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Nasdaq · USD

AMBA

AMBARELLA INC

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Tapewire entity
4248
SEC CIK
0001280263
Parsed reports
756

Last 12 months

Inside the activity.

0 purchase rows · 44 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202500
Dec 202509
Jan 202601
Feb 202600
Mar 2026013
Apr 202601
May 202604
Jun 202607
Jul 202603
Aug 202600
Sep 202606
Oct 202600

Latest available

Insider transactions

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
December 18, 2018 Filed Dec 20, 2018 22:36 UTC
Day ChristopherVP, Marketing
Exercise / conversionRestricted Stock Units · Derivative 1,211 $0.00 $0.00
Disclosure

SEC source: 0001280263-18-000129 · edgardoc.xml · derivative · entry 4

Day Christopher · CIK 0001558685 · VP, Marketing

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,111

Underlying: Ordinary Shares · 1,211 shares

Expires 2021-06-15

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Ambarella, Inc. Ordinary Shares.

F4 · derivative.exercise_date: The restricted stock units vest at the rate of 1/12 per quarter commencing on June 15, 2018.

F4 · derivative.expiration_date: The restricted stock units vest at the rate of 1/12 per quarter commencing on June 15, 2018.

Read SEC document
December 18, 2018 Filed Dec 20, 2018 22:36 UTC
Day ChristopherVP, Marketing
Exercise / conversionRestricted Stock Units · Derivative 877 $0.00 $0.00
Disclosure

SEC source: 0001280263-18-000129 · edgardoc.xml · derivative · entry 3

Day Christopher · CIK 0001558685 · VP, Marketing

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,631

Underlying: Ordinary Shares · 877 shares

Expires 2019-09-15

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Ambarella, Inc. Ordinary Shares.

F3 · derivative.exercise_date: The RSUs vest as to 1/10 of the RSUs on June 15, 2017 and 1/10 of the RSUs will vest each three months thereafter such that the RSUs are 100% vested on September 15, 2019.

F3 · derivative.expiration_date: The RSUs vest as to 1/10 of the RSUs on June 15, 2017 and 1/10 of the RSUs will vest each three months thereafter such that the RSUs are 100% vested on September 15, 2019.

Read SEC document
December 18, 2018 Filed Dec 20, 2018 22:36 UTC
Day ChristopherVP, Marketing
SaleOrdinary Shares 1,126 $38.00 $42,788.00
Disclosure

SEC source: 0001280263-18-000129 · edgardoc.xml · nonDerivative · entry 2

Day Christopher · CIK 0001558685 · VP, Marketing

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 17,269

F2 · kind: Shares sold to pay tax obligations resulting from the vesting of restricted stock awards and restricted stock units.

Read SEC document
December 18, 2018 Filed Dec 20, 2018 22:36 UTC
Day ChristopherVP, Marketing
Exercise / conversionOrdinary Shares 2,088 Not disclosed Not disclosed
Disclosure

SEC source: 0001280263-18-000129 · edgardoc.xml · nonDerivative · entry 1

Day Christopher · CIK 0001558685 · VP, Marketing

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 18,395

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each restricted stock unit represents a contingent right to receive one share of Ambarella, Inc. Ordinary Shares.

Read SEC document
December 18, 2018 Filed Dec 20, 2018 22:36 UTC
Chen Yun-LungVP, Business Development
Exercise / conversionRestricted Stock Units · Derivative 883 $0.00 $0.00
Disclosure

SEC source: 0001280263-18-000128 · edgardoc.xml · derivative · entry 5

Chen Yun-Lung · CIK 0001602676 · VP, Business Development

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,648

Underlying: Ordinary Shares · 883 shares

Expires 2026-03-06

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Ambarella, Inc. Ordinary Shares.

F5 · derivative.exercise_date: The restricted stock units vest at the rate of 1/14 per quarter commencing on March 15, 2016.

F5 · derivative.expiration_date: The restricted stock units vest at the rate of 1/14 per quarter commencing on March 15, 2016.

Read SEC document
December 18, 2018 Filed Dec 20, 2018 22:36 UTC
Chen Yun-LungVP, Business Development
Exercise / conversionRestricted Stock Units · Derivative 353 $0.00 $0.00
Disclosure

SEC source: 0001280263-18-000128 · edgardoc.xml · derivative · entry 4

Chen Yun-Lung · CIK 0001602676 · VP, Business Development

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,060

Underlying: Ordinary Shares · 353 shares

Expires 2025-10-07

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Ambarella, Inc. Ordinary Shares.

