Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| AMBARELLA INCAMBA · Entity 4248 | Executive Vice President | September 18, 2018 | September 20, 2018 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
AMBARELLA INC
Report date September 18, 2018 · Filed September 20, 2018
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Ordinary SharesSEC Table I · non-derivative | Direct | 95,986 |
Ending reported balance
After 2018-09-19 transaction · row 2
2 source rows · reconciled sequenceRow 1 · 2018-09-18 · Exercise / conversion · Acquired 4,949 · Balance 100,002 F1: Each restricted stock unit represents a contingent right to receive one share of Ambarella, Inc. Ordinary Shares. Row 2 · 2018-09-19 · Sale · Disposed 4,016 · Balance 95,986 F2: Shares sold to pay tax obligations resulting from the vesting of restricted stock awards and restricted stock units. |
| Restricted Stock UnitsSEC Table II · derivative / convertible security · Expires 2019-09-15 | Direct | 8,418 |
Reported balance
After 2018-09-18 transaction · row 3
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 3 · 2018-09-18 · Exercise / conversion · Disposed 2,105 · Balance 8,418 F1: Each restricted stock unit represents a contingent right to receive one share of Ambarella, Inc. Ordinary Shares. F3: The RSUs vest as to 1/10 of the RSUs on June 15, 2017 and 1/10 of the RSUs will vest each three months thereafter such that the RSUs are 100% vested on September 15, 2019. |
| Restricted Stock UnitsSEC Table II · derivative / convertible security · Expires 2024-09-07 | Direct | 0 |
Reported balance
After 2018-09-18 transaction · row 4
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 4 · 2018-09-18 · Exercise / conversion · Disposed 2,844 · Balance 0 F1: Each restricted stock unit represents a contingent right to receive one share of Ambarella, Inc. Ordinary Shares. F4: The restricted stock units vest at the rate of 1/16 per quarter commencing on September 15, 2014. |
Filing footnotes · ownership attribution and instrument terms
F1: Each restricted stock unit represents a contingent right to receive one share of Ambarella, Inc. Ordinary Shares.
F2: Shares sold to pay tax obligations resulting from the vesting of restricted stock awards and restricted stock units.
F3: The RSUs vest as to 1/10 of the RSUs on June 15, 2017 and 1/10 of the RSUs will vest each three months thereafter such that the RSUs are 100% vested on September 15, 2019.
F4: The restricted stock units vest at the rate of 1/16 per quarter commencing on September 15, 2014.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| September 19, 2018 Filed Sep 20, 2018 21:57 UTC | AMBARELLA INC AMBA · Entity 4248 | SaleOrdinary Shares | 4,016 | $35.53 | $142,688.48 |
DisclosureSEC source: 0001280263-18-000101 · edgardoc.xml · nonDerivative · entry 2 Laplante George · CIK 0001558646 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 95,986 F2 · kind: Shares sold to pay tax obligations resulting from the vesting of restricted stock awards and restricted stock units. Read SEC document |
| September 18, 2018 Filed Sep 20, 2018 21:57 UTC | AMBARELLA INC AMBA · Entity 4248 | Exercise / conversionRestricted Stock Units · Derivative | 2,844 | $0.00 | $0.00 |
DisclosureSEC source: 0001280263-18-000101 · edgardoc.xml · derivative · entry 4 Laplante George · CIK 0001558646 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Ordinary Shares · 2,844 shares Expires 2024-09-07 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Ambarella, Inc. Ordinary Shares. F4 · derivative.exercise_date: The restricted stock units vest at the rate of 1/16 per quarter commencing on September 15, 2014. F4 · derivative.expiration_date: The restricted stock units vest at the rate of 1/16 per quarter commencing on September 15, 2014. Read SEC document |
| September 18, 2018 Filed Sep 20, 2018 21:57 UTC | AMBARELLA INC AMBA · Entity 4248 | Exercise / conversionRestricted Stock Units · Derivative | 2,105 | $0.00 | $0.00 |
DisclosureSEC source: 0001280263-18-000101 · edgardoc.xml · derivative · entry 3 Laplante George · CIK 0001558646 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 8,418 Underlying: Ordinary Shares · 2,105 shares Expires 2019-09-15 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Ambarella, Inc. Ordinary Shares. F3 · derivative.exercise_date: The RSUs vest as to 1/10 of the RSUs on June 15, 2017 and 1/10 of the RSUs will vest each three months thereafter such that the RSUs are 100% vested on September 15, 2019. F3 · derivative.expiration_date: The RSUs vest as to 1/10 of the RSUs on June 15, 2017 and 1/10 of the RSUs will vest each three months thereafter such that the RSUs are 100% vested on September 15, 2019. Read SEC document |
