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Nasdaq · USD

AMBA

AMBARELLA INC

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Tapewire entity
4248
SEC CIK
0001280263
Parsed reports
756

Last 12 months

Inside the activity.

0 purchase rows · 44 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202500
Dec 202509
Jan 202601
Feb 202600
Mar 2026013
Apr 202601
May 202604
Jun 202607
Jul 202603
Aug 202600
Sep 202606
Oct 202600

Latest available

Insider transactions

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
September 18, 2018 Filed Sep 20, 2018 21:56 UTC
Kohn LeslieDirector · Chief Technology Officer
Exercise / conversionRestricted Stock Units · Derivative 4,036 $0.00 $0.00
Disclosure

SEC source: 0001280263-18-000098 · edgardoc.xml · derivative · entry 4

Kohn Leslie · CIK 0001558645 · Director · Chief Technology Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 44,407

Underlying: Ordinary Shares · 4,036 shares

Expires 2021-06-15

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Ambarella, Inc. Ordinary Shares.

F4 · derivative.exercise_date: The restricted stock units vest at the rate of 1/12 per quarter commencing on June 15, 2018.

F4 · derivative.expiration_date: The restricted stock units vest at the rate of 1/12 per quarter commencing on June 15, 2018.

Read SEC document
September 18, 2018 Filed Sep 20, 2018 21:56 UTC
Kohn LeslieDirector · Chief Technology Officer
Exercise / conversionRestricted Stock Units · Derivative 2,613 $0.00 $0.00
Disclosure

SEC source: 0001280263-18-000098 · edgardoc.xml · derivative · entry 3

Kohn Leslie · CIK 0001558645 · Director · Chief Technology Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,453

Underlying: Ordinary Shares · 2,613 shares

Expires 2019-09-15

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Ambarella, Inc. Ordinary Shares.

F3 · derivative.exercise_date: The RSUs vest as to 1/10 of the RSUs on June 15, 2017 and 1/10 of the RSUs will vest each three months thereafter such that the RSUs are 100% vested on September 15, 2019.

F3 · derivative.expiration_date: The RSUs vest as to 1/10 of the RSUs on June 15, 2017 and 1/10 of the RSUs will vest each three months thereafter such that the RSUs are 100% vested on September 15, 2019.

Read SEC document
September 18, 2018 Filed Sep 20, 2018 21:56 UTC
Kohn LeslieDirector · Chief Technology Officer
Exercise / conversionOrdinary Shares 9,624 Not disclosed Not disclosed
Disclosure

SEC source: 0001280263-18-000098 · edgardoc.xml · nonDerivative · entry 1

Kohn Leslie · CIK 0001558645 · Director · Chief Technology Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 916,795

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each restricted stock unit represents a contingent right to receive one share of Ambarella, Inc. Ordinary Shares.

Read SEC document
September 18, 2018 Filed Sep 20, 2018 21:55 UTC
Wang Feng-MingDirector · CEO
Exercise / conversionRestricted Stock Units · Derivative 5,250 $0.00 $0.00
Disclosure

SEC source: 0001280263-18-000097 · edgardoc.xml · derivative · entry 5

Wang Feng-Ming · CIK 0001558686 · Director · CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Ordinary Shares · 5,250 shares

Expires 2024-09-07

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Ambarella, Inc. Ordinary Shares.

F6 · derivative.exercise_date: The restricted stock units vest at the rate of 1/16 per quarter commencing on September 15, 2014.

F6 · derivative.expiration_date: The restricted stock units vest at the rate of 1/16 per quarter commencing on September 15, 2014.

Read SEC document
September 18, 2018 Filed Sep 20, 2018 21:55 UTC
Wang Feng-MingDirector · CEO
Exercise / conversionRestricted Stock Units · Derivative 3,472 $0.00 $0.00
Disclosure

SEC source: 0001280263-18-000097 · edgardoc.xml · derivative · entry 4

Wang Feng-Ming · CIK 0001558686 · Director · CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 38,195

Underlying: Ordinary Shares · 3,472 shares

Expires 2021-06-15

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Ambarella, Inc. Ordinary Shares.

F5 · derivative.exercise_date: The restricted stock units vest at the rate of 1/12 per quarter commencing on June 15, 2018.

