Last 12 months
Inside the activity.
0 purchase rows · 45 sale rows
Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.Monthly counts
| Month | Purchases | Sales |
|---|---|---|
| Nov 2025 | 0 | 2 |
| Dec 2025 | 0 | 1 |
| Jan 2026 | 0 | 0 |
| Feb 2026 | 0 | 5 |
| Mar 2026 | 0 | 0 |
| Apr 2026 | 0 | 0 |
| May 2026 | 0 | 2 |
| Jun 2026 | 0 | 32 |
| Jul 2026 | 0 | 0 |
| Aug 2026 | 0 | 1 |
| Sep 2026 | 0 | 1 |
| Oct 2026 | 0 | 1 |
Latest available
Insider transactions
Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Owner / reported role | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| January 01, 2017 Filed Jan 5, 2017 00:34 UTC |
HALLIDAY ROBERT JSenior Vice President & CFO
|
Tax withholdingCommon Stock | 3,975 | $32.27 | $128,273.25 |
DisclosureSEC source: 0001127602-17-000838 · form4.xml · nonDerivative · entry 1 HALLIDAY ROBERT J · CIK 0001192445 · Senior Vice President & CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 621,767 F1 · shares: Represents number of shares that were automatically withheld upon vesting of performance shares to cover tax withholding obligations in a transaction exempt under Rule 16b-3. F2 · balance_after: Number of shares includes 392,458 performance shares and restricted stock units previously reported that in the future will be converted on a one-for-one basis into shares of Applied Materials, Inc. common stock upon vesting, which vesting is scheduled to occur as follows: (a) 108,292 performance shares are scheduled to vest in installments in December of each of 2017 and 2018, (b) 138,816 performance shares are scheduled to vest in installments in December of each of 2017 through 2019, with up to an additional 92,543 shares that may vest, depending on achievement of specified performance goals, (c) 72,675 performance shares are scheduled to vest in December 2019, which number of shares is the target amount, and the actual number of shares that may vest ranges from 0% to 200% of the target amount, depending on achievement of specified performance goals, and (d) 72,675 restricted stock units are scheduled to vest in installments in December of each of 2017 through 2019, depending on achievement of a specified performance goal (all vesting is subject to continued employment through each applicable vest date). Read SEC document |
| January 01, 2017 Filed Jan 5, 2017 00:37 UTC |
READ CHARLESCorp. VP, Corp. Contrlr. & CAO
|
Tax withholdingCommon Stock | 3,948 | $32.27 | $127,401.96 |
DisclosureSEC source: 0001127602-17-000840 · form4.xml · nonDerivative · entry 1 READ CHARLES · CIK 0001587870 · Corp. VP, Corp. Contrlr. & CAO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 70,670 F1 · shares: Represents number of shares that was automatically withheld upon vesting of restricted stock units to cover tax withholding obligations in a transaction exempt under Rule 16b-3. F2 · balance_after: Number of shares includes 45,937 restricted stock units previously reported that in the future will be converted on a one-for-one basis into shares of Applied Materials, Inc. common stock upon vesting, which vesting is scheduled to occur as follows: (a) 7,500 shares are scheduled to vest in October 2017 and (b) 38,437 shares are scheduled to vest in installments in January of each of 2018 through 2021 (all vesting is subject to continued employment through each applicable vest date). Read SEC document |
| December 30, 2016 Filed Jan 3, 2017 23:17 UTC |
JAMES SUSAN M.Director
|
GrantCommon Stock | 785 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-17-000344 · form4.xml · nonDerivative · entry 1 JAMES SUSAN M. · CIK 0001430130 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 74,367 F1 · shares: Represents number of restricted stock units ("RSUs") automatically acquired based on a value of $32.27 per share, the closing price of Applied Materials, Inc. common stock on December 30, 2016, in a transaction exempt under Rule 16b-3(d). This automatic acquisition resulted from dividends accrued on vested RSUs that, pursuant to Ms. James' election to defer, will be converted on a one-for-one basis into shares of Applied common stock and paid to her on the date of her termination of service from the Applied Board. F2 · balance_after: Number of shares consists of: (a) 64,148 vested RSUs that, pursuant to Ms. James' election to defer, will be converted on a one-for-one basis into shares of Applied common stock and paid to her on the date of her termination of service from the Applied Board, and (b) 10,219 RSUs scheduled to vest in March 2017 (subject to continued service as a director through the vesting date). Read SEC document |
| December 30, 2016 Filed Jan 3, 2017 23:20 UTC |
POWELL DENNIS DDirector
|
GrantCommon Stock | 700 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-17-000347 · form4.xml · nonDerivative · entry 1 POWELL DENNIS D · CIK 0001231878 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 98,207 F1 · shares: Represents number of restricted stock units ("RSUs") automatically acquired based on a value of $32.27 per share, the closing price of Applied Materials, Inc. common stock on December 30, 2016, in a transaction exempt under Rule 16b-3(d). This automatic acquisition resulted from dividends accrued on vested RSUs that, pursuant to Mr. Powell's election to defer, will be converted on a one-for-one basis into shares of Applied common stock and paid to him on the date of his termination of service from the Applied Board. Read SEC document |
| December 30, 2016 Filed Jan 3, 2017 23:22 UTC |
ROELANDTS WILLEM PDirector
|
GrantCommon Stock | 295 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-17-000348 · form4.xml · nonDerivative · entry 1 ROELANDTS WILLEM P · CIK 0001232254 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 143,550 F1 · shares: Represents number of restricted stock units ("RSUs") automatically acquired based on a value of $32.27 per share, the closing price of Applied Materials, Inc. common stock on December 30, 2016, in a transaction exempt under Rule 16b-3(d). This automatic acquisition resulted from dividends accrued on vested RSUs that, pursuant to Mr. Roelandts' election to defer, will be converted on a one-for-one basis into shares of Applied common stock and paid to him on the date of his termination of service from the Applied Board. F2 · balance_after: Number of shares includes: (a) 24,157 vested RSUs that, pursuant to Mr. Roelandts' election to defer, will be converted on a one-for-one basis into shares of Applied common stock and paid to him on the date of his termination of service from the Applied Board, and (b) 10,219 RSUs scheduled to vest in March 2017 (subject to continued service as a director through the vesting date). Read SEC document |
| December 19, 2016 Filed Dec 22, 2016 01:15 UTC |
ADDIEGO GINETTOSVP, Engineer., Ops. & Quality
|
Tax withholdingCommon Stock | 30,909 | $32.44 | $1,002,687.96 |
