Last 12 months
Inside the activity.
0 purchase rows · 45 sale rows
Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.Monthly counts
| Month | Purchases | Sales |
|---|---|---|
| Nov 2025 | 0 | 2 |
| Dec 2025 | 0 | 1 |
| Jan 2026 | 0 | 0 |
| Feb 2026 | 0 | 5 |
| Mar 2026 | 0 | 0 |
| Apr 2026 | 0 | 0 |
| May 2026 | 0 | 2 |
| Jun 2026 | 0 | 32 |
| Jul 2026 | 0 | 0 |
| Aug 2026 | 0 | 1 |
| Sep 2026 | 0 | 1 |
| Oct 2026 | 0 | 1 |
Latest available
Insider transactions
Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Owner / reported role | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| September 14, 2022 Filed Sep 15, 2022 23:40 UTC |
Deane Timothy MGVP, Applied Global Services
|
SaleCommon Stock | 29 | $91.46 | $2,652.34 |
DisclosureSEC source: 0001127602-22-022486 · form4.xml · nonDerivative · entry 1 Deane Timothy M · CIK 0001945425 · GVP, Applied Global Services 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 87,532 F1 · balance_after: Number of shares includes 43,607 restricted stock units previously reported that in the future will be converted on a one-for-one basis into shares of Applied Materials, Inc. common stock upon vesting, which vesting is scheduled to occur in installments in January of 2023 through 2026 and October of 2024 through 2026 (all vesting is subject to continued employment through each applicable vesting date). Read SEC document |
| September 13, 2022 Filed Sep 15, 2022 23:37 UTC |
Bodner JeffCVP, Corp. Controller & CAO
|
GrantCommon Stock | 8,298 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-22-022484 · form4.xml · nonDerivative · entry 1 Bodner Jeff · CIK 0001884665 · CVP, Corp. Controller & CAO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 8,298 F1 · shares: Represents restricted stock units that will be converted on a one-for-one basis into shares of Applied Materials, Inc. common stock upon vesting, which vesting is scheduled to occur in four equal annual installments beginning October 1, 2023, subject to continued employment through each applicable vesting date. Read SEC document |
| September 08, 2022 Filed Sep 12, 2022 23:05 UTC |
Deane Timothy MGVP, Applied Global Services
|
GrantCommon Stock | 10,663 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-22-022344 · form4.xml · nonDerivative · entry 1 Deane Timothy M · CIK 0001945425 · GVP, Applied Global Services 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 87,561 F1 · shares: Represents restricted stock units that will be converted on a one-for-one basis into shares of Applied Materials, Inc. ("Applied") common stock upon vesting, 20% of which are scheduled to vest on October 1, 2024, 30% of which are scheduled to vest on October 1, 2025, and 50% of which are scheduled to vest on October 1, 2026, subject to continued employment through each applicable vesting date. F2 · balance_after: Number of shares includes 32,944 restricted stock units previously reported that in the future will be converted on a one-for-one basis into shares of Applied common stock upon vesting, which vesting is scheduled to occur in installments in January of 2023 through 2026 (all vesting is subject to continued employment through each applicable vesting date). Read SEC document |
| July 15, 2022 Filed Jan 24, 2023 00:25 UTC |
Nalamasu OmkaramSenior Vice President, CTO
|
SaleCommon Stock | 200 | $94.47 | $18,894.00 |
DisclosureSEC source: 0001127602-23-002050 · form4.xml · nonDerivative · entry 1 Nalamasu Omkaram · CIK 0001510815 · Senior Vice President, CTO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 223,659 F1 · balance_after: Reflects shares beneficially owned as of January 23, 2023. Number of shares includes 73,623 performance share units and restricted stock units previously reported that in the future will be converted on a one-for-one basis into shares of Applied Materials, Inc. common stock upon vesting, which vesting is scheduled to occur as follows: (a) 29,651 restricted stock units are scheduled to vest in installments in December of 2023 through 2025, and (b) 43,972 performance share units are scheduled to vest in installments in December of 2023 through 2025, which number of shares is the target amount, and the actual number of shares that may vest ranges from 0% to 200% of the target amount, depending on achievement of specified performance goals (all vesting is subject to continued employment through each applicable vesting date). Read SEC document |
| July 07, 2022 Filed Jul 11, 2022 22:16 UTC |
Little Teri A.SVP, CLO
|
SaleCommon Stock | 10,000 | $89.50 | $895,000.00 |
DisclosureSEC source: 0001127602-22-019212 · form4.xml · nonDerivative · entry 1 Little Teri A. · CIK 0001656471 · SVP, CLO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 83,169 F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $89.39 to $89.56, inclusive. The reporting person undertakes to provide to Applied Materials, Inc. ("Applied"), any security holder of Applied, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in footnote 1 to this Form 4. F2 · balance_after: Number of shares includes 76,237 performance shares and restricted stock units previously reported that in the future will be converted on a one-for-one basis into shares of Applied common stock upon vesting, which vesting is scheduled to occur as follows: (a) 56,071 restricted stock units are scheduled to vest in installments in July of 2023 and December of 2022 through 2024, and (b) 20,166 performance shares are scheduled to vest in December of 2023 and 2024, which number of shares is the target amount, and the actual number of shares that may vest ranges from 0% to 200% of the target amount, depending on achievement of specified performance goals (all vesting is subject to continued employment through each applicable vesting date). Read SEC document |
| July 06, 2022 Filed Jul 6, 2022 23:57 UTC |
Little Teri A.SVP, CLO
|
SaleCommon Stock | 15,000 | $86.30 | $1,294,500.00 |
DisclosureSEC source: 0001127602-22-019022 · form4.xml · nonDerivative · entry 2 Little Teri A. · CIK 0001656471 · SVP, CLO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 93,169 F3 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $86.03 to $86.45, inclusive. The reporting person undertakes to provide to Applied, any security holder of Applied, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in footnote 3 to this Form 4. F2 · balance_after: Increased number of shares reflects periodic payroll acquisitions under Employees' Stock Purchase Plan that are exempt under Rule 16a-3 and Rule 16b-3. Number of shares includes 76,237 performance shares and restricted stock units previously reported that in the future will be converted on a one-for-one basis into shares of Applied Materials, Inc. ("Applied") common stock upon vesting, which vesting is scheduled to occur as follows: (a) 56,071 restricted stock units are scheduled to vest in installments in July of 2023 and December of 2022 through 2024, and (b) 20,166 performance shares are scheduled to vest in December of 2023 and 2024, which number of shares is the target amount, and the actual number of shares that may vest ranges from 0% to 200% of the target amount, depending on achievement of specified performance goals (all vesting is subject to continued employment through each applicable vesting date). Read SEC document |
| July 01, 2022 Filed Jul 6, 2022 23:57 UTC |
Little Teri A.SVP, CLO
|
Tax withholdingCommon Stock | 18,131 | $86.27 | $1,564,161.37 |
