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Nasdaq · USD

AMBA

AMBARELLA INC

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4248
SEC CIK
0001280263
Parsed reports
756

Last 12 months

Inside the activity.

0 purchase rows · 44 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202500
Dec 202509
Jan 202601
Feb 202600
Mar 2026013
Apr 202601
May 202604
Jun 202607
Jul 202603
Aug 202600
Sep 202606
Oct 202600

Latest available

Insider transactions

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
June 16, 2017 Filed Jun 20, 2017 21:01 UTC
Kohn LeslieDirector · Chief Technology Officer
Exercise / conversionRestricted Stock Units · Derivative 2,613 $0.00 $0.00
Disclosure

SEC source: 0001280263-17-000039 · edgardoc.xml · derivative · entry 3

Kohn Leslie · CIK 0001558645 · Director · Chief Technology Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 23,518

Underlying: Ordinary Shares · 2,613 shares

Expires 2019-09-15

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Ambarella, Inc. Ordinary Shares.

F3 · derivative.exercise_date: The RSUs vest as to 1/10 of the RSUs on June 15, 2017 and 1/10 of the RSUs will vest each three months thereafter such that the RSUs are 100% vested on September 15, 2019.

F3 · derivative.expiration_date: The RSUs vest as to 1/10 of the RSUs on June 15, 2017 and 1/10 of the RSUs will vest each three months thereafter such that the RSUs are 100% vested on September 15, 2019.

Read SEC document
June 16, 2017 Filed Jun 20, 2017 21:01 UTC
Kohn LeslieDirector · Chief Technology Officer
SaleOrdinary Shares 5,973 $48.77 $291,303.21
Disclosure

SEC source: 0001280263-17-000039 · edgardoc.xml · nonDerivative · entry 2

Kohn Leslie · CIK 0001558645 · Director · Chief Technology Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 898,557

F2 · kind: Shares sold to pay tax obligations resulting from the vesting of restricted stock awards and restricted stock units.

Read SEC document
June 16, 2017 Filed Jun 20, 2017 21:01 UTC
Kohn LeslieDirector · Chief Technology Officer
Exercise / conversionOrdinary Shares 9,088 Not disclosed Not disclosed
Disclosure

SEC source: 0001280263-17-000039 · edgardoc.xml · nonDerivative · entry 1

Kohn Leslie · CIK 0001558645 · Director · Chief Technology Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 904,530

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each restricted stock unit represents a contingent right to receive one share of Ambarella, Inc. Ordinary Shares.

Read SEC document
June 16, 2017 Filed Jun 20, 2017 21:01 UTC
Chen Yun-LungVP, Business Development
Exercise / conversionRestricted Stock Units · Derivative 882 $0.00 $0.00
Disclosure

SEC source: 0001280263-17-000040 · edgardoc.xml · derivative · entry 6

Chen Yun-Lung · CIK 0001602676 · VP, Business Development

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,944

Underlying: Ordinary Shares · 882 shares

Expires 2026-03-06

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Ambarella, Inc. Ordinary Shares.

F6 · derivative.exercise_date: The restricted stock units vest at the rate of 1/14 per quarter commencing on March 15, 2016.

F6 · derivative.expiration_date: The restricted stock units vest at the rate of 1/14 per quarter commencing on March 15, 2016.

Read SEC document
June 16, 2017 Filed Jun 20, 2017 21:01 UTC
Chen Yun-LungVP, Business Development
Exercise / conversionRestricted Stock Units · Derivative 353 $0.00 $0.00
Disclosure

SEC source: 0001280263-17-000040 · edgardoc.xml · derivative · entry 5

Chen Yun-Lung · CIK 0001602676 · VP, Business Development

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,180

Underlying: Ordinary Shares · 353 shares

Expires 2025-10-07

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Ambarella, Inc. Ordinary Shares.

F5 · derivative.exercise_date: The restricted stock units vest at the rate of 1/16 per quarter commencing on September 15, 2015.

F5 · derivative.expiration_date: The restricted stock units vest at the rate of 1/16 per quarter commencing on September 15, 2015.

Read SEC document
June 16, 2017 Filed Jun 20, 2017 21:01 UTC
Chen Yun-LungVP, Business Development
Exercise / conversionRestricted Stock Units · Derivative 1,160 $0.00 $0.00
Disclosure

SEC source: 0001280263-17-000040 · edgardoc.xml · derivative · entry 4

Chen Yun-Lung · CIK 0001602676 · VP, Business Development

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,797

Underlying: Ordinary Shares · 1,160 shares

Expires 2024-09-07

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Ambarella, Inc. Ordinary Shares.