| September 18, 2018 Filed Sep 20, 2018 21:57 UTC | AMBARELLA INC AMBA · Entity 4248 | Exercise / conversionOrdinary Shares | 4,949 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001280263-18-000101 · edgardoc.xml · nonDerivative · entry 1 Laplante George · CIK 0001558646 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 100,002 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each restricted stock unit represents a contingent right to receive one share of Ambarella, Inc. Ordinary Shares. Read SEC document |
| September 10, 2018 Filed Sep 10, 2018 20:51 UTC | AMBARELLA INC AMBA · Entity 4248 | SaleOrdinary Shares | 8,011 | $38.61 | $309,279.88 |
DisclosureSEC source: 0001280263-18-000084 · edgardoc.xml · nonDerivative · entry 1 Laplante George · CIK 0001558646 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 95,053 Read SEC document |
| June 18, 2018 Filed Jun 20, 2018 22:23 UTC | AMBARELLA INC AMBA · Entity 4248 | Exercise / conversionRestricted Stock Units · Derivative | 2,844 | $0.00 | $0.00 |
DisclosureSEC source: 0001280263-18-000055 · edgardoc.xml · derivative · entry 4 Laplante George · CIK 0001558646 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,844 Underlying: Ordinary Shares · 2,844 shares Expires 2024-09-07 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Ambarella, Inc. Ordinary Shares. F4 · derivative.exercise_date: The restricted stock units vest at the rate of 1/16 per quarter commencing on September 15, 2014. F4 · derivative.expiration_date: The restricted stock units vest at the rate of 1/16 per quarter commencing on September 15, 2014. Read SEC document |
| June 18, 2018 Filed Jun 20, 2018 22:23 UTC | AMBARELLA INC AMBA · Entity 4248 | Exercise / conversionRestricted Stock Units · Derivative | 2,104 | $0.00 | $0.00 |
DisclosureSEC source: 0001280263-18-000055 · edgardoc.xml · derivative · entry 3 Laplante George · CIK 0001558646 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 10,523 Underlying: Ordinary Shares · 2,104 shares Expires 2019-09-15 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Ambarella, Inc. Ordinary Shares. F3 · derivative.exercise_date: The RSUs vest as to 1/10 of the RSUs on June 15, 2017 and 1/10 of the RSUs will vest each three months thereafter such that the RSUs are 100% vested on September 15, 2019. F3 · derivative.expiration_date: The RSUs vest as to 1/10 of the RSUs on June 15, 2017 and 1/10 of the RSUs will vest each three months thereafter such that the RSUs are 100% vested on September 15, 2019. Read SEC document |
| June 18, 2018 Filed Jun 20, 2018 22:23 UTC | AMBARELLA INC AMBA · Entity 4248 | SaleOrdinary Shares | 2,786 | $43.27 | $120,550.22 |
DisclosureSEC source: 0001280263-18-000055 · edgardoc.xml · nonDerivative · entry 2 Laplante George · CIK 0001558646 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 103,064 F2 · kind: Shares sold to pay tax obligations resulting from the vesting of restricted stock awards and restricted stock units. Read SEC document |
| June 18, 2018 Filed Jun 20, 2018 22:23 UTC | AMBARELLA INC AMBA · Entity 4248 | Exercise / conversionOrdinary Shares | 4,948 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001280263-18-000055 · edgardoc.xml · nonDerivative · entry 1 Laplante George · CIK 0001558646 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 105,850 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each restricted stock unit represents a contingent right to receive one share of Ambarella, Inc. Ordinary Shares. Read SEC document |
| March 16, 2018 Filed Mar 20, 2018 22:04 UTC | AMBARELLA INC AMBA · Entity 4248 | Exercise / conversionRestricted Stock Units · Derivative | 2,844 | $0.00 | $0.00 |
DisclosureSEC source: 0001280263-18-000027 · edgardoc.xml · derivative · entry 4 Laplante George · CIK 0001558646 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,688 Underlying: Ordinary Shares · 2,844 shares Expires 2024-09-07 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Ambarella, Inc. Ordinary Shares. F4 · derivative.exercise_date: The restricted stock units vest at the rate of 1/16 per quarter commencing on September 15, 2014. F4 · derivative.expiration_date: The restricted stock units vest at the rate of 1/16 per quarter commencing on September 15, 2014. Read SEC document |
| March 16, 2018 Filed Mar 20, 2018 22:04 UTC | AMBARELLA INC AMBA · Entity 4248 | Exercise / conversionRestricted Stock Units · Derivative | 2,105 | $0.00 | $0.00 |
