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APPLIED MATERIALS INC /DE

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2812
SEC CIK
0000006951
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1,190

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0 purchase rows · 45 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
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MonthPurchasesSales
Nov 202502
Dec 202501
Jan 202600
Feb 202605
Mar 202600
Apr 202600
May 202602
Jun 2026032
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Aug 202601
Sep 202601
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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
January 01, 2017 Filed Jan 5, 2017 00:34 UTC
HALLIDAY ROBERT JSenior Vice President & CFO
Tax withholdingCommon Stock 3,975 $32.27 $128,273.25
Disclosure

SEC source: 0001127602-17-000838 · form4.xml · nonDerivative · entry 1

HALLIDAY ROBERT J · CIK 0001192445 · Senior Vice President & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 621,767

F1 · shares: Represents number of shares that were automatically withheld upon vesting of performance shares to cover tax withholding obligations in a transaction exempt under Rule 16b-3.

F2 · balance_after: Number of shares includes 392,458 performance shares and restricted stock units previously reported that in the future will be converted on a one-for-one basis into shares of Applied Materials, Inc. common stock upon vesting, which vesting is scheduled to occur as follows: (a) 108,292 performance shares are scheduled to vest in installments in December of each of 2017 and 2018, (b) 138,816 performance shares are scheduled to vest in installments in December of each of 2017 through 2019, with up to an additional 92,543 shares that may vest, depending on achievement of specified performance goals, (c) 72,675 performance shares are scheduled to vest in December 2019, which number of shares is the target amount, and the actual number of shares that may vest ranges from 0% to 200% of the target amount, depending on achievement of specified performance goals, and (d) 72,675 restricted stock units are scheduled to vest in installments in December of each of 2017 through 2019, depending on achievement of a specified performance goal (all vesting is subject to continued employment through each applicable vest date).

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January 01, 2017 Filed Jan 5, 2017 00:37 UTC
READ CHARLESCorp. VP, Corp. Contrlr. & CAO
Tax withholdingCommon Stock 3,948 $32.27 $127,401.96
Disclosure

SEC source: 0001127602-17-000840 · form4.xml · nonDerivative · entry 1

READ CHARLES · CIK 0001587870 · Corp. VP, Corp. Contrlr. & CAO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 70,670

F1 · shares: Represents number of shares that was automatically withheld upon vesting of restricted stock units to cover tax withholding obligations in a transaction exempt under Rule 16b-3.

F2 · balance_after: Number of shares includes 45,937 restricted stock units previously reported that in the future will be converted on a one-for-one basis into shares of Applied Materials, Inc. common stock upon vesting, which vesting is scheduled to occur as follows: (a) 7,500 shares are scheduled to vest in October 2017 and (b) 38,437 shares are scheduled to vest in installments in January of each of 2018 through 2021 (all vesting is subject to continued employment through each applicable vest date).

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December 30, 2016 Filed Jan 3, 2017 23:17 UTC GrantCommon Stock 785 $0.00 $0.00
Disclosure

SEC source: 0001127602-17-000344 · form4.xml · nonDerivative · entry 1

JAMES SUSAN M. · CIK 0001430130 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 74,367

F1 · shares: Represents number of restricted stock units ("RSUs") automatically acquired based on a value of $32.27 per share, the closing price of Applied Materials, Inc. common stock on December 30, 2016, in a transaction exempt under Rule 16b-3(d). This automatic acquisition resulted from dividends accrued on vested RSUs that, pursuant to Ms. James' election to defer, will be converted on a one-for-one basis into shares of Applied common stock and paid to her on the date of her termination of service from the Applied Board.

F2 · balance_after: Number of shares consists of: (a) 64,148 vested RSUs that, pursuant to Ms. James' election to defer, will be converted on a one-for-one basis into shares of Applied common stock and paid to her on the date of her termination of service from the Applied Board, and (b) 10,219 RSUs scheduled to vest in March 2017 (subject to continued service as a director through the vesting date).

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December 30, 2016 Filed Jan 3, 2017 23:20 UTC GrantCommon Stock 700 $0.00 $0.00
Disclosure

SEC source: 0001127602-17-000347 · form4.xml · nonDerivative · entry 1

POWELL DENNIS D · CIK 0001231878 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 98,207

F1 · shares: Represents number of restricted stock units ("RSUs") automatically acquired based on a value of $32.27 per share, the closing price of Applied Materials, Inc. common stock on December 30, 2016, in a transaction exempt under Rule 16b-3(d). This automatic acquisition resulted from dividends accrued on vested RSUs that, pursuant to Mr. Powell's election to defer, will be converted on a one-for-one basis into shares of Applied common stock and paid to him on the date of his termination of service from the Applied Board.

