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Nasdaq · USD

AMAT

APPLIED MATERIALS INC /DE

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2812
SEC CIK
0000006951
Parsed reports
1,190

Last 12 months

Inside the activity.

0 purchase rows · 45 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202502
Dec 202501
Jan 202600
Feb 202605
Mar 202600
Apr 202600
May 202602
Jun 2026032
Jul 202600
Aug 202601
Sep 202601
Oct 202601

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
November 17, 2003 Filed Nov 20, 2003 01:49 UTC SaleCommon Stock 1,015 $23.76 $24,116.40
Disclosure

SEC source: 0001181431-03-031892 · rrd23278.xml · nonDerivative · entry 4

SOMEKH SASSON · CIK 0001210539 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,353,345

Read SEC document
November 17, 2003 Filed Nov 20, 2003 01:49 UTC Exercise / conversionCommon Stock 1,015 $4.33 $4,393.12
Disclosure

SEC source: 0001181431-03-031892 · rrd23278.xml · nonDerivative · entry 3

SOMEKH SASSON · CIK 0001210539 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,354,360

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
November 17, 2003 Filed Nov 20, 2003 01:49 UTC SaleCommon Stock 27,173 $23.77 $645,839.71
Disclosure

SEC source: 0001181431-03-031892 · rrd23278.xml · nonDerivative · entry 2

SOMEKH SASSON · CIK 0001210539 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,353,345

Read SEC document
November 17, 2003 Filed Nov 20, 2003 01:49 UTC Exercise / conversionCommon Stock 27,173 $4.33 $117,610.18
Disclosure

SEC source: 0001181431-03-031892 · rrd23278.xml · nonDerivative · entry 1

SOMEKH SASSON · CIK 0001210539 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,380,518

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
November 17, 2003 Filed Nov 20, 2003 02:18 UTC
HANDEL NANCY HGroup VP,Deputy CFO&Controller
GrantEmployee Stock Option (right to buy) · Derivative 210,000 $0.00 Strike: $23.74 $0.00
Disclosure

SEC source: 0001181431-03-031899 · rrd23276.xml · derivative · entry 4

HANDEL NANCY H · CIK 0001209041 · Group VP,Deputy CFO&Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 210,000

Underlying: Common Stock · 210,000 shares

Expires 2010-11-17

F2 · derivative.exercise_date: 90,000 shares become exercisable on 7/15/07 and 120,000 shares become exercisable on 7/15/08 (assuming continued employment)

Read SEC document
October 24, 2003 Filed Oct 28, 2003 20:20 UTC
SHIH STANDirector
GrantDirector Stock Option (right to buy) · Derivative 15,000 $0.00 Strike: $20.65 $0.00
Disclosure

SEC source: 0001181431-03-027758 · rrd21020.xml · derivative · entry 1

SHIH STAN · CIK 0001210538 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,000

Underlying: Common Stock · 15,000 shares

Expires 2010-10-24

F1 · security: Annual stock option grant to non-employee member of the Board of Directors pursuant to the Applied Materials, Inc. 1995 Equity Incentive Plan.

F2 · derivative.exercise_date: The stock option vests in four equal annual installments beginning on October 24, 2004.

Read SEC document
October 24, 2003 Filed Oct 28, 2003 20:22 UTC GrantDirector Stock Option (right to buy) · Derivative 15,000 $0.00 Strike: $20.65 $0.00
Disclosure

SEC source: 0001181431-03-027760 · rrd21018.xml · derivative · entry 1

MILLER STEVEN L · CIK 0001209038 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,000

Underlying: Common Stock · 15,000 shares

Expires 2010-10-24

F1 · security: Annual stock option grant to non-employee member of the Board of Directors pursuant to the Applied Materials, Inc. 1995 Equity Incentive Plan.

F2 · derivative.exercise_date: The stock option vests in four equal annual installments beginning on October 24, 2004.