DisclosureSEC source: 0001127602-22-019022 · form4.xml · nonDerivative · entry 1 Little Teri A. · CIK 0001656471 · SVP, CLO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 108,169 F1 · shares: Represents number of shares that was automatically withheld upon vesting of restricted stock units to cover tax withholding obligations in a transaction exempt under Rule 16b-3. F2 · balance_after: Increased number of shares reflects periodic payroll acquisitions under Employees' Stock Purchase Plan that are exempt under Rule 16a-3 and Rule 16b-3. Number of shares includes 76,237 performance shares and restricted stock units previously reported that in the future will be converted on a one-for-one basis into shares of Applied Materials, Inc. ("Applied") common stock upon vesting, which vesting is scheduled to occur as follows: (a) 56,071 restricted stock units are scheduled to vest in installments in July of 2023 and December of 2022 through 2024, and (b) 20,166 performance shares are scheduled to vest in December of 2023 and 2024, which number of shares is the target amount, and the actual number of shares that may vest ranges from 0% to 200% of the target amount, depending on achievement of specified performance goals (all vesting is subject to continued employment through each applicable vesting date). Read SEC document |
| June 21, 2022 Filed Jan 25, 2023 02:33 UTC |
CHEN XUNDirector
|
PurchaseCommon Stock | 20 | $94.75 | $1,895.00 |
DisclosureSEC source: 0001127602-23-002146 · form4.xml · nonDerivative · entry 13 CHEN XUN · CIK 0001284885 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · By Spouse in Trust Disclosed balance after: 199 F1 · shares: The transactions reported in this Form 4 were executed by an investment advisor for a managed account held in a trust for which the reporting person's spouse is the sole trustee and beneficiary. Both the reporting person and the reporting person's spouse were unaware of the transactions at the time they occurred and did not exercise any investment control over the purchases and sale. Read SEC document |
| June 01, 2022 Filed Jun 3, 2022 21:51 UTC |
READ CHARLESCorp. VP, Corp. Contrlr. & CAO
|
Tax withholdingCommon Stock | 621 | $114.46 | $71,079.66 |
DisclosureSEC source: 0001127602-22-016731 · form4.xml · nonDerivative · entry 1 READ CHARLES · CIK 0001587870 · Corp. VP, Corp. Contrlr. & CAO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 94,427 F1 · shares: Represents number of shares that was automatically withheld upon vesting of restricted stock units to cover tax withholding obligations in a transaction exempt under Rule 16b-3. F2 · balance_after: Increased number of shares reflects periodic payroll acquisitions under Employees' Stock Purchase Plan that are exempt under Rule 16a-3 and Rule 16b-3. Number of shares includes 23,225 restricted stock units previously reported that in the future will be converted on a one-for-one basis into shares of Applied Materials, Inc. common stock upon vesting, which vesting is scheduled to occur in installments in June of 2023, October of 2022 through 2025 and January of 2023 through 2026 (all vesting is subject to continued employment through each applicable vesting date). Read SEC document |
| March 10, 2022 Filed Mar 14, 2022 22:03 UTC |
Borkar RaniDirector
|
GrantCommon Stock | 1,920 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-22-009168 · form4.xml · nonDerivative · entry 1 Borkar Rani · CIK 0001835775 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,438 F1 · shares: Represents automatic annual grant of restricted stock units to a non-employee member of the Board of Directors pursuant to the Applied Materials, Inc. ("Applied") Employee Stock Incentive Plan. These restricted stock units will be converted on a one-for-one basis into shares of Applied common stock upon vesting, which vesting is scheduled to occur on March 1, 2023 (subject to continued service as a director through the vesting date). Read SEC document |
| March 10, 2022 Filed Mar 14, 2022 22:05 UTC |
BRUNER JUDYDirector
|
GrantCommon Stock | 1,920 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-22-009170 · form4.xml · nonDerivative · entry 1 BRUNER JUDY · CIK 0001112668 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 29,380 F1 · shares: Represents automatic annual grant of restricted stock units to a non-employee member of the Board of Directors pursuant to the Applied Materials, Inc. ("Applied") Employee Stock Incentive Plan. These restricted stock units will be converted on a one-for-one basis into shares of Applied common stock upon vesting, which vesting is scheduled to occur on March 1, 2023 (subject to continued service as a director through the vesting date). Read SEC document |
| March 10, 2022 Filed Mar 14, 2022 22:08 UTC |
CHEN XUNDirector
|
GrantCommon Stock | 1,920 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-22-009172 · form4.xml · nonDerivative · entry 1 CHEN XUN · CIK 0001284885 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 39,647 F1 · shares: Represents automatic annual grant of restricted stock units to a non-employee member of the Board of Directors pursuant to the Applied Materials, Inc. ("Applied") Employee Stock Incentive Plan. These restricted stock units are scheduled to vest on March 1, 2023 (subject to continued service as a director through the vesting date). Pursuant to Dr. Chen's election to defer, any units that vest from this grant will be converted on a one-for-one basis into shares of Applied common stock and paid to him on the date of his termination of service from the Applied Board. F2 · balance_after: Number of shares includes 21,628 restricted stock units previously reported that have vested and which, pursuant to Dr. Chen's election to defer, will be converted on a one-for-one basis into shares of Applied common stock and paid to him on the date of his termination of service from the Applied Board. Read SEC document |
| March 10, 2022 Filed Mar 14, 2022 22:11 UTC |
DE GEUS AARTDirector
|
GrantCommon Stock | 1,920 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-22-009174 · form4.xml · nonDerivative · entry 1 DE GEUS AART · CIK 0001249802 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 106,281 F1 · shares: Represents automatic annual grant of restricted stock units to a non-employee member of the Board of Directors pursuant to the Applied Materials, Inc. ("Applied") Employee Stock Incentive Plan. These restricted stock units will be converted on a one-for-one basis into shares of Applied common stock upon vesting, which vesting is scheduled to occur on March 1, 2023 (subject to continued service as a director through the vesting date). Read SEC document |
| March 10, 2022 Filed Mar 14, 2022 22:13 UTC |
Iannotti Thomas JDirector
|
GrantCommon Stock | 1,920 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-22-009176 · form4.xml · nonDerivative · entry 1 Iannotti Thomas J · CIK 0001339297 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 57,784 F1 · shares: Represents automatic annual grant of restricted stock units to a non-employee member of the Board of Directors pursuant to the Applied Materials, Inc. ("Applied") Employee Stock Incentive Plan. These restricted stock units will be converted on a one-for-one basis into shares of Applied common stock upon vesting, which vesting is scheduled to occur on March 1, 2023 (subject to continued service as a director through the vesting date). Read SEC document |
| March 10, 2022 Filed Mar 14, 2022 22:15 UTC |
Karsner AlexanderDirector