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December 30, 2016 Filed Jan 3, 2017 23:22 UTC GrantCommon Stock 295 $0.00 $0.00
Disclosure

SEC source: 0001127602-17-000348 · form4.xml · nonDerivative · entry 1

ROELANDTS WILLEM P · CIK 0001232254 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 143,550

F1 · shares: Represents number of restricted stock units ("RSUs") automatically acquired based on a value of $32.27 per share, the closing price of Applied Materials, Inc. common stock on December 30, 2016, in a transaction exempt under Rule 16b-3(d). This automatic acquisition resulted from dividends accrued on vested RSUs that, pursuant to Mr. Roelandts' election to defer, will be converted on a one-for-one basis into shares of Applied common stock and paid to him on the date of his termination of service from the Applied Board.

F2 · balance_after: Number of shares includes: (a) 24,157 vested RSUs that, pursuant to Mr. Roelandts' election to defer, will be converted on a one-for-one basis into shares of Applied common stock and paid to him on the date of his termination of service from the Applied Board, and (b) 10,219 RSUs scheduled to vest in March 2017 (subject to continued service as a director through the vesting date).

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December 19, 2016 Filed Dec 22, 2016 01:15 UTC
ADDIEGO GINETTOSVP, Engineer., Ops. & Quality
Tax withholdingCommon Stock 30,909 $32.44 $1,002,687.96
Disclosure

SEC source: 0001127602-16-070730 · form4.xml · nonDerivative · entry 1

ADDIEGO GINETTO · CIK 0001318062 · SVP, Engineer., Ops. & Quality

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 302,086

F1 · shares: Represents number of shares that were automatically withheld upon vesting of performance shares to cover tax withholding obligations in a transaction exempt under Rule 16b-3.

F2 · balance_after: Number of shares includes 198,306 performance shares and restricted stock units previously reported that in the future will be converted on a one-for-one basis into shares of Applied Materials, Inc. common stock upon vesting, which vesting is scheduled to occur as follows: (a) 54,146 performance shares are scheduled to vest in installments in December of each of 2017 and 2018, (b) 69,408 performance shares are scheduled to vest in installments in December of each of 2017 through 2019, with up to an additional 46,272 shares that may vest, depending on achievement of specified performance goals, (c) 37,376 performance shares are scheduled to vest in December 2019, which number of shares is the target amount, and the actual number of shares that may vest ranges from 0% to 200% of the target amount, depending on achievement of specified performance goals, and (d) 37,376 restricted stock units are scheduled to vest in installments in December of each of 2017 through 2019, depending on achievement of a specified performance goal (all vesting is subject to continued employment through each applicable vest date).

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December 19, 2016 Filed Dec 22, 2016 01:24 UTC
DICKERSON GARY EDirector · President and CEO
Tax withholdingCommon Stock 246,636 $32.44 $8,000,871.84
Disclosure

SEC source: 0001127602-16-070733 · form4.xml · nonDerivative · entry 1

DICKERSON GARY E · CIK 0001183258 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,876,539

F1 · shares: Represents number of shares that were automatically withheld upon vesting of performance shares to cover tax withholding obligations in a transaction exempt under Rule 16b-3.

F2 · balance_after: Number of shares includes 1,009,175 performance shares and restricted stock units previously reported that in the future will be converted on a one-for-one basis into shares of Applied Materials, Inc. common stock upon vesting, which vesting is scheduled to occur as follows: (a) 278,465 performance shares are scheduled to vest in installments in December of each of 2017 and 2018, (b) 356,955 performance shares are scheduled to vest in installments in December of each of 2017 through 2019, with up to an additional 237,969 shares that may vest, depending on achievement of specified performance goals, (c) 280,316 performance shares are scheduled to vest in December 2019, which number of shares is the target amount, and the actual number of shares that may vest ranges from 0% to 200% of the target amount, depending on achievement of specified performance goals, and (d) 93,439 restricted stock units are scheduled to vest in installments in December of each of 2017 through 2019, depending on achievement of a specified performance goal (all vesting is subject to continued employment through each applicable vest date).

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December 19, 2016 Filed Dec 22, 2016 01:33 UTC
HALLIDAY ROBERT JSenior Vice President & CFO
Tax withholdingCommon Stock 81,385 $32.44 $2,640,129.40
Disclosure

SEC source: 0001127602-16-070735 · form4.xml · nonDerivative · entry 1

HALLIDAY ROBERT J · CIK 0001192445 · Senior Vice President & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 625,742

F1 · shares: Represents number of shares that were automatically withheld upon vesting of performance shares to cover tax withholding obligations in a transaction exempt under Rule 16b-3.

