Tapewire

Nasdaq · USD

AMBA

AMBARELLA INC

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Tapewire entity
4248
SEC CIK
0001280263
Parsed reports
756

Last 12 months

Inside the activity.

0 purchase rows · 44 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202500
Dec 202509
Jan 202601
Feb 202600
Mar 2026013
Apr 202601
May 202604
Jun 202607
Jul 202603
Aug 202600
Sep 202606
Oct 202600

Latest available

Insider transactions

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
March 16, 2017 Filed Mar 17, 2017 22:11 UTC Exercise / conversionOrdinary Shares 1,143 Not disclosed Not disclosed
Disclosure

SEC source: 0001280263-17-000020 · edgardoc.xml · nonDerivative · entry 1

RICHARDSON DAVID JEFFREY · CIK 0001329724 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,688

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each restricted stock unit represents a contingent right to receive one share of Ambarella, Inc. Ordinary Shares.

Read SEC document
March 16, 2017 Filed Mar 17, 2017 22:03 UTC Exercise / conversionRestricted Stock Units · Derivative 726 $0.00 $0.00
Disclosure

SEC source: 0001280263-17-000019 · edgardoc.xml · derivative · entry 2

PAISLEY CHRISTOPHER B · CIK 0001189229 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,452

Underlying: Restricted Stock Units · 726 shares

Expires 2017-09-15

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Ambarella, Inc. Ordinary Shares.

F2 · derivative.exercise_date: The restricted stock units will vest as to 1/4th of the restricted stock units each three months following the vesting start date of September 15, 2016, so as to be 100% vested on September 15, 2017.

F2 · derivative.expiration_date: The restricted stock units will vest as to 1/4th of the restricted stock units each three months following the vesting start date of September 15, 2016, so as to be 100% vested on September 15, 2017.

Read SEC document
March 16, 2017 Filed Mar 17, 2017 22:03 UTC Exercise / conversionOrdinary Shares 726 Not disclosed Not disclosed
Disclosure

SEC source: 0001280263-17-000019 · edgardoc.xml · nonDerivative · entry 1

PAISLEY CHRISTOPHER B · CIK 0001189229 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,619

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each restricted stock unit represents a contingent right to receive one share of Ambarella, Inc. Ordinary Shares.

Read SEC document
March 16, 2017 Filed Mar 17, 2017 21:17 UTC Exercise / conversionRestricted Stock Units · Derivative 726 $0.00 $0.00
Disclosure

SEC source: 0000899243-17-008028 · doc4.xml · derivative · entry 4

VERHALEN ANDREW W · CIK 0001205979 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,452

Underlying: Ordinary Shares · 726 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Ambarella, Inc. Ordinary Shares.

F2 · derivative.exercise_date: Of the total of 2,904 shares granted, The restricted stock units vest as to 1/4th of the restricted stock units each three months following the vesting start date of September 15, 2016, so as to be 100% vested on September 15, 2017.

F2 · derivative.expiration_date: Of the total of 2,904 shares granted, The restricted stock units vest as to 1/4th of the restricted stock units each three months following the vesting start date of September 15, 2016, so as to be 100% vested on September 15, 2017.

Read SEC document
March 16, 2017 Filed Mar 17, 2017 21:17 UTC Exercise / conversionOrdinary Shares 726 Not disclosed Not disclosed
Disclosure

SEC source: 0000899243-17-008028 · doc4.xml · nonDerivative · entry 1

VERHALEN ANDREW W · CIK 0001205979 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 51,446

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each restricted stock unit represents a contingent right to receive one share of Ambarella, Inc. Ordinary Shares.