DisclosureSEC source: 0001127602-16-070730 · form4.xml · nonDerivative · entry 1 ADDIEGO GINETTO · CIK 0001318062 · SVP, Engineer., Ops. & Quality 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 302,086 F1 · shares: Represents number of shares that were automatically withheld upon vesting of performance shares to cover tax withholding obligations in a transaction exempt under Rule 16b-3. F2 · balance_after: Number of shares includes 198,306 performance shares and restricted stock units previously reported that in the future will be converted on a one-for-one basis into shares of Applied Materials, Inc. common stock upon vesting, which vesting is scheduled to occur as follows: (a) 54,146 performance shares are scheduled to vest in installments in December of each of 2017 and 2018, (b) 69,408 performance shares are scheduled to vest in installments in December of each of 2017 through 2019, with up to an additional 46,272 shares that may vest, depending on achievement of specified performance goals, (c) 37,376 performance shares are scheduled to vest in December 2019, which number of shares is the target amount, and the actual number of shares that may vest ranges from 0% to 200% of the target amount, depending on achievement of specified performance goals, and (d) 37,376 restricted stock units are scheduled to vest in installments in December of each of 2017 through 2019, depending on achievement of a specified performance goal (all vesting is subject to continued employment through each applicable vest date). Read SEC document |
| December 19, 2016 Filed Dec 22, 2016 01:24 UTC |
DICKERSON GARY EDirector · President and CEO
|
Tax withholdingCommon Stock | 246,636 | $32.44 | $8,000,871.84 |
DisclosureSEC source: 0001127602-16-070733 · form4.xml · nonDerivative · entry 1 DICKERSON GARY E · CIK 0001183258 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,876,539 F1 · shares: Represents number of shares that were automatically withheld upon vesting of performance shares to cover tax withholding obligations in a transaction exempt under Rule 16b-3. F2 · balance_after: Number of shares includes 1,009,175 performance shares and restricted stock units previously reported that in the future will be converted on a one-for-one basis into shares of Applied Materials, Inc. common stock upon vesting, which vesting is scheduled to occur as follows: (a) 278,465 performance shares are scheduled to vest in installments in December of each of 2017 and 2018, (b) 356,955 performance shares are scheduled to vest in installments in December of each of 2017 through 2019, with up to an additional 237,969 shares that may vest, depending on achievement of specified performance goals, (c) 280,316 performance shares are scheduled to vest in December 2019, which number of shares is the target amount, and the actual number of shares that may vest ranges from 0% to 200% of the target amount, depending on achievement of specified performance goals, and (d) 93,439 restricted stock units are scheduled to vest in installments in December of each of 2017 through 2019, depending on achievement of a specified performance goal (all vesting is subject to continued employment through each applicable vest date). Read SEC document |
| December 19, 2016 Filed Dec 22, 2016 01:33 UTC |
HALLIDAY ROBERT JSenior Vice President & CFO
|
Tax withholdingCommon Stock | 81,385 | $32.44 | $2,640,129.40 |
DisclosureSEC source: 0001127602-16-070735 · form4.xml · nonDerivative · entry 1 HALLIDAY ROBERT J · CIK 0001192445 · Senior Vice President & CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 625,742 F1 · shares: Represents number of shares that were automatically withheld upon vesting of performance shares to cover tax withholding obligations in a transaction exempt under Rule 16b-3. F2 · balance_after: Number of shares includes 402,458 performance shares and restricted stock units previously reported that in the future will be converted on a one-for-one basis into shares of Applied Materials, Inc. common stock upon vesting, which vesting is scheduled to occur as follows: (a) 10,000 shares are scheduled to vest in January of 2017, (b) 108,292 performance shares are scheduled to vest in installments in December of each of 2017 and 2018, (c) 138,816 performance shares are scheduled to vest in installments in December of each of 2017 through 2019, with up to an additional 92,543 shares that may vest, depending on achievement of specified performance goals, (d) 72,675 performance shares are scheduled to vest in December 2019, which number of shares is the target amount, and the actual number of shares that may vest ranges from 0% to 200% of the target amount, depending on achievement of specified performance goals, and (e) 72,675 restricted stock units are scheduled to vest in installments in December of each of 2017 through 2019, depending on achievement of a specified performance goal (all vesting is subject to continued employment through each applicable vest date). Read SEC document |
| December 19, 2016 Filed Dec 22, 2016 01:48 UTC |
Nalamasu OmkaramSenior VP, CTO
|
Tax withholdingCommon Stock | 68,887 | $32.44 | $2,234,694.28 |
DisclosureSEC source: 0001127602-16-070737 · form4.xml · nonDerivative · entry 1 Nalamasu Omkaram · CIK 0001510815 · Senior VP, CTO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 368,573 F1 · shares: Represents number of shares that were automatically withheld upon vesting of performance shares to cover tax withholding obligations in a transaction exempt under Rule 16b-3. F2 · balance_after: Number of shares includes 223,306 performance shares and restricted stock units previously reported that in the future will be converted on a one-for-one basis into shares of Applied Materials, Inc. common stock upon vesting, which vesting is scheduled to occur as follows: (a) 25,000 shares are scheduled to vest in July 2017, (b) 54,146 performance shares are scheduled to vest in installments in December of each of 2017 and 2018, (c) 69,408 performance shares are scheduled to vest in installments in December of each of 2017 through 2019, with up to an additional 46,272 shares that may vest, depending on achievement of specified performance goals, (d) 37,376 performance shares are scheduled to vest in December 2019, which number of shares is the target amount, and the actual number of shares that may vest ranges from 0% to 200% of the target amount, depending on achievement of specified performance goals, and (e) 37,376 restricted stock units are scheduled to vest in installments in December of each of 2017 through 2019, depending on achievement of a specified performance goal (all vesting is subject to continued employment through each applicable vest date). Read SEC document |
| December 19, 2016 Filed Dec 22, 2016 01:40 UTC |
Larkins Thomas FSr. VP, GC & Corp. Secretary
|
Tax withholdingCommon Stock | 54,745 | $32.44 | $1,775,927.80 |
DisclosureSEC source: 0001127602-16-070736 · form4.xml · nonDerivative · entry 1 Larkins Thomas F · CIK 0001562962 · Sr. VP, GC & Corp. Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 557,782 F1 · shares: Represents number of shares that were automatically withheld upon vesting of performance shares to cover tax withholding obligations in a transaction exempt under Rule 16b-3. F2 · balance_after: Number of shares includes 192,357 performance shares and restricted stock units previously reported that in the future will be converted on a one-for-one basis into shares of Applied Materials, Inc. common stock upon vesting, which vesting is scheduled to occur as follows: (a) 54,146 performance shares are scheduled to vest in installments in December of each of 2017 and 2018, (b) 63,459 performance shares are scheduled to vest in installments in December of each of 2017 through 2019, with up to an additional 42,305 shares that may vest, depending on achievement of specified performance goals, (c) 37,376 performance shares are scheduled to vest in December 2019, which number of shares is the target amount, and the actual number of shares that may vest ranges from 0% to 200% of the target amount, depending on achievement of specified performance goals, and (d) 37,376 restricted stock units are scheduled to vest in installments in December of each of 2017 through 2019, depending on achievement of a specified performance goal (all vesting is subject to continued employment through each applicable vest date). Read SEC document |