F5 · derivative.expiration_date: The restricted stock units vest at the rate of 1/12 per quarter commencing on June 15, 2018.

Read SEC document
September 18, 2018 Filed Sep 20, 2018 21:55 UTC
Wang Feng-MingDirector · CEO
Exercise / conversionRestricted Stock Units · Derivative 4,929 $0.00 $0.00
Disclosure

SEC source: 0001280263-18-000097 · edgardoc.xml · derivative · entry 3

Wang Feng-Ming · CIK 0001558686 · Director · CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,860

Underlying: Ordinary Shares · 4,929 shares

Expires 2019-03-15

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Ambarella, Inc. Ordinary Shares.

F4 · derivative.exercise_date: The RSUs vest as to 1/8 of the RSUs on June 15, 2017 and 1/8 of the RSUs will vest each three months thereafter such that the RSUs are 100% vested on March 15, 2019.

F4 · derivative.expiration_date: The RSUs vest as to 1/8 of the RSUs on June 15, 2017 and 1/8 of the RSUs will vest each three months thereafter such that the RSUs are 100% vested on March 15, 2019.

Read SEC document
September 18, 2018 Filed Sep 20, 2018 21:55 UTC
Wang Feng-MingDirector · CEO
Exercise / conversionOrdinary Shares 13,651 Not disclosed Not disclosed
Disclosure

SEC source: 0001280263-18-000097 · edgardoc.xml · nonDerivative · entry 1

Wang Feng-Ming · CIK 0001558686 · Director · CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 408,938

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each restricted stock unit represents a contingent right to receive one share of Ambarella, Inc. Ordinary Shares.

F2 · balance_after: Includes 234 shares acquired under the Company's employee stock purchase plan on September 17, 2018.

Read SEC document
September 18, 2018 Filed Sep 20, 2018 21:55 UTC Exercise / conversionRestricted Stock Units · Derivative 1,232 $0.00 $0.00
Disclosure

SEC source: 0000899243-18-024937 · doc4.xml · derivative · entry 4

VERHALEN ANDREW W · CIK 0001205979 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Ordinary Shares · 1,232 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Ambarella, Inc. Ordinary Shares.

F2 · derivative.exercise_date: Of the total of 4,926 shares granted, the restricted stock units vest as to 1/4th of the restricted stock units each three months following the vesting start date of September 15, 2017, so as to be 100% vested on September 15, 2018.

F2 · derivative.expiration_date: Of the total of 4,926 shares granted, the restricted stock units vest as to 1/4th of the restricted stock units each three months following the vesting start date of September 15, 2017, so as to be 100% vested on September 15, 2018.

Read SEC document
September 18, 2018 Filed Sep 20, 2018 21:55 UTC Exercise / conversionOrdinary Shares 1,232 Not disclosed Not disclosed
Disclosure

SEC source: 0000899243-18-024937 · doc4.xml · nonDerivative · entry 1

VERHALEN ANDREW W · CIK 0001205979 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 57,824

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each restricted stock unit represents a contingent right to receive one share of Ambarella, Inc. Ordinary Shares.

Read SEC document
September 12, 2018 Filed Sep 14, 2018 19:59 UTC SaleOrdinary Shares 10,197 $39.93 $407,205.98
Disclosure

SEC source: 0001280263-18-000087 · edgardoc.xml · nonDerivative · entry 1

RICHARDSON DAVID JEFFREY · CIK 0001329724 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,304

F1 · price: The sale price reported in column 4 of Table I represents the weighted average sale price of the shares sold ranging from $39.91 to $40.05 per share. Upon request by the Commission staff, the Issuer, or a security holder of the Issuer, the reporting person will provide full information regarding the number of shares sold at each separate price within the ranges set forth in this Form 4.

Read SEC document
September 10, 2018 Filed Sep 10, 2018 20:51 UTC
Laplante GeorgeExecutive Vice President
SaleOrdinary Shares 8,011 $38.61 $309,279.88
Disclosure

SEC source: 0001280263-18-000084 · edgardoc.xml · nonDerivative · entry 1

Laplante George · CIK 0001558646 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 95,053

Read SEC document
September 06, 2018 Filed Sep 6, 2018 22:06 UTC Exercise / conversionNon-Qualified Stock Option (right to buy) · Derivative 1,000 $0.00 Strike: $6.00 $0.00
Disclosure

SEC source: 0001280263-18-000078 · edgardoc.xml · derivative · entry 3

PAISLEY CHRISTOPHER B · CIK 0001189229 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,667

Underlying: Ordinary Shares · 1,000 shares

Expires 2022-10-08

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: Shares subject to the option vest monthly over four years commencing on August 20, 2012.