Read SEC document
March 13, 2017 Filed Mar 14, 2017 23:24 UTC
Chen Yun-LungVice President, Sales
SaleOrdinary Shares 7,898 $55.16 $435,653.68
Disclosure

SEC source: 0001280263-17-000008 · edgardoc.xml · nonDerivative · entry 1

Chen Yun-Lung · CIK 0001602676 · Vice President, Sales

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,338

Read SEC document
March 13, 2017 Filed Mar 14, 2017 23:22 UTC
Day ChristopherVP, Marketing
Exercise / conversionNon-Qualified Stock Option (right to buy) · Derivative 1,071 $0.00 Strike: $9.99 $0.00
Disclosure

SEC source: 0001280263-17-000007 · edgardoc.xml · derivative · entry 3

Day Christopher · CIK 0001558685 · VP, Marketing

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Ordinary Shares · 1,071 shares

Expires 2022-07-09

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_date: Shares subject to the option vest monthly over four years beginning on May 23, 2012.

Read SEC document
March 13, 2017 Filed Mar 14, 2017 23:22 UTC
Day ChristopherVP, Marketing
SaleOrdinary Shares 1,071 $55.50 $59,440.50
Disclosure

SEC source: 0001280263-17-000007 · edgardoc.xml · nonDerivative · entry 2

Day Christopher · CIK 0001558685 · VP, Marketing

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 21,024

Read SEC document
March 13, 2017 Filed Mar 14, 2017 23:22 UTC
Day ChristopherVP, Marketing
Exercise / conversionOrdinary Shares 1,071 $9.99 $10,699.29
Disclosure

SEC source: 0001280263-17-000007 · edgardoc.xml · nonDerivative · entry 1

Day Christopher · CIK 0001558685 · VP, Marketing

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 22,095

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
March 01, 2017 Filed Mar 3, 2017 18:39 UTC Exercise / conversionNon-Qualified Stock Option (right to buy) · Derivative 1,000 $0.00 Strike: $6.00 $0.00
Disclosure

SEC source: 0001280263-17-000004 · edgardoc.xml · derivative · entry 3

PAISLEY CHRISTOPHER B · CIK 0001189229 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 14,667

Underlying: Ordinary Shares · 1,000 shares

Expires 2022-10-08

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: Shares subject to the option vest monthly over four years beginning on August 20, 2012.

Read SEC document
March 01, 2017 Filed Mar 3, 2017 18:39 UTC SaleOrdinary Shares 1,000 $60.54 $60,540.00
Disclosure

SEC source: 0001280263-17-000004 · edgardoc.xml · nonDerivative · entry 2

PAISLEY CHRISTOPHER B · CIK 0001189229 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,893

F1 · kind: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted on June 13, 2016.

Read SEC document
March 01, 2017 Filed Mar 3, 2017 18:39 UTC Exercise / conversionOrdinary Shares 1,000 $6.00 $6,000.00
Disclosure

SEC source: 0001280263-17-000004 · edgardoc.xml · nonDerivative · entry 1

PAISLEY CHRISTOPHER B · CIK 0001189229 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,893

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
December 16, 2016 Filed Dec 17, 2016 01:27 UTC
TAN LIP BUDirector
Exercise / conversionRestricted Stock Units · Derivative 726 $0.00 $0.00
Disclosure

SEC source: 0000899243-16-035851 · doc4.xml · derivative · entry 3

TAN LIP BU · CIK 0001008463 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,178

Underlying: Ordinary Shares · 726 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Ambarella, Inc. Ordinary Shares.

F3 · derivative.exercise_date: Of the total of 2,904 shares granted, The restricted stock units vest as to 1/4th of the restricted stock units each three months following the vesting start date of September 15, 2016, so as to be 100% vested on September 15, 2017.

F3 · derivative.expiration_date: Of the total of 2,904 shares granted, The restricted stock units vest as to 1/4th of the restricted stock units each three months following the vesting start date of September 15, 2016, so as to be 100% vested on September 15, 2017.

