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Nasdaq · USD

AMBA

AMBARELLA INC

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Tapewire entity
4248
SEC CIK
0001280263
Parsed reports
756

Last 12 months

Inside the activity.

0 purchase rows · 44 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202500
Dec 202509
Jan 202601
Feb 202600
Mar 2026013
Apr 202601
May 202604
Jun 202607
Jul 202603
Aug 202600
Sep 202606
Oct 202600

Latest available

Insider transactions

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
September 18, 2017 Filed Sep 20, 2017 20:20 UTC
Day ChristopherVP, Marketing
Exercise / conversionOrdinary Shares 2,934 Not disclosed Not disclosed
Disclosure

SEC source: 0001280263-17-000076 · edgardoc.xml · nonDerivative · entry 1

Day Christopher · CIK 0001558685 · VP, Marketing

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 24,524

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each restricted stock unit represents a contingent right to receive one share of Ambarella, Inc. Ordinary Shares.

F2 · balance_after: Includes 224 shares acquired under the Company's employee stock purchase plan on September 15, 2017.

Read SEC document
September 18, 2017 Filed Sep 20, 2017 20:20 UTC
Chen Yun-LungVP, Business Development
Exercise / conversionRestricted Stock Units · Derivative 883 $0.00 $0.00
Disclosure

SEC source: 0001280263-17-000075 · edgardoc.xml · derivative · entry 6

Chen Yun-Lung · CIK 0001602676 · VP, Business Development

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,061

Underlying: Ordinary Shares · 883 shares

Expires 2026-03-06

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Ambarella, Inc. Ordinary Shares.

F7 · derivative.exercise_date: The restricted stock units vest at the rate of 1/14 per quarter commencing on March 15, 2016.

F7 · derivative.expiration_date: The restricted stock units vest at the rate of 1/14 per quarter commencing on March 15, 2016.

Read SEC document
September 18, 2017 Filed Sep 20, 2017 20:20 UTC
Chen Yun-LungVP, Business Development
Exercise / conversionRestricted Stock Units · Derivative 354 $0.00 $0.00
Disclosure

SEC source: 0001280263-17-000075 · edgardoc.xml · derivative · entry 5

Chen Yun-Lung · CIK 0001602676 · VP, Business Development

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,826

Underlying: Ordinary Shares · 354 shares

Expires 2025-10-07

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Ambarella, Inc. Ordinary Shares.

F6 · derivative.exercise_date: The restricted stock units vest at the rate of 1/16 per quarter commencing on September 15, 2015.

F6 · derivative.expiration_date: The restricted stock units vest at the rate of 1/16 per quarter commencing on September 15, 2015.

Read SEC document
September 18, 2017 Filed Sep 20, 2017 20:20 UTC
Chen Yun-LungVP, Business Development
Exercise / conversionRestricted Stock Units · Derivative 1,159 $0.00 $0.00
Disclosure

SEC source: 0001280263-17-000075 · edgardoc.xml · derivative · entry 4

Chen Yun-Lung · CIK 0001602676 · VP, Business Development

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,638

Underlying: Ordinary Shares · 1,159 shares

Expires 2024-09-07

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Ambarella, Inc. Ordinary Shares.

F5 · derivative.exercise_date: The restricted stock units vest at the rate of 1/16 per quarter commencing on September 15, 2014.

F5 · derivative.expiration_date: The restricted stock units vest at the rate of 1/16 per quarter commencing on September 15, 2014.

Read SEC document
September 18, 2017 Filed Sep 20, 2017 20:20 UTC
Chen Yun-LungVP, Business Development
Exercise / conversionRestricted Stock Units · Derivative 1,313 $0.00 $0.00
Disclosure

SEC source: 0001280263-17-000075 · edgardoc.xml · derivative · entry 3

Chen Yun-Lung · CIK 0001602676 · VP, Business Development

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Ordinary Shares · 1,313 shares

Expires 2023-08-27

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Ambarella, Inc. Ordinary Shares.

F4 · derivative.exercise_date: The restricted stock units vest at the rate of 1/16 per quarter commencing on September 15, 2013.

F4 · derivative.expiration_date: The restricted stock units vest at the rate of 1/16 per quarter commencing on September 15, 2013.

Read SEC document
September 18, 2017 Filed Sep 20, 2017 20:20 UTC
Chen Yun-LungVP, Business Development
Exercise / conversionRestricted Stock Units · Derivative 930 $0.00 $0.00
Disclosure

SEC source: 0001280263-17-000075 · edgardoc.xml · derivative · entry 2

Chen Yun-Lung · CIK 0001602676 · VP, Business Development

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,436

Underlying: Ordinary Shares · 930 shares

Expires 2019-09-15

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Ambarella, Inc. Ordinary Shares.

