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Nasdaq · USD

AMBA

AMBARELLA INC

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4248
SEC CIK
0001280263
Parsed reports
756

Last 12 months

Inside the activity.

0 purchase rows · 44 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202500
Dec 202509
Jan 202601
Feb 202600
Mar 2026013
Apr 202601
May 202604
Jun 202607
Jul 202603
Aug 202600
Sep 202606
Oct 202600

Latest available

Insider transactions

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
September 29, 2016 Filed Oct 3, 2016 21:15 UTC
Day ChristopherVP, Marketing
SaleOrdinary Shares 4,272 $69.32 $296,134.61
Disclosure

SEC source: 0001280263-16-000220 · edgardoc.xml · nonDerivative · entry 3

Day Christopher · CIK 0001558685 · VP, Marketing

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 20,650

F1 · price: The sale price reported in column 4 of Table I represents the weighted average sale price of the shares sold ranging from $69.2450 to $69.4000 per share. Upon request by the Commission staff, the Issuer, or a security holder of the Issuer, the reporting person will provide full information regarding the number of shares sold at each separate price within the ranges set forth in this Form 4.

Read SEC document
September 29, 2016 Filed Oct 3, 2016 21:15 UTC
Day ChristopherVP, Marketing
Exercise / conversionOrdinary Shares 1,000 $9.99 $9,990.00
Disclosure

SEC source: 0001280263-16-000220 · edgardoc.xml · nonDerivative · entry 2

Day Christopher · CIK 0001558685 · VP, Marketing

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 24,922

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
September 29, 2016 Filed Oct 3, 2016 21:15 UTC
Day ChristopherVP, Marketing
Exercise / conversionOrdinary Shares 1,063 $38.92 $41,371.96
Disclosure

SEC source: 0001280263-16-000220 · edgardoc.xml · nonDerivative · entry 1

Day Christopher · CIK 0001558685 · VP, Marketing

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 23,922

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
September 29, 2016 Filed Oct 3, 2016 21:13 UTC Exercise / conversionNon-Qualified Stock Option (right to buy) · Derivative 10,000 $0.00 Strike: $8.82 $0.00
Disclosure

SEC source: 0001280263-16-000219 · edgardoc.xml · derivative · entry 3

Laplante George · CIK 0001558646 · CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 34,912

Underlying: Ordinary Shares · 10,000 shares

Expires 2021-03-07

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: An option to purchase 288,306 shares was granted on March 8, 2011 and was exercised in part prior to the date on which the reporting person became subject to Section 16. One-fourth of the shares subject to the option vested on March 7, 2012 and one forty-eighth of the shares vest monthly thereafter.

Read SEC document
September 29, 2016 Filed Oct 3, 2016 21:13 UTC SaleOrdinary Shares 10,000 $70.00 $700,000.00
Disclosure

SEC source: 0001280263-16-000219 · edgardoc.xml · nonDerivative · entry 2

Laplante George · CIK 0001558646 · CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 90,040

F1 · kind: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted on June 28, 2016.

Read SEC document
September 29, 2016 Filed Oct 3, 2016 21:13 UTC Exercise / conversionOrdinary Shares 10,000 $8.82 $88,200.00
Disclosure

SEC source: 0001280263-16-000219 · edgardoc.xml · nonDerivative · entry 1

Laplante George · CIK 0001558646 · CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 100,040

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
September 28, 2016 Filed Sep 29, 2016 23:23 UTC
Day ChristopherVP, Marketing
Exercise / conversionNon-Qualified Stock Option (right to buy) · Derivative 1,000 $0.00 Strike: $38.92 $0.00
Disclosure

SEC source: 0001280263-16-000214 · edgardoc.xml · derivative · entry 8

Day Christopher · CIK 0001558685 · VP, Marketing

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,363

Underlying: Ordinary Shares · 1,000 shares

Expires 2024-09-07

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F5 · derivative.exercise_date: Shares subject to the option vest monthly over four years beginning on September 8, 2014.

