Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| APPLIED MATERIALS INC /DEAMAT · Entity 2812 | Director | March 10, 2009 | March 13, 2009 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
APPLIED MATERIALS INC /DE
Report date March 10, 2009 · Filed March 13, 2009
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 55,691 |
Reported balance
After 2009-03-10 transaction · row 1
Account or security details depend on footnotes; rows are not merged.
1 source rowRow 1 · 2009-03-10 · Grant · Acquired 21,691 · Balance 55,691 F1: Represents automatic annual grant of performance shares (restricted stock units) to non-employee member of the Board of Directors pursuant to the Applied Materials, Inc. Employee Stock Incentive Plan. These performance shares will be converted on a one-for-one basis into shares of Applied Materials, Inc. common stock immediately upon vesting, which vesting is scheduled to occur in four equal annual installments beginning 3/1/10 (subject to continued service as a director). F2: Number of shares includes 7,500 performance shares previously reported that in the future will be converted on a one-for-one basis into shares of Applied Materials, Inc. common stock upon vesting, which vesting is scheduled to occur in three equal annual installments beginning 10/29/09 (subject to continued service as a director through each vesting date). |
Filing footnotes · ownership attribution and instrument terms
F1: Represents automatic annual grant of performance shares (restricted stock units) to non-employee member of the Board of Directors pursuant to the Applied Materials, Inc. Employee Stock Incentive Plan. These performance shares will be converted on a one-for-one basis into shares of Applied Materials, Inc. common stock immediately upon vesting, which vesting is scheduled to occur in four equal annual installments beginning 3/1/10 (subject to continued service as a director).
F2: Number of shares includes 7,500 performance shares previously reported that in the future will be converted on a one-for-one basis into shares of Applied Materials, Inc. common stock upon vesting, which vesting is scheduled to occur in three equal annual installments beginning 10/29/09 (subject to continued service as a director through each vesting date).
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| March 10, 2009 Filed Mar 13, 2009 01:43 UTC | APPLIED MATERIALS INC /DE AMAT · Entity 2812 | GrantCommon Stock | 21,691 | $0.00 | $0.00 |
DisclosureSEC source: 0001181431-09-015436 · rrd237237.xml · nonDerivative · entry 1 GERDINE PHILIP V · CIK 0001209690 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 55,691 F1 · shares: Represents automatic annual grant of performance shares (restricted stock units) to non-employee member of the Board of Directors pursuant to the Applied Materials, Inc. Employee Stock Incentive Plan. These performance shares will be converted on a one-for-one basis into shares of Applied Materials, Inc. common stock immediately upon vesting, which vesting is scheduled to occur in four equal annual installments beginning 3/1/10 (subject to continued service as a director). F2 · balance_after: Number of shares includes 7,500 performance shares previously reported that in the future will be converted on a one-for-one basis into shares of Applied Materials, Inc. common stock upon vesting, which vesting is scheduled to occur in three equal annual installments beginning 10/29/09 (subject to continued service as a director through each vesting date). Read SEC document |
| October 29, 2007 Filed Nov 1, 2007 00:54 UTC | APPLIED MATERIALS INC /DE AMAT · Entity 2812 | GrantCommon Stock | 10,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001181431-07-065216 · rrd176206.xml · nonDerivative · entry 1 GERDINE PHILIP V · CIK 0001209690 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 34,000 F1 · shares: Represents automatic annual grant of performance shares (restricted stock units) to non-employee member of the Board of Directors pursuant to the Applied Materials, Inc. Employee Stock Incentive Plan. These performance shares will be converted on a one-for-one basis into shares of Applied Materials, Inc. common stock immediately upon vesting, which vesting is scheduled to occur in four equal annual installments beginning 10/29/08 (subject to continued service as a director). Read SEC document |