Read SEC document
September 06, 2018 Filed Sep 6, 2018 22:06 UTC SaleOrdinary Shares 1,000 $40.00 $40,000.00
Disclosure

SEC source: 0001280263-18-000078 · edgardoc.xml · nonDerivative · entry 2

PAISLEY CHRISTOPHER B · CIK 0001189229 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 16,765

F1 · kind: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted on June 11, 2018.

Read SEC document
September 06, 2018 Filed Sep 6, 2018 22:06 UTC Exercise / conversionOrdinary Shares 1,000 $6.00 $6,000.00
Disclosure

SEC source: 0001280263-18-000078 · edgardoc.xml · nonDerivative · entry 1

PAISLEY CHRISTOPHER B · CIK 0001189229 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 17,765

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
September 06, 2018 Filed Sep 10, 2018 20:51 UTC
Day ChristopherVP, Marketing
SaleOrdinary Shares 1,326 $39.77 $52,735.02
Disclosure

SEC source: 0001280263-18-000085 · edgardoc.xml · nonDerivative · entry 1

Day Christopher · CIK 0001558685 · VP, Marketing

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 16,353

Read SEC document
September 04, 2018 Filed Sep 6, 2018 19:09 UTC GrantRestricted Stock Units · Derivative 100,000 $0.00 $0.00
Disclosure

SEC source: 0001280263-18-000081 · edgardoc.xml · derivative · entry 2

EICHLER KEVIN C · CIK 0001103965 · CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 100,000

Underlying: Ordinary Shares · 100,000 shares

Expires 2022-09-15

F2 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Ambarella, Inc. Ordinary Shares.

F3 · derivative.exercise_date: The RSUs vest as to 1/4 of the RSUs on September 15, 2019 and 1/16 of the RSUs will vest each three months thereafter such that the RSUs are 100% vested on September 15, 2022.

Read SEC document
September 04, 2018 Filed Sep 6, 2018 19:09 UTC GrantNon-Qualified Stock Option (right to buy) · Derivative 20,000 $0.00 Strike: $38.11 $0.00
Disclosure

SEC source: 0001280263-18-000081 · edgardoc.xml · derivative · entry 1

EICHLER KEVIN C · CIK 0001103965 · CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 20,000

Underlying: Ordinary Shares · 20,000 shares

Expires 2028-09-03

F1 · derivative.exercise_date: 25% of the Shares subject to the option vest on August 6, 2019 and 1/48 of the shares vest monthly thereafter.

Read SEC document
September 04, 2018 Filed Sep 6, 2018 18:09 UTC GrantRestricted Stock Units · Derivative 5,248 $0.00 $0.00
Disclosure

SEC source: 0001280263-18-000080 · edgardoc.xml · derivative · entry 1

Hon Hsiao-Wuen · CIK 0001715983 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,248

Underlying: Ordinary Shares · 5,248 shares

Expires 2019-09-15

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Ambarella, Inc. Ordinary Shares.

F2 · derivative.exercise_date: The restricted stock units will vest as to 1/4th of the restricted stock units each three months following the vesting start date of September 15, 2018, so as to be 100% vested on September 15, 2019.

Read SEC document
September 04, 2018 Filed Sep 6, 2018 18:05 UTC
Hu ChenmingDirector
GrantRestricted Stock Units · Derivative 5,248 $0.00 $0.00
Disclosure

SEC source: 0001280263-18-000077 · edgardoc.xml · derivative · entry 1

Hu Chenming · CIK 0001316320 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,248

Underlying: Ordinary Shares · 5,248 shares

Expires 2019-09-15

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Ambarella, Inc. Ordinary Shares.

F2 · derivative.exercise_date: The restricted stock units will vest as to 1/4th of the restricted stock units each three months following the vesting start date of September 15, 2018, so as to be 100% vested on September 15, 2019.