Read SEC document
December 16, 2016 Filed Dec 17, 2016 01:27 UTC
TAN LIP BUDirector
Exercise / conversionOrdinary Shares 726 Not disclosed Not disclosed
Disclosure

SEC source: 0000899243-16-035851 · doc4.xml · nonDerivative · entry 1

TAN LIP BU · CIK 0001008463 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,421

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each restricted stock unit represents a contingent right to receive one share of Ambarella, Inc. Ordinary Shares.

Read SEC document
December 16, 2016 Filed Dec 16, 2016 19:17 UTC
Hu ChenmingDirector
Exercise / conversionRestricted Stock Units · Derivative 726 $0.00 $0.00
Disclosure

SEC source: 0001280263-16-000236 · edgardoc.xml · derivative · entry 2

Hu Chenming · CIK 0001316320 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,178

Underlying: Ordinary Shares · 726 shares

Expires 2017-09-15

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Ambarella, Inc. Ordinary Shares.

F2 · derivative.exercise_date: The restricted stock units will vest as to 1/4th of the restricted stock units each three months following the vesting start date of September 15, 2016, so as to be 100% vested on September 15, 2017.

F2 · derivative.expiration_date: The restricted stock units will vest as to 1/4th of the restricted stock units each three months following the vesting start date of September 15, 2016, so as to be 100% vested on September 15, 2017.

Read SEC document
December 16, 2016 Filed Dec 16, 2016 19:17 UTC
Hu ChenmingDirector
Exercise / conversionOrdinary Shares 726 Not disclosed Not disclosed
Disclosure

SEC source: 0001280263-16-000236 · edgardoc.xml · nonDerivative · entry 1

Hu Chenming · CIK 0001316320 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 27,002

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each restricted stock unit represents a contingent right to receive one share of Ambarella, Inc. Ordinary Shares.

Read SEC document
December 16, 2016 Filed Dec 17, 2016 01:25 UTC Exercise / conversionRestricted Stock Units · Derivative 726 $0.00 $0.00
Disclosure

SEC source: 0000899243-16-035850 · doc4.xml · derivative · entry 4

VERHALEN ANDREW W · CIK 0001205979 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,178

Underlying: Ordinary Shares · 726 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Ambarella, Inc. Ordinary Shares.

F2 · derivative.exercise_date: Of the total of 2,904 shares granted, The restricted stock units vest as to 1/4th of the restricted stock units each three months following the vesting start date of September 15, 2016, so as to be 100% vested on September 15, 2017.

F2 · derivative.expiration_date: Of the total of 2,904 shares granted, The restricted stock units vest as to 1/4th of the restricted stock units each three months following the vesting start date of September 15, 2016, so as to be 100% vested on September 15, 2017.

Read SEC document
December 16, 2016 Filed Dec 17, 2016 01:25 UTC Exercise / conversionOrdinary Shares 726 Not disclosed Not disclosed
Disclosure

SEC source: 0000899243-16-035850 · doc4.xml · nonDerivative · entry 1

VERHALEN ANDREW W · CIK 0001205979 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 50,720

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each restricted stock unit represents a contingent right to receive one share of Ambarella, Inc. Ordinary Shares.

Read SEC document
December 16, 2016 Filed Dec 17, 2016 00:18 UTC Exercise / conversionRestricted Stock Units · Derivative 417 $0.00 $0.00
Disclosure

SEC source: 0001280263-16-000238 · edgardoc.xml · derivative · entry 3

RICHARDSON DAVID JEFFREY · CIK 0001329724 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,084

Underlying: Ordinary Shares · 417 shares

Expires 2024-03-09

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Ambarella, Inc. Ordinary Shares.

F3 · derivative.exercise_date: The restricted stock units vest at the rate of 1/16 per quarter beginning on March 15, 2014.

F3 · derivative.expiration_date: The restricted stock units vest at the rate of 1/16 per quarter beginning on March 15, 2014.