F3 · derivative.exercise_date: The RSUs vest as to 1/10 of the RSUs on June 15, 2017 and 1/10 of the RSUs will vest each three months thereafter such that the RSUs are 100% vested on September 15, 2019.

F3 · derivative.expiration_date: The RSUs vest as to 1/10 of the RSUs on June 15, 2017 and 1/10 of the RSUs will vest each three months thereafter such that the RSUs are 100% vested on September 15, 2019.

Read SEC document
September 18, 2017 Filed Sep 20, 2017 20:20 UTC
Chen Yun-LungVP, Business Development
Exercise / conversionOrdinary Shares 4,639 Not disclosed Not disclosed
Disclosure

SEC source: 0001280263-17-000075 · edgardoc.xml · nonDerivative · entry 1

Chen Yun-Lung · CIK 0001602676 · VP, Business Development

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 22,726

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each restricted stock unit represents a contingent right to receive one share of Ambarella, Inc. Ordinary Shares.

F2 · balance_after: Includes 224 shares acquired under the Company's employee stock purchase plan on September 15, 2017.

Read SEC document
September 18, 2017 Filed Sep 20, 2017 20:19 UTC
Kohn LeslieDirector · Chief Technology Officer
Exercise / conversionRestricted Stock Units · Derivative 2,975 $0.00 $0.00
Disclosure

SEC source: 0001280263-17-000074 · edgardoc.xml · derivative · entry 5

Kohn Leslie · CIK 0001558645 · Director · Chief Technology Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,900

Underlying: Ordinary Shares · 2,975 shares

Expires 2024-09-07

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Ambarella, Inc. Ordinary Shares.

F5 · derivative.exercise_date: The restricted stock units vest at the rate of 1/16 per quarter commencing on September 15, 2014.

F5 · derivative.expiration_date: The restricted stock units vest at the rate of 1/16 per quarter commencing on September 15, 2014.

Read SEC document
September 18, 2017 Filed Sep 20, 2017 20:19 UTC
Kohn LeslieDirector · Chief Technology Officer
Exercise / conversionRestricted Stock Units · Derivative 3,500 $0.00 $0.00
Disclosure

SEC source: 0001280263-17-000074 · edgardoc.xml · derivative · entry 4

Kohn Leslie · CIK 0001558645 · Director · Chief Technology Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Ordinary Shares · 3,500 shares

Expires 2023-08-27

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Ambarella, Inc. Ordinary Shares.

F4 · derivative.exercise_date: The restricted stock units vest at the rate of 1/16 per quarter commencing on September 15, 2013.

F4 · derivative.expiration_date: The restricted stock units vest at the rate of 1/16 per quarter commencing on September 15, 2013.

Read SEC document
September 18, 2017 Filed Sep 20, 2017 20:19 UTC
Kohn LeslieDirector · Chief Technology Officer
Exercise / conversionRestricted Stock Units · Derivative 2,613 $0.00 $0.00
Disclosure

SEC source: 0001280263-17-000074 · edgardoc.xml · derivative · entry 3

Kohn Leslie · CIK 0001558645 · Director · Chief Technology Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 20,905

Underlying: Ordinary Shares · 2,613 shares

Expires 2019-09-15

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Ambarella, Inc. Ordinary Shares.

F3 · derivative.exercise_date: The RSUs vest as to 1/10 of the RSUs on June 15, 2017 and 1/10 of the RSUs will vest each three months thereafter such that the RSUs are 100% vested on September 15, 2019.

F3 · derivative.expiration_date: The RSUs vest as to 1/10 of the RSUs on June 15, 2017 and 1/10 of the RSUs will vest each three months thereafter such that the RSUs are 100% vested on September 15, 2019.

Read SEC document
September 18, 2017 Filed Sep 20, 2017 20:19 UTC
Kohn LeslieDirector · Chief Technology Officer
SaleOrdinary Shares 6,467 $46.50 $300,715.50
Disclosure

SEC source: 0001280263-17-000074 · edgardoc.xml · nonDerivative · entry 2

Kohn Leslie · CIK 0001558645 · Director · Chief Technology Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 901,178

F2 · kind: Shares sold to pay tax obligations resulting from the vesting of restricted stock awards and restricted stock units.

Read SEC document
September 18, 2017 Filed Sep 20, 2017 20:19 UTC
Kohn LeslieDirector · Chief Technology Officer
Exercise / conversionOrdinary Shares 9,088 Not disclosed Not disclosed
Disclosure

SEC source: 0001280263-17-000074 · edgardoc.xml · nonDerivative · entry 1

Kohn Leslie · CIK 0001558645 · Director · Chief Technology Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 907,645

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each restricted stock unit represents a contingent right to receive one share of Ambarella, Inc. Ordinary Shares.