F2 · balance_after: Number of shares includes 402,458 performance shares and restricted stock units previously reported that in the future will be converted on a one-for-one basis into shares of Applied Materials, Inc. common stock upon vesting, which vesting is scheduled to occur as follows: (a) 10,000 shares are scheduled to vest in January of 2017, (b) 108,292 performance shares are scheduled to vest in installments in December of each of 2017 and 2018, (c) 138,816 performance shares are scheduled to vest in installments in December of each of 2017 through 2019, with up to an additional 92,543 shares that may vest, depending on achievement of specified performance goals, (d) 72,675 performance shares are scheduled to vest in December 2019, which number of shares is the target amount, and the actual number of shares that may vest ranges from 0% to 200% of the target amount, depending on achievement of specified performance goals, and (e) 72,675 restricted stock units are scheduled to vest in installments in December of each of 2017 through 2019, depending on achievement of a specified performance goal (all vesting is subject to continued employment through each applicable vest date).

Read SEC document
December 19, 2016 Filed Dec 22, 2016 01:48 UTC
Nalamasu OmkaramSenior VP, CTO
Tax withholdingCommon Stock 68,887 $32.44 $2,234,694.28
Disclosure

SEC source: 0001127602-16-070737 · form4.xml · nonDerivative · entry 1

Nalamasu Omkaram · CIK 0001510815 · Senior VP, CTO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 368,573

F1 · shares: Represents number of shares that were automatically withheld upon vesting of performance shares to cover tax withholding obligations in a transaction exempt under Rule 16b-3.

F2 · balance_after: Number of shares includes 223,306 performance shares and restricted stock units previously reported that in the future will be converted on a one-for-one basis into shares of Applied Materials, Inc. common stock upon vesting, which vesting is scheduled to occur as follows: (a) 25,000 shares are scheduled to vest in July 2017, (b) 54,146 performance shares are scheduled to vest in installments in December of each of 2017 and 2018, (c) 69,408 performance shares are scheduled to vest in installments in December of each of 2017 through 2019, with up to an additional 46,272 shares that may vest, depending on achievement of specified performance goals, (d) 37,376 performance shares are scheduled to vest in December 2019, which number of shares is the target amount, and the actual number of shares that may vest ranges from 0% to 200% of the target amount, depending on achievement of specified performance goals, and (e) 37,376 restricted stock units are scheduled to vest in installments in December of each of 2017 through 2019, depending on achievement of a specified performance goal (all vesting is subject to continued employment through each applicable vest date).

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December 19, 2016 Filed Dec 22, 2016 01:40 UTC
Larkins Thomas FSr. VP, GC & Corp. Secretary
Tax withholdingCommon Stock 54,745 $32.44 $1,775,927.80
Disclosure

SEC source: 0001127602-16-070736 · form4.xml · nonDerivative · entry 1

Larkins Thomas F · CIK 0001562962 · Sr. VP, GC & Corp. Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 557,782

F1 · shares: Represents number of shares that were automatically withheld upon vesting of performance shares to cover tax withholding obligations in a transaction exempt under Rule 16b-3.

F2 · balance_after: Number of shares includes 192,357 performance shares and restricted stock units previously reported that in the future will be converted on a one-for-one basis into shares of Applied Materials, Inc. common stock upon vesting, which vesting is scheduled to occur as follows: (a) 54,146 performance shares are scheduled to vest in installments in December of each of 2017 and 2018, (b) 63,459 performance shares are scheduled to vest in installments in December of each of 2017 through 2019, with up to an additional 42,305 shares that may vest, depending on achievement of specified performance goals, (c) 37,376 performance shares are scheduled to vest in December 2019, which number of shares is the target amount, and the actual number of shares that may vest ranges from 0% to 200% of the target amount, depending on achievement of specified performance goals, and (d) 37,376 restricted stock units are scheduled to vest in installments in December of each of 2017 through 2019, depending on achievement of a specified performance goal (all vesting is subject to continued employment through each applicable vest date).

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December 19, 2016 Filed Dec 22, 2016 01:58 UTC
Salehpour AliSr. VP, GM New Mrkts & Service
Tax withholdingCommon Stock 73,508 $32.44 $2,384,599.52
Disclosure

SEC source: 0001127602-16-070738 · form4.xml · nonDerivative · entry 3

Salehpour Ali · CIK 0001563106 · Sr. VP, GM New Mrkts & Service

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 553,447

F1 · shares: Represents number of shares that were automatically withheld upon vesting of performance shares to cover tax withholding obligations in a transaction exempt under Rule 16b-3.