Read SEC document
December 16, 2016 Filed Dec 17, 2016 00:18 UTC Exercise / conversionRestricted Stock Units · Derivative 726 $0.00 $0.00
Disclosure

SEC source: 0001280263-16-000238 · edgardoc.xml · derivative · entry 2

RICHARDSON DAVID JEFFREY · CIK 0001329724 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,178

Underlying: Ordinary Shares · 726 shares

Expires 2017-09-15

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Ambarella, Inc. Ordinary Shares.

F2 · derivative.exercise_date: The restricted stock units will vest as to 1/4th of the restricted stock units each three months following the vesting start date of September 15, 2016, so as to be 100% vested on September 15, 2017.

F2 · derivative.expiration_date: The restricted stock units will vest as to 1/4th of the restricted stock units each three months following the vesting start date of September 15, 2016, so as to be 100% vested on September 15, 2017.

Read SEC document
December 16, 2016 Filed Dec 17, 2016 00:18 UTC Exercise / conversionOrdinary Shares 1,143 Not disclosed Not disclosed
Disclosure

SEC source: 0001280263-16-000238 · edgardoc.xml · nonDerivative · entry 1

RICHARDSON DAVID JEFFREY · CIK 0001329724 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,545

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each restricted stock unit represents a contingent right to receive one share of Ambarella, Inc. Ordinary Shares.

Read SEC document
December 16, 2016 Filed Dec 17, 2016 00:15 UTC Exercise / conversionRestricted Stock Units · Derivative 2,843 $0.00 $0.00
Disclosure

SEC source: 0001280263-16-000235 · edgardoc.xml · derivative · entry 4

Laplante George · CIK 0001558646 · CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 19,907

Underlying: Ordinary Shares · 2,843 shares

Expires 2024-09-07

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Ambarella, Inc. Ordinary Shares.

F4 · derivative.exercise_date: The restricted stock units vest at the rate of 1/16 per quarter beginning on September 15, 2014.

F4 · derivative.expiration_date: The restricted stock units vest at the rate of 1/16 per quarter beginning on September 15, 2014.

Read SEC document
December 16, 2016 Filed Dec 17, 2016 00:15 UTC Exercise / conversionRestricted Stock Units · Derivative 2,625 $0.00 $0.00
Disclosure

SEC source: 0001280263-16-000235 · edgardoc.xml · derivative · entry 3

Laplante George · CIK 0001558646 · CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,875

Underlying: Ordinary Shares · 2,625 shares

Expires 2023-08-27

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Ambarella, Inc. Ordinary Shares.

F3 · derivative.exercise_date: The restricted stock units vest at the rate of 1/16 per quarter beginning on September 15, 2013.

F3 · derivative.expiration_date: The restricted stock units vest at the rate of 1/16 per quarter beginning on September 15, 2013.

Read SEC document
December 16, 2016 Filed Dec 17, 2016 00:15 UTC SaleOrdinary Shares 4,476 $54.21 $242,643.96
Disclosure

SEC source: 0001280263-16-000235 · edgardoc.xml · nonDerivative · entry 2

Laplante George · CIK 0001558646 · CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 91,032

F2 · kind: Shares sold to pay tax obligations resulting from the vesting of restricted stock awards and restricted stock units.

Read SEC document
December 16, 2016 Filed Dec 17, 2016 00:15 UTC Exercise / conversionOrdinary Shares 5,468 Not disclosed Not disclosed
Disclosure

SEC source: 0001280263-16-000235 · edgardoc.xml · nonDerivative · entry 1

Laplante George · CIK 0001558646 · CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 95,508

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each restricted stock unit represents a contingent right to receive one share of Ambarella, Inc. Ordinary Shares.

Read SEC document
December 16, 2016 Filed Dec 17, 2016 00:17 UTC Exercise / conversionRestricted Stock Units · Derivative 726 $0.00 $0.00
Disclosure

SEC source: 0001280263-16-000237 · edgardoc.xml · derivative · entry 2

PAISLEY CHRISTOPHER B · CIK 0001189229 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,178

Underlying: Restricted Stock Units · 726 shares

Expires 2017-09-15

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Ambarella, Inc. Ordinary Shares.