Read SEC document
September 28, 2016 Filed Sep 29, 2016 23:23 UTC
Day ChristopherVP, Marketing
Exercise / conversionNon-Qualified Stock Option (right to buy) · Derivative 2,000 $0.00 Strike: $9.99 $0.00
Disclosure

SEC source: 0001280263-16-000214 · edgardoc.xml · derivative · entry 7

Day Christopher · CIK 0001558685 · VP, Marketing

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,071

Underlying: Ordinary Shares · 2,000 shares

Expires 2022-07-09

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_date: Shares subject to the option vest monthly over four years beginning on May 23, 2012.

Read SEC document
September 28, 2016 Filed Sep 29, 2016 23:23 UTC
Day ChristopherVP, Marketing
SaleOrdinary Shares 3,543 $68.64 $243,195.42
Disclosure

SEC source: 0001280263-16-000214 · edgardoc.xml · nonDerivative · entry 5

Day Christopher · CIK 0001558685 · VP, Marketing

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 22,859

F2 · price: The sale price reported in column 4 of Table I represents the weighted average sale price of the shares sold ranging from $68.50 to $69.00 per share. Upon request by the Commission staff, the Issuer, or a security holder of the Issuer, the reporting person will provide full information regarding the number of shares sold at each separate price within the ranges set forth in this Form 4.

Read SEC document
September 28, 2016 Filed Sep 29, 2016 23:23 UTC
Day ChristopherVP, Marketing
Exercise / conversionOrdinary Shares 1,000 $38.92 $38,920.00
Disclosure

SEC source: 0001280263-16-000214 · edgardoc.xml · nonDerivative · entry 4

Day Christopher · CIK 0001558685 · VP, Marketing

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 26,402

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
September 28, 2016 Filed Sep 29, 2016 23:23 UTC
Day ChristopherVP, Marketing
Exercise / conversionOrdinary Shares 2,000 $9.99 $19,980.00
Disclosure

SEC source: 0001280263-16-000214 · edgardoc.xml · nonDerivative · entry 3

Day Christopher · CIK 0001558685 · VP, Marketing

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 25,402

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
September 27, 2016 Filed Sep 29, 2016 23:23 UTC
Day ChristopherVP, Marketing
Exercise / conversionNon-Qualified Stock Option (right to buy) · Derivative 926 $0.00 Strike: $8.82 $0.00
Disclosure

SEC source: 0001280263-16-000214 · edgardoc.xml · derivative · entry 6

Day Christopher · CIK 0001558685 · VP, Marketing

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Ordinary Shares · 926 shares

Expires 2021-08-29

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_date: Shares subject to the option vest monthly over four years beginning on August 1, 2011.

Read SEC document
September 27, 2016 Filed Sep 29, 2016 23:23 UTC
Day ChristopherVP, Marketing
SaleOrdinary Shares 2,595 $67.18 $174,327.95
Disclosure

SEC source: 0001280263-16-000214 · edgardoc.xml · nonDerivative · entry 2

Day Christopher · CIK 0001558685 · VP, Marketing

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 23,402

F1 · price: The sale price reported in column 4 of Table I represents the weighted average sale price of the shares sold ranging from $67.00 to $67.50 per share. Upon request by the Commission staff, the Issuer, or a security holder of the Issuer, the reporting person will provide full information regarding the number of shares sold at each separate price within the ranges set forth in this Form 4.