DisclosureSEC source: 0001280263-18-000027 · edgardoc.xml · derivative · entry 3 Laplante George · CIK 0001558646 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 12,627 Underlying: Ordinary Shares · 2,105 shares Expires 2019-09-15 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Ambarella, Inc. Ordinary Shares. F3 · derivative.exercise_date: The RSUs vest as to 1/10 of the RSUs on June 15, 2017 and 1/10 of the RSUs will vest each three months thereafter such that the RSUs are 100% vested on September 15, 2019. F3 · derivative.expiration_date: The RSUs vest as to 1/10 of the RSUs on June 15, 2017 and 1/10 of the RSUs will vest each three months thereafter such that the RSUs are 100% vested on September 15, 2019. Read SEC document |
| March 16, 2018 Filed Mar 20, 2018 22:04 UTC | AMBARELLA INC AMBA · Entity 4248 | SaleOrdinary Shares | 2,786 | $53.07 | $147,853.02 |
DisclosureSEC source: 0001280263-18-000027 · edgardoc.xml · nonDerivative · entry 2 Laplante George · CIK 0001558646 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 100,902 F2 · kind: Shares sold to pay tax obligations resulting from the vesting of restricted stock awards and restricted stock units. Read SEC document |
| March 16, 2018 Filed Mar 20, 2018 22:04 UTC | AMBARELLA INC AMBA · Entity 4248 | Exercise / conversionOrdinary Shares | 4,949 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001280263-18-000027 · edgardoc.xml · nonDerivative · entry 1 Laplante George · CIK 0001558646 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 103,688 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each restricted stock unit represents a contingent right to receive one share of Ambarella, Inc. Ordinary Shares. Read SEC document |
| February 26, 2018 Filed Feb 28, 2018 22:29 UTC | AMBARELLA INC AMBA · Entity 4248 | GrantRestricted Stock Units · Derivative | 9,019 | $0.00 | $0.00 |
DisclosureSEC source: 0001280263-18-000012 · edgardoc.xml · derivative · entry 1 Laplante George · CIK 0001558646 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 9,019 Underlying: Ordinary Shares · 9,019 shares Expires not disclosed F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Ambarella, Inc. Ordinary Shares. F2 · shares: On March 28, 2017, reporting person was granted an award of RSUs covering a target of 9,019 ordinary shares (the "Target RSU Number"), subject to satisfaction of predetermined, performance-based vesting criteria that could result in 0% to 150% of the Target RSU Number becoming eligible to vest, subject to certain adjustments as described below. On February 26, 2018, the Company's Board of Directors determined that the performance criteria for the RSUs had been satisfied at a level that resulted in 100% of the Target RSU Number becoming eligible for time-based vesting. Pursuant to the time-based vesting requirements, 100% of this portion of the award is scheduled to vest on March 15, 2020, subject to continued service requirements. In addition, the number of shares subject to the RSUs eligible to vest on March 15, 2020 may be increased or decreased by 25% or may remain the same, based on attainment of specified levels of the Company's total stockholder return. F2 · derivative.exercise_date: On March 28, 2017, reporting person was granted an award of RSUs covering a target of 9,019 ordinary shares (the "Target RSU Number"), subject to satisfaction of predetermined, performance-based vesting criteria that could result in 0% to 150% of the Target RSU Number becoming eligible to vest, subject to certain adjustments as described below. On February 26, 2018, the Company's Board of Directors determined that the performance criteria for the RSUs had been satisfied at a level that resulted in 100% of the Target RSU Number becoming eligible for time-based vesting. Pursuant to the time-based vesting requirements, 100% of this portion of the award is scheduled to vest on March 15, 2020, subject to continued service requirements. In addition, the number of shares subject to the RSUs eligible to vest on March 15, 2020 may be increased or decreased by 25% or may remain the same, based on attainment of specified levels of the Company's total stockholder return. F2 · derivative.expiration_date: On March 28, 2017, reporting person was granted an award of RSUs covering a target of 9,019 ordinary shares (the "Target RSU Number"), subject to satisfaction of predetermined, performance-based vesting criteria that could result in 0% to 150% of the Target RSU Number becoming eligible to vest, subject to certain adjustments as described below. On February 26, 2018, the Company's Board of Directors determined that the performance criteria for the RSUs had been satisfied at a level that resulted in 100% of the Target RSU Number becoming eligible for time-based vesting. Pursuant to the time-based vesting requirements, 100% of this portion of the award is scheduled to vest on March 15, 2020, subject to continued service requirements. In addition, the number of shares subject to the RSUs eligible to vest on March 15, 2020 may be increased or decreased by 25% or may remain the same, based on attainment of specified levels of the Company's total stockholder return. Read SEC document |