F2 · derivative.exercise_date: The restricted stock units will vest as to 1/4th of the restricted stock units each three months following the vesting start date of September 15, 2016, so as to be 100% vested on September 15, 2017.

F2 · derivative.expiration_date: The restricted stock units will vest as to 1/4th of the restricted stock units each three months following the vesting start date of September 15, 2016, so as to be 100% vested on September 15, 2017.

Read SEC document
December 16, 2016 Filed Dec 17, 2016 00:17 UTC Exercise / conversionOrdinary Shares 726 Not disclosed Not disclosed
Disclosure

SEC source: 0001280263-16-000237 · edgardoc.xml · nonDerivative · entry 1

PAISLEY CHRISTOPHER B · CIK 0001189229 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,893

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each restricted stock unit represents a contingent right to receive one share of Ambarella, Inc. Ordinary Shares.

Read SEC document
December 16, 2016 Filed Dec 17, 2016 00:14 UTC
Day ChristopherVP, Marketing
Exercise / conversionRestricted Stock Units · Derivative 962 $0.00 $0.00
Disclosure

SEC source: 0001280263-16-000234 · edgardoc.xml · derivative · entry 4

Day Christopher · CIK 0001558685 · VP, Marketing

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,738

Underlying: Ordinary Shares · 962 shares

Expires 2024-09-07

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Ambarella, Inc. Ordinary Shares.

F4 · derivative.exercise_date: The restricted stock units vest at the rate of 1/16 per quarter beginning on September 15, 2014.

F4 · derivative.expiration_date: The restricted stock units vest at the rate of 1/16 per quarter beginning on September 15, 2014.

Read SEC document
December 16, 2016 Filed Dec 17, 2016 00:14 UTC
Day ChristopherVP, Marketing
Exercise / conversionRestricted Stock Units · Derivative 1,093 $0.00 $0.00
Disclosure

SEC source: 0001280263-16-000234 · edgardoc.xml · derivative · entry 3

Day Christopher · CIK 0001558685 · VP, Marketing

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,282

Underlying: Ordinary Shares · 1,093 shares

Expires 2023-08-27

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Ambarella, Inc. Ordinary Shares.

F3 · derivative.exercise_date: The restricted stock units vest at the rate of 1/16 per quarter beginning on September 15, 2013.

F3 · derivative.expiration_date: The restricted stock units vest at the rate of 1/16 per quarter beginning on September 15, 2013.

Read SEC document
December 16, 2016 Filed Dec 17, 2016 00:14 UTC
Day ChristopherVP, Marketing
SaleOrdinary Shares 1,656 $54.21 $89,771.76
Disclosure

SEC source: 0001280263-16-000234 · edgardoc.xml · nonDerivative · entry 2

Day Christopher · CIK 0001558685 · VP, Marketing

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 21,049

F2 · kind: Shares sold to pay tax obligations resulting from the vesting of restricted stock awards and restricted stock units.

Read SEC document
December 16, 2016 Filed Dec 17, 2016 00:14 UTC
Day ChristopherVP, Marketing
Exercise / conversionOrdinary Shares 2,055 Not disclosed Not disclosed
Disclosure

SEC source: 0001280263-16-000234 · edgardoc.xml · nonDerivative · entry 1

Day Christopher · CIK 0001558685 · VP, Marketing

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 22,705

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each restricted stock unit represents a contingent right to receive one share of Ambarella, Inc. Ordinary Shares.