| November 20, 2006 Filed Nov 22, 2006 01:43 UTC | APPLIED MATERIALS INC /DE AMAT · Entity 2812 | SaleCommon Stock | 72,000 | $18.06 | $1,300,500.00 |
DisclosureSEC source: 0001181431-06-065431 · rrd137046.xml · nonDerivative · entry 1 GERDINE PHILIP V · CIK 0001209690 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 24,000 Read SEC document |
| October 30, 2006 Filed Nov 2, 2006 02:33 UTC | APPLIED MATERIALS INC /DE AMAT · Entity 2812 | GrantDirector Stock Option (right to buy) · Derivative | 25,000 | $0.00 Strike: $17.35 | $0.00 |
DisclosureSEC source: 0001181431-06-061082 · rrd134756.xml · derivative · entry 1 GERDINE PHILIP V · CIK 0001209690 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 25,000 Underlying: Common Stock · 25,000 shares Expires 2013-10-30 F1 · security: Annual stock option grant to non-employee member of the Board of Directors pursuant to the Applied Materials, Inc. Employee Stock Incentive Plan. F2 · derivative.exercise_date: The stock option is scheduled to vest in four equal annual installments beginning on October 30, 2007. Read SEC document |
| October 28, 2005 Filed Nov 10, 2005 00:15 UTC | APPLIED MATERIALS INC /DE AMAT · Entity 2812 | GrantDirector Stock Option (right to buy) · Derivative | 25,000 | $0.00 Strike: $16.36 | $0.00 |
DisclosureSEC source: 0001181431-05-060600 · rrd96736.xml · derivative · entry 1 GERDINE PHILIP V · CIK 0001209690 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 25,000 Underlying: Common Stock · 25,000 shares Expires 2012-10-28 F1 · security: Annual stock option grant to non-employee member of the Board of Directors pursuant to the Applied Materials, Inc. Employee Stock Incentive Plan. F2 · derivative.exercise_date: The stock option is scheduled to vest in four equal annual installments beginning on October 28, 2006. Read SEC document |
| October 29, 2004 Filed Nov 2, 2004 17:45 UTC | APPLIED MATERIALS INC /DE AMAT · Entity 2812 | GrantDirector Stock Option (right to buy) · Derivative | 25,000 | $0.00 Strike: $16.10 | $0.00 |
DisclosureSEC source: 0001181431-04-050096 · rrd56365.xml · derivative · entry 1 GERDINE PHILIP V · CIK 0001209690 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 25,000 Underlying: Common Stock · 25,000 shares Expires 2011-10-29 F1 · security: Annual stock option grant to non-employee member of the Board of Directors pursuant to the Applied Materials, Inc. Employee Stock Incentive Plan. F2 · derivative.exercise_date: The stock option is scheduled to vest in four equal annual installments beginning on October 29, 2005. Read SEC document |
| October 24, 2003 Filed Oct 28, 2003 20:26 UTC | APPLIED MATERIALS INC /DE AMAT · Entity 2812 | GrantDirector Stock Option (right to buy) · Derivative | 15,000 | $0.00 Strike: $20.65 | $0.00 |
DisclosureSEC source: 0001181431-03-027765 · rrd21015.xml · derivative · entry 1 GERDINE PHILIP V · CIK 0001209690 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 15,000 Underlying: Common Stock · 15,000 shares Expires 2010-10-24 F1 · security: Annual stock option grant to non-employee member of the Board of Directors pursuant to the Applied Materials, Inc. 1995 Equity Incentive Plan. F2 · derivative.exercise_date: The stock option vests in four equal annual installments beginning on October 24, 2004. Read SEC document |
| October 03, 2003 Filed Oct 8, 2003 00:26 UTC | APPLIED MATERIALS INC /DE AMAT · Entity 2812 | Exercise / conversionDirector Stock Option (right to buy) · Derivative | 24,000 | $0.00 Strike: $8.48 | $0.00 |
DisclosureSEC source: 0001181431-03-026078 · rrd20035.xml · derivative · entry 2 GERDINE PHILIP V · CIK 0001209690 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 24,000 shares Expires 2003-10-23 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_date: The stock option vested in four equal annual installments beginning October 23, 1999. F2 · balance_after: Reporting Person has additional Director Stock Options covering 86,000 shares of Common Stock with varying exercise prices and expiration dates. Read SEC document |
| October 03, 2003 Filed Oct 8, 2003 00:26 UTC | APPLIED MATERIALS INC /DE AMAT · Entity 2812 | Exercise / conversionCommon Stock | 24,000 | $8.48 | $203,520.00 |
DisclosureSEC source: 0001181431-03-026078 · rrd20035.xml · nonDerivative · entry 1 GERDINE PHILIP V · CIK 0001209690 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 96,000 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.