Read SEC document
September 27, 2016 Filed Sep 29, 2016 23:23 UTC
Day ChristopherVP, Marketing
Exercise / conversionOrdinary Shares 926 $8.82 $8,167.32
Disclosure

SEC source: 0001280263-16-000214 · edgardoc.xml · nonDerivative · entry 1

Day Christopher · CIK 0001558685 · VP, Marketing

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 25,997

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
September 27, 2016 Filed Feb 17, 2017 22:35 UTC
Day ChristopherVP, Marketing
GiftOrdinary Shares 25 $0.00 $0.00
Disclosure

SEC source: 0001280263-17-000002 · edgardoc.xml · nonDerivative · entry 1

Day Christopher · CIK 0001558685 · VP, Marketing

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 21,024

Read SEC document
September 21, 2016 Filed Sep 23, 2016 21:01 UTC
Day ChristopherVP, Marketing
Exercise / conversionNon-Qualified Stock Option (right to buy) · Derivative 2,000 $0.00 Strike: $9.99 $0.00
Disclosure

SEC source: 0001280263-16-000212 · edgardoc.xml · derivative · entry 3

Day Christopher · CIK 0001558685 · VP, Marketing

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,071

Underlying: Ordinary Shares · 2,000 shares

Expires 2022-07-09

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_date: Shares subject to the option vest monthly over four years beginning on May 23, 2012.

Read SEC document
September 21, 2016 Filed Sep 23, 2016 21:01 UTC
Day ChristopherVP, Marketing
SaleOrdinary Shares 2,000 $67.00 $134,000.00
Disclosure

SEC source: 0001280263-16-000212 · edgardoc.xml · nonDerivative · entry 2

Day Christopher · CIK 0001558685 · VP, Marketing

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 25,071

Read SEC document
September 21, 2016 Filed Sep 23, 2016 21:01 UTC
Day ChristopherVP, Marketing
Exercise / conversionOrdinary Shares 2,000 $9.99 $19,980.00
Disclosure

SEC source: 0001280263-16-000212 · edgardoc.xml · nonDerivative · entry 1

Day Christopher · CIK 0001558685 · VP, Marketing

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 27,071

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
September 16, 2016 Filed Sep 20, 2016 21:20 UTC
TAN LIP BUDirector
Exercise / conversionRestricted Stock Units · Derivative 1,153 $0.00 $0.00
Disclosure

SEC source: 0000899243-16-029455 · doc4.xml · derivative · entry 3

TAN LIP BU · CIK 0001008463 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Ordinary Shares · 1,153 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Ambarella, Inc. Ordinary Shares.

F3 · derivative.exercise_date: Of the total of 4,611 shares granted, the restricted stock units vest as to 1/4th of the restricted stock units each three months following the vesting start date of September 15, 2015, so as to be 100% vested on September 15, 2016.

F3 · derivative.expiration_date: Of the total of 4,611 shares granted, the restricted stock units vest as to 1/4th of the restricted stock units each three months following the vesting start date of September 15, 2015, so as to be 100% vested on September 15, 2016.

Read SEC document
September 16, 2016 Filed Sep 20, 2016 21:20 UTC
TAN LIP BUDirector
Exercise / conversionOrdinary Shares 1,153 Not disclosed Not disclosed
Disclosure

SEC source: 0000899243-16-029455 · doc4.xml · nonDerivative · entry 1

TAN LIP BU · CIK 0001008463 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,695

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each restricted stock unit represents a contingent right to receive one share of Ambarella, Inc. Ordinary Shares.

Read SEC document
September 16, 2016 Filed Sep 20, 2016 21:01 UTC
Wang Feng-MingDirector · CEO
Exercise / conversionRestricted Stock Units · Derivative 5,250 $0.00 $0.00
Disclosure

SEC source: 0001280263-16-000203 · edgardoc.xml · derivative · entry 5

Wang Feng-Ming · CIK 0001558686 · Director · CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 42,000

Underlying: Ordinary Shares · 5,250 shares

Expires 2024-09-07

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Ambarella, Inc. Ordinary Shares.

F6 · derivative.exercise_date: The restricted stock units vest at the rate of 1/16 per quarter beginning on September 15, 2014.

F6 · derivative.expiration_date: The restricted stock units vest at the rate of 1/16 per quarter beginning on September 15, 2014.