F4 · derivative.exercise_date: The restricted stock units vest at the rate of 1/16 per quarter commencing on September 15, 2015.

F4 · derivative.expiration_date: The restricted stock units vest at the rate of 1/16 per quarter commencing on September 15, 2015.

Read SEC document
December 18, 2018 Filed Dec 20, 2018 22:36 UTC
Chen Yun-LungVP, Business Development
Exercise / conversionRestricted Stock Units · Derivative 1,278 $0.00 $0.00
Disclosure

SEC source: 0001280263-18-000128 · edgardoc.xml · derivative · entry 3

Chen Yun-Lung · CIK 0001602676 · VP, Business Development

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,784

Underlying: Ordinary Shares · 1,278 shares

Expires 2021-06-15

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Ambarella, Inc. Ordinary Shares.

F3 · derivative.exercise_date: The restricted stock units vest at the rate of 1/12 per quarter commencing on June 15, 2018.

F3 · derivative.expiration_date: The restricted stock units vest at the rate of 1/12 per quarter commencing on June 15, 2018.

Read SEC document
December 18, 2018 Filed Dec 20, 2018 22:36 UTC
Chen Yun-LungVP, Business Development
Exercise / conversionRestricted Stock Units · Derivative 929 $0.00 $0.00
Disclosure

SEC source: 0001280263-18-000128 · edgardoc.xml · derivative · entry 2

Chen Yun-Lung · CIK 0001602676 · VP, Business Development

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,789

Underlying: Ordinary Shares · 929 shares

Expires 2019-09-15

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Ambarella, Inc. Ordinary Shares.

F2 · derivative.exercise_date: The RSUs vest as to 1/10 of the RSUs on June 15, 2017 and 1/10 of the RSUs will vest each three months thereafter such that the RSUs are 100% vested on September 15, 2019.

F2 · derivative.expiration_date: The RSUs vest as to 1/10 of the RSUs on June 15, 2017 and 1/10 of the RSUs will vest each three months thereafter such that the RSUs are 100% vested on September 15, 2019.

Read SEC document
December 18, 2018 Filed Dec 20, 2018 22:36 UTC
Chen Yun-LungVP, Business Development
Exercise / conversionOrdinary Shares 3,443 Not disclosed Not disclosed
Disclosure

SEC source: 0001280263-18-000128 · edgardoc.xml · nonDerivative · entry 1

Chen Yun-Lung · CIK 0001602676 · VP, Business Development

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 25,474

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each restricted stock unit represents a contingent right to receive one share of Ambarella, Inc. Ordinary Shares.

Read SEC document
December 18, 2018 Filed Dec 20, 2018 22:36 UTC
Kohn LeslieDirector · Chief Technology Officer
Exercise / conversionRestricted Stock Units · Derivative 4,037 $0.00 $0.00
Disclosure

SEC source: 0001280263-18-000127 · edgardoc.xml · derivative · entry 4

Kohn Leslie · CIK 0001558645 · Director · Chief Technology Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 40,370

Underlying: Ordinary Shares · 4,037 shares

Expires 2021-06-15

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Ambarella, Inc. Ordinary Shares.

F4 · derivative.exercise_date: The restricted stock units vest at the rate of 1/12 per quarter commencing on June 15, 2018.

F4 · derivative.expiration_date: The restricted stock units vest at the rate of 1/12 per quarter commencing on June 15, 2018.

Read SEC document
December 18, 2018 Filed Dec 20, 2018 22:36 UTC
Kohn LeslieDirector · Chief Technology Officer
Exercise / conversionRestricted Stock Units · Derivative 2,613 $0.00 $0.00
Disclosure

SEC source: 0001280263-18-000127 · edgardoc.xml · derivative · entry 3

Kohn Leslie · CIK 0001558645 · Director · Chief Technology Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,840

Underlying: Ordinary Shares · 2,613 shares

Expires 2019-09-15

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Ambarella, Inc. Ordinary Shares.

F3 · derivative.exercise_date: The RSUs vest as to 1/10 of the RSUs on June 15, 2017 and 1/10 of the RSUs will vest each three months thereafter such that the RSUs are 100% vested on September 15, 2019.

