Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| APPLIED MATERIALS INC /DEAMAT · Entity 2812 | Director | October 29, 2008 | October 31, 2008 |
| SYNOPSYS INCSNPS · Entity 210 | Director | April 06, 2017 | April 10, 2017 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
APPLIED MATERIALS INC /DE
Report date October 29, 2008 · Filed October 31, 2008
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 18,200 |
Reported balance
Holding disclosure · report date 2008-10-29 · row 1
Holding and transaction disclosures are not merged.
1 source rowRow 1 · Balance 18,200 F1: This voluntary Form 4 is being filed solely to reflect the vesting of 2,500 performance shares (restricted stock units) on 10/29/08, which vesting is exempt from reporting pursuant to Rule 16a-3(f)(1)(i)(B). Upon vesting, these performance shares became outstanding shares of Applied Materials, Inc. common stock held directly by the reporting person. Shares shown as beneficially owned include 7,500 performance shares previously reported that in the future will be converted on a one-for-one basis into shares of Applied Materials, Inc. common stock upon vesting, which vesting is scheduled to occur in three equal annual installments beginning 10/29/09 (subject to continued service as a director through each vesting date). |
Filing footnotes · ownership attribution and instrument terms
F1: This voluntary Form 4 is being filed solely to reflect the vesting of 2,500 performance shares (restricted stock units) on 10/29/08, which vesting is exempt from reporting pursuant to Rule 16a-3(f)(1)(i)(B). Upon vesting, these performance shares became outstanding shares of Applied Materials, Inc. common stock held directly by the reporting person. Shares shown as beneficially owned include 7,500 performance shares previously reported that in the future will be converted on a one-for-one basis into shares of Applied Materials, Inc. common stock upon vesting, which vesting is scheduled to occur in three equal annual installments beginning 10/29/09 (subject to continued service as a director through each vesting date).
SYNOPSYS INC
Report date April 06, 2017 · Filed April 10, 2017
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 31,472 |
Reported balance
After 2017-04-06 transaction · row 1
1 source rowRow 1 · 2017-04-06 · Grant · Acquired 2,453 · Balance 31,472 F1: The shares subject to the Award will vest on the date immediately preceding the first Annual Meeting following the Date of Grant, subject to the Eligible Director's continued Board service through such date. F2: Automatic award under the Synopsys 2017 Non-Employee Directors Equity Incentive Plan. |
Filing footnotes · ownership attribution and instrument terms
F1: The shares subject to the Award will vest on the date immediately preceding the first Annual Meeting following the Date of Grant, subject to the Eligible Director's continued Board service through such date.
F2: Automatic award under the Synopsys 2017 Non-Employee Directors Equity Incentive Plan.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| April 06, 2017 Filed Apr 10, 2017 18:02 UTC | SYNOPSYS INC SNPS · Entity 210 | GrantCommon Stock | 2,453 | $0.00 | $0.00 |
DisclosureSEC source: 0001199719-17-000033 · edgardoc.xml · nonDerivative · entry 1 COLEMAN DEBORAH A · CIK 0001198399 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 31,472 F1 · date: The shares subject to the Award will vest on the date immediately preceding the first Annual Meeting following the Date of Grant, subject to the Eligible Director's continued Board service through such date. F2 · kind: Automatic award under the Synopsys 2017 Non-Employee Directors Equity Incentive Plan. Read SEC document |
| December 02, 2016 Filed Dec 6, 2016 18:34 UTC | SYNOPSYS INC SNPS · Entity 210 | SaleCommon Stock | 15,000 | $57.14 | $857,064.00 |
DisclosureSEC source: 0001199719-16-000162 · edgardoc.xml · nonDerivative · entry 1 COLEMAN DEBORAH A · CIK 0001198399 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 29,019 F1 · price: Represents a weighted average sale price per share. These shares were sold in multiple transactions at prices ranging from $57.00 to $57.223. The Reporting Person has provided to the Issuer, and undertakes to provide to the staff of the Securities and Exchange Commission or any security holder of the Issuer, upon request, full information regarding the number of shares purchased at each separate price within the range. Read SEC document |