F2 · balance_after: Number of shares includes 369,397 performance shares and restricted stock units previously reported that in the future will be converted on a one-for-one basis into shares of Applied Materials, Inc. common stock upon vesting, which vesting is scheduled to occur as follows: (a) 77,351 performance shares are scheduled to vest in installments in December of each of 2017 and 2018, (b) 99,154 performance shares are scheduled to vest in installments in December of each of 2017 through 2019, with up to an additional 66,152 shares that may vest, depending on achievement of specified performance goals, (c) 60,000 shares are scheduled to vest in installments in October of each of 2017 and 2018, (d) 66,446 performance shares are scheduled to vest in December 2019, which number of shares is the target amount, and the actual number of shares that may vest ranges from 0% to 200% of the target amount, depending on achievement of specified performance goals, and (e) 66,446 restricted stock units are scheduled to vest in installments in December of each of 2017 through 2019, depending on achievement of a specified performance goal (all vesting is subject to continued employment through each applicable vest date).

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December 16, 2016 Filed Dec 22, 2016 01:58 UTC
Salehpour AliSr. VP, GM New Mrkts & Service
GiftCommon Stock 250 $0.00 $0.00
Disclosure

SEC source: 0001127602-16-070738 · form4.xml · nonDerivative · entry 2

Salehpour Ali · CIK 0001563106 · Sr. VP, GM New Mrkts & Service

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 626,955

Read SEC document
December 15, 2016 Filed Dec 22, 2016 01:58 UTC
Salehpour AliSr. VP, GM New Mrkts & Service
GiftCommon Stock 1,000 $0.00 $0.00
Disclosure

SEC source: 0001127602-16-070738 · form4.xml · nonDerivative · entry 1

Salehpour Ali · CIK 0001563106 · Sr. VP, GM New Mrkts & Service

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 627,205

Read SEC document
December 01, 2016 Filed Dec 6, 2016 00:47 UTC
ADDIEGO GINETTOSVP, Engineer., Ops. & Quality
GrantCommon Stock 37,376 $0.00 $0.00
Disclosure

SEC source: 0001127602-16-069206 · form4.xml · nonDerivative · entry 3

ADDIEGO GINETTO · CIK 0001318062 · SVP, Engineer., Ops. & Quality

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 332,995

F3 · shares: Represents restricted stock units that will be converted on a one-for-one basis into shares of Applied Materials, Inc. common stock upon vesting, which vesting is scheduled to occur in three equal annual installments beginning December 19, 2017, depending on the achievement of specified performance goals and continued employment through each applicable vest date.

F4 · balance_after: Number of shares includes 146,691 performance shares previously reported that in the future will be converted on a one-for-one basis into shares of Applied Materials, Inc. common stock upon vesting, which vesting is scheduled to occur as follows: (a) 54,147 shares are scheduled to vest in installments in December of each of 2016 through 2018, and (b) 92,544 shares that are scheduled to vest in installments in December of each of 2016 through 2019, which number of shares is the target amount, and the actual number of shares that may vest is up to 150% of the target amount, depending on achievement of specified performance goals (all vesting is subject to continued employment through each applicable vest date).

Read SEC document
December 01, 2016 Filed Dec 6, 2016 00:47 UTC
ADDIEGO GINETTOSVP, Engineer., Ops. & Quality
GrantCommon Stock 37,376 $0.00 $0.00
Disclosure

SEC source: 0001127602-16-069206 · form4.xml · nonDerivative · entry 2

ADDIEGO GINETTO · CIK 0001318062 · SVP, Engineer., Ops. & Quality

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 295,619

F2 · shares: Represents performance shares that will be converted on a one-for-one basis into shares of Applied Materials, Inc. common stock upon vesting, which vesting is scheduled to occur on December 19, 2019, depending on the achievement of specified performance goals and continued employment through the vest date. The number of shares shown is the target amount, and the actual number of shares that may vest ranges from 0% to 200% of the target amount, depending on the achievement of specified performance goals.

Read SEC document
December 01, 2016 Filed Dec 6, 2016 00:47 UTC
ADDIEGO GINETTOSVP, Engineer., Ops. & Quality
GrantCommon Stock 36,097 $0.00 $0.00
Disclosure

SEC source: 0001127602-16-069206 · form4.xml · nonDerivative · entry 1

ADDIEGO GINETTO · CIK 0001318062 · SVP, Engineer., Ops. & Quality

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 258,243

F1 · shares: Represents performance shares acquired based on achievement of specified performance goals related to performance shares previously granted. This acquisition is exempt under Rule 16b-3. The shares are subject to vesting as follows: 18,049 shares are scheduled to vest on December 19, 2016 and 9,024 shares are scheduled to vest on December 19 of each of 2017 and 2018 (all vesting is subject to continued employment through each applicable vest date).