F3 · derivative.expiration_date: The RSUs vest as to 1/10 of the RSUs on June 15, 2017 and 1/10 of the RSUs will vest each three months thereafter such that the RSUs are 100% vested on September 15, 2019.

Read SEC document
December 18, 2018 Filed Dec 20, 2018 22:36 UTC
Kohn LeslieDirector · Chief Technology Officer
SaleOrdinary Shares 4,990 $38.00 $189,620.00
Disclosure

SEC source: 0001280263-18-000127 · edgardoc.xml · nonDerivative · entry 2

Kohn Leslie · CIK 0001558645 · Director · Chief Technology Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 911,656

F2 · kind: Shares sold to pay tax obligations resulting from the vesting of restricted stock awards and restricted stock units.

Read SEC document
December 18, 2018 Filed Dec 20, 2018 22:36 UTC
Kohn LeslieDirector · Chief Technology Officer
Exercise / conversionOrdinary Shares 6,650 Not disclosed Not disclosed
Disclosure

SEC source: 0001280263-18-000127 · edgardoc.xml · nonDerivative · entry 1

Kohn Leslie · CIK 0001558645 · Director · Chief Technology Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 916,646

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each restricted stock unit represents a contingent right to receive one share of Ambarella, Inc. Ordinary Shares.

Read SEC document
December 18, 2018 Filed Dec 20, 2018 21:21 UTC Exercise / conversionRestricted Stock Units · Derivative 1,312 $0.00 $0.00
Disclosure

SEC source: 0000899243-18-031478 · doc4.xml · derivative · entry 4

VERHALEN ANDREW W · CIK 0001205979 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,936

Underlying: Ordinary Shares · 1,312 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Ambarella, Inc. Ordinary Shares.

F2 · derivative.exercise_date: The restricted stock units vest as to 1/4th of the restricted stock units each three months following the vesting start date of September 15, 2018, so as to be 100% vested on September 15, 2019.

F2 · derivative.expiration_date: The restricted stock units vest as to 1/4th of the restricted stock units each three months following the vesting start date of September 15, 2018, so as to be 100% vested on September 15, 2019.

Read SEC document
December 18, 2018 Filed Dec 20, 2018 21:21 UTC Exercise / conversionOrdinary Shares 1,312 Not disclosed Not disclosed
Disclosure

SEC source: 0000899243-18-031478 · doc4.xml · nonDerivative · entry 1

VERHALEN ANDREW W · CIK 0001205979 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 59,136

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each restricted stock unit represents a contingent right to receive one share of Ambarella, Inc. Ordinary Shares.

Read SEC document
December 18, 2018 Filed Dec 20, 2018 22:35 UTC
Wang Feng-MingDirector · CEO
Exercise / conversionRestricted Stock Units · Derivative 3,472 $0.00 $0.00
Disclosure

SEC source: 0001280263-18-000126 · edgardoc.xml · derivative · entry 4

Wang Feng-Ming · CIK 0001558686 · Director · CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 34,723

Underlying: Ordinary Shares · 3,472 shares

Expires 2021-06-15

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Ambarella, Inc. Ordinary Shares.

F4 · derivative.exercise_date: The restricted stock units vest at the rate of 1/12 per quarter commencing on June 15, 2018.

F4 · derivative.expiration_date: The restricted stock units vest at the rate of 1/12 per quarter commencing on June 15, 2018.

Read SEC document
December 18, 2018 Filed Dec 20, 2018 22:35 UTC
Wang Feng-MingDirector · CEO
Exercise / conversionRestricted Stock Units · Derivative 4,930 $0.00 $0.00
Disclosure

SEC source: 0001280263-18-000126 · edgardoc.xml · derivative · entry 3

Wang Feng-Ming · CIK 0001558686 · Director · CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,930

Underlying: Ordinary Shares · 4,930 shares

Expires 2019-03-15

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Ambarella, Inc. Ordinary Shares.

F3 · derivative.exercise_date: The RSUs vest as to 1/8 of the RSUs on June 15, 2017 and 1/8 of the RSUs will vest each three months thereafter such that the RSUs are 100% vested on March 15, 2019.

F3 · derivative.expiration_date: The RSUs vest as to 1/8 of the RSUs on June 15, 2017 and 1/8 of the RSUs will vest each three months thereafter such that the RSUs are 100% vested on March 15, 2019.