Read SEC document
December 16, 2016 Filed Dec 17, 2016 00:14 UTC
Chen Yun-LungVice President, Sales
Exercise / conversionRestricted Stock Units · Derivative 882 $0.00 $0.00
Disclosure

SEC source: 0001280263-16-000233 · edgardoc.xml · derivative · entry 5

Chen Yun-Lung · CIK 0001602676 · Vice President, Sales

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,709

Underlying: Ordinary Shares · 882 shares

Expires 2026-03-06

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Ambarella, Inc. Ordinary Shares.

F5 · derivative.exercise_date: The restricted stock units vest at the rate of 1/14 per quarter beginning on March 15, 2016.

F5 · derivative.expiration_date: The restricted stock units vest at the rate of 1/14 per quarter beginning on March 15, 2016.

Read SEC document
December 16, 2016 Filed Dec 17, 2016 00:14 UTC
Chen Yun-LungVice President, Sales
Exercise / conversionRestricted Stock Units · Derivative 353 $0.00 $0.00
Disclosure

SEC source: 0001280263-16-000233 · edgardoc.xml · derivative · entry 4

Chen Yun-Lung · CIK 0001602676 · Vice President, Sales

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,886

Underlying: Ordinary Shares · 353 shares

Expires 2025-10-07

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Ambarella, Inc. Ordinary Shares.

F4 · derivative.exercise_date: The restricted stock units vest at the rate of 1/16 per quarter beginning on September 15, 2015.

F4 · derivative.expiration_date: The restricted stock units vest at the rate of 1/16 per quarter beginning on September 15, 2015.

Read SEC document
December 16, 2016 Filed Dec 17, 2016 00:14 UTC
Chen Yun-LungVice President, Sales
Exercise / conversionRestricted Stock Units · Derivative 1,159 $0.00 $0.00
Disclosure

SEC source: 0001280263-16-000233 · edgardoc.xml · derivative · entry 3

Chen Yun-Lung · CIK 0001602676 · Vice President, Sales

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,116

Underlying: Ordinary Shares · 1,159 shares

Expires 2024-09-07

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Ambarella, Inc. Ordinary Shares.

F3 · derivative.exercise_date: The restricted stock units vest at the rate of 1/16 per quarter beginning on September 15, 2014.

F3 · derivative.expiration_date: The restricted stock units vest at the rate of 1/16 per quarter beginning on September 15, 2014.

Read SEC document
December 16, 2016 Filed Dec 17, 2016 00:14 UTC
Chen Yun-LungVice President, Sales
Exercise / conversionRestricted Stock Units · Derivative 1,312 $0.00 $0.00
Disclosure

SEC source: 0001280263-16-000233 · edgardoc.xml · derivative · entry 2

Chen Yun-Lung · CIK 0001602676 · Vice President, Sales

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,938

Underlying: Ordinary Shares · 1,312 shares

Expires 2023-08-27

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Ambarella, Inc. Ordinary Shares.

F2 · derivative.exercise_date: The restricted stock units vest at the rate of 1/16 per quarter beginning on September 15, 2013.

F2 · derivative.expiration_date: The restricted stock units vest at the rate of 1/16 per quarter beginning on September 15, 2013.

Read SEC document
December 16, 2016 Filed Dec 17, 2016 00:14 UTC
Chen Yun-LungVice President, Sales
Exercise / conversionOrdinary Shares 3,706 Not disclosed Not disclosed
Disclosure

SEC source: 0001280263-16-000233 · edgardoc.xml · nonDerivative · entry 1

Chen Yun-Lung · CIK 0001602676 · Vice President, Sales

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 17,236

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each restricted stock unit represents a contingent right to receive one share of Ambarella, Inc. Ordinary Shares.

Read SEC document
December 16, 2016 Filed Dec 17, 2016 00:13 UTC
Kohn LeslieDirector · CTO
Exercise / conversionRestricted Stock Units · Derivative 2,975 $0.00 $0.00
Disclosure

SEC source: 0001280263-16-000232 · edgardoc.xml · derivative · entry 4

Kohn Leslie · CIK 0001558645 · Director · CTO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 20,825

Underlying: Ordinary Shares · 2,975 shares

Expires 2024-09-07

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Ambarella, Inc. Ordinary Shares.