Read SEC document
September 04, 2018 Filed Sep 6, 2018 22:50 UTC GrantRestricted Stock Units · Derivative 5,248 $0.00 $0.00
Disclosure

SEC source: 0000899243-18-023961 · doc4.xml · derivative · entry 1

VERHALEN ANDREW W · CIK 0001205979 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,248

Underlying: Ordinary Shares · 5,248 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Ambarella, Inc. Ordinary Shares.

F2 · derivative.exercise_date: The restricted stock units vest as to 1/4th of the restricted stock units each three months following the vesting start date of September 15, 2018, so as to be 100% vested on September 15, 2019.

F2 · derivative.expiration_date: The restricted stock units vest as to 1/4th of the restricted stock units each three months following the vesting start date of September 15, 2018, so as to be 100% vested on September 15, 2019.

Read SEC document
September 04, 2018 Filed Sep 6, 2018 22:06 UTC GrantRestricted Stock Units · Derivative 5,248 $0.00 $0.00
Disclosure

SEC source: 0001280263-18-000078 · edgardoc.xml · derivative · entry 4

PAISLEY CHRISTOPHER B · CIK 0001189229 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,248

Underlying: Ordinary Shares · 5,248 shares

Expires 2019-09-15

F3 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Ambarella, Inc. Ordinary Shares.

F4 · derivative.exercise_date: The restricted stock units will vest as to 1/4th of the restricted stock units each three months following the vesting start date of September 15, 2018, so as to be 100% vested on September 15, 2019.

Read SEC document
September 04, 2018 Filed Sep 6, 2018 22:09 UTC GrantRestricted Stock Units · Derivative 5,248 $0.00 $0.00
Disclosure

SEC source: 0001280263-18-000079 · edgardoc.xml · derivative · entry 1

RICHARDSON DAVID JEFFREY · CIK 0001329724 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,248

Underlying: Ordinary Shares · 5,248 shares

Expires 2019-09-15

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Ambarella, Inc. Ordinary Shares.

F2 · derivative.exercise_date: The restricted stock units will vest as to 1/4th of the restricted stock units each three months following the vesting start date of September 15, 2018, so as to be 100% vested on September 15, 2019.

Read SEC document
June 22, 2018 Filed Jun 26, 2018 23:00 UTC
Day ChristopherVP, Marketing
SaleOrdinary Shares 3,062 $44.00 $134,728.00
Disclosure

SEC source: 0001280263-18-000061 · edgardoc.xml · nonDerivative · entry 1

Day Christopher · CIK 0001558685 · VP, Marketing

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 17,679

Read SEC document
June 19, 2018 Filed Jun 20, 2018 22:23 UTC
Day ChristopherVP, Marketing
SaleOrdinary Shares 2,277 $44.00 $100,188.00
Disclosure

SEC source: 0001280263-18-000054 · edgardoc.xml · nonDerivative · entry 3

Day Christopher · CIK 0001558685 · VP, Marketing

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 20,741

Read SEC document
June 18, 2018 Filed Jun 20, 2018 18:24 UTC Exercise / conversionRestricted Stock Units · Derivative 1,231 $0.00 $0.00
Disclosure

SEC source: 0001280263-18-000059 · edgardoc.xml · derivative · entry 2

Hon Hsiao-Wuen · CIK 0001715983 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,232

Underlying: Ordinary Shares · 1,231 shares

Expires 2018-09-15

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Ambarella, Inc. Ordinary Shares.

F2 · derivative.exercise_date: The restricted stock units will vest as to 1/4th of the restricted stock units each three months following the vesting start date of September 15, 2017, so as to be 100% vested on September 15, 2018.

F2 · derivative.expiration_date: The restricted stock units will vest as to 1/4th of the restricted stock units each three months following the vesting start date of September 15, 2017, so as to be 100% vested on September 15, 2018.

Read SEC document
June 18, 2018 Filed Jun 20, 2018 18:24 UTC Exercise / conversionOrdinary Shares 1,231 Not disclosed Not disclosed
Disclosure

SEC source: 0001280263-18-000059 · edgardoc.xml · nonDerivative · entry 1

Hon Hsiao-Wuen · CIK 0001715983 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,694

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each restricted stock unit represents a contingent right to receive one share of Ambarella, Inc. Ordinary Shares.