Read SEC document
December 18, 2018 Filed Dec 20, 2018 22:35 UTC
Wang Feng-MingDirector · CEO
SaleOrdinary Shares 7,627 $38.00 $289,826.00
Disclosure

SEC source: 0001280263-18-000126 · edgardoc.xml · nonDerivative · entry 2

Wang Feng-Ming · CIK 0001558686 · Director · CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 399,004

F2 · kind: Shares sold to pay tax obligations resulting from the vesting of restricted stock awards and restricted stock units.

Read SEC document
December 18, 2018 Filed Dec 20, 2018 22:35 UTC
Wang Feng-MingDirector · CEO
Exercise / conversionOrdinary Shares 8,420 Not disclosed Not disclosed
Disclosure

SEC source: 0001280263-18-000126 · edgardoc.xml · nonDerivative · entry 1

Wang Feng-Ming · CIK 0001558686 · Director · CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 406,631

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each restricted stock unit represents a contingent right to receive one share of Ambarella, Inc. Ordinary Shares.

Read SEC document
December 18, 2018 Filed Jun 19, 2019 20:23 UTC Amendment
Wang Feng-MingDirector · CEO
Exercise / conversionOrdinary Shares 8,402 Not disclosed Not disclosed
Disclosure

SEC source: 0001280263-19-000045 · edgardoc.xml · nonDerivative · entry 1

Wang Feng-Ming · CIK 0001558686 · Director · CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 398,986

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each restricted stock unit represents a contingent right to receive one share of Ambarella, Inc. Ordinary Shares.

Read SEC document
December 11, 2018 Filed Dec 12, 2018 22:50 UTC Exercise / conversionNon-Qualified Stock Option (right to buy) · Derivative 1,000 $0.00 Strike: $6.00 $0.00
Disclosure

SEC source: 0001280263-18-000115 · edgardoc.xml · derivative · entry 3

PAISLEY CHRISTOPHER B · CIK 0001189229 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,667

Underlying: Ordinary Shares · 1,000 shares

Expires 2022-10-08

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: Shares subject to the option vest monthly over four years commencing on August 20, 2012.

Read SEC document
December 11, 2018 Filed Dec 12, 2018 22:50 UTC SaleOrdinary Shares 1,000 $40.00 $40,000.00
Disclosure

SEC source: 0001280263-18-000115 · edgardoc.xml · nonDerivative · entry 2

PAISLEY CHRISTOPHER B · CIK 0001189229 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 17,997

F1 · kind: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted on June 11, 2018.

Read SEC document
December 11, 2018 Filed Dec 12, 2018 22:50 UTC Exercise / conversionOrdinary Shares 1,000 $6.00 $6,000.00
Disclosure

SEC source: 0001280263-18-000115 · edgardoc.xml · nonDerivative · entry 1

PAISLEY CHRISTOPHER B · CIK 0001189229 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 18,997

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
December 04, 2018 Filed Dec 6, 2018 18:37 UTC
Day ChristopherVP, Marketing
SaleOrdinary Shares 1,798 $41.35 $74,349.28
Disclosure

SEC source: 0001280263-18-000113 · edgardoc.xml · nonDerivative · entry 1

Day Christopher · CIK 0001558685 · VP, Marketing

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 16,307

Read SEC document
September 19, 2018 Filed Sep 20, 2018 21:57 UTC
Laplante GeorgeExecutive Vice President
SaleOrdinary Shares 4,016 $35.53 $142,688.48
Disclosure

SEC source: 0001280263-18-000101 · edgardoc.xml · nonDerivative · entry 2

Laplante George · CIK 0001558646 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 95,986

F2 · kind: Shares sold to pay tax obligations resulting from the vesting of restricted stock awards and restricted stock units.

Read SEC document
September 19, 2018 Filed Sep 20, 2018 21:56 UTC
Day ChristopherVP, Marketing
SaleOrdinary Shares 1,533 $35.51 $54,436.83
Disclosure

SEC source: 0001280263-18-000100 · edgardoc.xml · nonDerivative · entry 2

Day Christopher · CIK 0001558685 · VP, Marketing

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 18,105

F3 · kind: Shares sold to pay tax obligations resulting from the vesting of restricted stock awards and restricted stock units.