F4 · derivative.exercise_date: The restricted stock units vest at the rate of 1/16 per quarter beginning on September 15, 2014.

F4 · derivative.expiration_date: The restricted stock units vest at the rate of 1/16 per quarter beginning on September 15, 2014.

Read SEC document
December 16, 2016 Filed Dec 17, 2016 00:13 UTC
Kohn LeslieDirector · CTO
Exercise / conversionRestricted Stock Units · Derivative 3,500 $0.00 $0.00
Disclosure

SEC source: 0001280263-16-000232 · edgardoc.xml · derivative · entry 3

Kohn Leslie · CIK 0001558645 · Director · CTO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,500

Underlying: Ordinary Shares · 3,500 shares

Expires 2023-08-27

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Ambarella, Inc. Ordinary Shares.

F3 · derivative.exercise_date: The restricted stock units vest at the rate of 1/16 per quarter beginning on September 15, 2013.

F3 · derivative.expiration_date: The restricted stock units vest at the rate of 1/16 per quarter beginning on September 15, 2013.

Read SEC document
December 16, 2016 Filed Dec 17, 2016 00:13 UTC
Kohn LeslieDirector · CTO
SaleOrdinary Shares 5,083 $54.21 $275,549.43
Disclosure

SEC source: 0001280263-16-000232 · edgardoc.xml · nonDerivative · entry 2

Kohn Leslie · CIK 0001558645 · Director · CTO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 892,629

F2 · kind: Shares sold to pay tax obligations resulting from the vesting of restricted stock awards and restricted stock units.

Read SEC document
December 16, 2016 Filed Dec 17, 2016 00:13 UTC
Kohn LeslieDirector · CTO
Exercise / conversionOrdinary Shares 6,475 Not disclosed Not disclosed
Disclosure

SEC source: 0001280263-16-000232 · edgardoc.xml · nonDerivative · entry 1

Kohn Leslie · CIK 0001558645 · Director · CTO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 897,712

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each restricted stock unit represents a contingent right to receive one share of Ambarella, Inc. Ordinary Shares.

Read SEC document
December 16, 2016 Filed Dec 17, 2016 00:12 UTC
Wang Feng-MingDirector · CEO
Exercise / conversionRestricted Stock Units · Derivative 5,250 $0.00 $0.00
Disclosure

SEC source: 0001280263-16-000231 · edgardoc.xml · derivative · entry 4

Wang Feng-Ming · CIK 0001558686 · Director · CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 36,750

Underlying: Ordinary Shares · 5,250 shares

Expires 2024-09-07

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Ambarella, Inc. Ordinary Shares.

F4 · derivative.exercise_date: The restricted stock units vest at the rate of 1/16 per quarter beginning on September 15, 2014.

F4 · derivative.expiration_date: The restricted stock units vest at the rate of 1/16 per quarter beginning on September 15, 2014.

Read SEC document
December 16, 2016 Filed Dec 17, 2016 00:12 UTC
Wang Feng-MingDirector · CEO
Exercise / conversionRestricted Stock Units · Derivative 5,250 $0.00 $0.00
Disclosure

SEC source: 0001280263-16-000231 · edgardoc.xml · derivative · entry 3

Wang Feng-Ming · CIK 0001558686 · Director · CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,750

Underlying: Ordinary Shares · 5,250 shares

Expires 2023-08-27

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Ambarella, Inc. Ordinary Shares.

F3 · derivative.exercise_date: The restricted stock units vest at the rate of 1/16 per quarter beginning on September 15, 2013.

F3 · derivative.expiration_date: The restricted stock units vest at the rate of 1/16 per quarter beginning on September 15, 2013.

