Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| APPLIED MATERIALS INC /DEAMAT · Entity 2812 | CVP, Corp. Controller & CAO | October 01, 2023 | October 03, 2023 |
| ESS Tech, Inc.GWH · Entity 7856 | Chief Accounting Officer | February 08, 2022 | February 09, 2022 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
APPLIED MATERIALS INC /DE
Report date October 01, 2023 · Filed October 03, 2023
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 11,799 |
Reported balance
After 2023-10-01 transaction · row 1
Account or security details depend on footnotes; rows are not merged.
1 source rowRow 1 · 2023-10-01 · Tax withholding · Disposed 679 · Balance 11,799 F1: Represents number of shares that were automatically withheld upon vesting of equity awards to cover tax withholding obligations in a transaction exempt under Rule 16b-3. F2: Increased number of shares reflects periodic payroll acquisitions under Employees' Stock Purchase Plan that are exempt under Rule 16a-3 and Rule 16b-3. Number of shares includes 10,339 restricted stock units ("RSUs") previously reported that in the future will be converted on a one-for-one basis into shares of Applied Materials, Inc. common stock upon vesting, which vesting is scheduled to occur as follows: (a) 6,224 RSUs are scheduled to vest in annual installments in October of 2024 through 2026, and (b) 4,115 RSUs are scheduled to vest in quarterly installments in January of 2024 through 2027 (all vesting is subject to continued employment through each applicable vesting date). |
Filing footnotes · ownership attribution and instrument terms
F1: Represents number of shares that were automatically withheld upon vesting of equity awards to cover tax withholding obligations in a transaction exempt under Rule 16b-3.
F2: Increased number of shares reflects periodic payroll acquisitions under Employees' Stock Purchase Plan that are exempt under Rule 16a-3 and Rule 16b-3. Number of shares includes 10,339 restricted stock units ("RSUs") previously reported that in the future will be converted on a one-for-one basis into shares of Applied Materials, Inc. common stock upon vesting, which vesting is scheduled to occur as follows: (a) 6,224 RSUs are scheduled to vest in annual installments in October of 2024 through 2026, and (b) 4,115 RSUs are scheduled to vest in quarterly installments in January of 2024 through 2027 (all vesting is subject to continued employment through each applicable vesting date).
ESS Tech, Inc.
Report date February 08, 2022 · Filed February 09, 2022
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 54,900 |
Reported balance
After 2022-02-08 transaction · row 1
1 source rowRow 1 · 2022-02-08 · Grant · Acquired 32,934 · Balance 54,900 F1: The shares are represented by restricted stock units, or RSUs, which vest as to one-fourth of the RSUs on May 20, 2022 and the remaining shares vest thereafter in 16 equal quarterly installments. |
Filing footnotes · ownership attribution and instrument terms
F1: The shares are represented by restricted stock units, or RSUs, which vest as to one-fourth of the RSUs on May 20, 2022 and the remaining shares vest thereafter in 16 equal quarterly installments.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| October 01, 2023 Filed Oct 3, 2023 21:57 UTC | APPLIED MATERIALS INC /DE AMAT · Entity 2812 | Tax withholdingCommon Stock | 679 | $138.45 | $94,007.55 |
DisclosureSEC source: 0001127602-23-025338 · form4.xml · nonDerivative · entry 1 Bodner Jeff · CIK 0001884665 · CVP, Corp. Controller & CAO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 11,799 F1 · shares: Represents number of shares that were automatically withheld upon vesting of equity awards to cover tax withholding obligations in a transaction exempt under Rule 16b-3. F2 · balance_after: Increased number of shares reflects periodic payroll acquisitions under Employees' Stock Purchase Plan that are exempt under Rule 16a-3 and Rule 16b-3. Number of shares includes 10,339 restricted stock units ("RSUs") previously reported that in the future will be converted on a one-for-one basis into shares of Applied Materials, Inc. common stock upon vesting, which vesting is scheduled to occur as follows: (a) 6,224 RSUs are scheduled to vest in annual installments in October of 2024 through 2026, and (b) 4,115 RSUs are scheduled to vest in quarterly installments in January of 2024 through 2027 (all vesting is subject to continued employment through each applicable vesting date). Read SEC document |