Read SEC document
September 18, 2017 Filed Sep 20, 2017 20:18 UTC Exercise / conversionRestricted Stock Units · Derivative 417 $0.00 $0.00
Disclosure

SEC source: 0001280263-17-000072 · edgardoc.xml · derivative · entry 3

RICHARDSON DAVID JEFFREY · CIK 0001329724 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 834

Underlying: Ordinary Shares · 417 shares

Expires 2024-03-09

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Ambarella, Inc. Ordinary Shares.

F3 · derivative.exercise_date: The restricted stock units vest at the rate of 1/16 per quarter commencing on March 15, 2014.

F3 · derivative.expiration_date: The restricted stock units vest at the rate of 1/16 per quarter commencing on March 15, 2014.

Read SEC document
September 18, 2017 Filed Sep 20, 2017 20:18 UTC Exercise / conversionRestricted Stock Units · Derivative 726 $0.00 $0.00
Disclosure

SEC source: 0001280263-17-000072 · edgardoc.xml · derivative · entry 2

RICHARDSON DAVID JEFFREY · CIK 0001329724 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Ordinary Shares · 726 shares

Expires 2017-09-15

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Ambarella, Inc. Ordinary Shares.

F2 · derivative.exercise_date: The restricted stock units will vest as to 1/4th of the restricted stock units each three months following the vesting start date of September 15, 2016, so as to be 100% vested on September 15, 2017.

F2 · derivative.expiration_date: The restricted stock units will vest as to 1/4th of the restricted stock units each three months following the vesting start date of September 15, 2016, so as to be 100% vested on September 15, 2017.

Read SEC document
September 18, 2017 Filed Sep 20, 2017 20:18 UTC Exercise / conversionOrdinary Shares 1,143 Not disclosed Not disclosed
Disclosure

SEC source: 0001280263-17-000072 · edgardoc.xml · nonDerivative · entry 1

RICHARDSON DAVID JEFFREY · CIK 0001329724 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,973

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each restricted stock unit represents a contingent right to receive one share of Ambarella, Inc. Ordinary Shares.

Read SEC document
September 18, 2017 Filed Sep 20, 2017 20:19 UTC
Wang Feng-MingDirector · CEO
Exercise / conversionRestricted Stock Units · Derivative 5,250 $0.00 $0.00
Disclosure

SEC source: 0001280263-17-000073 · edgardoc.xml · derivative · entry 5

Wang Feng-Ming · CIK 0001558686 · Director · CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 21,000

Underlying: Ordinary Shares · 5,250 shares

Expires 2024-09-07

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Ambarella, Inc. Ordinary Shares.

F6 · derivative.exercise_date: The restricted stock units vest at the rate of 1/16 per quarter commencing on September 15, 2014.

F6 · derivative.expiration_date: The restricted stock units vest at the rate of 1/16 per quarter commencing on September 15, 2014.

Read SEC document
September 18, 2017 Filed Sep 20, 2017 20:19 UTC
Wang Feng-MingDirector · CEO
Exercise / conversionRestricted Stock Units · Derivative 5,250 $0.00 $0.00
Disclosure

SEC source: 0001280263-17-000073 · edgardoc.xml · derivative · entry 4

Wang Feng-Ming · CIK 0001558686 · Director · CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Ordinary Shares · 5,250 shares

Expires 2023-08-27

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Ambarella, Inc. Ordinary Shares.

F5 · derivative.exercise_date: The restricted stock units vest at the rate of 1/16 per quarter commencing on September 15, 2013.

F5 · derivative.expiration_date: The restricted stock units vest at the rate of 1/16 per quarter commencing on September 15, 2013.

Read SEC document
September 18, 2017 Filed Sep 20, 2017 20:19 UTC
Wang Feng-MingDirector · CEO
Exercise / conversionRestricted Stock Units · Derivative 4,930 $0.00 $0.00
Disclosure

SEC source: 0001280263-17-000073 · edgardoc.xml · derivative · entry 3

Wang Feng-Ming · CIK 0001558686 · Director · CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 29,578

Underlying: Ordinary Shares · 4,930 shares

Expires 2019-03-15

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Ambarella, Inc. Ordinary Shares.

F4 · derivative.exercise_date: The RSUs vest as to 1/8 of the RSUs on June 15, 2017 and 1/8 of the RSUs will vest each three months thereafter such that the RSUs are 100% vested on March 15, 2019.