|
GrantCommon Stock | 1,920 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-22-009178 · form4.xml · nonDerivative · entry 1 Karsner Alexander · CIK 0001446059 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 11,347 F1 · shares: Represents automatic annual grant of restricted stock units to a non-employee member of the Board of Directors pursuant to the Applied Materials, Inc. ("Applied") Employee Stock Incentive Plan. These restricted stock units will be converted on a one-for-one basis into shares of Applied common stock upon vesting, which vesting is scheduled to occur on March 1, 2023 (subject to continued service as a director through the vesting date). Read SEC document |
| March 10, 2022 Filed Mar 14, 2022 22:17 UTC |
Ma AdriannaDirector
|
GrantCommon Stock | 1,920 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-22-009180 · form4.xml · nonDerivative · entry 1 Ma Adrianna · CIK 0001576954 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 38,450 F1 · shares: Represents automatic annual grant of restricted stock units to a non-employee member of the Board of Directors pursuant to the Applied Materials, Inc. ("Applied") Employee Stock Incentive Plan. These restricted stock units are scheduled to vest on March 1, 2023 (subject to continued service as a director through the vesting date). Pursuant to Ms. Ma's election to defer, any units that vest from this grant will be converted on a one-for-one basis into shares of Applied common stock and paid to her on the date of her termination of service from the Applied Board. F2 · balance_after: Number of shares includes 34,012 restricted stock units previously reported that have vested and which, pursuant to Ms. Ma's election to defer, will be converted on a one-for-one basis into shares of Applied common stock and paid to her on the date of her termination of service from the Applied Board. Read SEC document |
| March 10, 2022 Filed Mar 14, 2022 22:19 UTC |
McGill YvonneDirector
|
GrantCommon Stock | 1,920 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-22-009182 · form4.xml · nonDerivative · entry 1 McGill Yvonne · CIK 0001556533 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 11,820 F1 · shares: Represents automatic annual grant of restricted stock units to a non-employee member of the Board of Directors pursuant to the Applied Materials, Inc. ("Applied") Employee Stock Incentive Plan. These restricted stock units will be converted on a one-for-one basis into shares of Applied common stock upon vesting, which vesting is scheduled to occur on March 1, 2023 (subject to continued service as a director through the vesting date). Read SEC document |
| March 10, 2022 Filed Mar 14, 2022 22:22 UTC |
MCGREGOR SCOTT ADirector
|
GrantCommon Stock | 1,920 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-22-009185 · form4.xml · nonDerivative · entry 1 MCGREGOR SCOTT A · CIK 0001057449 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 19,075 F1 · shares: Represents automatic annual grant of restricted stock units to a non-employee member of the Board of Directors pursuant to the Applied Materials, Inc. ("Applied") Employee Stock Incentive Plan. These restricted stock units will be converted on a one-for-one basis into shares of Applied common stock upon vesting, which vesting is scheduled to occur on March 1, 2023 (subject to continued service as a director through the vesting date). Read SEC document |
| March 08, 2022 Filed Jan 25, 2023 02:33 UTC |
CHEN XUNDirector
|
PurchaseCommon Stock | 36 | $123.26 | $4,437.36 |
DisclosureSEC source: 0001127602-23-002146 · form4.xml · nonDerivative · entry 12 CHEN XUN · CIK 0001284885 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · By Family Trust Disclosed balance after: 178 F2 · shares: The transactions reported in this Form 4 were executed by an investment advisor for a managed account held in a trust for which the reporting person is co-trustee and the reporting person's children are the beneficiaries. The reporting person was unaware of the transactions at the time they occurred and did not exercise any investment control over the purchases and sale. Read SEC document |
| March 08, 2022 Filed Jan 25, 2023 02:33 UTC |
CHEN XUNDirector
|
PurchaseCommon Stock | 37 | $123.26 | $4,560.62 |
DisclosureSEC source: 0001127602-23-002146 · form4.xml · nonDerivative · entry 11 CHEN XUN · CIK 0001284885 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · By Spouse in Trust Disclosed balance after: 179 F1 · shares: The transactions reported in this Form 4 were executed by an investment advisor for a managed account held in a trust for which the reporting person's spouse is the sole trustee and beneficiary. Both the reporting person and the reporting person's spouse were unaware of the transactions at the time they occurred and did not exercise any investment control over the purchases and sale. Read SEC document |
| March 07, 2022 Filed Mar 9, 2022 00:01 UTC |
Hill BriceSVP, CFO
|
GrantCommon Stock | 71,297 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-22-008691 · form4.xml · nonDerivative · entry 1 Hill Brice · CIK 0001809022 · SVP, CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 71,897 F1 · shares: Represents restricted stock units that will be converted on a one-for-one basis into shares of Applied Materials, Inc. common stock upon vesting, which vesting is scheduled to occur in three equal annual installments beginning April 1, 2023, subject to continued employment through each applicable vesting date. Read SEC document |
| February 14, 2022 Filed Jan 25, 2023 02:33 UTC |
CHEN XUNDirector
|
PurchaseCommon Stock | 30 | $131.53 | $3,945.90 |
DisclosureSEC source: 0001127602-23-002146 · form4.xml · nonDerivative · entry 10 CHEN XUN · CIK 0001284885 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · By Family Trust Disclosed balance after: 142 F2 · shares: The transactions reported in this Form 4 were executed by an investment advisor for a managed account held in a trust for which the reporting person is co-trustee and the reporting person's children are the beneficiaries. The reporting person was unaware of the transactions at the time they occurred and did not exercise any investment control over the purchases and sale. Read SEC document |
| February 14, 2022 Filed Jan 25, 2023 02:33 UTC |
CHEN XUNDirector
|
PurchaseCommon Stock | 30 | $131.53 | $3,945.90 |
DisclosureSEC source: 0001127602-23-002146 · form4.xml · nonDerivative · entry 9 CHEN XUN · CIK 0001284885 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · By Spouse in Trust Disclosed balance after: 142 F1 · shares: The transactions reported in this Form 4 were executed by an investment advisor for a managed account held in a trust for which the reporting person's spouse is the sole trustee and beneficiary. Both the reporting person and the reporting person's spouse were unaware of the transactions at the time they occurred and did not exercise any investment control over the purchases and sale. Read SEC document |
| January 14, 2022 Filed Jan 25, 2023 02:33 UTC |
CHEN XUNDirector
|
PurchaseCommon Stock | 28 | $159.89 | $4,476.92 |
DisclosureSEC source: 0001127602-23-002146 · form4.xml · nonDerivative · entry 8 CHEN XUN · CIK 0001284885 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · By Family Trust Disclosed balance after: 112 F2 · shares: The transactions reported in this Form 4 were executed by an investment advisor for a managed account held in a trust for which the reporting person is co-trustee and the reporting person's children are the beneficiaries. The reporting person was unaware of the transactions at the time they occurred and did not exercise any investment control over the purchases and sale. Read SEC document |