F4 · derivative.exercise_date: The restricted stock units vest at the rate of 1/16 per quarter commencing on September 15, 2014.

F4 · derivative.expiration_date: The restricted stock units vest at the rate of 1/16 per quarter commencing on September 15, 2014.

Read SEC document
June 16, 2017 Filed Jun 20, 2017 21:01 UTC
Chen Yun-LungVP, Business Development
Exercise / conversionRestricted Stock Units · Derivative 1,312 $0.00 $0.00
Disclosure

SEC source: 0001280263-17-000040 · edgardoc.xml · derivative · entry 3

Chen Yun-Lung · CIK 0001602676 · VP, Business Development

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,313

Underlying: Ordinary Shares · 1,312 shares

Expires 2023-08-27

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Ambarella, Inc. Ordinary Shares.

F3 · derivative.exercise_date: The restricted stock units vest at the rate of 1/16 per quarter commencing on September 15, 2013.

F3 · derivative.expiration_date: The restricted stock units vest at the rate of 1/16 per quarter commencing on September 15, 2013.

Read SEC document
June 16, 2017 Filed Jun 20, 2017 21:01 UTC
Chen Yun-LungVP, Business Development
Exercise / conversionRestricted Stock Units · Derivative 929 $0.00 $0.00
Disclosure

SEC source: 0001280263-17-000040 · edgardoc.xml · derivative · entry 2

Chen Yun-Lung · CIK 0001602676 · VP, Business Development

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,366

Underlying: Ordinary Shares · 929 shares

Expires 2019-09-15

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Ambarella, Inc. Ordinary Shares.

F2 · derivative.exercise_date: The RSUs vest as to 1/10 of the RSUs on June 15, 2017 and 1/10 of the RSUs will vest each three months thereafter such that the RSUs are 100% vested on September 15, 2019.

F2 · derivative.expiration_date: The RSUs vest as to 1/10 of the RSUs on June 15, 2017 and 1/10 of the RSUs will vest each three months thereafter such that the RSUs are 100% vested on September 15, 2019.

Read SEC document
June 16, 2017 Filed Jun 20, 2017 21:01 UTC
Chen Yun-LungVP, Business Development
Exercise / conversionOrdinary Shares 4,636 Not disclosed Not disclosed
Disclosure

SEC source: 0001280263-17-000040 · edgardoc.xml · nonDerivative · entry 1

Chen Yun-Lung · CIK 0001602676 · VP, Business Development

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 17,863

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each restricted stock unit represents a contingent right to receive one share of Ambarella, Inc. Ordinary Shares.

Read SEC document
June 16, 2017 Filed Jun 20, 2017 21:00 UTC
Wang Feng-MingDirector · CEO
Exercise / conversionRestricted Stock Units · Derivative 5,250 $0.00 $0.00
Disclosure

SEC source: 0001280263-17-000038 · edgardoc.xml · derivative · entry 5

Wang Feng-Ming · CIK 0001558686 · Director · CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 26,250

Underlying: Ordinary Shares · 5,250 shares

Expires 2024-09-07

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Ambarella, Inc. Ordinary Shares.

F5 · derivative.exercise_date: The restricted stock units vest at the rate of 1/16 per quarter commencing on September 15, 2014.

F5 · derivative.expiration_date: The restricted stock units vest at the rate of 1/16 per quarter commencing on September 15, 2014.

Read SEC document
June 16, 2017 Filed Jun 20, 2017 21:00 UTC
Wang Feng-MingDirector · CEO
Exercise / conversionRestricted Stock Units · Derivative 5,250 $0.00 $0.00
Disclosure

SEC source: 0001280263-17-000038 · edgardoc.xml · derivative · entry 4

Wang Feng-Ming · CIK 0001558686 · Director · CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,250

Underlying: Ordinary Shares · 5,250 shares

Expires 2023-08-27

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Ambarella, Inc. Ordinary Shares.

F4 · derivative.exercise_date: The restricted stock units vest at the rate of 1/16 per quarter commencing on September 15, 2013.

F4 · derivative.expiration_date: The restricted stock units vest at the rate of 1/16 per quarter commencing on September 15, 2013.

Read SEC document
June 16, 2017 Filed Jun 20, 2017 21:00 UTC
Wang Feng-MingDirector · CEO
Exercise / conversionRestricted Stock Units · Derivative 4,929 $0.00 $0.00
Disclosure

SEC source: 0001280263-17-000038 · edgardoc.xml · derivative · entry 3

Wang Feng-Ming · CIK 0001558686 · Director · CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 34,508

Underlying: Ordinary Shares · 4,929 shares

Expires 2019-03-15

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Ambarella, Inc. Ordinary Shares.