F4 · derivative.expiration_date: The RSUs vest as to 1/8 of the RSUs on June 15, 2017 and 1/8 of the RSUs will vest each three months thereafter such that the RSUs are 100% vested on March 15, 2019.

Read SEC document
September 18, 2017 Filed Sep 20, 2017 20:19 UTC
Wang Feng-MingDirector · CEO
SaleOrdinary Shares 11,629 $46.50 $540,748.50
Disclosure

SEC source: 0001280263-17-000073 · edgardoc.xml · nonDerivative · entry 2

Wang Feng-Ming · CIK 0001558686 · Director · CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 283,088

F3 · kind: Shares sold to pay tax obligations resulting from the vesting of restricted stock awards and restricted stock units.

Read SEC document
September 18, 2017 Filed Sep 20, 2017 20:19 UTC
Wang Feng-MingDirector · CEO
Exercise / conversionOrdinary Shares 15,430 Not disclosed Not disclosed
Disclosure

SEC source: 0001280263-17-000073 · edgardoc.xml · nonDerivative · entry 1

Wang Feng-Ming · CIK 0001558686 · Director · CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 294,717

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each restricted stock unit represents a contingent right to receive one share of Ambarella, Inc. Ordinary Shares.

F2 · balance_after: Includes 224 shares acquired under the Company's employee stock purchase plan on September 15, 2017.

Read SEC document
September 18, 2017 Filed Sep 20, 2017 20:17 UTC Exercise / conversionRestricted Stock Units · Derivative 726 $0.00 $0.00
Disclosure

SEC source: 0001280263-17-000071 · edgardoc.xml · derivative · entry 2

PAISLEY CHRISTOPHER B · CIK 0001189229 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Ordinary Shares · 726 shares

Expires 2017-09-15

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Ambarella, Inc. Ordinary Shares.

F2 · derivative.exercise_date: The restricted stock units will vest as to 1/4th of the restricted stock units each three months following the vesting start date of September 15, 2016, so as to be 100% vested on September 15, 2017.

F2 · derivative.expiration_date: The restricted stock units will vest as to 1/4th of the restricted stock units each three months following the vesting start date of September 15, 2016, so as to be 100% vested on September 15, 2017.

Read SEC document
September 18, 2017 Filed Sep 20, 2017 20:17 UTC Exercise / conversionOrdinary Shares 726 Not disclosed Not disclosed
Disclosure

SEC source: 0001280263-17-000071 · edgardoc.xml · nonDerivative · entry 1

PAISLEY CHRISTOPHER B · CIK 0001189229 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,071

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each restricted stock unit represents a contingent right to receive one share of Ambarella, Inc. Ordinary Shares.

Read SEC document
September 18, 2017 Filed Sep 20, 2017 20:05 UTC Exercise / conversionRestricted Stock Units · Derivative 726 $0.00 $0.00
Disclosure

SEC source: 0000899243-17-022337 · doc4.xml · derivative · entry 4

VERHALEN ANDREW W · CIK 0001205979 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Ordinary Shares · 726 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Ambarella, Inc. Ordinary Shares.

F2 · derivative.exercise_date: Of the total of 2,904 shares granted, The restricted stock units vest as to 1/4th of the restricted stock units each three months following the vesting start date of September 15, 2016, so as to be 100% vested on September 15, 2017.

F2 · derivative.expiration_date: Of the total of 2,904 shares granted, The restricted stock units vest as to 1/4th of the restricted stock units each three months following the vesting start date of September 15, 2016, so as to be 100% vested on September 15, 2017.

Read SEC document
September 18, 2017 Filed Sep 20, 2017 20:05 UTC Exercise / conversionOrdinary Shares 726 Not disclosed Not disclosed
Disclosure

SEC source: 0000899243-17-022337 · doc4.xml · nonDerivative · entry 1

VERHALEN ANDREW W · CIK 0001205979 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 52,898

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each restricted stock unit represents a contingent right to receive one share of Ambarella, Inc. Ordinary Shares.

Read SEC document
September 05, 2017 Filed Sep 7, 2017 17:36 UTC GrantRestricted Stock Units · Derivative 4,926 $0.00 $0.00
Disclosure

SEC source: 0001280263-17-000061 · edgardoc.xml · derivative · entry 1

Hon Hsiao-Wuen · CIK 0001715983 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,926

Underlying: Ordinary Shares · 4,926 shares

Expires 2018-09-15

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Ambarella, Inc. Ordinary Shares.

F2 · derivative.exercise_date: The restricted stock units will vest as to 1/4th of the restricted stock units each three months following the vesting start date of September 15, 2017, so as to be 100% vested on September 15, 2018.