| January 14, 2022 Filed Jan 25, 2023 02:33 UTC |
CHEN XUNDirector
|
PurchaseCommon Stock | 28 | $163.00 | $4,564.00 |
DisclosureSEC source: 0001127602-23-002146 · form4.xml · nonDerivative · entry 7 CHEN XUN · CIK 0001284885 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · By Spouse in Trust Disclosed balance after: 112 F1 · shares: The transactions reported in this Form 4 were executed by an investment advisor for a managed account held in a trust for which the reporting person's spouse is the sole trustee and beneficiary. Both the reporting person and the reporting person's spouse were unaware of the transactions at the time they occurred and did not exercise any investment control over the purchases and sale. Read SEC document |
| January 01, 2022 Filed Jan 5, 2022 02:15 UTC |
READ CHARLESCorp. VP, Corp. Contrlr. & CAO
|
Tax withholdingCommon Stock | 3,238 | $157.36 | $509,531.68 |
DisclosureSEC source: 0001127602-22-000706 · form4.xml · nonDerivative · entry 1 READ CHARLES · CIK 0001587870 · Corp. VP, Corp. Contrlr. & CAO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 94,991 F1 · shares: Represents number of shares that was automatically withheld upon vesting of restricted stock units to cover tax withholding obligations in a transaction exempt under Rule 16b-3. F2 · balance_after: Number of shares includes 24,477 restricted stock units previously reported that in the future will be converted on a one-for-one basis into shares of Applied Materials, Inc. common stock upon vesting, which vesting is scheduled to occur in installments in June of 2022 and 2023, October of 2022 through 2025 and January of 2023 through 2026 (all vesting is subject to continued employment through each applicable vesting date). Read SEC document |
| December 31, 2021 Filed Jan 5, 2022 02:12 UTC |
CHEN XUNDirector
|
GrantCommon Stock | 110 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-22-000699 · form4.xml · nonDerivative · entry 1 CHEN XUN · CIK 0001284885 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 37,727 F1 · shares: Represents number of restricted stock units automatically acquired based on a value of $157.36 per share, the closing price of Applied Materials, Inc. ("Applied") common stock on December 31, 2021, in a transaction exempt under Rule 16b-3(d). This automatic acquisition resulted from dividends accrued on vested restricted stock units that, pursuant to Dr. Chen's election to defer, will be converted on a one-for-one basis into shares of Applied common stock and paid to him on the date of his termination of service from the Applied Board of Directors. F2 · balance_after: Number of shares includes: (a) 19,599 restricted stock units previously reported that have vested and which, pursuant to Dr. Chen's election to defer, will be converted on a one-for-one basis into shares of Applied common stock and paid to him on the date of his termination of service from the Applied Board of Directors and (b) 1,919 restricted stock units previously reported that are scheduled to vest in March 2022 (subject to continued service as a director through the vesting date) and which, pursuant to Dr. Chen's election to defer, will be converted on a one-for-one basis into shares of Applied common stock and paid to him on the date of his termination of service from the Applied Board of Directors. Read SEC document |
| December 31, 2021 Filed Jan 5, 2022 02:13 UTC |
Ma AdriannaDirector
|
GrantCommon Stock | 183 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-22-000702 · form4.xml · nonDerivative · entry 1 Ma Adrianna · CIK 0001576954 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 36,530 F1 · shares: Represents number of restricted stock units automatically acquired based on a value of $157.36 per share, the closing price of Applied Materials, Inc. ("Applied") common stock on December 31, 2021, in a transaction exempt under Rule 16b-3(d). This automatic acquisition resulted from dividends accrued on vested restricted stock units that, pursuant to Ms. Ma's election to defer, will be converted on a one-for-one basis into shares of Applied common stock and paid to her on the date of her termination of service from the Applied Board of Directors. F2 · balance_after: Number of shares includes: (a) 31,910 restricted stock units previously reported that have vested and which, pursuant to Ms. Ma's election to defer, will be converted on a one-for-one basis into shares of Applied common stock and paid to her on the date of her termination of service from the Applied Board of Directors and (b) 1,919 restricted stock units previously reported that are scheduled to vest in March 2022 (subject to continued service as a director through the vesting date) and which, pursuant to Ms. Ma's election to defer, will be converted on a one-for-one basis into shares of Applied common stock and paid to her on the date of her termination of service from the Applied Board of Directors. Read SEC document |
| December 28, 2021 Filed Jan 5, 2022 02:18 UTC |
HALLIDAY ROBERT JChief Financial Officer
|
GiftCommon Stock | 250 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-22-000712 · form4.xml · nonDerivative · entry 2 HALLIDAY ROBERT J · CIK 0001192445 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 98,104 Read SEC document |
| December 23, 2021 Filed Jan 5, 2022 02:16 UTC |
DICKERSON GARY EDirector · President and CEO
|
GiftCommon Stock | 40,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-22-000709 · form4.xml · nonDerivative · entry 1 DICKERSON GARY E · CIK 0001183258 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,639,979 F1 · balance_after: Number of shares includes 565,141 performance shares and restricted stock units previously reported that in the future will be converted on a one-for-one basis into shares of Applied Materials, Inc. common stock upon vesting, which vesting is scheduled to occur as follows: (a) 72,912 restricted stock units are scheduled to vest in installments in December of 2022 through 2024, (b) 376,084 performance shares are scheduled to vest in installments in December of 2022 through 2024, which number of shares is the target amount, and the actual number of shares that may vest ranges from 0% to 200% of the target amount, depending on achievement of specified performance goals, and (c) 116,145 performance shares are scheduled to vest in October of 2025, which number of shares is the target amount, and the actual number of shares that may vest ranges from 0% to 200% of the target amount, depending on achievement of specified performance goals; notwithstanding the foregoing, if Mr. Dickerson's employment is terminated without cause prior to the end of the performance period, any unvested portion of the award will vest based on achievement of specified performance goals through his last day of employment (all vesting is subject to continued employment through each applicable vesting date). Read SEC document |
| December 19, 2021 Filed Dec 22, 2021 00:37 UTC |
ADDIEGO GINETTOSVP, Operations & Quality
|
Tax withholdingCommon Stock | 33,420 | $146.15 | $4,884,333.00 |