F3 · derivative.exercise_date: The RSUs vest as to 1/8 of the RSUs on June 15, 2017 and 1/8 of the RSUs will vest each three months thereafter such that the RSUs are 100% vested on March 15, 2019.

F3 · derivative.expiration_date: The RSUs vest as to 1/8 of the RSUs on June 15, 2017 and 1/8 of the RSUs will vest each three months thereafter such that the RSUs are 100% vested on March 15, 2019.

Read SEC document
June 16, 2017 Filed Jun 20, 2017 21:00 UTC
Wang Feng-MingDirector · CEO
SaleOrdinary Shares 11,628 $48.77 $567,097.56
Disclosure

SEC source: 0001280263-17-000038 · edgardoc.xml · nonDerivative · entry 2

Wang Feng-Ming · CIK 0001558686 · Director · CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 279,063

F2 · kind: Shares sold to pay tax obligations resulting from the vesting of restricted stock awards and restricted stock units.

Read SEC document
June 16, 2017 Filed Jun 20, 2017 21:00 UTC
Wang Feng-MingDirector · CEO
Exercise / conversionOrdinary Shares 15,429 Not disclosed Not disclosed
Disclosure

SEC source: 0001280263-17-000038 · edgardoc.xml · nonDerivative · entry 1

Wang Feng-Ming · CIK 0001558686 · Director · CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 290,691

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each restricted stock unit represents a contingent right to receive one share of Ambarella, Inc. Ordinary Shares.

Read SEC document
June 01, 2017 Filed Jun 5, 2017 21:29 UTC Exercise / conversionNon-Qualified Stock Option (right to buy) · Derivative 1,000 $0.00 Strike: $6.00 $0.00
Disclosure

SEC source: 0001280263-17-000029 · edgardoc.xml · derivative · entry 3

PAISLEY CHRISTOPHER B · CIK 0001189229 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,667

Underlying: Ordinary Shares · 1,000 shares

Expires 2022-10-08

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: Shares subject to the option vest monthly over four years commencing on August 20, 2012.

Read SEC document
June 01, 2017 Filed Jun 5, 2017 21:29 UTC SaleOrdinary Shares 1,000 $58.72 $58,720.00
Disclosure

SEC source: 0001280263-17-000029 · edgardoc.xml · nonDerivative · entry 2

PAISLEY CHRISTOPHER B · CIK 0001189229 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,619

F1 · kind: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted on June 13, 2016.

Read SEC document
June 01, 2017 Filed Jun 5, 2017 21:29 UTC Exercise / conversionOrdinary Shares 1,000 $6.00 $6,000.00
Disclosure

SEC source: 0001280263-17-000029 · edgardoc.xml · nonDerivative · entry 1

PAISLEY CHRISTOPHER B · CIK 0001189229 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,619

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
March 31, 2017 Filed Mar 31, 2017 23:24 UTC
Day ChristopherVP, Marketing
SaleOrdinary Shares 2,109 $55.50 $117,049.50
Disclosure

SEC source: 0001280263-17-000027 · edgardoc.xml · nonDerivative · entry 1

Day Christopher · CIK 0001558685 · VP, Marketing

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 19,960

Read SEC document
March 28, 2017 Filed Mar 30, 2017 23:41 UTC
Chen Yun-LungVice President, Sales
GrantRestricted Stock Units · Derivative 9,295 $0.00 $0.00
Disclosure

SEC source: 0000899243-17-008948 · doc4.xml · derivative · entry 1

Chen Yun-Lung · CIK 0001602676 · Vice President, Sales

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,295

Underlying: Ordinary Shares · 9,295 shares

Expires not disclosed

F1 · derivative.exercise_price: The RSUs convert into the Issuer's Ordinary Shares on a one-for-one basis.

F2 · derivative.exercise_date: The RSUs vest as to 1/10 of the RSUs on June 15, 2017 and 1/10 of the RSU's will vest each three months thereafter such that the RSUs are 100% vested on September 15, 2019.

F2 · derivative.expiration_date: The RSUs vest as to 1/10 of the RSUs on June 15, 2017 and 1/10 of the RSU's will vest each three months thereafter such that the RSUs are 100% vested on September 15, 2019.