Read SEC document
December 16, 2016 Filed Dec 17, 2016 00:12 UTC
Wang Feng-MingDirector · CEO
SaleOrdinary Shares 9,021 $54.21 $489,028.41
Disclosure

SEC source: 0001280263-16-000231 · edgardoc.xml · nonDerivative · entry 2

Wang Feng-Ming · CIK 0001558686 · Director · CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 272,552

F2 · kind: Shares sold to pay tax obligations resulting from the vesting of restricted stock awards and restricted stock units.

Read SEC document
December 16, 2016 Filed Dec 17, 2016 00:12 UTC
Wang Feng-MingDirector · CEO
Exercise / conversionOrdinary Shares 10,500 Not disclosed Not disclosed
Disclosure

SEC source: 0001280263-16-000231 · edgardoc.xml · nonDerivative · entry 1

Wang Feng-Ming · CIK 0001558686 · Director · CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 281,573

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each restricted stock unit represents a contingent right to receive one share of Ambarella, Inc. Ordinary Shares.

Read SEC document
December 01, 2016 Filed Dec 5, 2016 22:27 UTC Exercise / conversionNon-Qualified Stock Option (right to buy) · Derivative 1,000 $0.00 Strike: $6.00 $0.00
Disclosure

SEC source: 0001280263-16-000222 · edgardoc.xml · derivative · entry 3

PAISLEY CHRISTOPHER B · CIK 0001189229 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,667

Underlying: Ordinary Shares · 1,000 shares

Expires 2022-10-08

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: Shares subject to the option vest monthly over four years beginning on August 20, 2012.

Read SEC document
December 01, 2016 Filed Dec 5, 2016 22:27 UTC SaleOrdinary Shares 1,000 $61.46 $61,460.00
Disclosure

SEC source: 0001280263-16-000222 · edgardoc.xml · nonDerivative · entry 2

PAISLEY CHRISTOPHER B · CIK 0001189229 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,167

F1 · kind: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted on June 13, 2016.

Read SEC document
December 01, 2016 Filed Dec 5, 2016 22:27 UTC Exercise / conversionOrdinary Shares 1,000 $6.00 $6,000.00
Disclosure

SEC source: 0001280263-16-000222 · edgardoc.xml · nonDerivative · entry 1

PAISLEY CHRISTOPHER B · CIK 0001189229 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,167

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
September 30, 2016 Filed Oct 3, 2016 21:11 UTC
Chen Yun-LungVice President, Sales
SaleOrdinary Shares 4,197 $74.19 $311,375.43
Disclosure

SEC source: 0001280263-16-000218 · edgardoc.xml · nonDerivative · entry 1

Chen Yun-Lung · CIK 0001602676 · Vice President, Sales

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,530

Read SEC document
September 29, 2016 Filed Oct 3, 2016 21:15 UTC
Day ChristopherVP, Marketing
Exercise / conversionNon-Qualified Stock Option (right to buy) · Derivative 1,063 $0.00 Strike: $38.92 $0.00
Disclosure

SEC source: 0001280263-16-000220 · edgardoc.xml · derivative · entry 5

Day Christopher · CIK 0001558685 · VP, Marketing

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,300

Underlying: Ordinary Shares · 1,063 shares

Expires 2024-09-07

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_date: Shares subject to the option vest monthly over four years beginning on September 8, 2014.

Read SEC document
September 29, 2016 Filed Oct 3, 2016 21:15 UTC
Day ChristopherVP, Marketing
Exercise / conversionNon-Qualified Stock Option (right to buy) · Derivative 1,000 $0.00 Strike: $9.99 $0.00
Disclosure

SEC source: 0001280263-16-000220 · edgardoc.xml · derivative · entry 4

Day Christopher · CIK 0001558685 · VP, Marketing

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,071

Underlying: Ordinary Shares · 1,000 shares

Expires 2022-07-09

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: Shares subject to the option vest monthly over four years beginning on May 23, 2012.

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.