DisclosureSEC source: 0001127602-21-031701 · form4.xml · nonDerivative · entry 1 ADDIEGO GINETTO · CIK 0001318062 · SVP, Operations & Quality 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 311,227 F1 · shares: Represents number of shares that were automatically withheld upon vesting of equity awards to cover tax withholding obligations in a transaction exempt under Rule 16b-3. F2 · balance_after: Number of shares includes 68,124 performance shares and restricted stock units previously reported that in the future will be converted on a one-for-one basis into shares of Applied Materials, Inc. common stock upon vesting, which vesting is scheduled to occur as follows: (a) 24,740 restricted stock units are scheduled to vest in installments in December of 2022 through 2024, and (b) 43,384 performance shares are scheduled to vest in installments in December of 2022 through 2024, which number of shares is the target amount, and the actual number of shares that may vest ranges from 0% to 200% of the target amount, depending on achievement of specified performance goals (all vesting is subject to continued employment through each applicable vesting date). Read SEC document |
| December 19, 2021 Filed Dec 22, 2021 00:39 UTC |
Little Teri A.SVP, CLO
|
Tax withholdingCommon Stock | 2,064 | $146.15 | $301,653.60 |
DisclosureSEC source: 0001127602-21-031703 · form4.xml · nonDerivative · entry 1 Little Teri A. · CIK 0001656471 · SVP, CLO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 126,243 F1 · shares: Represents number of shares that were automatically withheld upon vesting of equity awards to cover tax withholding obligations in a transaction exempt under Rule 16b-3. F2 · balance_after: Number of shares includes 116,304 performance shares and restricted stock units previously reported that in the future will be converted on a one-for-one basis into shares of Applied Materials, Inc. common stock upon vesting, which vesting is scheduled to occur as follows: (a) 96,138 restricted stock units are scheduled to vest in installments in July of 2022 and 2023 and December of 2022 through 2024, and (b) 20,166 performance shares are scheduled to vest in December of 2023 and 2024, which number of shares is the target amount, and the actual number of shares that may vest ranges from 0% to 200% of the target amount, depending on achievement of specified performance goals (all vesting is subject to continued employment through each applicable vesting date). Read SEC document |
| December 19, 2021 Filed Dec 22, 2021 00:41 UTC |
DICKERSON GARY EDirector · President and CEO
|
Tax withholdingCommon Stock | 220,424 | $146.15 | $32,214,967.60 |
DisclosureSEC source: 0001127602-21-031705 · form4.xml · nonDerivative · entry 2 DICKERSON GARY E · CIK 0001183258 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,679,979 F1 · shares: Represents number of shares that were automatically withheld upon vesting of equity awards to cover tax withholding obligations in a transaction exempt under Rule 16b-3. F2 · balance_after: Number of shares includes 565,141 performance shares and restricted stock units previously reported that in the future will be converted on a one-for-one basis into shares of Applied Materials, Inc. common stock upon vesting, which vesting is scheduled to occur as follows: (a) 72,912 restricted stock units are scheduled to vest in installments in December of 2022 through 2024, (b) 376,084 performance shares are scheduled to vest in installments in December of 2022 through 2024, which number of shares is the target amount, and the actual number of shares that may vest ranges from 0% to 200% of the target amount, depending on achievement of specified performance goals, and (c) 116,145 performance shares are scheduled to vest in October of 2025, which number of shares is the target amount, and the actual number of shares that may vest ranges from 0% to 200% of the target amount, depending on achievement of specified performance goals; notwithstanding the foregoing, if Mr. Dickerson's employment is terminated without cause prior to the end of the performance period, any unvested portion of the award will vest based on achievement of specified performance goals through his last day of employment (all vesting is subject to continued employment through each applicable vesting date). Read SEC document |
| December 19, 2021 Filed Dec 22, 2021 00:43 UTC |
Nalamasu OmkaramSenior Vice President, CTO
|
Tax withholdingCommon Stock | 33,167 | $146.15 | $4,847,357.05 |
DisclosureSEC source: 0001127602-21-031707 · form4.xml · nonDerivative · entry 1 Nalamasu Omkaram · CIK 0001510815 · Senior Vice President, CTO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 197,011 F1 · shares: Represents number of shares that were automatically withheld upon vesting of equity awards to cover tax withholding obligations in a transaction exempt under Rule 16b-3. F2 · balance_after: Number of shares includes 77,342 performance shares and restricted stock units previously reported that in the future will be converted on a one-for-one basis into shares of Applied Materials, Inc. common stock upon vesting, which vesting is scheduled to occur as follows: (a) 29,059 restricted stock units are scheduled to vest in installments in December of 2022 through 2024, and (b) 48,283 performance shares are scheduled to vest in installments in December of 2022 through 2024, which number of shares is the target amount, and the actual number of shares that may vest ranges from 0% to 200% of the target amount, depending on achievement of specified performance goals (all vesting is subject to continued employment through each applicable vesting date). Read SEC document |
| December 19, 2021 Filed Dec 22, 2021 00:46 UTC |
Raja Prabu G.SVP, Semi. Products Group
|
Tax withholdingCommon Stock | 51,011 | $146.15 | $7,455,257.65 |
DisclosureSEC source: 0001127602-21-031709 · form4.xml · nonDerivative · entry 1 Raja Prabu G. · CIK 0001721738 · SVP, Semi. Products Group 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 430,396 F1 · shares: Represents number of shares that were automatically withheld upon vesting of equity awards to cover tax withholding obligations in a transaction exempt under Rule 16b-3. F2 · balance_after: Number of shares includes 146,603 performance shares and restricted stock units previously reported that in the future will be converted on a one-for-one basis into shares of Applied Materials, Inc. common stock upon vesting, which vesting is scheduled to occur as follows: (a) 42,778 restricted stock units are scheduled to vest in installments in December of 2022 through 2024, (b) 70,056 performance shares are scheduled to vest in installments in December of 2022 through 2024, which number of shares is the target amount, and the actual number of shares that may vest ranges from 0% to 200% of the target amount, depending on achievement of specified performance goals, and (c) 33,769 performance shares are scheduled to vest in October of 2025, which number of shares is the target amount, and the actual number of shares that may vest ranges from 0% to 200% of the target amount, depending on achievement of specified performance goals; notwithstanding the foregoing, if Dr. Raja's employment is terminated without cause prior to the end of the performance period, any unvested portion of the award will vest based on achievement of specified performance goals through his last day of employment (all vesting is subject to continued employment through each applicable vesting date). Read SEC document |
| December 19, 2021 Filed Dec 22, 2021 00:50 UTC |
Salehpour AliSVP, Srv., Dspl. & Flex.