| December 18, 2017 Filed Dec 20, 2017 21:44 UTC | AMBARELLA INC AMBA · Entity 4248 | Exercise / conversionRestricted Stock Units · Derivative | 2,843 | $0.00 | $0.00 |
DisclosureSEC source: 0001280263-17-000102 · edgardoc.xml · derivative · entry 4 Laplante George · CIK 0001558646 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 8,532 Underlying: Ordinary Shares · 2,843 shares Expires 2024-09-07 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Ambarella, Inc. Ordinary Shares. F4 · derivative.exercise_date: The restricted stock units vest at the rate of 1/16 per quarter commencing on September 15, 2014. F4 · derivative.expiration_date: The restricted stock units vest at the rate of 1/16 per quarter commencing on September 15, 2014. Read SEC document |
| December 18, 2017 Filed Dec 20, 2017 21:44 UTC | AMBARELLA INC AMBA · Entity 4248 | Exercise / conversionRestricted Stock Units · Derivative | 2,104 | $0.00 | $0.00 |
DisclosureSEC source: 0001280263-17-000102 · edgardoc.xml · derivative · entry 3 Laplante George · CIK 0001558646 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 14,732 Underlying: Ordinary Shares · 2,104 shares Expires 2019-09-15 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Ambarella, Inc. Ordinary Shares. F3 · derivative.exercise_date: The RSUs vest as to 1/10 of the RSUs on June 15, 2017 and 1/10 of the RSUs will vest each three months thereafter such that the RSUs are 100% vested on September 15, 2019. F3 · derivative.expiration_date: The RSUs vest as to 1/10 of the RSUs on June 15, 2017 and 1/10 of the RSUs will vest each three months thereafter such that the RSUs are 100% vested on September 15, 2019. Read SEC document |
| December 18, 2017 Filed Dec 20, 2017 21:44 UTC | AMBARELLA INC AMBA · Entity 4248 | SaleOrdinary Shares | 4,202 | $57.69 | $242,413.38 |
DisclosureSEC source: 0001280263-17-000102 · edgardoc.xml · nonDerivative · entry 2 Laplante George · CIK 0001558646 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 98,739 F2 · kind: Shares sold to pay tax obligations resulting from the vesting of restricted stock awards and restricted stock units. Read SEC document |
| December 18, 2017 Filed Dec 20, 2017 21:44 UTC | AMBARELLA INC AMBA · Entity 4248 | Exercise / conversionOrdinary Shares | 4,947 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001280263-17-000102 · edgardoc.xml · nonDerivative · entry 1 Laplante George · CIK 0001558646 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 102,941 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each restricted stock unit represents a contingent right to receive one share of Ambarella, Inc. Ordinary Shares. Read SEC document |
| September 18, 2017 Filed Sep 20, 2017 20:21 UTC | AMBARELLA INC AMBA · Entity 4248 | Exercise / conversionRestricted Stock Units · Derivative | 2,844 | $0.00 | $0.00 |
DisclosureSEC source: 0001280263-17-000077 · edgardoc.xml · derivative · entry 5 Laplante George · CIK 0001558646 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 11,375 Underlying: Ordinary Shares · 2,844 shares Expires 2024-09-07 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Ambarella, Inc. Ordinary Shares. F5 · derivative.exercise_date: The restricted stock units vest at the rate of 1/16 per quarter commencing on September 15, 2014. F5 · derivative.expiration_date: The restricted stock units vest at the rate of 1/16 per quarter commencing on September 15, 2014. Read SEC document |
| September 18, 2017 Filed Sep 20, 2017 20:21 UTC | AMBARELLA INC AMBA · Entity 4248 | Exercise / conversionRestricted Stock Units · Derivative | 2,625 | $0.00 | $0.00 |
DisclosureSEC source: 0001280263-17-000077 · edgardoc.xml · derivative · entry 4 Laplante George · CIK 0001558646 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Ordinary Shares · 2,625 shares Expires 2023-08-27 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Ambarella, Inc. Ordinary Shares. F4 · derivative.exercise_date: The restricted stock units vest at the rate of 1/16 per quarter commencing on September 15, 2013. F4 · derivative.expiration_date: The restricted stock units vest at the rate of 1/16 per quarter commencing on September 15, 2013. Read SEC document |
| September 18, 2017 Filed Sep 20, 2017 20:21 UTC | AMBARELLA INC AMBA · Entity 4248 | Exercise / conversionRestricted Stock Units · Derivative | 2,105 | $0.00 | $0.00 |