Read SEC document
October 24, 2003 Filed Oct 28, 2003 20:21 UTC GrantDirector Stock Option (right to buy) · Derivative 15,000 $0.00 Strike: $20.65 $0.00
Disclosure

SEC source: 0001181431-03-027759 · rrd21019.xml · derivative · entry 1

PARKER GERHARD H · CIK 0001131060 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,000

Underlying: Common Stock · 15,000 shares

Expires 2010-10-24

F1 · security: Annual stock option grant to non-employee member of the Board of Directors pursuant to the Applied Materials, Inc. 1995 Equity Incentive Plan.

F2 · derivative.exercise_date: The stock option vests in four equal annual installments beginning on October 24, 2004.

Read SEC document
October 24, 2003 Filed Oct 28, 2003 20:25 UTC GrantDirector Stock Option (right to buy) · Derivative 15,000 $0.00 Strike: $20.65 $0.00
Disclosure

SEC source: 0001181431-03-027764 · rrd21013.xml · derivative · entry 1

COLEMAN DEBORAH A · CIK 0001198399 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,000

Underlying: Common Stock · 15,000 shares

Expires 2010-10-24

F1 · security: Annual stock option grant to non-employee member of the Board of Directors pursuant to the Applied Materials, Inc. 1995 Equity Incentive Plan.

F2 · derivative.exercise_date: The stock option vests in four equal annual installments beginning on October 24, 2004.

Read SEC document
October 24, 2003 Filed Oct 28, 2003 20:23 UTC
LOW PAULDirector
GrantDirector Stock Option (right to buy) · Derivative 15,000 $0.00 Strike: $20.65 $0.00
Disclosure

SEC source: 0001181431-03-027761 · rrd21016.xml · derivative · entry 1

LOW PAUL · CIK 0001086066 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,000

Underlying: Common Stock · 15,000 shares

Expires 2010-10-24

F1 · security: Annual stock option grant to non-employee member of the Board of Directors pursuant to the Applied Materials, Inc. 1995 Equity Incentive Plan.

F2 · derivative.exercise_date: The stock ption vests in four equal annual installments beginning on October 24, 2004.

Read SEC document
October 24, 2003 Filed Oct 28, 2003 20:24 UTC GrantDirector Stock Option (right to buy) · Derivative 15,000 $0.00 Strike: $20.65 $0.00
Disclosure

SEC source: 0001181431-03-027762 · rrd21014.xml · derivative · entry 1

DWIGHT HERBERT M JR · CIK 0000928159 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,000

Underlying: Common Stock · 15,000 shares

Expires 2010-10-24

F1 · security: Annual stock option grant to non-employee member of the Board of Directors pursuant to the Applied Materials, Inc. 1995 Equity Incentive Plan.

F2 · derivative.exercise_date: The stock option vests in four equal annual installments beginning on October 24, 2004.

Read SEC document
October 24, 2003 Filed Oct 28, 2003 20:24 UTC GrantDirector Stock Option (right to buy) · Derivative 15,000 $0.00 Strike: $20.65 $0.00
Disclosure

SEC source: 0001181431-03-027763 · rrd21012.xml · derivative · entry 1

ARMACOST MICHEAL H · CIK 0001075278 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,000

Underlying: Common Stock · 15,000 shares

Expires 2010-10-24

F1 · security: Annual stock option grant to non-employee member of the Board of Directors pursuant to the Applied Materials, Inc. 1995 Equity Incentive Plan.

F2 · derivative.exercise_date: The stock option vests in four equal annual installments beginning on October 24, 2004.

Read SEC document
October 24, 2003 Filed Oct 28, 2003 20:26 UTC GrantDirector Stock Option (right to buy) · Derivative 15,000 $0.00 Strike: $20.65 $0.00
Disclosure

SEC source: 0001181431-03-027765 · rrd21015.xml · derivative · entry 1

GERDINE PHILIP V · CIK 0001209690 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,000

Underlying: Common Stock · 15,000 shares

Expires 2010-10-24

F1 · security: Annual stock option grant to non-employee member of the Board of Directors pursuant to the Applied Materials, Inc. 1995 Equity Incentive Plan.

F2 · derivative.exercise_date: The stock option vests in four equal annual installments beginning on October 24, 2004.