F2 · derivative.expiration_date: The restricted stock units will vest as to 1/4th of the restricted stock units each three months following the vesting start date of September 15, 2017, so as to be 100% vested on September 15, 2018.

Read SEC document
September 05, 2017 Filed Sep 7, 2017 17:32 UTC
Hu ChenmingDirector
GrantRestricted Stock Units · Derivative 4,926 $0.00 $0.00
Disclosure

SEC source: 0001280263-17-000057 · edgardoc.xml · derivative · entry 1

Hu Chenming · CIK 0001316320 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,926

Underlying: Ordinary Shares · 4,926 shares

Expires 2018-09-15

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Ambarella, Inc. Ordinary Shares.

F2 · derivative.exercise_date: The restricted stock units will vest as to 1/4th of the restricted stock units each three months following the vesting start date of September 15, 2017, so as to be 100% vested on September 15, 2018.

F2 · derivative.expiration_date: The restricted stock units will vest as to 1/4th of the restricted stock units each three months following the vesting start date of September 15, 2017, so as to be 100% vested on September 15, 2018.

Read SEC document
September 05, 2017 Filed Sep 7, 2017 21:33 UTC GrantRestricted Stock Units · Derivative 4,926 $0.00 $0.00
Disclosure

SEC source: 0001280263-17-000059 · edgardoc.xml · derivative · entry 1

RICHARDSON DAVID JEFFREY · CIK 0001329724 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,926

Underlying: Ordinary Shares · 4,926 shares

Expires 2018-09-15

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Ambarella, Inc. Ordinary Shares.

F2 · derivative.exercise_date: The restricted stock units will vest as to 1/4th of the restricted stock units each three months following the vesting start date of September 15, 2017, so as to be 100% vested on September 15, 2018.

F2 · derivative.expiration_date: The restricted stock units will vest as to 1/4th of the restricted stock units each three months following the vesting start date of September 15, 2017, so as to be 100% vested on September 15, 2018.

Read SEC document
September 05, 2017 Filed Sep 7, 2017 21:33 UTC GrantRestricted Stock Units · Derivative 4,926 $0.00 $0.00
Disclosure

SEC source: 0001280263-17-000058 · edgardoc.xml · derivative · entry 1

PAISLEY CHRISTOPHER B · CIK 0001189229 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,926

Underlying: Ordinary Shares · 4,926 shares

Expires 2018-09-15

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Ambarella, Inc. Ordinary Shares.

F2 · derivative.exercise_date: The restricted stock units will vest as to 1/4th of the restricted stock units each three months following the vesting start date of September 15, 2017, so as to be 100% vested on September 15, 2018.

F2 · derivative.expiration_date: The restricted stock units will vest as to 1/4th of the restricted stock units each three months following the vesting start date of September 15, 2017, so as to be 100% vested on September 15, 2018.

Read SEC document
September 05, 2017 Filed Sep 7, 2017 20:43 UTC GrantRestricted Stock Units · Derivative 4,926 $0.00 $0.00
Disclosure

SEC source: 0000899243-17-021605 · doc4.xml · derivative · entry 1

VERHALEN ANDREW W · CIK 0001205979 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,926

Underlying: Ordinary Shares · 4,926 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Ambarella, Inc. Ordinary Shares.

F2 · derivative.exercise_date: The restricted stock units vest as to 1/4th of the restricted stock units each three months following the vesting start date of September 15, 2017, so as to be 100% vested on September 15, 2018.

F2 · derivative.expiration_date: The restricted stock units vest as to 1/4th of the restricted stock units each three months following the vesting start date of September 15, 2017, so as to be 100% vested on September 15, 2018.

Read SEC document
June 16, 2017 Filed Jun 20, 2017 17:04 UTC
Hu ChenmingDirector
Exercise / conversionRestricted Stock Units · Derivative 726 $0.00 $0.00
Disclosure

SEC source: 0001280263-17-000043 · edgardoc.xml · derivative · entry 2

Hu Chenming · CIK 0001316320 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 726

Underlying: Ordinary Shares · 726 shares

Expires 2017-09-15

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Ambarella, Inc. Ordinary Shares.

F2 · derivative.exercise_date: The restricted stock units will vest as to 1/4th of the restricted stock units each three months following the vesting start date of September 15, 2016, so as to be 100% vested on September 15, 2017.

F2 · derivative.expiration_date: The restricted stock units will vest as to 1/4th of the restricted stock units each three months following the vesting start date of September 15, 2016, so as to be 100% vested on September 15, 2017.