| December 19, 2016 Filed Dec 22, 2016 01:58 UTC |
Salehpour AliSr. VP, GM New Mrkts & Service
|
Tax withholdingCommon Stock | 73,508 | $32.44 | $2,384,599.52 |
DisclosureSEC source: 0001127602-16-070738 · form4.xml · nonDerivative · entry 3 Salehpour Ali · CIK 0001563106 · Sr. VP, GM New Mrkts & Service 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 553,447 F1 · shares: Represents number of shares that were automatically withheld upon vesting of performance shares to cover tax withholding obligations in a transaction exempt under Rule 16b-3. F2 · balance_after: Number of shares includes 369,397 performance shares and restricted stock units previously reported that in the future will be converted on a one-for-one basis into shares of Applied Materials, Inc. common stock upon vesting, which vesting is scheduled to occur as follows: (a) 77,351 performance shares are scheduled to vest in installments in December of each of 2017 and 2018, (b) 99,154 performance shares are scheduled to vest in installments in December of each of 2017 through 2019, with up to an additional 66,152 shares that may vest, depending on achievement of specified performance goals, (c) 60,000 shares are scheduled to vest in installments in October of each of 2017 and 2018, (d) 66,446 performance shares are scheduled to vest in December 2019, which number of shares is the target amount, and the actual number of shares that may vest ranges from 0% to 200% of the target amount, depending on achievement of specified performance goals, and (e) 66,446 restricted stock units are scheduled to vest in installments in December of each of 2017 through 2019, depending on achievement of a specified performance goal (all vesting is subject to continued employment through each applicable vest date). Read SEC document |
| December 16, 2016 Filed Dec 22, 2016 01:58 UTC |
Salehpour AliSr. VP, GM New Mrkts & Service
|
GiftCommon Stock | 250 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-16-070738 · form4.xml · nonDerivative · entry 2 Salehpour Ali · CIK 0001563106 · Sr. VP, GM New Mrkts & Service 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 626,955 Read SEC document |
| December 15, 2016 Filed Dec 22, 2016 01:58 UTC |
Salehpour AliSr. VP, GM New Mrkts & Service
|
GiftCommon Stock | 1,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-16-070738 · form4.xml · nonDerivative · entry 1 Salehpour Ali · CIK 0001563106 · Sr. VP, GM New Mrkts & Service 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 627,205 Read SEC document |
| December 01, 2016 Filed Dec 6, 2016 00:47 UTC |
ADDIEGO GINETTOSVP, Engineer., Ops. & Quality
|
GrantCommon Stock | 37,376 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-16-069206 · form4.xml · nonDerivative · entry 3 ADDIEGO GINETTO · CIK 0001318062 · SVP, Engineer., Ops. & Quality 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 332,995 F3 · shares: Represents restricted stock units that will be converted on a one-for-one basis into shares of Applied Materials, Inc. common stock upon vesting, which vesting is scheduled to occur in three equal annual installments beginning December 19, 2017, depending on the achievement of specified performance goals and continued employment through each applicable vest date. F4 · balance_after: Number of shares includes 146,691 performance shares previously reported that in the future will be converted on a one-for-one basis into shares of Applied Materials, Inc. common stock upon vesting, which vesting is scheduled to occur as follows: (a) 54,147 shares are scheduled to vest in installments in December of each of 2016 through 2018, and (b) 92,544 shares that are scheduled to vest in installments in December of each of 2016 through 2019, which number of shares is the target amount, and the actual number of shares that may vest is up to 150% of the target amount, depending on achievement of specified performance goals (all vesting is subject to continued employment through each applicable vest date). Read SEC document |
| December 01, 2016 Filed Dec 6, 2016 00:47 UTC |
ADDIEGO GINETTOSVP, Engineer., Ops. & Quality
|
GrantCommon Stock | 37,376 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-16-069206 · form4.xml · nonDerivative · entry 2 ADDIEGO GINETTO · CIK 0001318062 · SVP, Engineer., Ops. & Quality 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 295,619 F2 · shares: Represents performance shares that will be converted on a one-for-one basis into shares of Applied Materials, Inc. common stock upon vesting, which vesting is scheduled to occur on December 19, 2019, depending on the achievement of specified performance goals and continued employment through the vest date. The number of shares shown is the target amount, and the actual number of shares that may vest ranges from 0% to 200% of the target amount, depending on the achievement of specified performance goals. Read SEC document |
| December 01, 2016 Filed Dec 6, 2016 00:47 UTC |
ADDIEGO GINETTOSVP, Engineer., Ops. & Quality
|
GrantCommon Stock | 36,097 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-16-069206 · form4.xml · nonDerivative · entry 1 ADDIEGO GINETTO · CIK 0001318062 · SVP, Engineer., Ops. & Quality 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 258,243 F1 · shares: Represents performance shares acquired based on achievement of specified performance goals related to performance shares previously granted. This acquisition is exempt under Rule 16b-3. The shares are subject to vesting as follows: 18,049 shares are scheduled to vest on December 19, 2016 and 9,024 shares are scheduled to vest on December 19 of each of 2017 and 2018 (all vesting is subject to continued employment through each applicable vest date). Read SEC document |
| December 01, 2016 Filed Dec 6, 2016 00:50 UTC |
DICKERSON GARY EDirector · President and CEO
|
GrantCommon Stock | 93,439 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-16-069207 · form4.xml · nonDerivative · entry 3 DICKERSON GARY E · CIK 0001183258 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,123,175 F3 · shares: Represents restricted stock units that will be converted on a one-for-one basis into shares of Applied Materials, Inc. common stock upon vesting, which vesting is scheduled to occur in three equal annual installments beginning December 19, 2017, depending on the achievement of specified performance goals and continued employment through each applicable vest date. F4 · balance_after: Number of shares includes 904,405 performance shares previously reported that in the future will be converted on a one-for-one basis into shares of Applied Materials, Inc. common stock upon vesting, which vesting is scheduled to occur as follows: (a) 428,466 shares are scheduled to vest in installments in December of each of 2016 through 2018, and (b) 475,939 shares are scheduled to vest in installments in December of each of 2016 through 2019, which number of shares is the target amount, and the actual number of shares that may vest is up to 150% of the target amount, depending on achievement of specified performance goals (all vesting is subject to continued employment through each applicable vest date). Read SEC document |
| December 01, 2016 Filed Dec 6, 2016 00:50 UTC |