DisclosureSEC source: 0001280263-17-000077 · edgardoc.xml · derivative · entry 3 Laplante George · CIK 0001558646 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 16,836 Underlying: Ordinary Shares · 2,105 shares Expires 2019-09-15 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Ambarella, Inc. Ordinary Shares. F3 · derivative.exercise_date: The RSUs vest as to 1/10 of the RSUs on June 15, 2017 and 1/10 of the RSUs will vest each three months thereafter such that the RSUs are 100% vested on September 15, 2019. F3 · derivative.expiration_date: The RSUs vest as to 1/10 of the RSUs on June 15, 2017 and 1/10 of the RSUs will vest each three months thereafter such that the RSUs are 100% vested on September 15, 2019. Read SEC document |
| September 18, 2017 Filed Sep 20, 2017 20:21 UTC | AMBARELLA INC AMBA · Entity 4248 | SaleOrdinary Shares | 5,592 | $46.50 | $260,028.00 |
DisclosureSEC source: 0001280263-17-000077 · edgardoc.xml · nonDerivative · entry 2 Laplante George · CIK 0001558646 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 97,994 F2 · kind: Shares sold to pay tax obligations resulting from the vesting of restricted stock awards and restricted stock units. Read SEC document |
| September 18, 2017 Filed Sep 20, 2017 20:21 UTC | AMBARELLA INC AMBA · Entity 4248 | Exercise / conversionOrdinary Shares | 7,574 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001280263-17-000077 · edgardoc.xml · nonDerivative · entry 1 Laplante George · CIK 0001558646 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 103,586 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each restricted stock unit represents a contingent right to receive one share of Ambarella, Inc. Ordinary Shares. Read SEC document |
| June 16, 2017 Filed Jun 20, 2017 21:03 UTC | AMBARELLA INC AMBA · Entity 4248 | Exercise / conversionRestricted Stock Units · Derivative | 2,844 | $0.00 | $0.00 |
DisclosureSEC source: 0001280263-17-000042 · edgardoc.xml · derivative · entry 5 Laplante George · CIK 0001558646 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 14,219 Underlying: Ordinary Shares · 2,844 shares Expires 2024-09-07 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Ambarella, Inc. Ordinary Shares. F5 · derivative.exercise_date: The restricted stock units vest at the rate of 1/16 per quarter commencing on September 15, 2014. F5 · derivative.expiration_date: The restricted stock units vest at the rate of 1/16 per quarter commencing on September 15, 2014. Read SEC document |
| June 16, 2017 Filed Jun 20, 2017 21:03 UTC | AMBARELLA INC AMBA · Entity 4248 | Exercise / conversionRestricted Stock Units · Derivative | 2,625 | $0.00 | $0.00 |
DisclosureSEC source: 0001280263-17-000042 · edgardoc.xml · derivative · entry 4 Laplante George · CIK 0001558646 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,625 Underlying: Ordinary Shares · 2,625 shares Expires 2023-08-27 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Ambarella, Inc. Ordinary Shares. F4 · derivative.exercise_date: The restricted stock units vest at the rate of 1/16 per quarter commencing on September 15, 2013. F4 · derivative.expiration_date: The restricted stock units vest at the rate of 1/16 per quarter commencing on September 15, 2013. Read SEC document |
| June 16, 2017 Filed Jun 20, 2017 21:03 UTC | AMBARELLA INC AMBA · Entity 4248 | Exercise / conversionRestricted Stock Units · Derivative | 2,104 | $0.00 | $0.00 |
DisclosureSEC source: 0001280263-17-000042 · edgardoc.xml · derivative · entry 3 Laplante George · CIK 0001558646 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 18,941 Underlying: Ordinary Shares · 2,104 shares Expires 2019-09-15 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Ambarella, Inc. Ordinary Shares. F3 · derivative.exercise_date: The RSUs vest as to 1/10 of the RSUs on June 15, 2017 and 1/10 of the RSUs will vest each three months thereafter such that the RSUs are 100% vested on September 15, 2019. F3 · derivative.expiration_date: The RSUs vest as to 1/10 of the RSUs on June 15, 2017 and 1/10 of the RSUs will vest each three months thereafter such that the RSUs are 100% vested on September 15, 2019. Read SEC document |
| June 16, 2017 Filed Jun 20, 2017 21:03 UTC | AMBARELLA INC AMBA · Entity 4248 | SaleOrdinary Shares | 4,836 | $48.77 | $235,851.72 |
DisclosureSEC source: 0001280263-17-000042 · edgardoc.xml · nonDerivative · entry 2 Laplante George · CIK 0001558646 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 96,012 F2 · kind: Shares sold to pay tax obligations resulting from the vesting of restricted stock awards and restricted stock units. Read SEC document |