| December 20, 2007 Filed Jan 18, 2008 02:53 UTC | APPLIED MATERIALS INC /DE AMAT · Entity 2812 | GiftCommon Stock | 2,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001181431-08-004303 · rrd190277.xml · nonDerivative · entry 1 COLEMAN DEBORAH A · CIK 0001198399 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 18,200 F1 · balance_after: Number of shares includes 10,000 performance shares (restricted stock units) previously reported that will be converted on a one-for-one basis into shares of Applied Materials, Inc. common stock upon vesting, which vesting is scheduled to occur in four equal annual installments beginning 10/29/08 (subject to continued service as a director). Read SEC document |
| October 29, 2007 Filed Nov 1, 2007 00:55 UTC | APPLIED MATERIALS INC /DE AMAT · Entity 2812 | GrantCommon Stock | 10,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001181431-07-065217 · rrd176205.xml · nonDerivative · entry 1 COLEMAN DEBORAH A · CIK 0001198399 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 20,200 F1 · shares: Represents automatic annual grant of performance shares (restricted stock units) to non-employee member of the Board of Directors pursuant to the Applied Materials, Inc. Employee Stock Incentive Plan. These performance shares will be converted on a one-for-one basis into shares of Applied Materials, Inc. common stock immediately upon vesting, which vesting is scheduled to occur in four equal annual installments beginning 10/29/08 (subject to continued service as a director). Read SEC document |
| April 02, 2007 Filed Apr 4, 2007 01:52 UTC | APPLIED MATERIALS INC /DE AMAT · Entity 2812 | Exercise / conversionDirector Stock Option (right to buy) · Derivative | 12,500 | $0.00 Strike: $16.10 | $0.00 |
DisclosureSEC source: 0001181431-07-023441 · rrd153730.xml · derivative · entry 6 COLEMAN DEBORAH A · CIK 0001198399 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 12,500 Underlying: Common Stock · 12,500 shares Expires 2011-10-29 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_date: 6,250 shares became exercisable on each of 10/29/2005 and 10/29/2006, and 6,250 shares become exercisable on each of 10/29/2007 and 10/29/2008 (assuming continued service as a director). Read SEC document |
| April 02, 2007 Filed Apr 4, 2007 01:52 UTC | APPLIED MATERIALS INC /DE AMAT · Entity 2812 | Exercise / conversionDirector Stock Option (right to buy) · Derivative | 14,000 | $0.00 Strike: $14.51 | $0.00 |
DisclosureSEC source: 0001181431-07-023441 · rrd153730.xml · derivative · entry 5 COLEMAN DEBORAH A · CIK 0001198399 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 14,000 shares Expires 2009-10-25 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| April 02, 2007 Filed Apr 4, 2007 01:52 UTC | APPLIED MATERIALS INC /DE AMAT · Entity 2812 | SaleCommon Stock | 8,300 | $18.29 | $151,807.00 |
DisclosureSEC source: 0001181431-07-023441 · rrd153730.xml · nonDerivative · entry 4 COLEMAN DEBORAH A · CIK 0001198399 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 10,200 Read SEC document |
| April 02, 2007 Filed Apr 4, 2007 01:52 UTC | APPLIED MATERIALS INC /DE AMAT · Entity 2812 | Exercise / conversionCommon Stock | 12,500 | $16.10 | $201,250.00 |
DisclosureSEC source: 0001181431-07-023441 · rrd153730.xml · nonDerivative · entry 3 COLEMAN DEBORAH A · CIK 0001198399 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 18,500 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| April 02, 2007 Filed Apr 4, 2007 01:52 UTC | APPLIED MATERIALS INC /DE AMAT · Entity 2812 | SaleCommon Stock | 14,000 | $18.29 | $256,060.00 |
DisclosureSEC source: 0001181431-07-023441 · rrd153730.xml · nonDerivative · entry 2 COLEMAN DEBORAH A · CIK 0001198399 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 6,000 Read SEC document |
| April 02, 2007 Filed Apr 4, 2007 01:52 UTC | APPLIED MATERIALS INC /DE AMAT · Entity 2812 | Exercise / conversionCommon Stock | 14,000 | $14.51 | $203,140.00 |
DisclosureSEC source: 0001181431-07-023441 · rrd153730.xml · nonDerivative · entry 1 COLEMAN DEBORAH A · CIK 0001198399 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 20,000 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| October 30, 2006 Filed Nov 2, 2006 02:34 UTC | APPLIED MATERIALS INC /DE AMAT · Entity 2812 | GrantDirector Stock Option (right to buy) · Derivative | 25,000 | $0.00 Strike: $17.35 | $0.00 |