Read SEC document
June 18, 2018 Filed Jun 20, 2018 18:24 UTC
Hu ChenmingDirector
Exercise / conversionRestricted Stock Units · Derivative 1,231 $0.00 $0.00
Disclosure

SEC source: 0001280263-18-000056 · edgardoc.xml · derivative · entry 2

Hu Chenming · CIK 0001316320 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,232

Underlying: Ordinary Shares · 1,231 shares

Expires 2018-09-15

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Ambarella, Inc. Ordinary Shares.

F2 · derivative.exercise_date: The restricted stock units will vest as to 1/4th of the restricted stock units each three months following the vesting start date of September 15, 2017, so as to be 100% vested on September 15, 2018.

F2 · derivative.expiration_date: The restricted stock units will vest as to 1/4th of the restricted stock units each three months following the vesting start date of September 15, 2017, so as to be 100% vested on September 15, 2018.

Read SEC document
June 18, 2018 Filed Jun 20, 2018 18:24 UTC
Hu ChenmingDirector
Exercise / conversionOrdinary Shares 1,231 Not disclosed Not disclosed
Disclosure

SEC source: 0001280263-18-000056 · edgardoc.xml · nonDerivative · entry 1

Hu Chenming · CIK 0001316320 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 32,874

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each restricted stock unit represents a contingent right to receive one share of Ambarella, Inc. Ordinary Shares.

Read SEC document
June 18, 2018 Filed Jun 20, 2018 23:09 UTC Exercise / conversionRestricted Stock Units · Derivative 1,231 $0.00 $0.00
Disclosure

SEC source: 0000899243-18-017447 · doc4.xml · derivative · entry 4

VERHALEN ANDREW W · CIK 0001205979 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,232

Underlying: Ordinary Shares · 1,231 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Ambarella, Inc. Ordinary Shares.

F2 · derivative.exercise_date: Of the total of 4,926 shares granted, the restricted stock units vest as to 1/4th of the restricted stock units each three months following the vesting start date of September 15, 2017, so as to be 100% vested on September 15, 2018.

F2 · derivative.expiration_date: Of the total of 4,926 shares granted, the restricted stock units vest as to 1/4th of the restricted stock units each three months following the vesting start date of September 15, 2017, so as to be 100% vested on September 15, 2018.

Read SEC document
June 18, 2018 Filed Jun 20, 2018 23:09 UTC Exercise / conversionOrdinary Shares 1,231 Not disclosed Not disclosed
Disclosure

SEC source: 0000899243-18-017447 · doc4.xml · nonDerivative · entry 1

VERHALEN ANDREW W · CIK 0001205979 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 56,592

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each restricted stock unit represents a contingent right to receive one share of Ambarella, Inc. Ordinary Shares.

Read SEC document
June 18, 2018 Filed Jun 20, 2018 22:24 UTC Exercise / conversionRestricted Stock Units · Derivative 1,231 $0.00 $0.00
Disclosure

SEC source: 0001280263-18-000058 · edgardoc.xml · derivative · entry 2

RICHARDSON DAVID JEFFREY · CIK 0001329724 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,232

Underlying: Ordinary Shares · 1,231 shares

Expires 2018-09-15

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Ambarella, Inc. Ordinary Shares.

F2 · derivative.exercise_date: The restricted stock units will vest as to 1/4th of the restricted stock units each three months following the vesting start date of September 15, 2017, so as to be 100% vested on September 15, 2018.

F2 · derivative.expiration_date: The restricted stock units will vest as to 1/4th of the restricted stock units each three months following the vesting start date of September 15, 2017, so as to be 100% vested on September 15, 2018.

Read SEC document
June 18, 2018 Filed Jun 20, 2018 22:24 UTC Exercise / conversionOrdinary Shares 1,231 Not disclosed Not disclosed
Disclosure

SEC source: 0001280263-18-000058 · edgardoc.xml · nonDerivative · entry 1

RICHARDSON DAVID JEFFREY · CIK 0001329724 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 18,501

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each restricted stock unit represents a contingent right to receive one share of Ambarella, Inc. Ordinary Shares.