| June 16, 2017 Filed Jun 20, 2017 21:03 UTC | AMBARELLA INC AMBA · Entity 4248 | Exercise / conversionOrdinary Shares | 7,573 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001280263-17-000042 · edgardoc.xml · nonDerivative · entry 1 Laplante George · CIK 0001558646 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 100,848 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each restricted stock unit represents a contingent right to receive one share of Ambarella, Inc. Ordinary Shares. Read SEC document |
| March 28, 2017 Filed Mar 30, 2017 23:40 UTC | AMBARELLA INC AMBA · Entity 4248 | GrantRestricted Stock Units · Derivative | 21,045 | $0.00 | $0.00 |
DisclosureSEC source: 0000899243-17-008944 · doc4.xml · derivative · entry 1 Laplante George · CIK 0001558646 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 21,045 Underlying: Ordinary Shares · 21,045 shares Expires not disclosed F1 · derivative.exercise_price: The RSUs convert into the Issuer's Ordinary Shares on a one-for-one basis. F2 · derivative.exercise_date: The RSUs vest as to 1/10 of the RSUs on June 15, 2017 and 1/10 of the RSU's will vest each three months thereafter such that the RSUs are 100% vested on September 15, 2019. F2 · derivative.expiration_date: The RSUs vest as to 1/10 of the RSUs on June 15, 2017 and 1/10 of the RSU's will vest each three months thereafter such that the RSUs are 100% vested on September 15, 2019. Read SEC document |
| March 16, 2017 Filed Mar 17, 2017 22:16 UTC | AMBARELLA INC AMBA · Entity 4248 | Exercise / conversionRestricted Stock Units · Derivative | 2,844 | $0.00 | $0.00 |
DisclosureSEC source: 0001280263-17-000025 · edgardoc.xml · derivative · entry 4 Laplante George · CIK 0001558646 · CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 17,063 Underlying: Ordinary Shares · 2,844 shares Expires 2024-09-07 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Ambarella, Inc. Ordinary Shares. F4 · derivative.exercise_date: The restricted stock units vest at the rate of 1/16 per quarter beginning on September 15, 2014. F4 · derivative.expiration_date: The restricted stock units vest at the rate of 1/16 per quarter beginning on September 15, 2014. Read SEC document |
| March 16, 2017 Filed Mar 17, 2017 22:16 UTC | AMBARELLA INC AMBA · Entity 4248 | Exercise / conversionRestricted Stock Units · Derivative | 2,625 | $0.00 | $0.00 |
DisclosureSEC source: 0001280263-17-000025 · edgardoc.xml · derivative · entry 3 Laplante George · CIK 0001558646 · CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,250 Underlying: Ordinary Shares · 2,625 shares Expires 2023-08-27 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Ambarella, Inc. Ordinary Shares. F3 · derivative.exercise_date: The restricted stock units vest at the rate of 1/16 per quarter beginning on September 15, 2013. F3 · derivative.expiration_date: The restricted stock units vest at the rate of 1/16 per quarter beginning on September 15, 2013. Read SEC document |
| March 16, 2017 Filed Mar 17, 2017 22:16 UTC | AMBARELLA INC AMBA · Entity 4248 | SaleOrdinary Shares | 3,226 | $56.19 | $181,268.94 |
DisclosureSEC source: 0001280263-17-000025 · edgardoc.xml · nonDerivative · entry 2 Laplante George · CIK 0001558646 · CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 93,275 F2 · kind: Shares sold to pay tax obligations resulting from the vesting of restricted stock awards and restricted stock units. Read SEC document |
| March 16, 2017 Filed Mar 17, 2017 22:16 UTC | AMBARELLA INC AMBA · Entity 4248 | Exercise / conversionOrdinary Shares | 5,469 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001280263-17-000025 · edgardoc.xml · nonDerivative · entry 1 Laplante George · CIK 0001558646 · CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 96,501 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each restricted stock unit represents a contingent right to receive one share of Ambarella, Inc. Ordinary Shares. Read SEC document |
| December 16, 2016 Filed Dec 17, 2016 00:15 UTC | AMBARELLA INC AMBA · Entity 4248 | Exercise / conversionRestricted Stock Units · Derivative | 2,843 | $0.00 | $0.00 |
DisclosureSEC source: 0001280263-16-000235 · edgardoc.xml · derivative · entry 4 Laplante George · CIK 0001558646 · CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 19,907 Underlying: Ordinary Shares · 2,843 shares Expires 2024-09-07 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Ambarella, Inc. Ordinary Shares. F4 · derivative.exercise_date: The restricted stock units vest at the rate of 1/16 per quarter beginning on September 15, 2014. F4 · derivative.expiration_date: The restricted stock units vest at the rate of 1/16 per quarter beginning on September 15, 2014. Read SEC document |
| December 16, 2016 Filed Dec 17, 2016 00:15 UTC | AMBARELLA INC AMBA · Entity 4248 | Exercise / conversionRestricted Stock Units · Derivative | 2,625 | $0.00 | $0.00 |