|
Tax withholdingCommon Stock | 61,513 | $146.15 | $8,990,124.95 |
DisclosureSEC source: 0001127602-21-031711 · form4.xml · nonDerivative · entry 1 Salehpour Ali · CIK 0001563106 · SVP, Srv., Dspl. & Flex. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 545,766 F1 · shares: Represents number of shares that were automatically withheld upon vesting of equity awards to cover tax withholding obligations in a transaction exempt under Rule 16b-3. F2 · balance_after: Number of shares includes 115,514 performance shares and restricted stock units previously reported that in the future will be converted on a one-for-one basis into shares of Applied Materials, Inc. common stock upon vesting, which vesting is scheduled to occur as follows: (a) 41,848 restricted stock units are scheduled to vest in installments in December of 2022 through 2024, and (b) 73,666 performance shares are scheduled to vest in installments in December of 2022 through 2024, which number of shares is the target amount, and the actual number of shares that may vest ranges from 0% to 200% of the target amount, depending on achievement of specified performance goals (all vesting is subject to continued employment through each applicable vesting date). Read SEC document |
| December 15, 2021 Filed Jan 25, 2023 02:33 UTC |
CHEN XUNDirector
|
PurchaseCommon Stock | 28 | $146.65 | $4,106.20 |
DisclosureSEC source: 0001127602-23-002146 · form4.xml · nonDerivative · entry 6 CHEN XUN · CIK 0001284885 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · By Family Trust Disclosed balance after: 84 F2 · shares: The transactions reported in this Form 4 were executed by an investment advisor for a managed account held in a trust for which the reporting person is co-trustee and the reporting person's children are the beneficiaries. The reporting person was unaware of the transactions at the time they occurred and did not exercise any investment control over the purchases and sale. Read SEC document |
| December 15, 2021 Filed Jan 25, 2023 02:33 UTC |
CHEN XUNDirector
|
PurchaseCommon Stock | 27 | $146.65 | $3,959.55 |
DisclosureSEC source: 0001127602-23-002146 · form4.xml · nonDerivative · entry 5 CHEN XUN · CIK 0001284885 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · By Spouse in Trust Disclosed balance after: 84 F1 · shares: The transactions reported in this Form 4 were executed by an investment advisor for a managed account held in a trust for which the reporting person's spouse is the sole trustee and beneficiary. Both the reporting person and the reporting person's spouse were unaware of the transactions at the time they occurred and did not exercise any investment control over the purchases and sale. Read SEC document |
| December 13, 2021 Filed Jan 5, 2022 02:18 UTC |
HALLIDAY ROBERT JChief Financial Officer
|
GiftCommon Stock | 70 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-22-000712 · form4.xml · nonDerivative · entry 1 HALLIDAY ROBERT J · CIK 0001192445 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 98,354 Read SEC document |
| December 09, 2021 Filed Dec 22, 2021 00:41 UTC |
DICKERSON GARY EDirector · President and CEO
|
GiftCommon Stock | 420 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-21-031705 · form4.xml · nonDerivative · entry 1 DICKERSON GARY E · CIK 0001183258 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,900,403 Read SEC document |
| December 09, 2021 Filed Jan 26, 2022 01:11 UTC |
Salehpour AliSVP, Srv., Dspl. & Flex.