Read SEC document
June 16, 2017 Filed Jun 20, 2017 17:04 UTC
Hu ChenmingDirector
Exercise / conversionOrdinary Shares 726 Not disclosed Not disclosed
Disclosure

SEC source: 0001280263-17-000043 · edgardoc.xml · nonDerivative · entry 1

Hu Chenming · CIK 0001316320 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 28,454

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each restricted stock unit represents a contingent right to receive one share of Ambarella, Inc. Ordinary Shares.

Read SEC document
June 16, 2017 Filed Jun 20, 2017 21:06 UTC Exercise / conversionRestricted Stock Units · Derivative 416 $0.00 $0.00
Disclosure

SEC source: 0001280263-17-000045 · edgardoc.xml · derivative · entry 3

RICHARDSON DAVID JEFFREY · CIK 0001329724 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,251

Underlying: Ordinary Shares · 416 shares

Expires 2024-03-09

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Ambarella, Inc. Ordinary Shares.

F3 · derivative.exercise_date: The restricted stock units vest at the rate of 1/16 per quarter commencing on March 15, 2014.

F3 · derivative.expiration_date: The restricted stock units vest at the rate of 1/16 per quarter commencing on March 15, 2014.

Read SEC document
June 16, 2017 Filed Jun 20, 2017 21:06 UTC Exercise / conversionRestricted Stock Units · Derivative 726 $0.00 $0.00
Disclosure

SEC source: 0001280263-17-000045 · edgardoc.xml · derivative · entry 2

RICHARDSON DAVID JEFFREY · CIK 0001329724 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 726

Underlying: Ordinary Shares · 726 shares

Expires 2017-09-15

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Ambarella, Inc. Ordinary Shares.

F2 · derivative.exercise_date: The restricted stock units will vest as to 1/4th of the restricted stock units each three months following the vesting start date of September 15, 2016, so as to be 100% vested on September 15, 2017.

F2 · derivative.expiration_date: The restricted stock units will vest as to 1/4th of the restricted stock units each three months following the vesting start date of September 15, 2016, so as to be 100% vested on September 15, 2017.

Read SEC document
June 16, 2017 Filed Jun 20, 2017 21:06 UTC Exercise / conversionOrdinary Shares 1,142 Not disclosed Not disclosed
Disclosure

SEC source: 0001280263-17-000045 · edgardoc.xml · nonDerivative · entry 1

RICHARDSON DAVID JEFFREY · CIK 0001329724 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,830

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each restricted stock unit represents a contingent right to receive one share of Ambarella, Inc. Ordinary Shares.

Read SEC document
June 16, 2017 Filed Jun 20, 2017 21:05 UTC Exercise / conversionRestricted Stock Units · Derivative 726 $0.00 $0.00
Disclosure

SEC source: 0001280263-17-000044 · edgardoc.xml · derivative · entry 2

PAISLEY CHRISTOPHER B · CIK 0001189229 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 726

Underlying: Ordinary Shares · 726 shares

Expires 2017-09-15

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Ambarella, Inc. Ordinary Shares.

F2 · derivative.exercise_date: The restricted stock units will vest as to 1/4th of the restricted stock units each three months following the vesting start date of September 15, 2016, so as to be 100% vested on September 15, 2017.

F2 · derivative.expiration_date: The restricted stock units will vest as to 1/4th of the restricted stock units each three months following the vesting start date of September 15, 2016, so as to be 100% vested on September 15, 2017.

Read SEC document
June 16, 2017 Filed Jun 20, 2017 21:05 UTC Exercise / conversionOrdinary Shares 726 Not disclosed Not disclosed
Disclosure

SEC source: 0001280263-17-000044 · edgardoc.xml · nonDerivative · entry 1

PAISLEY CHRISTOPHER B · CIK 0001189229 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,345

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each restricted stock unit represents a contingent right to receive one share of Ambarella, Inc. Ordinary Shares.

Read SEC document
June 16, 2017 Filed Jun 20, 2017 21:05 UTC Exercise / conversionRestricted Stock Units · Derivative 726 $0.00 $0.00
Disclosure

SEC source: 0000899243-17-016778 · doc4.xml · derivative · entry 4

VERHALEN ANDREW W · CIK 0001205979 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 726

Underlying: Ordinary Shares · 726 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Ambarella, Inc. Ordinary Shares.

F2 · derivative.exercise_date: Of the total of 2,904 shares granted, the restricted stock units vest as to 1/4th of the restricted stock units each three months following the vesting start date of September 15, 2016, so as to be 100% vested on September 15, 2017.