Read SEC document
June 18, 2018 Filed Jun 20, 2018 22:24 UTC Exercise / conversionRestricted Stock Units · Derivative 1,231 $0.00 $0.00
Disclosure

SEC source: 0001280263-18-000057 · edgardoc.xml · derivative · entry 2

PAISLEY CHRISTOPHER B · CIK 0001189229 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,232

Underlying: Ordinary Shares · 1,231 shares

Expires 2018-09-15

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Ambarella, Inc. Ordinary Shares.

F2 · derivative.exercise_date: The restricted stock units will vest as to 1/4th of the restricted stock units each three months following the vesting start date of September 15, 2017, so as to be 100% vested on September 15, 2018.

F2 · derivative.expiration_date: The restricted stock units will vest as to 1/4th of the restricted stock units each three months following the vesting start date of September 15, 2017, so as to be 100% vested on September 15, 2018.

Read SEC document
June 18, 2018 Filed Jun 20, 2018 22:24 UTC Exercise / conversionOrdinary Shares 1,231 Not disclosed Not disclosed
Disclosure

SEC source: 0001280263-18-000057 · edgardoc.xml · nonDerivative · entry 1

PAISLEY CHRISTOPHER B · CIK 0001189229 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 16,765

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each restricted stock unit represents a contingent right to receive one share of Ambarella, Inc. Ordinary Shares.

Read SEC document
June 18, 2018 Filed Jun 20, 2018 22:23 UTC
Day ChristopherVP, Marketing
Exercise / conversionRestricted Stock Units · Derivative 962 $0.00 $0.00
Disclosure

SEC source: 0001280263-18-000054 · edgardoc.xml · derivative · entry 5

Day Christopher · CIK 0001558685 · VP, Marketing

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 963

Underlying: Ordinary Shares · 962 shares

Expires 2024-09-07

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Ambarella, Inc. Ordinary Shares.

F4 · derivative.exercise_date: The restricted stock units vest at the rate of 1/16 per quarter commencing on September 15, 2014.

F4 · derivative.expiration_date: The restricted stock units vest at the rate of 1/16 per quarter commencing on September 15, 2014.

Read SEC document
June 18, 2018 Filed Jun 20, 2018 22:23 UTC
Day ChristopherVP, Marketing
Exercise / conversionRestricted Stock Units · Derivative 877 $0.00 $0.00
Disclosure

SEC source: 0001280263-18-000054 · edgardoc.xml · derivative · entry 4

Day Christopher · CIK 0001558685 · VP, Marketing

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,385

Underlying: Ordinary Shares · 877 shares

Expires 2019-09-15

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Ambarella, Inc. Ordinary Shares.

F3 · derivative.exercise_date: The RSUs vest as to 1/10 of the RSUs on June 15, 2017 and 1/10 of the RSUs will vest each three months thereafter such that the RSUs are 100% vested on September 15, 2019.

F3 · derivative.expiration_date: The RSUs vest as to 1/10 of the RSUs on June 15, 2017 and 1/10 of the RSUs will vest each three months thereafter such that the RSUs are 100% vested on September 15, 2019.

Read SEC document
June 18, 2018 Filed Jun 20, 2018 22:23 UTC
Day ChristopherVP, Marketing
SaleOrdinary Shares 1,023 $43.27 $44,265.21
Disclosure

SEC source: 0001280263-18-000054 · edgardoc.xml · nonDerivative · entry 2

Day Christopher · CIK 0001558685 · VP, Marketing

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 23,018

F2 · kind: Shares sold to pay tax obligations resulting from the vesting of restricted stock awards and restricted stock units.

Read SEC document
June 18, 2018 Filed Jun 20, 2018 22:23 UTC
Day ChristopherVP, Marketing
Exercise / conversionOrdinary Shares 1,839 Not disclosed Not disclosed
Disclosure

SEC source: 0001280263-18-000054 · edgardoc.xml · nonDerivative · entry 1

Day Christopher · CIK 0001558685 · VP, Marketing

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 24,041

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each restricted stock unit represents a contingent right to receive one share of Ambarella, Inc. Ordinary Shares.

Read SEC document
June 18, 2018 Filed Jun 20, 2018 22:23 UTC
Laplante GeorgeChief Financial Officer
Exercise / conversionRestricted Stock Units · Derivative 2,844 $0.00 $0.00
Disclosure

SEC source: 0001280263-18-000055 · edgardoc.xml · derivative · entry 4

Laplante George · CIK 0001558646 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,844

Underlying: Ordinary Shares · 2,844 shares

Expires 2024-09-07

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Ambarella, Inc. Ordinary Shares.