Read SEC document
September 16, 2016 Filed Sep 20, 2016 21:01 UTC
Wang Feng-MingDirector · CEO
Exercise / conversionRestricted Stock Units · Derivative 5,250 $0.00 $0.00
Disclosure

SEC source: 0001280263-16-000203 · edgardoc.xml · derivative · entry 4

Wang Feng-Ming · CIK 0001558686 · Director · CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 21,000

Underlying: Ordinary Shares · 5,250 shares

Expires 2023-08-27

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Ambarella, Inc. Ordinary Shares.

F5 · derivative.exercise_date: The restricted stock units vest at the rate of 1/16 per quarter beginning on September 15, 2013.

F5 · derivative.expiration_date: The restricted stock units vest at the rate of 1/16 per quarter beginning on September 15, 2013.

Read SEC document
September 16, 2016 Filed Sep 20, 2016 21:01 UTC
Wang Feng-MingDirector · CEO
Exercise / conversionRestricted Stock Units · Derivative 1,042 $0.00 $0.00
Disclosure

SEC source: 0001280263-16-000203 · edgardoc.xml · derivative · entry 3

Wang Feng-Ming · CIK 0001558686 · Director · CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Ordinary Shares · 1,042 shares

Expires 2022-08-27

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Ambarella, Inc. Ordinary Shares.

F4 · derivative.exercise_date: The restricted stock units vest at the rate of 1/16 per quarter beginning on September 15, 2012.

F4 · derivative.expiration_date: The restricted stock units vest at the rate of 1/16 per quarter beginning on September 15, 2012.

Read SEC document
September 16, 2016 Filed Sep 20, 2016 21:01 UTC
Wang Feng-MingDirector · CEO
SaleOrdinary Shares 9,573 $67.98 $650,772.54
Disclosure

SEC source: 0001280263-16-000203 · edgardoc.xml · nonDerivative · entry 2

Wang Feng-Ming · CIK 0001558686 · Director · CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 271,073

F3 · kind: Shares sold to pay tax obligations resulting from the vesting of restricted stock award and restricted stock units.

Read SEC document
September 16, 2016 Filed Sep 20, 2016 21:01 UTC
Wang Feng-MingDirector · CEO
Exercise / conversionOrdinary Shares 11,542 Not disclosed Not disclosed
Disclosure

SEC source: 0001280263-16-000203 · edgardoc.xml · nonDerivative · entry 1

Wang Feng-Ming · CIK 0001558686 · Director · CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 280,646

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each restricted stock unit represents a contingent right to receive one share of Ambarella, Inc. Ordinary Shares.

F2 · balance_after: Includes 331 shares acquired under the Company's employee stock purchase plan on September 15, 2016.

Read SEC document
September 16, 2016 Filed Sep 20, 2016 17:07 UTC
Hu ChenmingDirector
Exercise / conversionRestricted Stock Units · Derivative 1,153 $0.00 $0.00
Disclosure

SEC source: 0001280263-16-000208 · edgardoc.xml · derivative · entry 2

Hu Chenming · CIK 0001316320 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Ordinary Shares · 1,153 shares

Expires 2016-09-15

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Ambarella, Inc. Ordinary Shares.

F2 · derivative.exercise_date: The restricted stock units will vest as to 1/4th of the restricted stock units each three months following the vesting start date of September 15, 2015, so as to be 100% vested on September 15, 2016.

F2 · derivative.expiration_date: The restricted stock units will vest as to 1/4th of the restricted stock units each three months following the vesting start date of September 15, 2015, so as to be 100% vested on September 15, 2016.

Read SEC document
September 16, 2016 Filed Sep 20, 2016 17:07 UTC
Hu ChenmingDirector
Exercise / conversionOrdinary Shares 1,153 Not disclosed Not disclosed
Disclosure

SEC source: 0001280263-16-000208 · edgardoc.xml · nonDerivative · entry 1

Hu Chenming · CIK 0001316320 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 26,276

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each restricted stock unit represents a contingent right to receive one share of Ambarella, Inc. Ordinary Shares.

