4th of the restricted stock units each three months following the vesting start date of September 15, 2016, so as to be 100% vested on September 15, 2017.

Read SEC document
September 06, 2016 Filed Sep 8, 2016 23:14 UTC GrantRestricted Stock Units · Derivative 2,904 $0.00 $0.00
Disclosure

SEC source: 0001280263-16-000193 · edgardoc.xml · derivative · entry 4

PAISLEY CHRISTOPHER B · CIK 0001189229 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,904

Underlying: Restricted Stock Units · 2,904 shares

Expires 2017-09-15

F3 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Ambarella, Inc. Ordinary Shares.

F4 · derivative.exercise_date: The restricted stock units will vest as to 1/4th of the restricted stock units each three months following the vesting start date of September 15, 2016, so as to be 100% vested on September 15, 2017.

F4 · derivative.expiration_date: The restricted stock units will vest as to 1/4th of the restricted stock units each three months following the vesting start date of September 15, 2016, so as to be 100% vested on September 15, 2017.

Read SEC document
September 06, 2016 Filed Sep 8, 2016 23:12 UTC GrantRestricted Stock Units · Derivative 2,904 $0.00 $0.00
Disclosure

SEC source: 0001280263-16-000192 · edgardoc.xml · derivative · entry 1

RICHARDSON DAVID JEFFREY · CIK 0001329724 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,904

Underlying: Ordinary Shares · 2,904 shares

Expires 2017-09-15

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Ambarella, Inc. Ordinary Shares.

F2 · derivative.exercise_date: The restricted stock units will vest as to 1/4th of the restricted stock units each three months following the vesting start date of September 15, 2016, so as to be 100% vested on September 15, 2017.

F2 · derivative.expiration_date: The restricted stock units will vest as to 1/4th of the restricted stock units each three months following the vesting start date of September 15, 2016, so as to be 100% vested on September 15, 2017.

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.