|
GiftCommon Stock | 250 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-22-002096 · form4.xml · nonDerivative · entry 1 Salehpour Ali · CIK 0001563106 · SVP, Srv., Dspl. & Flex. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 607,029 F1 · balance_after: Represents shares beneficially owned as of December 9, 2021. Read SEC document |
| December 02, 2021 Filed Dec 4, 2021 01:44 UTC |
ADDIEGO GINETTOSVP, Operations & Quality
|
GrantCommon Stock | 8,448 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-21-030284 · form4.xml · nonDerivative · entry 3 ADDIEGO GINETTO · CIK 0001318062 · SVP, Operations & Quality 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 344,647 F4 · shares: Represents restricted stock units that will be converted on a one-for-one basis into shares of Applied common stock upon vesting, which vesting is scheduled to occur in three equal annual installments beginning December 19, 2022, subject to continued employment through each applicable vesting date. F2 · balance_after: Number of shares includes 103,848 performance shares and restricted stock units previously reported that in the future will be converted on a one-for-one basis into shares of Applied Materials, Inc. ("Applied") common stock upon vesting, which vesting is scheduled to occur as follows: (a) 30,731 performance shares are scheduled to vest in December 2021, (b) 38,181 restricted stock units are scheduled to vest in installments in December of 2021 through 2023, and (c) 34,936 performance shares are scheduled to vest in installments in December of 2022 and 2023, which number of shares is the target amount, and the actual number of shares that may vest ranges from 0% to 200% of the target amount, depending on achievement of specified performance goals (all vesting is subject to continued employment through each applicable vesting date). Read SEC document |
| December 02, 2021 Filed Dec 4, 2021 01:44 UTC |
ADDIEGO GINETTOSVP, Operations & Quality
|
GrantCommon Stock | 8,448 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-21-030284 · form4.xml · nonDerivative · entry 2 ADDIEGO GINETTO · CIK 0001318062 · SVP, Operations & Quality 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 336,199 F3 · shares: Represents performance shares that will be converted on a one-for-one basis into shares of Applied common stock upon vesting, which vesting is scheduled to occur on December 19, 2024, depending on the achievement of specified performance goals and continued employment through the vesting date. The number of shares shown is the target amount, and the actual number of shares that may vest ranges from 0% to 200% of the target amount, depending on the achievement of specified performance goals. F2 · balance_after: Number of shares includes 103,848 performance shares and restricted stock units previously reported that in the future will be converted on a one-for-one basis into shares of Applied Materials, Inc. ("Applied") common stock upon vesting, which vesting is scheduled to occur as follows: (a) 30,731 performance shares are scheduled to vest in December 2021, (b) 38,181 restricted stock units are scheduled to vest in installments in December of 2021 through 2023, and (c) 34,936 performance shares are scheduled to vest in installments in December of 2022 and 2023, which number of shares is the target amount, and the actual number of shares that may vest ranges from 0% to 200% of the target amount, depending on achievement of specified performance goals (all vesting is subject to continued employment through each applicable vesting date). Read SEC document |
| December 02, 2021 Filed Dec 4, 2021 01:44 UTC |
ADDIEGO GINETTOSVP, Operations & Quality
|
GrantCommon Stock | 15,242 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-21-030284 · form4.xml · nonDerivative · entry 1 ADDIEGO GINETTO · CIK 0001318062 · SVP, Operations & Quality 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 327,751 F1 · shares: Represents performance shares acquired based on achievement of specified performance goals related to performance shares previously granted. This acquisition is exempt under Rule 16b-3. The shares are scheduled to vest on December 19, 2021, subject to continued employment through the vesting date. F2 · balance_after: Number of shares includes 103,848 performance shares and restricted stock units previously reported that in the future will be converted on a one-for-one basis into shares of Applied Materials, Inc. ("Applied") common stock upon vesting, which vesting is scheduled to occur as follows: (a) 30,731 performance shares are scheduled to vest in December 2021, (b) 38,181 restricted stock units are scheduled to vest in installments in December of 2021 through 2023, and (c) 34,936 performance shares are scheduled to vest in installments in December of 2022 and 2023, which number of shares is the target amount, and the actual number of shares that may vest ranges from 0% to 200% of the target amount, depending on achievement of specified performance goals (all vesting is subject to continued employment through each applicable vesting date). Read SEC document |
| December 02, 2021 Filed Dec 4, 2021 01:48 UTC |
Nalamasu OmkaramSenior Vice President, CTO
|
GrantCommon Stock | 11,605 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-21-030286 · form4.xml · nonDerivative · entry 3 Nalamasu Omkaram · CIK 0001510815 · Senior Vice President, CTO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 230,178 F4 · shares: Represents restricted stock units that will be converted on a one-for-one basis into shares of Applied common stock upon vesting, which vesting is scheduled to occur in three equal annual installments beginning December 19, 2022, subject to continued employment through each applicable vesting date. F2 · balance_after: Increased number of shares reflects periodic payroll acquisitions under Employees' Stock Purchase Plan that are exempt under Rule 16a-3 and Rule 16b-3. Number of shares includes 107,332 performance shares and restricted stock units previously reported that in the future will be converted on a one-for-one basis into shares of Applied Materials, Inc. ("Applied") common stock upon vesting, which vesting is scheduled to occur as follows: (a) 30,731 performance shares are scheduled to vest in December 2021, (b) 39,923 restricted stock units are scheduled to vest in installments in December of 2021 through 2023, and (c) 36,678 performance shares are scheduled to vest in installments in December of 2022 and 2023, which number of shares is the target amount, and the actual number of shares that may vest ranges from 0% to 200% of the target amount, depending on achievement of specified performance goals (all vesting is subject to continued employment through each applicable vesting date). Read SEC document |
| December 02, 2021 Filed Dec 4, 2021 01:48 UTC |
Nalamasu OmkaramSenior Vice President, CTO
|
GrantCommon Stock | 11,605 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-21-030286 · form4.xml · nonDerivative · entry 2 Nalamasu Omkaram · CIK 0001510815 · Senior Vice President, CTO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 218,573 F3 · shares: Represents performance shares that will be converted on a one-for-one basis into shares of Applied common stock upon vesting, which vesting is scheduled to occur on December 19, 2024, depending on the achievement of specified performance goals and continued employment through the vesting date. The number of shares shown is the target amount, and the actual number of shares that may vest ranges from 0% to 200% of the target amount, depending on the achievement of specified performance goals. F2 · balance_after: Increased number of shares reflects periodic payroll acquisitions under Employees' Stock Purchase Plan that are exempt under Rule 16a-3 and Rule 16b-3. Number of shares includes 107,332 performance shares and restricted stock units previously reported that in the future will be converted on a one-for-one basis into shares of Applied Materials, Inc. ("Applied") common stock upon vesting, which vesting is scheduled to occur as follows: (a) 30,731 performance shares are scheduled to vest in December 2021, (b) 39,923 restricted stock units are scheduled to vest in installments in December of 2021 through 2023, and (c) 36,678 performance shares are scheduled to vest in installments in December of 2022 and 2023, which number of shares is the target amount, and the actual number of shares that may vest ranges from 0% to 200% of the target amount, depending on achievement of specified performance goals (all vesting is subject to continued employment through each applicable vesting date). Read SEC document |