Read SEC document
September 16, 2016 Filed Sep 20, 2016 21:20 UTC Exercise / conversionRestricted Stock Units · Derivative 1,153 $0.00 $0.00
Disclosure

SEC source: 0000899243-16-029454 · doc4.xml · derivative · entry 4

VERHALEN ANDREW W · CIK 0001205979 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Ordinary Shares · 1,153 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Ambarella, Inc. Ordinary Shares.

F2 · derivative.exercise_date: Of the total of 4,611 shares granted, the restricted stock units vest as to 1/4th of the restricted stock units each three months following the vesting start date of September 15, 2015, so as to be 100% vested on September 15, 2016.

F2 · derivative.expiration_date: Of the total of 4,611 shares granted, the restricted stock units vest as to 1/4th of the restricted stock units each three months following the vesting start date of September 15, 2015, so as to be 100% vested on September 15, 2016.

Read SEC document
September 16, 2016 Filed Sep 20, 2016 21:20 UTC Exercise / conversionOrdinary Shares 1,153 Not disclosed Not disclosed
Disclosure

SEC source: 0000899243-16-029454 · doc4.xml · nonDerivative · entry 1

VERHALEN ANDREW W · CIK 0001205979 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 49,994

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each restricted stock unit represents a contingent right to receive one share of Ambarella, Inc. Ordinary Shares.

Read SEC document
September 16, 2016 Filed Sep 20, 2016 21:07 UTC Exercise / conversionRestricted Stock Units · Derivative 1,153 $0.00 $0.00
Disclosure

SEC source: 0001280263-16-000209 · edgardoc.xml · derivative · entry 2

PAISLEY CHRISTOPHER B · CIK 0001189229 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Ordinary Shares · 1,153 shares

Expires 2016-09-15

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Ambarella, Inc. Ordinary Shares.

F2 · derivative.exercise_date: The restricted stock units will vest as to 1/4th of the restricted stock units each three months following the vesting start date of September 15, 2015, so as to be 100% vested on September 15, 2016.

F2 · derivative.expiration_date: The restricted stock units will vest as to 1/4th of the restricted stock units each three months following the vesting start date of September 15, 2015, so as to be 100% vested on September 15, 2016.

Read SEC document
September 16, 2016 Filed Sep 20, 2016 21:07 UTC Exercise / conversionOrdinary Shares 1,153 Not disclosed Not disclosed
Disclosure

SEC source: 0001280263-16-000209 · edgardoc.xml · nonDerivative · entry 1

PAISLEY CHRISTOPHER B · CIK 0001189229 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,167

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each restricted stock unit represents a contingent right to receive one share of Ambarella, Inc. Ordinary Shares.

Read SEC document
September 16, 2016 Filed Sep 20, 2016 21:08 UTC Exercise / conversionRestricted Stock Units · Derivative 416 $0.00 $0.00
Disclosure

SEC source: 0001280263-16-000210 · edgardoc.xml · derivative · entry 3

RICHARDSON DAVID JEFFREY · CIK 0001329724 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,501

Underlying: Ordinary Shares · 416 shares

Expires 2024-03-09

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Ambarella, Inc. Ordinary Shares.

F3 · derivative.exercise_date: The restricted stock units vest at the rate of 1/16 per quarter beginning on March 15, 2014.

F3 · derivative.expiration_date: The restricted stock units vest at the rate of 1/16 per quarter beginning on March 15, 2014.

Read SEC document
September 16, 2016 Filed Sep 20, 2016 21:08 UTC Exercise / conversionRestricted Stock Units · Derivative 1,153 $0.00 $0.00
Disclosure

SEC source: 0001280263-16-000210 · edgardoc.xml · derivative · entry 2

RICHARDSON DAVID JEFFREY · CIK 0001329724 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Ordinary Shares · 1,153 shares

Expires 2016-09-15

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Ambarella, Inc. Ordinary Shares.

F2 · derivative.exercise_date: The restricted stock units will vest as to 1/4th of the restricted stock units each three months following the vesting start date of September 15, 2015, so as to be 100% vested on September 15, 2016.