F2 · derivative.expiration_date: Of the total of 2,904 shares granted, the restricted stock units vest as to 1/4th of the restricted stock units each three months following the vesting start date of September 15, 2016, so as to be 100% vested on September 15, 2017.

Read SEC document
June 16, 2017 Filed Jun 20, 2017 21:05 UTC Exercise / conversionOrdinary Shares 726 Not disclosed Not disclosed
Disclosure

SEC source: 0000899243-17-016778 · doc4.xml · nonDerivative · entry 1

VERHALEN ANDREW W · CIK 0001205979 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 52,172

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each restricted stock unit represents a contingent right to receive one share of Ambarella, Inc. Ordinary Shares.

Read SEC document
June 16, 2017 Filed Jun 20, 2017 21:03 UTC
Laplante GeorgeChief Financial Officer
Exercise / conversionRestricted Stock Units · Derivative 2,844 $0.00 $0.00
Disclosure

SEC source: 0001280263-17-000042 · edgardoc.xml · derivative · entry 5

Laplante George · CIK 0001558646 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 14,219

Underlying: Ordinary Shares · 2,844 shares

Expires 2024-09-07

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Ambarella, Inc. Ordinary Shares.

F5 · derivative.exercise_date: The restricted stock units vest at the rate of 1/16 per quarter commencing on September 15, 2014.

F5 · derivative.expiration_date: The restricted stock units vest at the rate of 1/16 per quarter commencing on September 15, 2014.

Read SEC document
June 16, 2017 Filed Jun 20, 2017 21:03 UTC
Laplante GeorgeChief Financial Officer
Exercise / conversionRestricted Stock Units · Derivative 2,625 $0.00 $0.00
Disclosure

SEC source: 0001280263-17-000042 · edgardoc.xml · derivative · entry 4

Laplante George · CIK 0001558646 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,625

Underlying: Ordinary Shares · 2,625 shares

Expires 2023-08-27

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Ambarella, Inc. Ordinary Shares.

F4 · derivative.exercise_date: The restricted stock units vest at the rate of 1/16 per quarter commencing on September 15, 2013.

F4 · derivative.expiration_date: The restricted stock units vest at the rate of 1/16 per quarter commencing on September 15, 2013.

Read SEC document
June 16, 2017 Filed Jun 20, 2017 21:03 UTC
Laplante GeorgeChief Financial Officer
Exercise / conversionRestricted Stock Units · Derivative 2,104 $0.00 $0.00
Disclosure

SEC source: 0001280263-17-000042 · edgardoc.xml · derivative · entry 3

Laplante George · CIK 0001558646 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 18,941

Underlying: Ordinary Shares · 2,104 shares

Expires 2019-09-15

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Ambarella, Inc. Ordinary Shares.

F3 · derivative.exercise_date: The RSUs vest as to 1/10 of the RSUs on June 15, 2017 and 1/10 of the RSUs will vest each three months thereafter such that the RSUs are 100% vested on September 15, 2019.

F3 · derivative.expiration_date: The RSUs vest as to 1/10 of the RSUs on June 15, 2017 and 1/10 of the RSUs will vest each three months thereafter such that the RSUs are 100% vested on September 15, 2019.

Read SEC document
June 16, 2017 Filed Jun 20, 2017 21:03 UTC
Laplante GeorgeChief Financial Officer
SaleOrdinary Shares 4,836 $48.77 $235,851.72
Disclosure

SEC source: 0001280263-17-000042 · edgardoc.xml · nonDerivative · entry 2

Laplante George · CIK 0001558646 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 96,012

F2 · kind: Shares sold to pay tax obligations resulting from the vesting of restricted stock awards and restricted stock units.

Read SEC document
June 16, 2017 Filed Jun 20, 2017 21:03 UTC
Laplante GeorgeChief Financial Officer
Exercise / conversionOrdinary Shares 7,573 Not disclosed Not disclosed
Disclosure

SEC source: 0001280263-17-000042 · edgardoc.xml · nonDerivative · entry 1

Laplante George · CIK 0001558646 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 100,848

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each restricted stock unit represents a contingent right to receive one share of Ambarella, Inc. Ordinary Shares.

Read SEC document
June 16, 2017 Filed Jun 20, 2017 21:02 UTC
Day ChristopherVP, Marketing
Exercise / conversionRestricted Stock Units · Derivative 962 $0.00 $0.00
Disclosure

SEC source: 0001280263-17-000041 · edgardoc.xml · derivative · entry 5

Day Christopher · CIK 0001558685 · VP, Marketing

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,813

Underlying: Ordinary Shares · 962 shares

Expires 2024-09-07

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Ambarella, Inc. Ordinary Shares.