DICKERSON GARY EDirector · President and CEO
|
GrantCommon Stock | 280,316 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-16-069207 · form4.xml · nonDerivative · entry 2 DICKERSON GARY E · CIK 0001183258 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,029,736 F2 · shares: Represents performance shares that will be converted on a one-for-one basis into shares of Applied Materials, Inc. common stock upon vesting, which vesting is scheduled to occur on December 19, 2019, depending on the achievement of specified performance goals and continued employment through the vest date. The number of shares shown is the target amount, and the actual number of shares that may vest ranges from 0% to 200% of the target amount, depending on the achievement of specified performance goals. Read SEC document |
| December 01, 2016 Filed Dec 6, 2016 00:50 UTC |
DICKERSON GARY EDirector · President and CEO
|
GrantCommon Stock | 185,643 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-16-069207 · form4.xml · nonDerivative · entry 1 DICKERSON GARY E · CIK 0001183258 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,749,420 F1 · shares: Represents performance shares acquired based on achievement of specified performance goals related to performance shares previously granted. This acquisition is exempt under Rule 16b-3. The shares are subject to vesting as follows: 92,822 shares are scheduled to vest on December 19, 2016, 46,411 shares are scheduled to vest on December 19, 2017 and 46,410 shares are scheduled to vest on December 19, 2018 (all vesting is subject to continued employment through each applicable vest date). Read SEC document |
| December 01, 2016 Filed Dec 6, 2016 00:51 UTC |
HALLIDAY ROBERT JSenior Vice President & CFO
|
GrantCommon Stock | 72,675 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-16-069208 · form4.xml · nonDerivative · entry 3 HALLIDAY ROBERT J · CIK 0001192445 · Senior Vice President & CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 707,127 F3 · shares: Represents restricted stock units that will be converted on a one-for-one basis into shares of Applied Materials, Inc. common stock upon vesting, which vesting is scheduled to occur in three equal annual installments beginning December 19, 2017, depending on the achievement of specified performance goals and continued employment through each applicable vest date. F4 · balance_after: Number of shares includes 340,879 performance shares previously reported that in the future will be converted on a one-for-one basis into shares of Applied Materials, Inc. common stock upon vesting, which vesting is scheduled to occur as follows: (a) 10,000 shares are scheduled to vest in January of 2017, (b) 145,792 shares are scheduled to vest in installments in December of each of 2016 through 2018, and (c) 185,087 shares are scheduled to vest in installments in December of each of 2016 through 2019, which number of shares is the target amount, and the actual number of shares that may vest is up to 150% of the target amount, depending on achievement of specified performance goals (all vesting is subject to continued employment through each applicable vest date). Read SEC document |
| December 01, 2016 Filed Dec 6, 2016 00:51 UTC |
HALLIDAY ROBERT JSenior Vice President & CFO
|
GrantCommon Stock | 72,675 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-16-069208 · form4.xml · nonDerivative · entry 2 HALLIDAY ROBERT J · CIK 0001192445 · Senior Vice President & CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 634,452 F2 · shares: Represents performance shares that will be converted on a one-for-one basis into shares of Applied Materials, Inc. common stock upon vesting, which vesting is scheduled to occur on December 19, 2019, depending on the achievement of specified performance goals and continued employment through the vest date. The number of shares shown is the target amount, and the actual number of shares that may vest ranges from 0% to 200% of the target amount, depending on the achievement of specified performance goals. Read SEC document |
| December 01, 2016 Filed Dec 6, 2016 00:51 UTC |
HALLIDAY ROBERT JSenior Vice President & CFO
|
GrantCommon Stock | 72,194 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-16-069208 · form4.xml · nonDerivative · entry 1 HALLIDAY ROBERT J · CIK 0001192445 · Senior Vice President & CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 561,777 F1 · shares: Represents performance shares acquired based on achievement of specified performance goals related to performance shares previously granted. This acquisition is exempt under Rule 16b-3. The shares are subject to vesting as follows: 36,097 shares are scheduled to vest on December 19, 2016, 18,049 shares are scheduled to vest on December 19, 2017 and 18,048 shares are scheduled to vest on December 19, 2018 (all vesting is subject to continued employment through each applicable vest date). Read SEC document |
| December 01, 2016 Filed Dec 6, 2016 00:53 UTC |
Larkins Thomas FSr. VP, GC & Corp. Secretary
|
GrantCommon Stock | 37,376 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-16-069210 · form4.xml · nonDerivative · entry 3 Larkins Thomas F · CIK 0001562962 · Sr. VP, GC & Corp. Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 612,527 F3 · shares: Represents restricted stock units that will be converted on a one-for-one basis into shares of Applied Materials, Inc. common stock upon vesting, which vesting is scheduled to occur in three equal annual installments beginning December 19, 2017, depending on the achievement of specified performance goals and continued employment through each applicable vest date. F4 · balance_after: Number of shares includes 195,008 performance shares previously reported that in the future will be converted on a one-for-one basis into shares of Applied Materials, Inc. common stock upon vesting, which vesting is scheduled to occur as follows: (a) 110,397 shares are scheduled to vest in installments in December of each of 2016 through 2018, and (b) 84,611 shares are scheduled to vest in installments in December of each of 2016 through 2019, which number of shares is the target amount, and the actual number of shares that may vest is up to 150% of the target amount, depending on achievement of specified performance goals (all vesting is subject to continued employment through each applicable vest date). Read SEC document |
| December 01, 2016 Filed Dec 6, 2016 00:53 UTC |
Larkins Thomas FSr. VP, GC & Corp. Secretary
|
GrantCommon Stock | 37,376 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-16-069210 · form4.xml · nonDerivative · entry 2 Larkins Thomas F · CIK 0001562962 · Sr. VP, GC & Corp. Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 575,151 F2 · shares: Represents performance shares that will be converted on a one-for-one basis into shares of Applied Materials, Inc. common stock upon vesting, which vesting is scheduled to occur on December 19, 2019, depending on the achievement of specified performance goals and continued employment through the vest date. The number of shares shown is the target amount, and the actual number of shares that may vest ranges from 0% to 200% of the target amount, depending on the achievement of specified performance goals. Read SEC document |
| December 01, 2016 Filed Dec 6, 2016 00:53 UTC |
Larkins Thomas FSr. VP, GC & Corp. Secretary
|