Read SEC document
March 28, 2017 Filed Mar 30, 2017 23:42 UTC
Kohn LeslieDirector · Chief Technology Officer
GrantRestricted Stock Units · Derivative 26,131 $0.00 $0.00
Disclosure

SEC source: 0000899243-17-008949 · doc4.xml · derivative · entry 1

Kohn Leslie · CIK 0001558645 · Director · Chief Technology Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 26,131

Underlying: Ordinary Shares · 26,131 shares

Expires not disclosed

F1 · derivative.exercise_price: The RSUs convert into the Issuer's Ordinary Shares on a one-for-one basis.

F2 · derivative.exercise_date: The RSUs vest as to 1/10 of the RSUs on June 15, 2017 and 1/10 of the RSU's will vest each three months thereafter such that the RSUs are 100% vested on September 15, 2019.

F2 · derivative.expiration_date: The RSUs vest as to 1/10 of the RSUs on June 15, 2017 and 1/10 of the RSU's will vest each three months thereafter such that the RSUs are 100% vested on September 15, 2019.

Read SEC document
March 28, 2017 Filed Mar 30, 2017 23:40 UTC
Wang Feng-MingDirector · Chief Executive Officer
GrantRestricted Stock Units · Derivative 39,437 $0.00 $0.00
Disclosure

SEC source: 0000899243-17-008946 · doc4.xml · derivative · entry 1

Wang Feng-Ming · CIK 0001558686 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 39,437

Underlying: Ordinary Shares · 39,437 shares

Expires not disclosed

F1 · derivative.exercise_price: The RSUs convert into the Issuer's Ordinary Shares on a one-for-one basis.

F2 · derivative.exercise_date: The RSUs vest as to 1/8 of the RSUs on June 15, 2017 and 1/8 of the RSU's will vest each three months thereafter such that the RSUs are 100% vested on March 15, 2019.

F2 · derivative.expiration_date: The RSUs vest as to 1/8 of the RSUs on June 15, 2017 and 1/8 of the RSU's will vest each three months thereafter such that the RSUs are 100% vested on March 15, 2019.

Read SEC document
March 28, 2017 Filed Mar 30, 2017 23:39 UTC
Day ChristopherSee Remarks
GrantRestricted Stock Units · Derivative 8,769 $0.00 $0.00
Disclosure

SEC source: 0000899243-17-008943 · doc4.xml · derivative · entry 1

Day Christopher · CIK 0001558685 · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,769

Underlying: Ordinary Shares · 8,769 shares

Expires not disclosed

F1 · derivative.exercise_price: The RSUs convert into the Issuer's Ordinary Shares on a one-for-one basis.

F2 · derivative.exercise_date: The RSUs vest as to 1/10 of the RSUs on June 15, 2017 and 1/10 of the RSU's will vest each three months thereafter such that the RSUs are 100% vested on September 15, 2019.

F2 · derivative.expiration_date: The RSUs vest as to 1/10 of the RSUs on June 15, 2017 and 1/10 of the RSU's will vest each three months thereafter such that the RSUs are 100% vested on September 15, 2019.

Read SEC document
March 28, 2017 Filed Mar 30, 2017 23:40 UTC
Laplante GeorgeChief Financial Officer
GrantRestricted Stock Units · Derivative 21,045 $0.00 $0.00
Disclosure

SEC source: 0000899243-17-008944 · doc4.xml · derivative · entry 1

Laplante George · CIK 0001558646 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 21,045

Underlying: Ordinary Shares · 21,045 shares

Expires not disclosed

F1 · derivative.exercise_price: The RSUs convert into the Issuer's Ordinary Shares on a one-for-one basis.

F2 · derivative.exercise_date: The RSUs vest as to 1/10 of the RSUs on June 15, 2017 and 1/10 of the RSU's will vest each three months thereafter such that the RSUs are 100% vested on September 15, 2019.

F2 · derivative.expiration_date: The RSUs vest as to 1/10 of the RSUs on June 15, 2017 and 1/10 of the RSU's will vest each three months thereafter such that the RSUs are 100% vested on September 15, 2019.

Read SEC document
March 16, 2017 Filed Mar 17, 2017 21:17 UTC
TAN LIP BUDirector
Exercise / conversionRestricted Stock Units · Derivative 726 $0.00 $0.00
Disclosure

SEC source: 0000899243-17-008030 · doc4.xml · derivative · entry 3

TAN LIP BU · CIK 0001008463 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,452

Underlying: Ordinary Shares · 726 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Ambarella, Inc. Ordinary Shares.