F2 · derivative.expiration_date: The restricted stock units will vest as to 1/4th of the restricted stock units each three months following the vesting start date of September 15, 2015, so as to be 100% vested on September 15, 2016.

Read SEC document
September 16, 2016 Filed Sep 20, 2016 21:08 UTC Exercise / conversionOrdinary Shares 1,569 Not disclosed Not disclosed
Disclosure

SEC source: 0001280263-16-000210 · edgardoc.xml · nonDerivative · entry 1

RICHARDSON DAVID JEFFREY · CIK 0001329724 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,402

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each restricted stock unit represents a contingent right to receive one share of Ambarella, Inc. Ordinary Shares.

Read SEC document
September 16, 2016 Filed Sep 20, 2016 21:05 UTC Exercise / conversionRestricted Stock Units · Derivative 2,844 $0.00 $0.00
Disclosure

SEC source: 0001280263-16-000207 · edgardoc.xml · derivative · entry 5

Laplante George · CIK 0001558646 · CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 22,750

Underlying: Ordinary Shares · 2,844 shares

Expires 2024-09-07

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Ambarella, Inc. Ordinary Shares.

F5 · derivative.exercise_date: The restricted stock units vest at the rate of 1/16 per quarter beginning on September 15, 2014.

F5 · derivative.expiration_date: The restricted stock units vest at the rate of 1/16 per quarter beginning on September 15, 2014.

Read SEC document
September 16, 2016 Filed Sep 20, 2016 21:05 UTC Exercise / conversionRestricted Stock Units · Derivative 2,625 $0.00 $0.00
Disclosure

SEC source: 0001280263-16-000207 · edgardoc.xml · derivative · entry 4

Laplante George · CIK 0001558646 · CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,500

Underlying: Ordinary Shares · 2,625 shares

Expires 2023-08-27

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Ambarella, Inc. Ordinary Shares.

F4 · derivative.exercise_date: The restricted stock units vest at the rate of 1/16 per quarter beginning on September 15, 2013.

F4 · derivative.expiration_date: The restricted stock units vest at the rate of 1/16 per quarter beginning on September 15, 2013.

Read SEC document
September 16, 2016 Filed Sep 20, 2016 21:05 UTC Exercise / conversionRestricted Stock Units · Derivative 695 $0.00 $0.00
Disclosure

SEC source: 0001280263-16-000207 · edgardoc.xml · derivative · entry 3

Laplante George · CIK 0001558646 · CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Ordinary Shares · 695 shares

Expires 2022-08-27

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Ambarella, Inc. Ordinary Shares.

F3 · derivative.exercise_date: The restricted stock units vest at the rate of 1/16 per quarter beginning on September 15, 2012.

F3 · derivative.expiration_date: The restricted stock units vest at the rate of 1/16 per quarter beginning on September 15, 2012.

Read SEC document
September 16, 2016 Filed Sep 20, 2016 21:05 UTC SaleOrdinary Shares 4,844 $67.98 $329,295.12
Disclosure

SEC source: 0001280263-16-000207 · edgardoc.xml · nonDerivative · entry 2

Laplante George · CIK 0001558646 · CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 90,040

F2 · kind: Shares sold to pay tax obligations resulting from the vesting of restricted stock award and restricted stock units.

Read SEC document
September 16, 2016 Filed Sep 20, 2016 21:05 UTC Exercise / conversionOrdinary Shares 6,164 Not disclosed Not disclosed
Disclosure

SEC source: 0001280263-16-000207 · edgardoc.xml · nonDerivative · entry 1

Laplante George · CIK 0001558646 · CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 94,884

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each restricted stock unit represents a contingent right to receive one share of Ambarella, Inc. Ordinary Shares.