GrantCommon Stock | 36,097 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-16-069210 · form4.xml · nonDerivative · entry 1 Larkins Thomas F · CIK 0001562962 · Sr. VP, GC & Corp. Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 537,775 F1 · shares: Represents performance shares acquired based on achievement of specified performance goals related to performance shares previously granted. This acquisition is exempt under Rule 16b-3. The shares are subject to vesting as follows: 18,049 shares are scheduled to vest on December 19, 2016, and 9,024 shares are scheduled to vest on December 19 of each of 2017 and 2018 (all vesting is subject to continued employment through each applicable vest date). Read SEC document |
| December 01, 2016 Filed Dec 6, 2016 00:54 UTC |
Nalamasu OmkaramSenior VP, CTO
|
GrantCommon Stock | 37,376 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-16-069211 · form4.xml · nonDerivative · entry 3 Nalamasu Omkaram · CIK 0001510815 · Senior VP, CTO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 437,460 F3 · shares: Represents restricted stock units that will be converted on a one-for-one basis into shares of Applied Materials, Inc. common stock upon vesting, which vesting is scheduled to occur in three equal annual installments beginning December 19, 2017, depending on the achievement of specified performance goals and continued employment through each applicable vest date. F4 · balance_after: Number of shares includes 246,691 performance shares previously reported that in the future will be converted on a one-for-one basis into shares of Applied Materials, Inc. common stock upon vesting, which vesting is scheduled to occur as follows: (a) 25,000 shares are scheduled to vest in July 2017, (b) 129,147 shares are scheduled to vest in installments in December of each of 2016 through 2018, and (c) 92,544 shares are scheduled to vest in installments in December of each of 2016 through 2019, which number of shares is the target amount, and the actual number of shares that may vest is up to 150% of the target amount, depending on achievement of specified performance goals (all vesting is subject to continued employment through each applicable vest date). Read SEC document |
| December 01, 2016 Filed Dec 6, 2016 00:54 UTC |
Nalamasu OmkaramSenior VP, CTO
|
GrantCommon Stock | 37,376 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-16-069211 · form4.xml · nonDerivative · entry 2 Nalamasu Omkaram · CIK 0001510815 · Senior VP, CTO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 400,084 F2 · shares: Represents performance shares that will be converted on a one-for-one basis into shares of Applied Materials, Inc. common stock upon vesting, which vesting is scheduled to occur on December 19, 2019, depending on the achievement of specified performance goals and continued employment through the vest date. The number of shares shown is the target amount, and the actual number of shares that may vest ranges from 0% to 200% of the target amount, depending on the achievement of specified performance goals. Read SEC document |
| December 01, 2016 Filed Dec 6, 2016 00:54 UTC |
Nalamasu OmkaramSenior VP, CTO
|
GrantCommon Stock | 36,097 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-16-069211 · form4.xml · nonDerivative · entry 1 Nalamasu Omkaram · CIK 0001510815 · Senior VP, CTO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 362,708 F1 · shares: Represents performance shares acquired based on achievement of specified performance goals related to performance shares previously granted. This acquisition is exempt under Rule 16b-3. The shares are subject to vesting as follows: 18,049 shares are scheduled to vest on December 19, 2016, and 9,024 shares are scheduled to vest on December 19 of each of 2017 and 2018 (all vesting is subject to continued employment through each applicable vest date). Read SEC document |
| December 01, 2016 Filed Dec 6, 2016 00:55 UTC |
READ CHARLESCorp. VP, Corp. Contrlr. & CAO
|
GrantCommon Stock | 13,290 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-16-069212 · form4.xml · nonDerivative · entry 1 READ CHARLES · CIK 0001587870 · Corp. VP, Corp. Contrlr. & CAO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 74,618 F1 · shares: Represents restricted stock units that will be converted on a one-for-one basis into shares of Applied Materials, Inc. common stock upon vesting, which vesting is scheduled to occur in four equal annual installments beginning January 1, 2018 (subject to continued employment through each applicable vest date). F2 · balance_after: Number of shares includes 42,576 restricted stock units previously reported that in the future will be converted on a one-for-one basis into shares of Applied Materials, Inc. common stock upon vesting, which vesting is scheduled to occur as follows: (a) 7,500 shares are scheduled to vest in October 2017 and (b) 35,076 shares are scheduled to vest in installments in each of January of 2017 through 2020 (all vesting is subject to continued employment through each applicable vest date). Read SEC document |
| December 01, 2016 Filed Dec 6, 2016 00:56 UTC |
Salehpour AliSr. VP, GM New Mrkts & Service
|
GrantCommon Stock | 66,446 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-16-069214 · form4.xml · nonDerivative · entry 4 Salehpour Ali · CIK 0001563106 · Sr. VP, GM New Mrkts & Service 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 628,205 F4 · shares: Represents restricted stock units that will be converted on a one-for-one basis into shares of Applied Materials, Inc. common stock upon vesting, which vesting is scheduled to occur in three equal annual installments beginning December 19, 2017, depending on the achievement of specified performance goals and continued employment through each applicable vest date. F5 · balance_after: Number of shares includes 325,807 performance shares previously reported that in the future will be converted on a one-for-one basis into shares of Applied Materials, Inc. common stock upon vesting, which vesting is scheduled to occur as follows: (a) 133,602 shares are scheduled to vest in installments in December of each of 2016 through 2018, (b) 132,205 shares are scheduled to vest in installments in December of each of 2016 through 2019, which number of shares is the target amount, and the actual number of shares that may vest is up to 150% of the target amount, depending on achievement of specified performance goals, and (c) 60,000 shares are scheduled to vest in installments in October of 2017 and 2018 (all vesting is subject to continued employment through each applicable vest date). Read SEC document |
| December 01, 2016 Filed Dec 6, 2016 00:56 UTC |
Salehpour AliSr. VP, GM New Mrkts & Service
|
GrantCommon Stock | 66,446 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-16-069214 · form4.xml · nonDerivative · entry 3 Salehpour Ali · CIK 0001563106 · Sr. VP, GM New Mrkts & Service 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 561,759 F3 · shares: Represents performance shares that will be converted on a one-for-one basis into shares of Applied Materials, Inc. common stock upon vesting, which vesting is scheduled to occur on December 19, 2019, depending on the achievement of specified performance goals and continued employment through the vest date. The number of shares shown is the target amount, and the actual number of shares that may vest ranges from 0% to 200% of the target amount, depending on the achievement of specified performance goals. Read SEC document |
| December 01, 2016 Filed Dec 6, 2016 00:56 UTC |
Salehpour AliSr. VP, GM New Mrkts & Service
|