F3 · derivative.exercise_date: Of the total of 2,904 shares granted, The restricted stock units vest as to 1/4th of the restricted stock units each three months following the vesting start date of September 15, 2016, so as to be 100% vested on September 15, 2017.

F3 · derivative.expiration_date: Of the total of 2,904 shares granted, The restricted stock units vest as to 1/4th of the restricted stock units each three months following the vesting start date of September 15, 2016, so as to be 100% vested on September 15, 2017.

Read SEC document
March 16, 2017 Filed Mar 17, 2017 21:17 UTC
TAN LIP BUDirector
Exercise / conversionOrdinary Shares 726 Not disclosed Not disclosed
Disclosure

SEC source: 0000899243-17-008030 · doc4.xml · nonDerivative · entry 1

TAN LIP BU · CIK 0001008463 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,147

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each restricted stock unit represents a contingent right to receive one share of Ambarella, Inc. Ordinary Shares.

Read SEC document
March 16, 2017 Filed Mar 17, 2017 18:03 UTC
Hu ChenmingDirector
Exercise / conversionRestricted Stock Units · Derivative 726 $0.00 $0.00
Disclosure

SEC source: 0001280263-17-000018 · edgardoc.xml · derivative · entry 2

Hu Chenming · CIK 0001316320 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,452

Underlying: Ordinary Shares · 726 shares

Expires 2017-09-15

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Ambarella, Inc. Ordinary Shares.

F2 · derivative.exercise_date: The restricted stock units will vest as to 1/4th of the restricted stock units each three months following the vesting start date of September 15, 2016, so as to be 100% vested on September 15, 2017.

F2 · derivative.expiration_date: The restricted stock units will vest as to 1/4th of the restricted stock units each three months following the vesting start date of September 15, 2016, so as to be 100% vested on September 15, 2017.

Read SEC document
March 16, 2017 Filed Mar 17, 2017 18:03 UTC
Hu ChenmingDirector
Exercise / conversionOrdinary Shares 726 Not disclosed Not disclosed
Disclosure

SEC source: 0001280263-17-000018 · edgardoc.xml · nonDerivative · entry 1

Hu Chenming · CIK 0001316320 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 27,728

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each restricted stock unit represents a contingent right to receive one share of Ambarella, Inc. Ordinary Shares.

Read SEC document
March 16, 2017 Filed Mar 17, 2017 22:16 UTC Exercise / conversionRestricted Stock Units · Derivative 2,844 $0.00 $0.00
Disclosure

SEC source: 0001280263-17-000025 · edgardoc.xml · derivative · entry 4

Laplante George · CIK 0001558646 · CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 17,063

Underlying: Ordinary Shares · 2,844 shares

Expires 2024-09-07

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Ambarella, Inc. Ordinary Shares.

F4 · derivative.exercise_date: The restricted stock units vest at the rate of 1/16 per quarter beginning on September 15, 2014.

F4 · derivative.expiration_date: The restricted stock units vest at the rate of 1/16 per quarter beginning on September 15, 2014.

Read SEC document
March 16, 2017 Filed Mar 17, 2017 22:16 UTC Exercise / conversionRestricted Stock Units · Derivative 2,625 $0.00 $0.00
Disclosure

SEC source: 0001280263-17-000025 · edgardoc.xml · derivative · entry 3

Laplante George · CIK 0001558646 · CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,250

Underlying: Ordinary Shares · 2,625 shares

Expires 2023-08-27

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Ambarella, Inc. Ordinary Shares.

F3 · derivative.exercise_date: The restricted stock units vest at the rate of 1/16 per quarter beginning on September 15, 2013.

F3 · derivative.expiration_date: The restricted stock units vest at the rate of 1/16 per quarter beginning on September 15, 2013.

Read SEC document
March 16, 2017 Filed Mar 17, 2017 22:16 UTC SaleOrdinary Shares 3,226 $56.19 $181,268.94
Disclosure

SEC source: 0001280263-17-000025 · edgardoc.xml · nonDerivative · entry 2

Laplante George · CIK 0001558646 · CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 93,275

F2 · kind: Shares sold to pay tax obligations resulting from the vesting of restricted stock awards and restricted stock units.

Read SEC document
March 16, 2017 Filed Mar 17, 2017 22:16 UTC Exercise / conversionOrdinary Shares 5,469 Not disclosed Not disclosed
Disclosure

SEC source: 0001280263-17-000025 · edgardoc.xml · nonDerivative · entry 1

Laplante George · CIK 0001558646 · CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 96,501

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each restricted stock unit represents a contingent right to receive one share of Ambarella, Inc. Ordinary Shares.