F4 · derivative.exercise_date: The restricted stock units vest at the rate of 1/16 per quarter commencing on September 15, 2014.

F4 · derivative.expiration_date: The restricted stock units vest at the rate of 1/16 per quarter commencing on September 15, 2014.

Read SEC document
June 18, 2018 Filed Jun 20, 2018 22:23 UTC
Laplante GeorgeChief Financial Officer
Exercise / conversionRestricted Stock Units · Derivative 2,104 $0.00 $0.00
Disclosure

SEC source: 0001280263-18-000055 · edgardoc.xml · derivative · entry 3

Laplante George · CIK 0001558646 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,523

Underlying: Ordinary Shares · 2,104 shares

Expires 2019-09-15

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Ambarella, Inc. Ordinary Shares.

F3 · derivative.exercise_date: The RSUs vest as to 1/10 of the RSUs on June 15, 2017 and 1/10 of the RSUs will vest each three months thereafter such that the RSUs are 100% vested on September 15, 2019.

F3 · derivative.expiration_date: The RSUs vest as to 1/10 of the RSUs on June 15, 2017 and 1/10 of the RSUs will vest each three months thereafter such that the RSUs are 100% vested on September 15, 2019.

Read SEC document
June 18, 2018 Filed Jun 20, 2018 22:23 UTC
Laplante GeorgeChief Financial Officer
SaleOrdinary Shares 2,786 $43.27 $120,550.22
Disclosure

SEC source: 0001280263-18-000055 · edgardoc.xml · nonDerivative · entry 2

Laplante George · CIK 0001558646 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 103,064

F2 · kind: Shares sold to pay tax obligations resulting from the vesting of restricted stock awards and restricted stock units.

Read SEC document
June 18, 2018 Filed Jun 20, 2018 22:23 UTC
Laplante GeorgeChief Financial Officer
Exercise / conversionOrdinary Shares 4,948 Not disclosed Not disclosed
Disclosure

SEC source: 0001280263-18-000055 · edgardoc.xml · nonDerivative · entry 1

Laplante George · CIK 0001558646 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 105,850

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each restricted stock unit represents a contingent right to receive one share of Ambarella, Inc. Ordinary Shares.

Read SEC document
June 18, 2018 Filed Jun 20, 2018 22:23 UTC
Chen Yun-LungVP, Business Development
Exercise / conversionRestricted Stock Units · Derivative 883 $0.00 $0.00
Disclosure

SEC source: 0001280263-18-000053 · edgardoc.xml · derivative · entry 5

Chen Yun-Lung · CIK 0001602676 · VP, Business Development

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,413

Underlying: Ordinary Shares · 883 shares

Expires 2026-03-06

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Ambarella, Inc. Ordinary Shares.

F5 · derivative.exercise_date: The restricted stock units vest at the rate of 1/14 per quarter commencing on March 15, 2016.

F5 · derivative.expiration_date: The restricted stock units vest at the rate of 1/14 per quarter commencing on March 15, 2016.

Read SEC document
June 18, 2018 Filed Jun 20, 2018 22:23 UTC
Chen Yun-LungVP, Business Development
Exercise / conversionRestricted Stock Units · Derivative 353 $0.00 $0.00
Disclosure

SEC source: 0001280263-18-000053 · edgardoc.xml · derivative · entry 4

Chen Yun-Lung · CIK 0001602676 · VP, Business Development

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,767

Underlying: Ordinary Shares · 353 shares

Expires 2025-10-07

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Ambarella, Inc. Ordinary Shares.

F4 · derivative.exercise_date: The restricted stock units vest at the rate of 1/16 per quarter commencing on September 15, 2015.

F4 · derivative.expiration_date: The restricted stock units vest at the rate of 1/16 per quarter commencing on September 15, 2015.

Read SEC document
June 18, 2018 Filed Jun 20, 2018 22:23 UTC
Chen Yun-LungVP, Business Development
Exercise / conversionRestricted Stock Units · Derivative 1,159 $0.00 $0.00
Disclosure

SEC source: 0001280263-18-000053 · edgardoc.xml · derivative · entry 3

Chen Yun-Lung · CIK 0001602676 · VP, Business Development

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,160

Underlying: Ordinary Shares · 1,159 shares

Expires 2024-09-07

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Ambarella, Inc. Ordinary Shares.