Read SEC document
October 03, 2003 Filed Oct 7, 2003 22:21 UTC Exercise / conversionEmployee Stock Option (right to buy) · Derivative 20,000 $0.00 Strike: $4.33 $0.00
Disclosure

SEC source: 0001181431-03-026057 · rrd20067.xml · derivative · entry 4

SOMEKH SASSON · CIK 0001210539 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 100,000

Underlying: Common Stock · 20,000 shares

Expires 2003-12-16

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · balance_after: Reporting Person has additional Employee Stock Options covering 2,200,000 shares of Common Stock with varying exercise prices and expiration dates.

Read SEC document
October 03, 2003 Filed Oct 7, 2003 22:21 UTC SaleCommon Stock 20,000 $19.58 $391,600.00
Disclosure

SEC source: 0001181431-03-026057 · rrd20067.xml · nonDerivative · entry 2

SOMEKH SASSON · CIK 0001210539 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,353,345

Read SEC document
October 03, 2003 Filed Oct 7, 2003 22:21 UTC Exercise / conversionCommon Stock 20,000 $4.33 $86,600.00
Disclosure

SEC source: 0001181431-03-026057 · rrd20067.xml · nonDerivative · entry 1

SOMEKH SASSON · CIK 0001210539 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,373,345

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
October 03, 2003 Filed Oct 8, 2003 00:26 UTC Exercise / conversionDirector Stock Option (right to buy) · Derivative 24,000 $0.00 Strike: $8.48 $0.00
Disclosure

SEC source: 0001181431-03-026078 · rrd20035.xml · derivative · entry 2

GERDINE PHILIP V · CIK 0001209690 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 24,000 shares

Expires 2003-10-23

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_date: The stock option vested in four equal annual installments beginning October 23, 1999.

F2 · balance_after: Reporting Person has additional Director Stock Options covering 86,000 shares of Common Stock with varying exercise prices and expiration dates.

Read SEC document
October 03, 2003 Filed Oct 8, 2003 00:26 UTC Exercise / conversionCommon Stock 24,000 $8.48 $203,520.00
Disclosure

SEC source: 0001181431-03-026078 · rrd20035.xml · nonDerivative · entry 1

GERDINE PHILIP V · CIK 0001209690 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 96,000

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
October 02, 2003 Filed Oct 7, 2003 00:30 UTC Exercise / conversionDirector Stock Option (right to buy) · Derivative 24,000 $0.00 Strike: $8.48 $0.00
Disclosure

SEC source: 0001181431-03-025919 · rrd20019.xml · derivative · entry 4

ARMACOST MICHEAL H · CIK 0001075278 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 24,000 shares

Expires 2003-10-23

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_date: The stock option vested in four equal annual installments beginning October 23, 1999.

F2 · balance_after: Reporting Person has additional Director Stock Options covering 86,000 shares of Common Stock with varying exercise prices and expiration dates.

Read SEC document
October 02, 2003 Filed Oct 7, 2003 00:30 UTC SaleCommon Stock 5,500 $18.60 $102,300.00
Disclosure

SEC source: 0001181431-03-025919 · rrd20019.xml · nonDerivative · entry 3

ARMACOST MICHEAL H · CIK 0001075278 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 239,944

Read SEC document
October 02, 2003 Filed Oct 7, 2003 00:30 UTC SaleCommon Stock 500 $18.58 $9,290.00
Disclosure

SEC source: 0001181431-03-025919 · rrd20019.xml · nonDerivative · entry 2

ARMACOST MICHEAL H · CIK 0001075278 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 245,444

Read SEC document
October 02, 2003 Filed Oct 7, 2003 00:30 UTC Exercise / conversionCommon Stock 24,000 $8.48 $203,520.00
Disclosure

SEC source: 0001181431-03-025919 · rrd20019.xml · nonDerivative · entry 1

ARMACOST MICHEAL H · CIK 0001075278 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 245,944

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
October 01, 2003 Filed Oct 3, 2003 22:27 UTC Exercise / conversionDirector Stock Option (right to buy) · Derivative 18,000 $0.00 Strike: $8.48 $0.00
Disclosure

SEC source: 0001181431-03-025813 · rrd19937.xml · derivative · entry 3

COLEMAN DEBORAH A · CIK 0001198399 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 18,000 shares

Expires 2003-10-23

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_date: The stock option vested in four equal annual installments beginning October 23, 1999.