Read SEC document
March 16, 2017 Filed Mar 17, 2017 22:16 UTC
Day ChristopherVP, Marketing
Exercise / conversionRestricted Stock Units · Derivative 963 $0.00 $0.00
Disclosure

SEC source: 0001280263-17-000024 · edgardoc.xml · derivative · entry 4

Day Christopher · CIK 0001558685 · VP, Marketing

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,775

Underlying: Ordinary Shares · 963 shares

Expires 2024-09-07

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Ambarella, Inc. Ordinary Shares.

F5 · derivative.exercise_date: The restricted stock units vest at the rate of 1/16 per quarter beginning on September 15, 2014.

F5 · derivative.expiration_date: The restricted stock units vest at the rate of 1/16 per quarter beginning on September 15, 2014.

Read SEC document
March 16, 2017 Filed Mar 17, 2017 22:16 UTC
Day ChristopherVP, Marketing
Exercise / conversionRestricted Stock Units · Derivative 1,094 $0.00 $0.00
Disclosure

SEC source: 0001280263-17-000024 · edgardoc.xml · derivative · entry 3

Day Christopher · CIK 0001558685 · VP, Marketing

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,188

Underlying: Ordinary Shares · 1,094 shares

Expires 2023-08-27

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Ambarella, Inc. Ordinary Shares.

F4 · derivative.exercise_date: The restricted stock units vest at the rate of 1/16 per quarter beginning on September 15, 2013.

F4 · derivative.expiration_date: The restricted stock units vest at the rate of 1/16 per quarter beginning on September 15, 2013.

Read SEC document
March 16, 2017 Filed Mar 17, 2017 22:16 UTC
Day ChristopherVP, Marketing
SaleOrdinary Shares 1,193 $56.19 $67,034.67
Disclosure

SEC source: 0001280263-17-000024 · edgardoc.xml · nonDerivative · entry 2

Day Christopher · CIK 0001558685 · VP, Marketing

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 22,069

F3 · kind: Shares sold to pay tax obligations resulting from the vesting of restricted stock awards and restricted stock units.

Read SEC document
March 16, 2017 Filed Mar 17, 2017 22:16 UTC
Day ChristopherVP, Marketing
Exercise / conversionOrdinary Shares 2,057 Not disclosed Not disclosed
Disclosure

SEC source: 0001280263-17-000024 · edgardoc.xml · nonDerivative · entry 1

Day Christopher · CIK 0001558685 · VP, Marketing

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 23,262

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each restricted stock unit represents a contingent right to receive one share of Ambarella, Inc. Ordinary Shares.

F2 · balance_after: Includes 181 shares acquired under the Company's employee stock purchase plan on March 15, 2017.

Read SEC document
March 16, 2017 Filed Mar 17, 2017 22:13 UTC
Chen Yun-LungVice President, Sales
Exercise / conversionRestricted Stock Units · Derivative 883 $0.00 $0.00
Disclosure

SEC source: 0001280263-17-000023 · edgardoc.xml · derivative · entry 5

Chen Yun-Lung · CIK 0001602676 · Vice President, Sales

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,826

Underlying: Ordinary Shares · 883 shares

Expires 2026-03-06

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Ambarella, Inc. Ordinary Shares.

F6 · derivative.exercise_date: The restricted stock units vest at the rate of 1/14 per quarter beginning on March 15, 2016.

F6 · derivative.expiration_date: The restricted stock units vest at the rate of 1/14 per quarter beginning on March 15, 2016.

Read SEC document
March 16, 2017 Filed Mar 17, 2017 22:13 UTC
Chen Yun-LungVice President, Sales
Exercise / conversionRestricted Stock Units · Derivative 353 $0.00 $0.00
Disclosure

SEC source: 0001280263-17-000023 · edgardoc.xml · derivative · entry 4

Chen Yun-Lung · CIK 0001602676 · Vice President, Sales

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,533

Underlying: Ordinary Shares · 353 shares

Expires 2025-10-07

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Ambarella, Inc. Ordinary Shares.

F5 · derivative.exercise_date: The restricted stock units vest at the rate of 1/16 per quarter beginning on September 15, 2015.

F5 · derivative.expiration_date: The restricted stock units vest at the rate of 1/16 per quarter beginning on September 15, 2015.