F5 · derivative.exercise_date: The restricted stock units vest at the rate of 1/16 per quarter commencing on September 15, 2014.

F5 · derivative.expiration_date: The restricted stock units vest at the rate of 1/16 per quarter commencing on September 15, 2014.

Read SEC document
June 16, 2017 Filed Jun 20, 2017 21:02 UTC
Day ChristopherVP, Marketing
Exercise / conversionRestricted Stock Units · Derivative 1,094 $0.00 $0.00
Disclosure

SEC source: 0001280263-17-000041 · edgardoc.xml · derivative · entry 4

Day Christopher · CIK 0001558685 · VP, Marketing

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,094

Underlying: Ordinary Shares · 1,094 shares

Expires 2023-08-27

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Ambarella, Inc. Ordinary Shares.

F4 · derivative.exercise_date: The restricted stock units vest at the rate of 1/16 per quarter commencing on September 15, 2013.

F4 · derivative.expiration_date: The restricted stock units vest at the rate of 1/16 per quarter commencing on September 15, 2013.

Read SEC document
June 16, 2017 Filed Jun 20, 2017 21:02 UTC
Day ChristopherVP, Marketing
Exercise / conversionRestricted Stock Units · Derivative 876 $0.00 $0.00
Disclosure

SEC source: 0001280263-17-000041 · edgardoc.xml · derivative · entry 3

Day Christopher · CIK 0001558685 · VP, Marketing

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,893

Underlying: Ordinary Shares · 876 shares

Expires 2019-09-15

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Ambarella, Inc. Ordinary Shares.

F3 · derivative.exercise_date: The RSUs vest as to 1/10 of the RSUs on June 15, 2017 and 1/10 of the RSUs will vest each three months thereafter such that the RSUs are 100% vested on September 15, 2019.

F3 · derivative.expiration_date: The RSUs vest as to 1/10 of the RSUs on June 15, 2017 and 1/10 of the RSUs will vest each three months thereafter such that the RSUs are 100% vested on September 15, 2019.

Read SEC document
June 16, 2017 Filed Jun 20, 2017 21:02 UTC
Day ChristopherVP, Marketing
SaleOrdinary Shares 1,526 $48.77 $74,423.02
Disclosure

SEC source: 0001280263-17-000041 · edgardoc.xml · nonDerivative · entry 2

Day Christopher · CIK 0001558685 · VP, Marketing

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 21,366

F2 · kind: Shares sold to pay tax obligations resulting from the vesting of restricted stock awards and restricted stock units.

Read SEC document
June 16, 2017 Filed Jun 20, 2017 21:02 UTC
Day ChristopherVP, Marketing
Exercise / conversionOrdinary Shares 2,932 Not disclosed Not disclosed
Disclosure

SEC source: 0001280263-17-000041 · edgardoc.xml · nonDerivative · entry 1

Day Christopher · CIK 0001558685 · VP, Marketing

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 22,892

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each restricted stock unit represents a contingent right to receive one share of Ambarella, Inc. Ordinary Shares.

Read SEC document
June 16, 2017 Filed Jun 20, 2017 21:01 UTC
Kohn LeslieDirector · Chief Technology Officer
Exercise / conversionRestricted Stock Units · Derivative 2,975 $0.00 $0.00
Disclosure

SEC source: 0001280263-17-000039 · edgardoc.xml · derivative · entry 5

Kohn Leslie · CIK 0001558645 · Director · Chief Technology Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 14,875

Underlying: Ordinary Shares · 2,975 shares

Expires 2024-09-07

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Ambarella, Inc. Ordinary Shares.

F5 · derivative.exercise_date: The restricted stock units vest at the rate of 1/16 per quarter commencing on September 15, 2014.

F5 · derivative.expiration_date: The restricted stock units vest at the rate of 1/16 per quarter commencing on September 15, 2014.

Read SEC document
June 16, 2017 Filed Jun 20, 2017 21:01 UTC
Kohn LeslieDirector · Chief Technology Officer
Exercise / conversionRestricted Stock Units · Derivative 3,500 $0.00 $0.00
Disclosure

SEC source: 0001280263-17-000039 · edgardoc.xml · derivative · entry 4

Kohn Leslie · CIK 0001558645 · Director · Chief Technology Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,500

Underlying: Ordinary Shares · 3,500 shares

Expires 2023-08-27

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Ambarella, Inc. Ordinary Shares.

F4 · derivative.exercise_date: The restricted stock units vest at the rate of 1/16 per quarter commencing on September 15, 2013.

F4 · derivative.expiration_date: The restricted stock units vest at the rate of 1/16 per quarter commencing on September 15, 2013.

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.