GrantCommon Stock | 51,567 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-16-069214 · form4.xml · nonDerivative · entry 2 Salehpour Ali · CIK 0001563106 · Sr. VP, GM New Mrkts & Service 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 495,313 F2 · shares: Represents performance shares acquired based on achievement of specified performance goals related to performance shares previously granted. This acquisition is exempt under Rule 16b-3. The shares are subject to vesting as follows: 25,784 shares are scheduled to vest on December 19, 2016, 12,892 shares are scheduled to vest on December 19, 2017 and 12,891 shares are scheduled to vest on December 19, 2018 (all vesting is subject to continued employment through each applicable vest date). Read SEC document |
| December 01, 2016 Filed Dec 6, 2016 00:56 UTC |
Salehpour AliSr. VP, GM New Mrkts & Service
|
Tax withholdingCommon Stock | 23,312 | $30.10 | $701,691.20 |
DisclosureSEC source: 0001127602-16-069214 · form4.xml · nonDerivative · entry 1 Salehpour Ali · CIK 0001563106 · Sr. VP, GM New Mrkts & Service 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 443,746 F1 · shares: Represents number of shares that were automatically withheld upon vesting of performance shares to cover tax withholding obligations in a transaction exempt under Rule 16b-3. Read SEC document |
| November 30, 2016 Filed Dec 3, 2016 00:50 UTC |
Nalamasu OmkaramSenior VP, CTO
|
SaleCommon Stock | 16,841 | $32.35 | $544,806.35 |
DisclosureSEC source: 0001127602-16-069049 · form4.xml · nonDerivative · entry 1 Nalamasu Omkaram · CIK 0001510815 · Senior VP, CTO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 326,611 F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $32.35 to $32.37, inclusive. The reporting person undertakes to provide to Applied Materials, Inc., any security holder of Applied Materials, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnote 1 to this Form 4. F2 · balance_after: Number of shares includes 246,691 performance shares previously reported that in the future will be converted on a one-for-one basis into shares of Applied Materials, Inc. common stock upon vesting, which vesting is scheduled to occur as follows: (a) 25,000 shares are scheduled to vest in July 2017, (b) 75,000 shares are scheduled to vest in December 2016, (c) 54,147 shares are scheduled to vest in installments in December of each of 2016 through 2018, with up to an additional 36,098 shares that may vest, depending on achievement of specified performance goals, and (d) 92,544 shares will be scheduled to vest in installments in December of each of 2016 through 2019, which number of shares is the target amount, and the actual number of shares that may vest ranges from 0% to 150% of the target amount, depending on achievement of specified performance goals (all vesting is subject to continued employment through each applicable vest date). Read SEC document |
| November 29, 2016 Filed Dec 1, 2016 23:11 UTC |
Forrest Stephen RDirector
|
SaleCommon Stock | 4,800 | $31.86 | $152,928.00 |
DisclosureSEC source: 0001127602-16-068852 · form4.xml · nonDerivative · entry 1 Forrest Stephen R · CIK 0001437592 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 84,159 F1 · balance_after: Number of shares includes 10,219 restricted stock units previously reported that in the future will be converted on a one-for-one basis into Applied common stock upon vesting, which vesting is scheduled to occur in March 2017 (subject to continued service as a director through the vest date). Read SEC document |
| November 10, 2016 Filed Nov 15, 2016 01:31 UTC |
HALLIDAY ROBERT JSenior Vice President & CFO
|
Tax withholdingCommon Stock | 16,738 | $28.18 | $471,676.84 |
DisclosureSEC source: 0001127602-16-067058 · form4.xml · nonDerivative · entry 1 HALLIDAY ROBERT J · CIK 0001192445 · Senior Vice President & CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 489,583 F1 · shares: Represents number of shares that were automatically withheld upon vesting of performance shares to cover tax withholding obligations in a transaction exempt under Rule 16b-3. F2 · balance_after: Increased number of shares reflects periodic payroll acquisitions under Employees' Stock Purchase Plan that are exempt under Rule 16a-10 and Rule 16b-3. Number of shares includes 340,879 performance shares previously reported that in the future will be converted on a one-for-one basis into shares of Applied Materials, Inc. common stock upon vesting, which vesting is scheduled to occur as follows: (a) 10,000 shares are scheduled to vest in January of 2017, (b) 37,500 shares are scheduled to vest in December 2016, (c) 108,292 shares are scheduled to vest in installments in December of each of 2016 through 2018, with up to an additional 72,195 shares that may vest, depending on achievement of specified performance goals, and (d) 185,087 shares will be scheduled to vest in installments in December of each of 2016 through 2019, which number of shares is the target amount, and the actual number of shares that may vest ranges from 0% to 150% of the target amount, depending on achievement of specified performance goals (all vesting is subject to continued employment through each applicable vest date). Read SEC document |
| October 07, 2016 Filed Oct 11, 2016 22:59 UTC |
DICKERSON GARY EDirector · President and CEO
|
SaleCommon Stock | 229,935 | $29.71 | $6,831,368.85 |
DisclosureSEC source: 0001127602-16-064666 · form4.xml · nonDerivative · entry 1 DICKERSON GARY E · CIK 0001183258 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,563,777 F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $29.70 to $29.74, inclusive. The reporting person undertakes to provide to Applied Materials, Inc., any security holder of Applied Materials, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in footnote 1 to this Form 4. F2 · balance_after: Increased number of shares reflects periodic payroll acquisitions under Employees' Stock Purchase Plan that are exempt under Rule 16a-10 and Rule 16b-3. Number of shares includes 904,405 performance shares previously reported that in the future will be converted on a one-for-one basis into shares of Applied Materials, Inc. common stock upon vesting, which vesting is scheduled to occur as follows: (a) 150,000 shares are scheduled to vest in December 2016, (b) 278,466 shares are scheduled to vest in installments in December of each of 2016 through 2018, with up to an additional 185,644 shares that may vest, depending on achievement of specified performance goals, and (c) 475,939 shares will be scheduled to vest in installments in December of each of 2016 through 2019, which number of shares is the target amount, and the actual number of shares that may vest ranges from 0% to 150% of the target amount, depending on achievement of specified performance goals (all vesting is subject to continued employment through each applicable vest date). Read SEC document |
| October 05, 2016 Filed Oct 11, 2016 23:25 UTC |
Iannotti Thomas JDirector
|
GiftCommon Stock | 1,650 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-16-064671 · form4.xml · nonDerivative · entry 1 Iannotti Thomas J · CIK 0001339297 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 69,009 F1 · balance_after: Number of shares includes 10,219 restricted stock units previously reported that in the future will be converted on a one-for-one basis into Applied Materials, Inc. common stock upon vesting, which vesting is scheduled to occur in March 2017 (subject to continued service as a director through the vest date). Read SEC document |