Read SEC document
September 19, 2018 Filed Sep 20, 2018 21:56 UTC
Kohn LeslieDirector · Chief Technology Officer
SaleOrdinary Shares 6,799 $35.46 $241,092.54
Disclosure

SEC source: 0001280263-18-000098 · edgardoc.xml · nonDerivative · entry 2

Kohn Leslie · CIK 0001558645 · Director · Chief Technology Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 909,996

F2 · kind: Shares sold to pay tax obligations resulting from the vesting of restricted stock awards and restricted stock units.

Read SEC document
September 19, 2018 Filed Sep 20, 2018 21:55 UTC
Wang Feng-MingDirector · CEO
SaleOrdinary Shares 10,727 $35.56 $381,452.12
Disclosure

SEC source: 0001280263-18-000097 · edgardoc.xml · nonDerivative · entry 2

Wang Feng-Ming · CIK 0001558686 · Director · CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 398,211

F3 · kind: Shares sold to pay tax obligations resulting from the vesting of restricted stock awards and restricted stock units.

Read SEC document
September 18, 2018 Filed Sep 20, 2018 17:57 UTC Exercise / conversionRestricted Stock Units · Derivative 1,232 $0.00 $0.00
Disclosure

SEC source: 0001280263-18-000102 · edgardoc.xml · derivative · entry 2

Hon Hsiao-Wuen · CIK 0001715983 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Ordinary Shares · 1,232 shares

Expires 2018-09-15

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Ambarella, Inc. Ordinary Shares.

F2 · derivative.exercise_date: The restricted stock units will vest as to 1/4th of the restricted stock units each three months following the vesting start date of September 15, 2017, so as to be 100% vested on September 15, 2018.

F2 · derivative.expiration_date: The restricted stock units will vest as to 1/4th of the restricted stock units each three months following the vesting start date of September 15, 2017, so as to be 100% vested on September 15, 2018.

Read SEC document
September 18, 2018 Filed Sep 20, 2018 17:57 UTC Exercise / conversionOrdinary Shares 1,232 Not disclosed Not disclosed
Disclosure

SEC source: 0001280263-18-000102 · edgardoc.xml · nonDerivative · entry 1

Hon Hsiao-Wuen · CIK 0001715983 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,926

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each restricted stock unit represents a contingent right to receive one share of Ambarella, Inc. Ordinary Shares.

Read SEC document
September 18, 2018 Filed Sep 20, 2018 17:57 UTC
Hu ChenmingDirector
Exercise / conversionRestricted Stock Units · Derivative 1,232 $0.00 $0.00
Disclosure

SEC source: 0001280263-18-000103 · edgardoc.xml · derivative · entry 2

Hu Chenming · CIK 0001316320 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Ordinary Shares · 1,232 shares

Expires 2018-09-15

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Ambarella, Inc. Ordinary Shares.

F2 · derivative.exercise_date: The restricted stock units will vest as to 1/4th of the restricted stock units each three months following the vesting start date of September 15, 2017, so as to be 100% vested on September 15, 2018.

F2 · derivative.expiration_date: The restricted stock units will vest as to 1/4th of the restricted stock units each three months following the vesting start date of September 15, 2017, so as to be 100% vested on September 15, 2018.

Read SEC document
September 18, 2018 Filed Sep 20, 2018 17:57 UTC
Hu ChenmingDirector
Exercise / conversionOrdinary Shares 1,232 Not disclosed Not disclosed
Disclosure

SEC source: 0001280263-18-000103 · edgardoc.xml · nonDerivative · entry 1

Hu Chenming · CIK 0001316320 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 34,106

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each restricted stock unit represents a contingent right to receive one share of Ambarella, Inc. Ordinary Shares.

Read SEC document
September 18, 2018 Filed Sep 20, 2018 21:59 UTC Exercise / conversionRestricted Stock Units · Derivative 1,232 $0.00 $0.00
Disclosure

SEC source: 0001280263-18-000104 · edgardoc.xml · derivative · entry 2

PAISLEY CHRISTOPHER B · CIK 0001189229 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Ordinary Shares · 1,232 shares

Expires 2018-09-15

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Ambarella, Inc. Ordinary Shares.

F2 · derivative.exercise_date: The restricted stock units will vest as to 1/4th of the restricted stock units each three months following the vesting start date of September 15, 2017, so as to be 100% vested on September 15, 2018.