F2 · balance_after: Reporting Person has additional Director Stock Options covering 86,000 shares of Common Stock with varying exercise prices and expiration dates.

Read SEC document
October 01, 2003 Filed Oct 3, 2003 22:27 UTC SaleCommon Stock 13,000 $18.25 $237,250.00
Disclosure

SEC source: 0001181431-03-025813 · rrd19937.xml · nonDerivative · entry 2

COLEMAN DEBORAH A · CIK 0001198399 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,000

Read SEC document
October 01, 2003 Filed Oct 3, 2003 22:27 UTC Exercise / conversionCommon Stock 18,000 $8.48 $152,640.00
Disclosure

SEC source: 0001181431-03-025813 · rrd19937.xml · nonDerivative · entry 1

COLEMAN DEBORAH A · CIK 0001198399 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 18,000

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
October 01, 2003 Filed Oct 3, 2003 20:47 UTC Exercise / conversionDirector Stock Option (right to buy) · Derivative 24,000 $0.00 Strike: $8.48 $0.00
Disclosure

SEC source: 0001181431-03-025776 · rrd19940.xml · derivative · entry 2

DWIGHT HERBERT M JR · CIK 0000928159 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 24,000 shares

Expires 2003-10-23

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_date: The stock option vested in four equal annual installments beginning October 23, 1999.

F2 · balance_after: Reporting Person has additional Director Stock Options covering 86,000 shares of Common Stock with varying exercise prices and expiration dates.

Read SEC document
October 01, 2003 Filed Oct 3, 2003 20:47 UTC Exercise / conversionCommon Stock 24,000 $8.48 $203,520.00
Disclosure

SEC source: 0001181431-03-025776 · rrd19940.xml · nonDerivative · entry 1

DWIGHT HERBERT M JR · CIK 0000928159 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 394,000

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
September 26, 2003 Filed Sep 29, 2003 23:53 UTC Exercise / conversionEmployee Stock Option (right to buy) · Derivative 40,000 $0.00 Strike: $4.33 $0.00
Disclosure

SEC source: 0001181431-03-024709 · rrd19342.xml · derivative · entry 4

SOMEKH SASSON · CIK 0001210539 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 120,000

Underlying: Common Stock · 40,000 shares

Expires 2003-12-16

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · balance_after: Reporting Person has additional Employee Stock Options covering 2,200,000 shares of Common Stock with varying exercise prices and expiration dates.

Read SEC document
September 26, 2003 Filed Sep 29, 2003 23:53 UTC SaleCommon Stock 40,000 $18.75 $750,000.00
Disclosure

SEC source: 0001181431-03-024709 · rrd19342.xml · nonDerivative · entry 2

SOMEKH SASSON · CIK 0001210539 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,353,345

Read SEC document
September 26, 2003 Filed Sep 29, 2003 23:53 UTC Exercise / conversionCommon Stock 40,000 $4.33 $173,200.00
Disclosure

SEC source: 0001181431-03-024709 · rrd19342.xml · nonDerivative · entry 1

SOMEKH SASSON · CIK 0001210539 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,393,345

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
September 22, 2003 Filed Sep 23, 2003 22:48 UTC Exercise / conversionEmployee Stock Option (right to buy) · Derivative 80,000 $0.00 Strike: $4.33 $0.00
Disclosure

SEC source: 0001181431-03-024136 · rrd19008.xml · derivative · entry 4

SOMEKH SASSON · CIK 0001210539 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 160,000

Underlying: Common Stock · 80,000 shares

Expires 2003-12-16

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · balance_after: Reporting Person has additional Employee Stock Options covering 2,200,000 shares of Common Stock with varying exercise prices and expiration dates.