| October 01, 2016 Filed Oct 4, 2016 23:57 UTC |
READ CHARLESCorp. VP, Corp. Contrlr. & CAO
|
Tax withholdingCommon Stock | 2,819 | $30.15 | $84,992.85 |
DisclosureSEC source: 0001127602-16-064211 · form4.xml · nonDerivative · entry 1 READ CHARLES · CIK 0001587870 · Corp. VP, Corp. Contrlr. & CAO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 61,328 F1 · shares: Represents number of shares that were automatically withheld upon vesting of restricted stock units to cover tax withholding obligations in a transaction exempt under Rule 16b-3. F2 · balance_after: Increased number of shares reflects periodic payroll acquisitions under Employees' Stock Purchase Plan that are exempt under Rule 16a-10 and Rule 16b-3. Number of shares includes 42,576 restricted stock units previously reported that in the future will be converted on a one-for-one basis into shares of Applied Materials, Inc. common stock upon vesting, which vesting is scheduled to occur as follows: (a) 7,500 shares are scheduled to vest in October 2017 and (b) 35,076 shares are scheduled to vest in installments in each of January of 2017 through 2020 (all vesting is subject to continued employment through each applicable vest date). Read SEC document |
| October 01, 2016 Filed Oct 5, 2016 00:38 UTC |
Salehpour AliSr. VP, GM New Mrkts & Service
|
Tax withholdingCommon Stock | 11,274 | $30.15 | $339,911.10 |
DisclosureSEC source: 0001127602-16-064212 · form4.xml · nonDerivative · entry 1 Salehpour Ali · CIK 0001563106 · Sr. VP, GM New Mrkts & Service 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 467,058 F1 · shares: Represents number of shares that were automatically withheld upon vesting of performance shares to cover tax withholding obligations in a transaction exempt under Rule 16b-3. F2 · balance_after: Increased number of shares reflects periodic payroll acquisitions under Employees' Stock Purchase Plan that are exempt under Rule 16a-10 and Rule 16b-3. Number of shares includes 371,307 performance shares previously reported that in the future will be converted on a one-for-one basis into shares of Applied Materials, Inc. common stock upon vesting, which vesting is scheduled to occur as follows: (a) 101,750 shares are scheduled to vest in December 2016, (b) 77,352 shares are scheduled to vest in installments in December of each of 2016 through 2018, with up to an additional 51,568 shares that may vest, depending on achievement of specified performance goals, (c) 132,205 shares will be scheduled to vest in installments in December of each of 2016 through 2019, which number of shares is the target amount, and the actual number of shares that may vest ranges from 0% to 150% of the target amount, depending on achievement of specified performance goals, and (d) 60,000 shares are scheduled to vest in installments in October of 2017 and 2018 (all vesting is subject to continued employment through each applicable vest date). Read SEC document |
| September 01, 2016 Filed Sep 7, 2016 00:29 UTC |
Nalamasu OmkaramSenior VP, CTO
|
SaleCommon Stock | 99,491 | $30.15 | $2,999,653.65 |
DisclosureSEC source: 0001127602-16-061995 · form4.xml · nonDerivative · entry 1 Nalamasu Omkaram · CIK 0001510815 · Senior VP, CTO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 343,452 F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $30.15 to $30.16, inclusive. The reporting person undertakes to provide to Applied Materials, Inc. ("Applied"), any security holder of Applied, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in footnote 1 to this Form 4. F2 · balance_after: Increased number of shares reflects periodic payroll acquisitions under Employees' Stock Purchase Plan that are exempt under Rule 16a-10 and Rule 16b-3. Number of shares includes 246,691 performance shares previously reported that in the future will be converted on a one-for-one basis into shares of Applied Materials, Inc. common stock upon vesting, which vesting is scheduled to occur as follows: (a) 25,000 shares are scheduled to vest in July 2017, (b) 75,000 shares are scheduled to vest in December 2016, (c) 54,147 shares are scheduled to vest in installments in December of each of 2016 through 2018, with up to an additional 36,098 shares that may vest, depending on achievement of specified performance goals, and (d) 92,544 shares will be scheduled to vest in installments in December of each of 2016 through 2019, which number of shares is the target amount, and the actual number of shares that may vest ranges from 0% to 150% of the target amount, depending on achievement of specified performance goals (all vesting is subject to continued employment through each applicable vest date). Read SEC document |
| August 26, 2016 Filed Aug 31, 2016 01:09 UTC |
Nalamasu OmkaramSenior VP, CTO
|
SaleCommon Stock | 26,035 | $30.15 | $784,955.25 |
DisclosureSEC source: 0001127602-16-061533 · form4.xml · nonDerivative · entry 1 Nalamasu Omkaram · CIK 0001510815 · Senior VP, CTO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 442,549 F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at $30.15 and $30.16. The reporting person undertakes to provide to Applied Materials, Inc., any security holder of Applied Materials, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price set forth in footnote 1 to this Form 4. F2 · balance_after: Number of shares includes 246,691 performance shares previously reported that in the future will be converted on a one-for-one basis into shares of Applied Materials, Inc. common stock upon vesting, which vesting is scheduled to occur as follows: (a) 25,000 shares are scheduled to vest in July 2017, (b) 75,000 shares are scheduled to vest in December 2016, (c) 54,147 shares are scheduled to vest in installments in December of each of 2016 through 2018, with up to an additional 36,098 shares that may vest, depending on achievement of specified performance goals, and (d) 92,544 shares will be scheduled to vest in installments in December of each of 2016 through 2019, which number of shares is the target amount, and the actual number of shares that may vest ranges from 0% to 150% of the target amount, depending on achievement of specified performance goals (all vesting is subject to continued employment through each applicable vest date). Read SEC document |
| August 23, 2016 Filed Aug 26, 2016 00:45 UTC |
Forrest Stephen RDirector
|
SaleCommon Stock | 5,000 | $30.00 | $150,000.00 |
DisclosureSEC source: 0001127602-16-061182 · form4.xml · nonDerivative · entry 1 Forrest Stephen R · CIK 0001437592 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 88,959 F1 · balance_after: Number of shares includes 10,219 restricted stock units previously reported that in the future will be converted on a one-for-one basis into Applied common stock upon vesting, which vesting is scheduled to occur in March 2017 (subject to continued service as a director through the vest date). Read SEC document |
| July 22, 2016 Filed Jul 26, 2016 22:57 UTC |
BRUNER JUDYDirector
|
GrantCommon Stock | 4,758 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-16-058666 · form4.xml · nonDerivative · entry 1 BRUNER JUDY · CIK 0001112668 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,758 F1 · shares: Represents automatic initial grant of restricted stock units to non-employee director upon appointment to the Board of Directors pursuant to the Applied Materials, Inc. Employee Stock Incentive Plan. These restricted stock units will be converted on a one-for-one basis into Applied Materials, Inc. common stock upon vesting, which vesting is scheduled to occur on March 1, 2017, subject to continued service as a director through the vest date. Read SEC document |