F2 · derivative.expiration_date: The restricted stock units will vest as to 1/4th of the restricted stock units each three months following the vesting start date of September 15, 2017, so as to be 100% vested on September 15, 2018.

Read SEC document
September 18, 2018 Filed Sep 20, 2018 21:59 UTC Exercise / conversionOrdinary Shares 1,232 Not disclosed Not disclosed
Disclosure

SEC source: 0001280263-18-000104 · edgardoc.xml · nonDerivative · entry 1

PAISLEY CHRISTOPHER B · CIK 0001189229 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 17,997

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each restricted stock unit represents a contingent right to receive one share of Ambarella, Inc. Ordinary Shares.

Read SEC document
September 18, 2018 Filed Sep 20, 2018 22:00 UTC Exercise / conversionRestricted Stock Units · Derivative 1,232 $0.00 $0.00
Disclosure

SEC source: 0001280263-18-000105 · edgardoc.xml · derivative · entry 2

RICHARDSON DAVID JEFFREY · CIK 0001329724 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Ordinary Shares · 1,232 shares

Expires 2018-09-15

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Ambarella, Inc. Ordinary Shares.

F2 · derivative.exercise_date: The restricted stock units will vest as to 1/4th of the restricted stock units each three months following the vesting start date of September 15, 2017, so as to be 100% vested on September 15, 2018.

F2 · derivative.expiration_date: The restricted stock units will vest as to 1/4th of the restricted stock units each three months following the vesting start date of September 15, 2017, so as to be 100% vested on September 15, 2018.

Read SEC document
September 18, 2018 Filed Sep 20, 2018 22:00 UTC Exercise / conversionOrdinary Shares 1,232 Not disclosed Not disclosed
Disclosure

SEC source: 0001280263-18-000105 · edgardoc.xml · nonDerivative · entry 1

RICHARDSON DAVID JEFFREY · CIK 0001329724 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,536

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each restricted stock unit represents a contingent right to receive one share of Ambarella, Inc. Ordinary Shares.

Read SEC document
September 18, 2018 Filed Sep 20, 2018 21:56 UTC
Chen Yun-LungVP, Business Development
Exercise / conversionRestricted Stock Units · Derivative 882 $0.00 $0.00
Disclosure

SEC source: 0001280263-18-000099 · edgardoc.xml · derivative · entry 6

Chen Yun-Lung · CIK 0001602676 · VP, Business Development

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,531

Underlying: Ordinary Shares · 882 shares

Expires 2026-03-06

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Ambarella, Inc. Ordinary Shares.

F7 · derivative.exercise_date: The restricted stock units vest at the rate of 1/14 per quarter commencing on March 15, 2016.

F7 · derivative.expiration_date: The restricted stock units vest at the rate of 1/14 per quarter commencing on March 15, 2016.

Read SEC document
September 18, 2018 Filed Sep 20, 2018 21:56 UTC
Chen Yun-LungVP, Business Development
Exercise / conversionRestricted Stock Units · Derivative 354 $0.00 $0.00
Disclosure

SEC source: 0001280263-18-000099 · edgardoc.xml · derivative · entry 5

Chen Yun-Lung · CIK 0001602676 · VP, Business Development

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,413

Underlying: Ordinary Shares · 354 shares

Expires 2025-10-07

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Ambarella, Inc. Ordinary Shares.

F6 · derivative.exercise_date: The restricted stock units vest at the rate of 1/16 per quarter commencing on September 15, 2015.

F6 · derivative.expiration_date: The restricted stock units vest at the rate of 1/16 per quarter commencing on September 15, 2015.

Read SEC document
September 18, 2018 Filed Sep 20, 2018 21:56 UTC
Chen Yun-LungVP, Business Development
Exercise / conversionRestricted Stock Units · Derivative 1,160 $0.00 $0.00
Disclosure

SEC source: 0001280263-18-000099 · edgardoc.xml · derivative · entry 4

Chen Yun-Lung · CIK 0001602676 · VP, Business Development

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Ordinary Shares · 1,160 shares

Expires 2024-09-07

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Ambarella, Inc. Ordinary Shares.

F5 · derivative.exercise_date: The restricted stock units vest at the rate of 1/16 per quarter commencing on September 15, 2014.