Read SEC document
September 22, 2003 Filed Sep 23, 2003 22:48 UTC SaleCommon Stock 80,000 $19.55 $1,564,000.00
Disclosure

SEC source: 0001181431-03-024136 · rrd19008.xml · nonDerivative · entry 2

SOMEKH SASSON · CIK 0001210539 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,353,345

Read SEC document
September 22, 2003 Filed Sep 23, 2003 22:48 UTC Exercise / conversionCommon Stock 80,000 $4.33 $346,400.00
Disclosure

SEC source: 0001181431-03-024136 · rrd19008.xml · nonDerivative · entry 1

SOMEKH SASSON · CIK 0001210539 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,433,345

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
September 17, 2003 Filed Sep 20, 2003 00:05 UTC Exercise / conversionEmployee Stock Option (right to buy) · Derivative 80,000 $0.00 Strike: $4.33 $0.00
Disclosure

SEC source: 0001181431-03-023820 · rrd18861.xml · derivative · entry 4

SOMEKH SASSON · CIK 0001210539 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 240,000

Underlying: Common Stock · 80,000 shares

Expires 2003-12-16

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · balance_after: Reporting Person has additional Employee Stock Options covering 2,200,000 shares of Common Stock with varying exercise prices and expiration dates.

Read SEC document
September 17, 2003 Filed Sep 20, 2003 00:05 UTC SaleCommon Stock 80,000 $21.29 $1,703,200.00
Disclosure

SEC source: 0001181431-03-023820 · rrd18861.xml · nonDerivative · entry 2

SOMEKH SASSON · CIK 0001210539 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,353,345

Read SEC document
September 17, 2003 Filed Sep 20, 2003 00:05 UTC Exercise / conversionCommon Stock 80,000 $4.33 $346,400.00
Disclosure

SEC source: 0001181431-03-023820 · rrd18861.xml · nonDerivative · entry 1

SOMEKH SASSON · CIK 0001210539 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,433,345

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
September 08, 2003 Filed Sep 10, 2003 22:20 UTC
MORGAN JAMES CDirector · Chairman of the Board
SaleCommon Stock 281,527 $22.18 $6,244,268.86
Disclosure

SEC source: 0001181431-03-022684 · rrd18176.xml · nonDerivative · entry 1

MORGAN JAMES C · CIK 0001198049 · Director · Chairman of the Board

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,370,425

F1 · balance_after: Increased number of shares reflects periodic payroll acquistions under Employee Stock Purchase Plan that are exempt under Rule 16a-10 and Rule 16b-3.

Read SEC document
September 03, 2003 Filed Sep 5, 2003 21:32 UTC
LOW PAULDirector
Exercise / conversionEmployee Stock Option (right to buy) · Derivative 24,000 $0.00 Strike: $8.48 $0.00
Disclosure

SEC source: 0001181431-03-022106 · rrd17934.xml · derivative · entry 3

LOW PAUL · CIK 0001086066 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 24,000 shares

Expires 2003-10-23

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_date: The stock option vested in four equal annual installments beginning October 23, 1999.

F2 · balance_after: Reporting Person has additional stock options covering 86,000 shares of Common Stock with varying exercise prices and expiration dates.

Read SEC document
September 03, 2003 Filed Sep 5, 2003 21:32 UTC
LOW PAULDirector
SaleCommon Stock 24,000 $21.46 $515,040.00
Disclosure

SEC source: 0001181431-03-022106 · rrd17934.xml · nonDerivative · entry 2

LOW PAUL · CIK 0001086066 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Read SEC document
September 03, 2003 Filed Sep 5, 2003 21:32 UTC
LOW PAULDirector
Exercise / conversionCommon Stock 24,000 $8.48 $203,520.00
Disclosure

SEC source: 0001181431-03-022106 · rrd17934.xml · nonDerivative · entry 1

LOW PAUL · CIK 0001086066 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 24,000

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
August 21, 2003 Filed Aug 26, 2003 00:18 UTC
MAYDAN DANDirector
Exercise / conversionEmployee Stock Option (right to buy) · Derivative 108,400 $0.00 Strike: $4.33 $0.00
Disclosure

SEC source: 0001181431-03-020341 · rrd16872.xml · derivative · entry 12

MAYDAN DAN · CIK 0001116230 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 108,400 shares

Expires 2003-12-16

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · balance_after: Reporting Person has additional Employee Stock Options covering 3,170,000 shares of Common Stock with varying exercise prices and expiration dates