Read SEC document
September 16, 2016 Filed Sep 20, 2016 21:04 UTC
Day ChristopherVP, Marketing
Exercise / conversionRestricted Stock Units · Derivative 963 $0.00 $0.00
Disclosure

SEC source: 0001280263-16-000206 · edgardoc.xml · derivative · entry 5

Day Christopher · CIK 0001558685 · VP, Marketing

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,700

Underlying: Ordinary Shares · 963 shares

Expires 2024-09-07

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Ambarella, Inc. Ordinary Shares.

F6 · derivative.exercise_date: The restricted stock units vest at the rate of 1/16 per quarter beginning on September 15, 2014.

F6 · derivative.expiration_date: The restricted stock units vest at the rate of 1/16 per quarter beginning on September 15, 2014.

Read SEC document
September 16, 2016 Filed Sep 20, 2016 21:04 UTC
Day ChristopherVP, Marketing
Exercise / conversionRestricted Stock Units · Derivative 1,094 $0.00 $0.00
Disclosure

SEC source: 0001280263-16-000206 · edgardoc.xml · derivative · entry 4

Day Christopher · CIK 0001558685 · VP, Marketing

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,375

Underlying: Ordinary Shares · 1,094 shares

Expires 2023-08-27

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Ambarella, Inc. Ordinary Shares.

F5 · derivative.exercise_date: The restricted stock units vest at the rate of 1/16 per quarter beginning on September 15, 2013.

F5 · derivative.expiration_date: The restricted stock units vest at the rate of 1/16 per quarter beginning on September 15, 2013.

Read SEC document
September 16, 2016 Filed Sep 20, 2016 21:04 UTC
Day ChristopherVP, Marketing
Exercise / conversionRestricted Stock Units · Derivative 556 $0.00 $0.00
Disclosure

SEC source: 0001280263-16-000206 · edgardoc.xml · derivative · entry 3

Day Christopher · CIK 0001558685 · VP, Marketing

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Ordinary Shares · 556 shares

Expires 2022-08-27

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Ambarella, Inc. Ordinary Shares.

F4 · derivative.exercise_date: The restricted stock units vest at the rate of 1/16 per quarter beginning on September 15, 2012.

F4 · derivative.expiration_date: The restricted stock units vest at the rate of 1/16 per quarter beginning on September 15, 2012.

Read SEC document
September 16, 2016 Filed Sep 20, 2016 21:04 UTC
Day ChristopherVP, Marketing
SaleOrdinary Shares 1,405 $67.98 $95,511.90
Disclosure

SEC source: 0001280263-16-000206 · edgardoc.xml · nonDerivative · entry 2

Day Christopher · CIK 0001558685 · VP, Marketing

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 25,071

F3 · kind: Shares sold to pay tax obligations resulting from the vesting of restricted stock award and restricted stock units.

Read SEC document
September 16, 2016 Filed Sep 20, 2016 21:04 UTC
Day ChristopherVP, Marketing
Exercise / conversionOrdinary Shares 2,613 Not disclosed Not disclosed
Disclosure

SEC source: 0001280263-16-000206 · edgardoc.xml · nonDerivative · entry 1

Day Christopher · CIK 0001558685 · VP, Marketing

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 26,476

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each restricted stock unit represents a contingent right to receive one share of Ambarella, Inc. Ordinary Shares.

F2 · balance_after: Includes 331 shares acquired under the Company's employee stock purchase plan on September 15, 2016.

Read SEC document
September 16, 2016 Filed Sep 20, 2016 21:03 UTC
Chen Yun-LungVice President, Sales
Exercise / conversionRestricted Stock Units · Derivative 883 $0.00 $0.00
Disclosure

SEC source: 0001280263-16-000205 · edgardoc.xml · derivative · entry 6

Chen Yun-Lung · CIK 0001602676 · Vice President, Sales

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,591

Underlying: Ordinary Shares · 883 shares

Expires 2026-03-06

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Ambarella, Inc. Ordinary Shares.

F7 · derivative.exercise_date: The restricted stock units vest at the rate of 1/14 per quarter beginning on March 15, 2016.