DisclosureSEC source: 0001181431-06-061083 · rrd134755.xml · derivative · entry 1 COLEMAN DEBORAH A · CIK 0001198399 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 25,000 Underlying: Common Stock · 25,000 shares Expires 2013-10-30 F1 · security: Annual stock option grant to non-employee member of the Board of Directors pursuant to the Applied Materials, Inc. Employee Stock Incentive Plan. F2 · derivative.exercise_date: The stock option is scheduled to vest in four equal annual installments beginning on October 30, 2007. Read SEC document |
| October 28, 2005 Filed Nov 10, 2005 00:16 UTC | APPLIED MATERIALS INC /DE AMAT · Entity 2812 | GrantDirector Stock Option (right to buy) · Derivative | 25,000 | $0.00 Strike: $16.36 | $0.00 |
DisclosureSEC source: 0001181431-05-060602 · rrd96714.xml · derivative · entry 1 COLEMAN DEBORAH A · CIK 0001198399 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 25,000 Underlying: Common Stock · 25,000 shares Expires 2012-10-28 F1 · security: Annual stock option grant to non-employee member of the Board of Directors pursuant to the Applied Materials, Inc. Employee Stock Incentive Plan. F2 · derivative.exercise_date: The stock option is scheduled to vest in four equal annual installments beginning on October 28, 2006. Read SEC document |
| October 29, 2004 Filed Nov 2, 2004 17:45 UTC | APPLIED MATERIALS INC /DE AMAT · Entity 2812 | GrantDirector Stock Option (right to buy) · Derivative | 25,000 | $0.00 Strike: $16.10 | $0.00 |
DisclosureSEC source: 0001181431-04-050097 · rrd56374.xml · derivative · entry 1 COLEMAN DEBORAH A · CIK 0001198399 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 25,000 Underlying: Common Stock · 25,000 shares Expires 2011-10-29 F1 · security: Annual stock option grant to non-employee member of the Board of Directors pursuant to the Applied Materials, Inc. Employee Stock Incentive Plan. F2 · derivative.exercise_date: The stock option is scheduled to vest in four equal annual installments beginning on October 29, 2005. Read SEC document |
| August 24, 2004 Filed Aug 26, 2004 18:53 UTC | APPLIED MATERIALS INC /DE AMAT · Entity 2812 | PurchaseCommon Stock | 1,000 | $16.00 | $16,000.00 |
DisclosureSEC source: 0001181431-04-041856 · rrd51556.xml · nonDerivative · entry 1 COLEMAN DEBORAH A · CIK 0001198399 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 6,000 Read SEC document |
| October 24, 2003 Filed Oct 28, 2003 20:25 UTC | APPLIED MATERIALS INC /DE AMAT · Entity 2812 | GrantDirector Stock Option (right to buy) · Derivative | 15,000 | $0.00 Strike: $20.65 | $0.00 |
DisclosureSEC source: 0001181431-03-027764 · rrd21013.xml · derivative · entry 1 COLEMAN DEBORAH A · CIK 0001198399 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 15,000 Underlying: Common Stock · 15,000 shares Expires 2010-10-24 F1 · security: Annual stock option grant to non-employee member of the Board of Directors pursuant to the Applied Materials, Inc. 1995 Equity Incentive Plan. F2 · derivative.exercise_date: The stock option vests in four equal annual installments beginning on October 24, 2004. Read SEC document |
| October 01, 2003 Filed Oct 3, 2003 22:27 UTC | APPLIED MATERIALS INC /DE AMAT · Entity 2812 | Exercise / conversionDirector Stock Option (right to buy) · Derivative | 18,000 | $0.00 Strike: $8.48 | $0.00 |
DisclosureSEC source: 0001181431-03-025813 · rrd19937.xml · derivative · entry 3 COLEMAN DEBORAH A · CIK 0001198399 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 18,000 shares Expires 2003-10-23 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_date: The stock option vested in four equal annual installments beginning October 23, 1999. F2 · balance_after: Reporting Person has additional Director Stock Options covering 86,000 shares of Common Stock with varying exercise prices and expiration dates. Read SEC document |
| October 01, 2003 Filed Oct 3, 2003 22:27 UTC | APPLIED MATERIALS INC /DE AMAT · Entity 2812 | SaleCommon Stock | 13,000 | $18.25 | $237,250.00 |
DisclosureSEC source: 0001181431-03-025813 · rrd19937.xml · nonDerivative · entry 2 COLEMAN DEBORAH A · CIK 0001198399 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,000 Read SEC document |
| October 01, 2003 Filed Oct 3, 2003 22:27 UTC | APPLIED MATERIALS INC /DE AMAT · Entity 2812 | Exercise / conversionCommon Stock | 18,000 | $8.48 | $152,640.00 |
DisclosureSEC source: 0001181431-03-025813 · rrd19937.xml · nonDerivative · entry 1 COLEMAN DEBORAH A · CIK 0001198399 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 18,000 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.