| July 01, 2016 Filed Jul 6, 2016 20:42 UTC |
DICKERSON GARY EDirector · President and CEO
|
Tax withholdingCommon Stock | 91,317 | $23.89 | $2,181,563.13 |
DisclosureSEC source: 0001127602-16-057581 · form4.xml · nonDerivative · entry 1 DICKERSON GARY E · CIK 0001183258 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,793,318 F1 · shares: Represents number of shares that were automatically withheld upon vesting of performance shares to cover tax withholding obligations in a transaction exempt under Rule 16b-3. F2 · balance_after: Increased number of shares reflects periodic payroll acquisitions under Employees' Stock Purchase Plan that are exempt under Rule 16a-10 and Rule 16b-3. Number of shares includes 904,405 performance shares previously reported that in the future will be converted on a one-for-one basis into shares of Applied Materials, Inc. common stock upon vesting, which vesting is scheduled to occur as follows: (a) 150,000 shares are scheduled to vest in December 2016, (b) 278,466 shares are scheduled to vest in installments in December of each of 2016 through 2018, with up to an additional 185,644 shares that may vest, depending on achievement of specified performance goals, and (c) 475,939 shares will be scheduled to vest in installments in December of each of 2016 through 2019, which number of shares is the target amount, and the actual number of shares that may vest ranges from 0% to 150% of the target amount, depending on achievement of specified performance goals (all vesting is subject to continued employment through each applicable vest date). Read SEC document |
| July 01, 2016 Filed Jul 6, 2016 20:45 UTC |
Nalamasu OmkaramSenior VP, CTO
|
Tax withholdingCommon Stock | 9,396 | $23.89 | $224,470.44 |
DisclosureSEC source: 0001127602-16-057584 · form4.xml · nonDerivative · entry 1 Nalamasu Omkaram · CIK 0001510815 · Senior VP, CTO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 468,584 F1 · shares: Represents number of shares that was automatically withheld upon vesting of performance shares to cover tax withholding obligations in a transaction exempt under Rule 16b-3. F2 · balance_after: Increased number of shares reflects periodic payroll acquisitions under Employees' Stock Purchase Plan that are exempt under Rule 16a-10 and Rule 16b-3. Number of shares includes 246,691 performance shares previously reported that in the future will be converted on a one-for-one basis into shares of Applied Materials, Inc. common stock upon vesting, which vesting is scheduled to occur as follows: (a) 25,000 shares are scheduled to vest in July 2017, (b) 75,000 shares are scheduled to vest in December 2016, (c) 54,147 shares are scheduled to vest in installments in December of each of 2016 through 2018, with up to an additional 36,098 shares that may vest, depending on achievement of specified performance goals, and (d) 92,544 shares will be scheduled to vest in installments in December of each of 2016 through 2019, which number of shares is the target amount, and the actual number of shares that may vest ranges from 0% to 150% of the target amount, depending on achievement of specified performance goals (all vesting is subject to continued employment through each applicable vest date). Read SEC document |
| June 24, 2016 Filed Jun 27, 2016 23:13 UTC |
Salehpour AliSr. VP, GM New Mrkts & Service
|
SaleCommon Stock | 17,753 | $23.63 | $419,503.39 |
DisclosureSEC source: 0001127602-16-056383 · form4.xml · nonDerivative · entry 2 Salehpour Ali · CIK 0001563106 · Sr. VP, GM New Mrkts & Service 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 477,938 F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $23.60 to $23.66, inclusive. The reporting person undertakes to provide to Applied Materials, Inc. ("Applied"), any security holder of Applied, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in footnote 1 to this Form 4. F2 · balance_after: Number of shares includes 401,307 performance shares previously reported that in the future will be converted on a one-for-one basis into shares of Applied Materials, Inc. common stock upon vesting, which vesting is scheduled to occur as follows: (a) 101,750 shares are scheduled to vest in December 2016, (b) 77,352 shares are scheduled to vest in installments in December of each of 2016 through 2018, with up to an additional 51,568 shares that may vest, depending on achievement of specified performance goals, (c) 132,205 shares will be scheduled to vest in installments in December of each of 2016 through 2019, which number of shares is the target amount, and the actual number of shares that may vest ranges from 0% to 150% of the target amount, depending on achievement of specified performance goals, and (d) 90,000 shares are scheduled to vest in installments in October of each of 2016 through 2018 (all vesting is subject to continued employment through each applicable vest date). Read SEC document |
| June 23, 2016 Filed Jun 27, 2016 23:13 UTC |
Salehpour AliSr. VP, GM New Mrkts & Service
|
SaleCommon Stock | 17,752 | $24.50 | $434,924.00 |
DisclosureSEC source: 0001127602-16-056383 · form4.xml · nonDerivative · entry 1 Salehpour Ali · CIK 0001563106 · Sr. VP, GM New Mrkts & Service 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 495,691 Read SEC document |
| June 22, 2016 Filed Jun 23, 2016 00:34 UTC |
Salehpour AliSr. VP, GM New Mrkts & Service
|
SaleCommon Stock | 17,752 | $24.00 | $426,048.00 |
DisclosureSEC source: 0001127602-16-056110 · form4.xml · nonDerivative · entry 2 Salehpour Ali · CIK 0001563106 · Sr. VP, GM New Mrkts & Service 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 513,443 F2 · balance_after: Number of shares includes 401,307 performance shares previously reported that in the future will be converted on a one-for-one basis into shares of Applied Materials, Inc. common stock upon vesting, which vesting is scheduled to occur as follows: (a) 101,750 shares are scheduled to vest in December 2016, (b) 77,352 shares are scheduled to vest in installments in December of each of 2016 through 2018, with up to an additional 51,568 shares that may vest, depending on achievement of specified performance goals, (c) 132,205 shares will be scheduled to vest in installments in December of each of 2016 through 2019, which number of shares is the target amount, and the actual number of shares that may vest ranges from 0% to 150% of the target amount, depending on achievement of specified performance goals, and (d) 90,000 shares are scheduled to vest in installments in October of each of 2016 through 2018 (all vesting is subject to continued employment through each applicable vest date). Read SEC document |
| June 20, 2016 Filed Jun 23, 2016 00:34 UTC |
Salehpour AliSr. VP, GM New Mrkts & Service
|
SaleCommon Stock | 17,752 | $23.89 | $424,095.28 |
DisclosureSEC source: 0001127602-16-056110 · form4.xml · nonDerivative · entry 1 Salehpour Ali · CIK 0001563106 · Sr. VP, GM New Mrkts & Service 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 531,195 F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $23.87 to $23.93, inclusive. The reporting person undertakes to provide to Applied Materials, Inc. ("Applied"), any security holder of Applied, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in footnote 1 to this Form 4. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.