| December 02, 2021 Filed Dec 4, 2021 01:48 UTC |
Nalamasu OmkaramSenior Vice President, CTO
|
GrantCommon Stock | 15,242 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-21-030286 · form4.xml · nonDerivative · entry 1 Nalamasu Omkaram · CIK 0001510815 · Senior Vice President, CTO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 206,968 F1 · shares: Represents performance shares acquired based on achievement of specified performance goals related to performance shares previously granted. This acquisition is exempt under Rule 16b-3. The shares are scheduled to vest on December 19, 2021, subject to continued employment through the vesting date. F2 · balance_after: Increased number of shares reflects periodic payroll acquisitions under Employees' Stock Purchase Plan that are exempt under Rule 16a-3 and Rule 16b-3. Number of shares includes 107,332 performance shares and restricted stock units previously reported that in the future will be converted on a one-for-one basis into shares of Applied Materials, Inc. ("Applied") common stock upon vesting, which vesting is scheduled to occur as follows: (a) 30,731 performance shares are scheduled to vest in December 2021, (b) 39,923 restricted stock units are scheduled to vest in installments in December of 2021 through 2023, and (c) 36,678 performance shares are scheduled to vest in installments in December of 2022 and 2023, which number of shares is the target amount, and the actual number of shares that may vest ranges from 0% to 200% of the target amount, depending on achievement of specified performance goals (all vesting is subject to continued employment through each applicable vesting date). Read SEC document |
| December 02, 2021 Filed Dec 4, 2021 01:50 UTC |
Raja Prabu G.SVP, Semi. Products Group
|
GrantCommon Stock | 16,725 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-21-030288 · form4.xml · nonDerivative · entry 3 Raja Prabu G. · CIK 0001721738 · SVP, Semi. Products Group 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 481,407 F4 · shares: Represents restricted stock units that will be converted on a one-for-one basis into shares of Applied common stock upon vesting, which vesting is scheduled to occur in three equal annual installments beginning December 19, 2022, subject to continued employment through each applicable vesting date. F2 · balance_after: Increased number of shares reflects periodic payroll acquisitions under Employees' Stock Purchase Plan that are exempt under Rule 16a-3 and Rule 16b-3. Number of shares includes 196,717 performance shares and restricted stock units previously reported that in the future will be converted on a one-for-one basis into shares of Applied Materials, Inc. ("Applied") common stock upon vesting, which vesting is scheduled to occur as follows: (a) 42,682 performance shares are scheduled to vest in December of 2021, (b) 66,935 restricted stock units are scheduled to vest in installments in December of 2021 through 2023, (c) 53,331 performance shares are scheduled to vest in installments in December of 2022 and 2023, which number of shares is the target amount, and the actual number of shares that may vest ranges from 0% to 200% of the target amount, depending on achievement of specified performance goals, and (d) 33,769 performance shares are scheduled to vest in October of 2025, which number of shares is the target amount, and the actual number of shares that may vest ranges from 0% to 200% of the target amount, depending on achievement of specified performance goals; notwithstanding the foregoing, if Dr. Raja's employment is terminated without cause prior to the end of the performance period, any unvested portion of the award will vest based on achievement of specified performance goals through his last day of employment (all vesting is subject to continued employment through each applicable vesting date). Read SEC document |
| December 02, 2021 Filed Dec 4, 2021 01:50 UTC |
Raja Prabu G.SVP, Semi. Products Group
|
GrantCommon Stock | 16,725 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-21-030288 · form4.xml · nonDerivative · entry 2 Raja Prabu G. · CIK 0001721738 · SVP, Semi. Products Group 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 464,682 F3 · shares: Represents performance shares that will be converted on a one-for-one basis into shares of Applied common stock upon vesting, which vesting is scheduled to occur on December 19, 2024, depending on the achievement of specified performance goals and continued employment through the vesting date. The number of shares shown is the target amount, and the actual number of shares that may vest ranges from 0% to 200% of the target amount, depending on the achievement of specified performance goals F2 · balance_after: Increased number of shares reflects periodic payroll acquisitions under Employees' Stock Purchase Plan that are exempt under Rule 16a-3 and Rule 16b-3. Number of shares includes 196,717 performance shares and restricted stock units previously reported that in the future will be converted on a one-for-one basis into shares of Applied Materials, Inc. ("Applied") common stock upon vesting, which vesting is scheduled to occur as follows: (a) 42,682 performance shares are scheduled to vest in December of 2021, (b) 66,935 restricted stock units are scheduled to vest in installments in December of 2021 through 2023, (c) 53,331 performance shares are scheduled to vest in installments in December of 2022 and 2023, which number of shares is the target amount, and the actual number of shares that may vest ranges from 0% to 200% of the target amount, depending on achievement of specified performance goals, and (d) 33,769 performance shares are scheduled to vest in October of 2025, which number of shares is the target amount, and the actual number of shares that may vest ranges from 0% to 200% of the target amount, depending on achievement of specified performance goals; notwithstanding the foregoing, if Dr. Raja's employment is terminated without cause prior to the end of the performance period, any unvested portion of the award will vest based on achievement of specified performance goals through his last day of employment (all vesting is subject to continued employment through each applicable vesting date). Read SEC document |
| December 02, 2021 Filed Dec 4, 2021 01:50 UTC |
Raja Prabu G.SVP, Semi. Products Group
|
GrantCommon Stock | 21,171 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-21-030288 · form4.xml · nonDerivative · entry 1 Raja Prabu G. · CIK 0001721738 · SVP, Semi. Products Group 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 447,957 F1 · shares: Represents performance shares acquired based on achievement of specified performance goals related to performance shares previously granted. This acquisition is exempt under Rule 16b-3. The shares are scheduled to vest on December 19, 2021, subject to continued employment through the vesting date. F2 · balance_after: Increased number of shares reflects periodic payroll acquisitions under Employees' Stock Purchase Plan that are exempt under Rule 16a-3 and Rule 16b-3. Number of shares includes 196,717 performance shares and restricted stock units previously reported that in the future will be converted on a one-for-one basis into shares of Applied Materials, Inc. ("Applied") common stock upon vesting, which vesting is scheduled to occur as follows: (a) 42,682 performance shares are scheduled to vest in December of 2021, (b) 66,935 restricted stock units are scheduled to vest in installments in December of 2021 through 2023, (c) 53,331 performance shares are scheduled to vest in installments in December of 2022 and 2023, which number of shares is the target amount, and the actual number of shares that may vest ranges from 0% to 200% of the target amount, depending on achievement of specified performance goals, and (d) 33,769 performance shares are scheduled to vest in October of 2025, which number of shares is the target amount, and the actual number of shares that may vest ranges from 0% to 200% of the target amount, depending on achievement of specified performance goals; notwithstanding the foregoing, if Dr. Raja's employment is terminated without cause prior to the end of the performance period, any unvested portion of the award will vest based on achievement of specified performance goals through his last day of employment (all vesting is subject to continued employment through each applicable vesting date). Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.