F3 · derivative.exercise_date: The restricted stock units vest at the rate of 1/16 per quarter commencing on September 15, 2014.

F3 · derivative.expiration_date: The restricted stock units vest at the rate of 1/16 per quarter commencing on September 15, 2014.

Read SEC document
June 18, 2018 Filed Jun 20, 2018 22:23 UTC
Chen Yun-LungVP, Business Development
Exercise / conversionRestricted Stock Units · Derivative 929 $0.00 $0.00
Disclosure

SEC source: 0001280263-18-000053 · edgardoc.xml · derivative · entry 2

Chen Yun-Lung · CIK 0001602676 · VP, Business Development

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,648

Underlying: Ordinary Shares · 929 shares

Expires 2019-09-15

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Ambarella, Inc. Ordinary Shares.

F2 · derivative.exercise_date: The RSUs vest as to 1/10 of the RSUs on June 15, 2017 and 1/10 of the RSUs will vest each three months thereafter such that the RSUs are 100% vested on September 15, 2019.

F2 · derivative.expiration_date: The RSUs vest as to 1/10 of the RSUs on June 15, 2017 and 1/10 of the RSUs will vest each three months thereafter such that the RSUs are 100% vested on September 15, 2019.

Read SEC document
June 18, 2018 Filed Jun 20, 2018 22:23 UTC
Chen Yun-LungVP, Business Development
Exercise / conversionOrdinary Shares 3,324 Not disclosed Not disclosed
Disclosure

SEC source: 0001280263-18-000053 · edgardoc.xml · nonDerivative · entry 1

Chen Yun-Lung · CIK 0001602676 · VP, Business Development

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 17,193

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each restricted stock unit represents a contingent right to receive one share of Ambarella, Inc. Ordinary Shares.

Read SEC document
June 18, 2018 Filed Jun 20, 2018 22:22 UTC
Wang Feng-MingDirector · CEO
Exercise / conversionRestricted Stock Units · Derivative 5,250 $0.00 $0.00
Disclosure

SEC source: 0001280263-18-000051 · edgardoc.xml · derivative · entry 4

Wang Feng-Ming · CIK 0001558686 · Director · CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,250

Underlying: Ordinary Shares · 5,250 shares

Expires 2024-09-07

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Ambarella, Inc. Ordinary Shares.

F4 · derivative.exercise_date: The restricted stock units vest at the rate of 1/16 per quarter commencing on September 15, 2014.

F4 · derivative.expiration_date: The restricted stock units vest at the rate of 1/16 per quarter commencing on September 15, 2014.

Read SEC document
June 18, 2018 Filed Jun 20, 2018 22:22 UTC
Wang Feng-MingDirector · CEO
Exercise / conversionRestricted Stock Units · Derivative 4,930 $0.00 $0.00
Disclosure

SEC source: 0001280263-18-000051 · edgardoc.xml · derivative · entry 3

Wang Feng-Ming · CIK 0001558686 · Director · CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 14,789

Underlying: Ordinary Shares · 4,930 shares

Expires 2019-03-15

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Ambarella, Inc. Ordinary Shares.

F3 · derivative.exercise_date: The RSUs vest as to 1/8 of the RSUs on June 15, 2017 and 1/8 of the RSUs will vest each three months thereafter such that the RSUs are 100% vested on March 15, 2019.

F3 · derivative.expiration_date: The RSUs vest as to 1/8 of the RSUs on June 15, 2017 and 1/8 of the RSUs will vest each three months thereafter such that the RSUs are 100% vested on March 15, 2019.

Read SEC document
June 18, 2018 Filed Jun 20, 2018 22:22 UTC
Wang Feng-MingDirector · CEO
SaleOrdinary Shares 8,412 $43.27 $363,987.24
Disclosure

SEC source: 0001280263-18-000051 · edgardoc.xml · nonDerivative · entry 2

Wang Feng-Ming · CIK 0001558686 · Director · CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 395,053

F2 · kind: Shares sold to pay tax obligations resulting from the vesting of restricted stock awards and restricted stock units.

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.