DisclosureSEC source: 0001280263-16-000235 · edgardoc.xml · derivative · entry 3 Laplante George · CIK 0001558646 · CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 7,875 Underlying: Ordinary Shares · 2,625 shares Expires 2023-08-27 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Ambarella, Inc. Ordinary Shares. F3 · derivative.exercise_date: The restricted stock units vest at the rate of 1/16 per quarter beginning on September 15, 2013. F3 · derivative.expiration_date: The restricted stock units vest at the rate of 1/16 per quarter beginning on September 15, 2013. Read SEC document |
| December 16, 2016 Filed Dec 17, 2016 00:15 UTC | AMBARELLA INC AMBA · Entity 4248 | SaleOrdinary Shares | 4,476 | $54.21 | $242,643.96 |
DisclosureSEC source: 0001280263-16-000235 · edgardoc.xml · nonDerivative · entry 2 Laplante George · CIK 0001558646 · CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 91,032 F2 · kind: Shares sold to pay tax obligations resulting from the vesting of restricted stock awards and restricted stock units. Read SEC document |
| December 16, 2016 Filed Dec 17, 2016 00:15 UTC | AMBARELLA INC AMBA · Entity 4248 | Exercise / conversionOrdinary Shares | 5,468 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001280263-16-000235 · edgardoc.xml · nonDerivative · entry 1 Laplante George · CIK 0001558646 · CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 95,508 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each restricted stock unit represents a contingent right to receive one share of Ambarella, Inc. Ordinary Shares. Read SEC document |
| September 29, 2016 Filed Oct 3, 2016 21:13 UTC | AMBARELLA INC AMBA · Entity 4248 | Exercise / conversionNon-Qualified Stock Option (right to buy) · Derivative | 10,000 | $0.00 Strike: $8.82 | $0.00 |
DisclosureSEC source: 0001280263-16-000219 · edgardoc.xml · derivative · entry 3 Laplante George · CIK 0001558646 · CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 34,912 Underlying: Ordinary Shares · 10,000 shares Expires 2021-03-07 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_date: An option to purchase 288,306 shares was granted on March 8, 2011 and was exercised in part prior to the date on which the reporting person became subject to Section 16. One-fourth of the shares subject to the option vested on March 7, 2012 and one forty-eighth of the shares vest monthly thereafter. Read SEC document |
| September 29, 2016 Filed Oct 3, 2016 21:13 UTC | AMBARELLA INC AMBA · Entity 4248 | SaleOrdinary Shares | 10,000 | $70.00 | $700,000.00 |
DisclosureSEC source: 0001280263-16-000219 · edgardoc.xml · nonDerivative · entry 2 Laplante George · CIK 0001558646 · CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 90,040 F1 · kind: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted on June 28, 2016. Read SEC document |
| September 29, 2016 Filed Oct 3, 2016 21:13 UTC | AMBARELLA INC AMBA · Entity 4248 | Exercise / conversionOrdinary Shares | 10,000 | $8.82 | $88,200.00 |
DisclosureSEC source: 0001280263-16-000219 · edgardoc.xml · nonDerivative · entry 1 Laplante George · CIK 0001558646 · CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 100,040 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| September 16, 2016 Filed Sep 20, 2016 21:05 UTC | AMBARELLA INC AMBA · Entity 4248 | Exercise / conversionRestricted Stock Units · Derivative | 2,844 | $0.00 | $0.00 |
DisclosureSEC source: 0001280263-16-000207 · edgardoc.xml · derivative · entry 5 Laplante George · CIK 0001558646 · CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 22,750 Underlying: Ordinary Shares · 2,844 shares Expires 2024-09-07 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Ambarella, Inc. Ordinary Shares. F5 · derivative.exercise_date: The restricted stock units vest at the rate of 1/16 per quarter beginning on September 15, 2014. F5 · derivative.expiration_date: The restricted stock units vest at the rate of 1/16 per quarter beginning on September 15, 2014. Read SEC document |
| September 16, 2016 Filed Sep 20, 2016 21:05 UTC | AMBARELLA INC AMBA · Entity 4248 | Exercise / conversionRestricted Stock Units · Derivative | 2,625 | $0.00 | $0.00 |
DisclosureSEC source: 0001280263-16-000207 · edgardoc.xml · derivative · entry 4 Laplante George · CIK 0001558646 · CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 10,500 Underlying: Ordinary Shares · 2,625 shares Expires 2023-08-27 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Ambarella, Inc. Ordinary Shares. F4 · derivative.exercise_date: The restricted stock units vest at the rate of 1/16 per quarter beginning on September 15, 2013. F4 · derivative.expiration_date: The restricted stock units vest at the rate of 1/16 per quarter beginning on September 15, 2013. Read SEC document |