F5 · derivative.expiration_date: The restricted stock units vest at the rate of 1/16 per quarter commencing on September 15, 2014.

Read SEC document
September 18, 2018 Filed Sep 20, 2018 21:56 UTC
Chen Yun-LungVP, Business Development
Exercise / conversionRestricted Stock Units · Derivative 1,278 $0.00 $0.00
Disclosure

SEC source: 0001280263-18-000099 · edgardoc.xml · derivative · entry 3

Chen Yun-Lung · CIK 0001602676 · VP, Business Development

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 14,062

Underlying: Ordinary Shares · 1,278 shares

Expires 2021-06-15

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Ambarella, Inc. Ordinary Shares.

F4 · derivative.exercise_date: The restricted stock units vest at the rate of 1/12 per quarter commencing on June 15, 2018.

F4 · derivative.expiration_date: The restricted stock units vest at the rate of 1/12 per quarter commencing on June 15, 2018.

Read SEC document
September 18, 2018 Filed Sep 20, 2018 21:56 UTC
Chen Yun-LungVP, Business Development
Exercise / conversionRestricted Stock Units · Derivative 930 $0.00 $0.00
Disclosure

SEC source: 0001280263-18-000099 · edgardoc.xml · derivative · entry 2

Chen Yun-Lung · CIK 0001602676 · VP, Business Development

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,718

Underlying: Ordinary Shares · 930 shares

Expires 2019-09-15

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Ambarella, Inc. Ordinary Shares.

F3 · derivative.exercise_date: The RSUs vest as to 1/10 of the RSUs on June 15, 2017 and 1/10 of the RSUs will vest each three months thereafter such that the RSUs are 100% vested on September 15, 2019.

F3 · derivative.expiration_date: The RSUs vest as to 1/10 of the RSUs on June 15, 2017 and 1/10 of the RSUs will vest each three months thereafter such that the RSUs are 100% vested on September 15, 2019.

Read SEC document
September 18, 2018 Filed Sep 20, 2018 21:56 UTC
Chen Yun-LungVP, Business Development
Exercise / conversionOrdinary Shares 4,604 Not disclosed Not disclosed
Disclosure

SEC source: 0001280263-18-000099 · edgardoc.xml · nonDerivative · entry 1

Chen Yun-Lung · CIK 0001602676 · VP, Business Development

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 22,031

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each restricted stock unit represents a contingent right to receive one share of Ambarella, Inc. Ordinary Shares.

F2 · balance_after: Includes 234 shares acquired under the Company's employee stock purchase plan on September 17, 2018.

Read SEC document
September 18, 2018 Filed Sep 20, 2018 21:57 UTC
Laplante GeorgeExecutive Vice President
Exercise / conversionRestricted Stock Units · Derivative 2,844 $0.00 $0.00
Disclosure

SEC source: 0001280263-18-000101 · edgardoc.xml · derivative · entry 4

Laplante George · CIK 0001558646 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Ordinary Shares · 2,844 shares

Expires 2024-09-07

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Ambarella, Inc. Ordinary Shares.

F4 · derivative.exercise_date: The restricted stock units vest at the rate of 1/16 per quarter commencing on September 15, 2014.

F4 · derivative.expiration_date: The restricted stock units vest at the rate of 1/16 per quarter commencing on September 15, 2014.

Read SEC document
September 18, 2018 Filed Sep 20, 2018 21:57 UTC
Laplante GeorgeExecutive Vice President
Exercise / conversionRestricted Stock Units · Derivative 2,105 $0.00 $0.00
Disclosure

SEC source: 0001280263-18-000101 · edgardoc.xml · derivative · entry 3

Laplante George · CIK 0001558646 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,418

Underlying: Ordinary Shares · 2,105 shares

Expires 2019-09-15

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Ambarella, Inc. Ordinary Shares.

F3 · derivative.exercise_date: The RSUs vest as to 1/10 of the RSUs on June 15, 2017 and 1/10 of the RSUs will vest each three months thereafter such that the RSUs are 100% vested on September 15, 2019.

F3 · derivative.expiration_date: The RSUs vest as to 1/10 of the RSUs on June 15, 2017 and 1/10 of the RSUs will vest each three months thereafter such that the RSUs are 100% vested on September 15, 2019.