| December 12, 2022 Filed Dec 15, 2022 02:26 UTC | APPLIED MATERIALS INC /DE AMAT · Entity 2812 | GrantCommon Stock | 4,115 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-22-027500 · form4.xml · nonDerivative · entry 1 Bodner Jeff · CIK 0001884665 · CVP, Corp. Controller & CAO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 12,413 F1 · shares: Represents restricted stock units that will be converted on a one-for-one basis into shares of Applied Materials, Inc. ("Applied") common stock upon vesting, 25% of which are scheduled to vest on January 1, 2024, and 6.25% of which are scheduled to vest quarterly from April 1, 2024 though January 1, 2027, subject to continued employment through each applicable vesting date. F2 · balance_after: Number of shares includes 8,298 restricted stock units previously reported that in the future will be converted on a one-for-one basis into shares of Applied common stock upon vesting, which vesting is scheduled to occur in installments in October of 2023 through 2026 (all vesting is subject to continued employment through each applicable vesting date). Read SEC document |
| September 13, 2022 Filed Sep 15, 2022 23:37 UTC | APPLIED MATERIALS INC /DE AMAT · Entity 2812 | GrantCommon Stock | 8,298 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-22-022484 · form4.xml · nonDerivative · entry 1 Bodner Jeff · CIK 0001884665 · CVP, Corp. Controller & CAO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 8,298 F1 · shares: Represents restricted stock units that will be converted on a one-for-one basis into shares of Applied Materials, Inc. common stock upon vesting, which vesting is scheduled to occur in four equal annual installments beginning October 1, 2023, subject to continued employment through each applicable vesting date. Read SEC document |
| February 08, 2022 Filed Feb 9, 2022 19:00 UTC | ESS Tech, Inc. GWH · Entity 7856 | GrantCommon Stock | 32,934 | $0.00 | $0.00 |
DisclosureSEC source: 0000899243-22-005509 · doc4.xml · nonDerivative · entry 1 Bodner Jeff · CIK 0001884665 · Chief Accounting Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 54,900 F1 · shares: The shares are represented by restricted stock units, or RSUs, which vest as to one-fourth of the RSUs on May 20, 2022 and the remaining shares vest thereafter in 16 equal quarterly installments. Read SEC document |
| January 04, 2022 Filed Jan 6, 2022 16:20 UTC | ESS Tech, Inc. GWH · Entity 7856 | Tax withholdingCommon Stock | 4,225 | $11.50 | $48,587.50 |
DisclosureSEC source: 0000899243-22-001174 · doc4.xml · nonDerivative · entry 1 Bodner Jeff · CIK 0001884665 · Chief Accounting Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 21,966 F1 · kind: The reported shares were withheld to satisfy the reporting person's tax liability in connection with the vesting of restricted stock units, or RSUs. Read SEC document |
| December 17, 2021 Filed Dec 21, 2021 16:10 UTC | ESS Tech, Inc. GWH · Entity 7856 | GrantCommon Stock | 15,000 | $0.00 | $0.00 |
DisclosureSEC source: 0000899243-21-049175 · doc4.xml · nonDerivative · entry 1 Bodner Jeff · CIK 0001884665 · Chief Accounting Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 26,191 F1 · shares: The shares are represented by restricted stock units, or RSUs, which vest as to one-fourth of the RSUs on May 20, 2022 and the remaining shares vest thereafter in 16 equal quarterly installments. Read SEC document |
| November 15, 2021 Filed Nov 17, 2021 21:56 UTC | ESS Tech, Inc. GWH · Entity 7856 | GrantCommon Stock | 11,191 | $0.00 | $0.00 |
DisclosureSEC source: 0000899243-21-045194 · doc4.xml · nonDerivative · entry 1 Bodner Jeff · CIK 0001884665 · Chief Accounting Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 11,191 F1 · shares: The shares are represented by restricted stock units, or RSUs, awarded upon the satisfaction of certain performance metrics as determined by the Compensation Committee. The RSUs were fully vested on the award date. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.