Read SEC document
March 16, 2017 Filed Mar 17, 2017 22:13 UTC
Chen Yun-LungVice President, Sales
Exercise / conversionRestricted Stock Units · Derivative 1,159 $0.00 $0.00
Disclosure

SEC source: 0001280263-17-000023 · edgardoc.xml · derivative · entry 3

Chen Yun-Lung · CIK 0001602676 · Vice President, Sales

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,957

Underlying: Ordinary Shares · 1,159 shares

Expires 2024-09-07

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Ambarella, Inc. Ordinary Shares.

F4 · derivative.exercise_date: The restricted stock units vest at the rate of 1/16 per quarter beginning on September 15, 2014.

F4 · derivative.expiration_date: The restricted stock units vest at the rate of 1/16 per quarter beginning on September 15, 2014.

Read SEC document
March 16, 2017 Filed Mar 17, 2017 22:13 UTC
Chen Yun-LungVice President, Sales
Exercise / conversionRestricted Stock Units · Derivative 1,313 $0.00 $0.00
Disclosure

SEC source: 0001280263-17-000023 · edgardoc.xml · derivative · entry 2

Chen Yun-Lung · CIK 0001602676 · Vice President, Sales

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,625

Underlying: Ordinary Shares · 1,313 shares

Expires 2023-08-27

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Ambarella, Inc. Ordinary Shares.

F3 · derivative.exercise_date: The restricted stock units vest at the rate of 1/16 per quarter beginning on September 15, 2013.

F3 · derivative.expiration_date: The restricted stock units vest at the rate of 1/16 per quarter beginning on September 15, 2013.

Read SEC document
March 16, 2017 Filed Mar 17, 2017 22:13 UTC
Chen Yun-LungVice President, Sales
Exercise / conversionOrdinary Shares 3,708 Not disclosed Not disclosed
Disclosure

SEC source: 0001280263-17-000023 · edgardoc.xml · nonDerivative · entry 1

Chen Yun-Lung · CIK 0001602676 · Vice President, Sales

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,227

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each restricted stock unit represents a contingent right to receive one share of Ambarella, Inc. Ordinary Shares.

F2 · balance_after: Includes 181 shares acquired under the Company's employee stock purchase plan on March 15, 2017.

Read SEC document
March 16, 2017 Filed Mar 17, 2017 22:12 UTC
Kohn LeslieDirector · CTO
Exercise / conversionRestricted Stock Units · Derivative 2,975 $0.00 $0.00
Disclosure

SEC source: 0001280263-17-000022 · edgardoc.xml · derivative · entry 4

Kohn Leslie · CIK 0001558645 · Director · CTO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 17,850

Underlying: Ordinary Shares · 2,975 shares

Expires 2024-09-07

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Ambarella, Inc. Ordinary Shares.

F4 · derivative.exercise_date: The restricted stock units vest at the rate of 1/16 per quarter beginning on September 15, 2014.

F4 · derivative.expiration_date: The restricted stock units vest at the rate of 1/16 per quarter beginning on September 15, 2014.

Read SEC document
March 16, 2017 Filed Mar 17, 2017 22:12 UTC
Kohn LeslieDirector · CTO
Exercise / conversionRestricted Stock Units · Derivative 3,500 $0.00 $0.00
Disclosure

SEC source: 0001280263-17-000022 · edgardoc.xml · derivative · entry 3

Kohn Leslie · CIK 0001558645 · Director · CTO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,000

Underlying: Ordinary Shares · 3,500 shares

Expires 2023-08-27

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Ambarella, Inc. Ordinary Shares.

F3 · derivative.exercise_date: The restricted stock units vest at the rate of 1/16 per quarter beginning on September 15, 2013.

F3 · derivative.expiration_date: The restricted stock units vest at the rate of 1/16 per quarter beginning on September 15, 2013.

Read SEC document
March 16, 2017 Filed Mar 17, 2017 22:12 UTC
Kohn LeslieDirector · CTO
SaleOrdinary Shares 3,662 $56.19 $205,767.78
Disclosure

SEC source: 0001280263-17-000022 · edgardoc.xml · nonDerivative · entry 2

Kohn Leslie · CIK 0001558645 · Director · CTO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 895,442

F2 · kind: Shares sold to pay tax obligations resulting from the vesting of restricted stock awards and restricted stock units.

Read SEC document
March 16, 2017 Filed Mar 17, 2017 22:12 UTC
Kohn LeslieDirector · CTO
Exercise / conversionOrdinary Shares 6,475 Not disclosed Not disclosed
Disclosure

SEC source: 0001280263-17-000022 · edgardoc.xml · nonDerivative · entry 1

Kohn Leslie · CIK 0001558645 · Director · CTO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 899,104

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each restricted stock unit represents a contingent right to receive one share of Ambarella, Inc. Ordinary Shares.