Read SEC document
September 18, 2018 Filed Sep 20, 2018 21:57 UTC
Laplante GeorgeExecutive Vice President
Exercise / conversionOrdinary Shares 4,949 Not disclosed Not disclosed
Disclosure

SEC source: 0001280263-18-000101 · edgardoc.xml · nonDerivative · entry 1

Laplante George · CIK 0001558646 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 100,002

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each restricted stock unit represents a contingent right to receive one share of Ambarella, Inc. Ordinary Shares.

Read SEC document
September 18, 2018 Filed Sep 20, 2018 21:56 UTC
Day ChristopherVP, Marketing
Exercise / conversionRestricted Stock Units · Derivative 963 $0.00 $0.00
Disclosure

SEC source: 0001280263-18-000100 · edgardoc.xml · derivative · entry 5

Day Christopher · CIK 0001558685 · VP, Marketing

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Ordinary Shares · 963 shares

Expires 2024-09-07

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Ambarella, Inc. Ordinary Shares.

F6 · derivative.exercise_date: The restricted stock units vest at the rate of 1/16 per quarter commencing on September 15, 2014.

F6 · derivative.expiration_date: The restricted stock units vest at the rate of 1/16 per quarter commencing on September 15, 2014.

Read SEC document
September 18, 2018 Filed Sep 20, 2018 21:56 UTC
Day ChristopherVP, Marketing
Exercise / conversionRestricted Stock Units · Derivative 1,211 $0.00 $0.00
Disclosure

SEC source: 0001280263-18-000100 · edgardoc.xml · derivative · entry 4

Day Christopher · CIK 0001558685 · VP, Marketing

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,322

Underlying: Ordinary Shares · 1,211 shares

Expires 2021-06-15

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Ambarella, Inc. Ordinary Shares.

F5 · derivative.exercise_date: The restricted stock units vest at the rate of 1/12 per quarter commencing on June 15, 2018.

F5 · derivative.expiration_date: The restricted stock units vest at the rate of 1/12 per quarter commencing on June 15, 2018.

Read SEC document
September 18, 2018 Filed Sep 20, 2018 21:56 UTC
Day ChristopherVP, Marketing
Exercise / conversionRestricted Stock Units · Derivative 877 $0.00 $0.00
Disclosure

SEC source: 0001280263-18-000100 · edgardoc.xml · derivative · entry 3

Day Christopher · CIK 0001558685 · VP, Marketing

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,508

Underlying: Ordinary Shares · 877 shares

Expires 2019-09-15

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Ambarella, Inc. Ordinary Shares.

F4 · derivative.exercise_date: The RSUs vest as to 1/10 of the RSUs on June 15, 2017 and 1/10 of the RSUs will vest each three months thereafter such that the RSUs are 100% vested on September 15, 2019.

F4 · derivative.expiration_date: The RSUs vest as to 1/10 of the RSUs on June 15, 2017 and 1/10 of the RSUs will vest each three months thereafter such that the RSUs are 100% vested on September 15, 2019.

Read SEC document
September 18, 2018 Filed Sep 20, 2018 21:56 UTC
Day ChristopherVP, Marketing
Exercise / conversionOrdinary Shares 3,051 Not disclosed Not disclosed
Disclosure

SEC source: 0001280263-18-000100 · edgardoc.xml · nonDerivative · entry 1

Day Christopher · CIK 0001558685 · VP, Marketing

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 19,638

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each restricted stock unit represents a contingent right to receive one share of Ambarella, Inc. Ordinary Shares.

F2 · balance_after: Includes 234 shares acquired under the Company's employee stock purchase plan on September 17, 2018.

Read SEC document
September 18, 2018 Filed Sep 20, 2018 21:56 UTC
Kohn LeslieDirector · Chief Technology Officer
Exercise / conversionRestricted Stock Units · Derivative 2,975 $0.00 $0.00
Disclosure

SEC source: 0001280263-18-000098 · edgardoc.xml · derivative · entry 5

Kohn Leslie · CIK 0001558645 · Director · Chief Technology Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Ordinary Shares · 2,975 shares

Expires 2024-09-07

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Ambarella, Inc. Ordinary Shares.

F5 · derivative.exercise_date: The restricted stock units vest at the rate of 1/16 per quarter commencing on September 15, 2014.

F5 · derivative.expiration_date: The restricted stock units vest at the rate of 1/16 per quarter commencing on September 15, 2014.

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.