| September 16, 2016 Filed Sep 20, 2016 21:05 UTC | AMBARELLA INC AMBA · Entity 4248 | Exercise / conversionRestricted Stock Units · Derivative | 695 | $0.00 | $0.00 |
DisclosureSEC source: 0001280263-16-000207 · edgardoc.xml · derivative · entry 3 Laplante George · CIK 0001558646 · CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Ordinary Shares · 695 shares Expires 2022-08-27 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Ambarella, Inc. Ordinary Shares. F3 · derivative.exercise_date: The restricted stock units vest at the rate of 1/16 per quarter beginning on September 15, 2012. F3 · derivative.expiration_date: The restricted stock units vest at the rate of 1/16 per quarter beginning on September 15, 2012. Read SEC document |
| September 16, 2016 Filed Sep 20, 2016 21:05 UTC | AMBARELLA INC AMBA · Entity 4248 | SaleOrdinary Shares | 4,844 | $67.98 | $329,295.12 |
DisclosureSEC source: 0001280263-16-000207 · edgardoc.xml · nonDerivative · entry 2 Laplante George · CIK 0001558646 · CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 90,040 F2 · kind: Shares sold to pay tax obligations resulting from the vesting of restricted stock award and restricted stock units. Read SEC document |
| September 16, 2016 Filed Sep 20, 2016 21:05 UTC | AMBARELLA INC AMBA · Entity 4248 | Exercise / conversionOrdinary Shares | 6,164 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001280263-16-000207 · edgardoc.xml · nonDerivative · entry 1 Laplante George · CIK 0001558646 · CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 94,884 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each restricted stock unit represents a contingent right to receive one share of Ambarella, Inc. Ordinary Shares. Read SEC document |
| September 07, 2016 Filed Sep 8, 2016 23:14 UTC | AMBARELLA INC AMBA · Entity 4248 | Exercise / conversionNon-Qualified Stock Option (right to buy) · Derivative | 27,165 | $0.00 Strike: $8.82 | $0.00 |
DisclosureSEC source: 0001280263-16-000194 · edgardoc.xml · derivative · entry 4 Laplante George · CIK 0001558646 · CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 44,912 Underlying: Ordinary Shares · 27,165 shares Expires 2021-03-07 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · derivative.exercise_date: An option to purchase 288,306 shares was granted on March 8, 2011 and was exercised in part prior to the date on which the reporting person became subject to Section 16. One-fourth of the shares subject to the option vested on March 7, 2012 and one forty-eighth of the shares vest monthly thereafter. Read SEC document |
| September 07, 2016 Filed Sep 8, 2016 23:14 UTC | AMBARELLA INC AMBA · Entity 4248 | Exercise / conversionIncentive Stock Option (right to buy) · Derivative | 2,835 | $0.00 Strike: $8.82 | $0.00 |
DisclosureSEC source: 0001280263-16-000194 · edgardoc.xml · derivative · entry 3 Laplante George · CIK 0001558646 · CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Ordinary Shares · 2,835 shares Expires 2021-03-07 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_date: An option to purchase 11,337 shares was granted on March 8, 2011 and was exercised in part prior to the date on which the Reporting Person became subject to Section 16. One-fourth of the shares subject to the option vested on March 7, 2012 and one forty-eighth of the shares vest monthly thereafter. Read SEC document |
| September 07, 2016 Filed Sep 8, 2016 23:14 UTC | AMBARELLA INC AMBA · Entity 4248 | SaleOrdinary Shares | 30,000 | $67.08 | $2,012,463.00 |
DisclosureSEC source: 0001280263-16-000194 · edgardoc.xml · nonDerivative · entry 2 Laplante George · CIK 0001558646 · CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 88,720 F1 · kind: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted on June 28, 2016. F2 · price: The sale price reported in column 4 of Table I represents the weighted average sale price of the shares sold ranging from $67.0811 to $67.0826 per share. Upon request by the Commission staff, the Issuer, or a security holder of the Issuer, the reporting person will provide full information regarding the number of shares sold at each separate price within the ranges set forth in this Form 4. Read SEC document |
| September 07, 2016 Filed Sep 8, 2016 23:14 UTC | AMBARELLA INC AMBA · Entity 4248 | Exercise / conversionOrdinary Shares | 30,000 | $8.82 | $264,600.00 |
DisclosureSEC source: 0001280263-16-000194 · edgardoc.xml · nonDerivative · entry 1 Laplante George · CIK 0001558646 · CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 118,720 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.