Read SEC document
March 16, 2017 Filed Mar 17, 2017 22:11 UTC
Wang Feng-MingDirector · CEO
Exercise / conversionRestricted Stock Units · Derivative 5,250 $0.00 $0.00
Disclosure

SEC source: 0001280263-17-000021 · edgardoc.xml · derivative · entry 4

Wang Feng-Ming · CIK 0001558686 · Director · CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 31,500

Underlying: Ordinary Shares · 5,250 shares

Expires 2024-09-07

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Ambarella, Inc. Ordinary Shares.

F5 · derivative.exercise_date: The restricted stock units vest at the rate of 1/16 per quarter beginning on September 15, 2014.

F5 · derivative.expiration_date: The restricted stock units vest at the rate of 1/16 per quarter beginning on September 15, 2014.

Read SEC document
March 16, 2017 Filed Mar 17, 2017 22:11 UTC
Wang Feng-MingDirector · CEO
Exercise / conversionRestricted Stock Units · Derivative 5,250 $0.00 $0.00
Disclosure

SEC source: 0001280263-17-000021 · edgardoc.xml · derivative · entry 3

Wang Feng-Ming · CIK 0001558686 · Director · CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,500

Underlying: Ordinary Shares · 5,250 shares

Expires 2023-08-27

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Ambarella, Inc. Ordinary Shares.

F4 · derivative.exercise_date: The restricted stock units vest at the rate of 1/16 per quarter beginning on September 15, 2013.

F4 · derivative.expiration_date: The restricted stock units vest at the rate of 1/16 per quarter beginning on September 15, 2013.

Read SEC document
March 16, 2017 Filed Mar 17, 2017 22:11 UTC
Wang Feng-MingDirector · CEO
SaleOrdinary Shares 7,971 $56.19 $447,890.49
Disclosure

SEC source: 0001280263-17-000021 · edgardoc.xml · nonDerivative · entry 2

Wang Feng-Ming · CIK 0001558686 · Director · CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 275,262

F3 · kind: Shares sold to pay tax obligations resulting from the vesting of restricted stock awards and restricted stock units.

Read SEC document
March 16, 2017 Filed Mar 17, 2017 22:11 UTC
Wang Feng-MingDirector · CEO
Exercise / conversionOrdinary Shares 10,500 Not disclosed Not disclosed
Disclosure

SEC source: 0001280263-17-000021 · edgardoc.xml · nonDerivative · entry 1

Wang Feng-Ming · CIK 0001558686 · Director · CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 283,233

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each restricted stock unit represents a contingent right to receive one share of Ambarella, Inc. Ordinary Shares.

F2 · balance_after: Includes 181 shares acquired under the Company's employee stock purchase plan on March 15, 2017.

Read SEC document
March 16, 2017 Filed Mar 17, 2017 22:11 UTC Exercise / conversionRestricted Stock Units · Derivative 417 $0.00 $0.00
Disclosure

SEC source: 0001280263-17-000020 · edgardoc.xml · derivative · entry 3

RICHARDSON DAVID JEFFREY · CIK 0001329724 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,667

Underlying: Ordinary Shares · 417 shares

Expires 2024-03-09

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Ambarella, Inc. Ordinary Shares.

F3 · derivative.exercise_date: The restricted stock units vest at the rate of 1/16 per quarter beginning on March 15, 2014.

F3 · derivative.expiration_date: The restricted stock units vest at the rate of 1/16 per quarter beginning on March 15, 2014.

Read SEC document
March 16, 2017 Filed Mar 17, 2017 22:11 UTC Exercise / conversionRestricted Stock Units · Derivative 726 $0.00 $0.00
Disclosure

SEC source: 0001280263-17-000020 · edgardoc.xml · derivative · entry 2

RICHARDSON DAVID JEFFREY · CIK 0001329724 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,452

Underlying: Ordinary Shares · 726 shares

Expires 2017-09-15

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Ambarella, Inc. Ordinary Shares.

F2 · derivative.exercise_date: The restricted stock units will vest as to 1/4th of the restricted stock units each three months following the vesting start date of September 15, 2016, so as to be 100% vested on September 15, 2017.

F2 · derivative.expiration_date: The restricted stock units will vest as to 1/4th of the restricted stock units each three months following the vesting start date of September 15, 2016, so as to be 100% vested on September 15, 2017.

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.