F7 · derivative.expiration_date: The restricted stock units vest at the rate of 1/14 per quarter beginning on March 15, 2016.

Read SEC document
September 16, 2016 Filed Sep 20, 2016 21:03 UTC
Chen Yun-LungVice President, Sales
Exercise / conversionRestricted Stock Units · Derivative 354 $0.00 $0.00
Disclosure

SEC source: 0001280263-16-000205 · edgardoc.xml · derivative · entry 5

Chen Yun-Lung · CIK 0001602676 · Vice President, Sales

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,239

Underlying: Ordinary Shares · 354 shares

Expires 2025-10-07

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Ambarella, Inc. Ordinary Shares.

F6 · derivative.exercise_date: The restricted stock units vest at the rate of 1/16 per quarter beginning on September 15, 2015.

F6 · derivative.expiration_date: The restricted stock units vest at the rate of 1/16 per quarter beginning on September 15, 2015.

Read SEC document
September 16, 2016 Filed Sep 20, 2016 21:03 UTC
Chen Yun-LungVice President, Sales
Exercise / conversionRestricted Stock Units · Derivative 1,160 $0.00 $0.00
Disclosure

SEC source: 0001280263-16-000205 · edgardoc.xml · derivative · entry 4

Chen Yun-Lung · CIK 0001602676 · Vice President, Sales

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,275

Underlying: Ordinary Shares · 1,160 shares

Expires 2024-09-07

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Ambarella, Inc. Ordinary Shares.

F5 · derivative.exercise_date: The restricted stock units vest at the rate of 1/16 per quarter beginning on September 15, 2014.

F5 · derivative.expiration_date: The restricted stock units vest at the rate of 1/16 per quarter beginning on September 15, 2014.

Read SEC document
September 16, 2016 Filed Sep 20, 2016 21:03 UTC
Chen Yun-LungVice President, Sales
Exercise / conversionRestricted Stock Units · Derivative 1,313 $0.00 $0.00
Disclosure

SEC source: 0001280263-16-000205 · edgardoc.xml · derivative · entry 3

Chen Yun-Lung · CIK 0001602676 · Vice President, Sales

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,250

Underlying: Ordinary Shares · 1,313 shares

Expires 2023-08-27

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Ambarella, Inc. Ordinary Shares.

F4 · derivative.exercise_date: The restricted stock units vest at the rate of 1/16 per quarter beginning on September 15, 2013.

F4 · derivative.expiration_date: The restricted stock units vest at the rate of 1/16 per quarter beginning on September 15, 2013.

Read SEC document
September 16, 2016 Filed Sep 20, 2016 21:03 UTC
Chen Yun-LungVice President, Sales
Exercise / conversionRestricted Stock Units · Derivative 487 $0.00 $0.00
Disclosure

SEC source: 0001280263-16-000205 · edgardoc.xml · derivative · entry 2

Chen Yun-Lung · CIK 0001602676 · Vice President, Sales

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Ordinary Shares · 487 shares

Expires 2022-08-27

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Ambarella, Inc. Ordinary Shares.

F3 · derivative.exercise_date: The restricted stock units vest at the rate of 1/16 per quarter beginning on September 15, 2012.

F3 · derivative.expiration_date: The restricted stock units vest at the rate of 1/16 per quarter beginning on September 15, 2012.

Read SEC document
September 16, 2016 Filed Sep 20, 2016 21:03 UTC
Chen Yun-LungVice President, Sales
Exercise / conversionOrdinary Shares 4,197 Not disclosed Not disclosed
Disclosure

SEC source: 0001280263-16-000205 · edgardoc.xml · nonDerivative · entry 1

Chen Yun-Lung · CIK 0001602676 · Vice President, Sales

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 17,727

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each restricted stock unit represents a contingent right to receive one share of Ambarella, Inc. Ordinary Shares.

F2 · balance_after: Includes 291 shares acquired under the Company's employee stock purchase plan on September 15, 2016.

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.