Read SEC document
August 21, 2003 Filed Aug 26, 2003 00:18 UTC
MAYDAN DANDirector
SaleCommon Stock 108,400 $20.43 $2,214,612.00
Disclosure

SEC source: 0001181431-03-020341 · rrd16872.xml · nonDerivative · entry 2

MAYDAN DAN · CIK 0001116230 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Read SEC document
August 21, 2003 Filed Aug 26, 2003 00:18 UTC
MAYDAN DANDirector
Exercise / conversionCommon Stock 108,400 $4.33 $469,372.00
Disclosure

SEC source: 0001181431-03-020341 · rrd16872.xml · nonDerivative · entry 1

MAYDAN DAN · CIK 0001116230 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 108,400

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
August 20, 2003 Filed Aug 22, 2003 20:46 UTC
MAYDAN DANDirector
Exercise / conversionEmployee Stock Option (right to buy) · Derivative 108,400 $0.00 Strike: $4.33 $0.00
Disclosure

SEC source: 0001181431-03-020083 · rrd16770.xml · derivative · entry 12

MAYDAN DAN · CIK 0001116230 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 108,400

Underlying: Common Stock · 108,400 shares

Expires 2003-12-16

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · balance_after: Reporting Person has additional Employee Stock Options covering 3,170,000 shares of Common Stock with varying exercise prices and expiration dates.

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August 20, 2003 Filed Aug 22, 2003 20:46 UTC
MAYDAN DANDirector
SaleCommon Stock 108,400 $20.10 $2,178,840.00
Disclosure

SEC source: 0001181431-03-020083 · rrd16770.xml · nonDerivative · entry 2

MAYDAN DAN · CIK 0001116230 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

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August 20, 2003 Filed Aug 22, 2003 20:46 UTC
MAYDAN DANDirector
Exercise / conversionCommon Stock 108,400 $4.33 $469,372.00
Disclosure

SEC source: 0001181431-03-020083 · rrd16770.xml · nonDerivative · entry 1

MAYDAN DAN · CIK 0001116230 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 108,400

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
August 19, 2003 Filed Aug 21, 2003 21:01 UTC
MAYDAN DANDirector
Exercise / conversionEmployee Stock Option (right to buy) · Derivative 108,400 $0.00 Strike: $4.33 $0.00
Disclosure

SEC source: 0001181431-03-019836 · rrd16613.xml · derivative · entry 12

MAYDAN DAN · CIK 0001116230 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 216,800

Underlying: Common Stock · 108,400 shares

Expires 2003-12-16

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · balance_after: Reporting Person has additional Employee Stock Options covering 3,170,000 shares of Common Stock with varying exercise prices and expiration dates.

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August 19, 2003 Filed Aug 21, 2003 21:01 UTC
MAYDAN DANDirector
SaleCommon Stock 108,400 $19.81 $2,147,404.00
Disclosure

SEC source: 0001181431-03-019836 · rrd16613.xml · nonDerivative · entry 2

MAYDAN DAN · CIK 0001116230 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Read SEC document
August 19, 2003 Filed Aug 21, 2003 21:01 UTC
MAYDAN DANDirector
Exercise / conversionCommon Stock 108,400 $4.33 $469,372.00
Disclosure

SEC source: 0001181431-03-019836 · rrd16613.xml · nonDerivative · entry 1

MAYDAN DAN · CIK 0001116230 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 108,400

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
August 19, 2003 Filed Aug 21, 2003 19:39 UTC
HANDEL NANCY HGroup VP,Deputy CFO&Controller
Exercise / conversionEmployee Stock Option (right to buy) · Derivative 30,000 $0.00 Strike: $4.33 $0.00
Disclosure

SEC source: 0001181431-03-019797 · rrd16611.xml · derivative · entry 4

HANDEL NANCY H · CIK 0001209041 · Group VP,Deputy CFO&Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 30,000 shares

Expires 2003-12-17

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · balance_after: Reporting Person has additional Employee Stock Options covering 646,000 shares of Common Stock with varying exercise prices and expiration dates

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.