Read SEC document
December 01, 2016 Filed Dec 6, 2016 00:50 UTC
DICKERSON GARY EDirector · President and CEO
GrantCommon Stock 93,439 $0.00 $0.00
Disclosure

SEC source: 0001127602-16-069207 · form4.xml · nonDerivative · entry 3

DICKERSON GARY E · CIK 0001183258 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,123,175

F3 · shares: Represents restricted stock units that will be converted on a one-for-one basis into shares of Applied Materials, Inc. common stock upon vesting, which vesting is scheduled to occur in three equal annual installments beginning December 19, 2017, depending on the achievement of specified performance goals and continued employment through each applicable vest date.

F4 · balance_after: Number of shares includes 904,405 performance shares previously reported that in the future will be converted on a one-for-one basis into shares of Applied Materials, Inc. common stock upon vesting, which vesting is scheduled to occur as follows: (a) 428,466 shares are scheduled to vest in installments in December of each of 2016 through 2018, and (b) 475,939 shares are scheduled to vest in installments in December of each of 2016 through 2019, which number of shares is the target amount, and the actual number of shares that may vest is up to 150% of the target amount, depending on achievement of specified performance goals (all vesting is subject to continued employment through each applicable vest date).

Read SEC document
December 01, 2016 Filed Dec 6, 2016 00:50 UTC
DICKERSON GARY EDirector · President and CEO
GrantCommon Stock 280,316 $0.00 $0.00
Disclosure

SEC source: 0001127602-16-069207 · form4.xml · nonDerivative · entry 2

DICKERSON GARY E · CIK 0001183258 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,029,736

F2 · shares: Represents performance shares that will be converted on a one-for-one basis into shares of Applied Materials, Inc. common stock upon vesting, which vesting is scheduled to occur on December 19, 2019, depending on the achievement of specified performance goals and continued employment through the vest date. The number of shares shown is the target amount, and the actual number of shares that may vest ranges from 0% to 200% of the target amount, depending on the achievement of specified performance goals.

Read SEC document
December 01, 2016 Filed Dec 6, 2016 00:50 UTC
DICKERSON GARY EDirector · President and CEO
GrantCommon Stock 185,643 $0.00 $0.00
Disclosure

SEC source: 0001127602-16-069207 · form4.xml · nonDerivative · entry 1

DICKERSON GARY E · CIK 0001183258 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,749,420

F1 · shares: Represents performance shares acquired based on achievement of specified performance goals related to performance shares previously granted. This acquisition is exempt under Rule 16b-3. The shares are subject to vesting as follows: 92,822 shares are scheduled to vest on December 19, 2016, 46,411 shares are scheduled to vest on December 19, 2017 and 46,410 shares are scheduled to vest on December 19, 2018 (all vesting is subject to continued employment through each applicable vest date).

Read SEC document
December 01, 2016 Filed Dec 6, 2016 00:51 UTC
HALLIDAY ROBERT JSenior Vice President & CFO
GrantCommon Stock 72,675 $0.00 $0.00
Disclosure

SEC source: 0001127602-16-069208 · form4.xml · nonDerivative · entry 3

HALLIDAY ROBERT J · CIK 0001192445 · Senior Vice President & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 707,127

F3 · shares: Represents restricted stock units that will be converted on a one-for-one basis into shares of Applied Materials, Inc. common stock upon vesting, which vesting is scheduled to occur in three equal annual installments beginning December 19, 2017, depending on the achievement of specified performance goals and continued employment through each applicable vest date.

F4 · balance_after: Number of shares includes 340,879 performance shares previously reported that in the future will be converted on a one-for-one basis into shares of Applied Materials, Inc. common stock upon vesting, which vesting is scheduled to occur as follows: (a) 10,000 shares are scheduled to vest in January of 2017, (b) 145,792 shares are scheduled to vest in installments in December of each of 2016 through 2018, and (c) 185,087 shares are scheduled to vest in installments in December of each of 2016 through 2019, which number of shares is the target amount, and the actual number of shares that may vest is up to 150% of the target amount, depending on achievement of specified performance goals (all vesting is subject to continued employment through each applicable vest date).

Read SEC document
December 01, 2016 Filed Dec 6, 2016 00:51 UTC
HALLIDAY ROBERT JSenior Vice President & CFO
GrantCommon Stock 72,675 $0.00 $0.00
Disclosure

SEC source: 0001127602-16-069208 · form4.xml · nonDerivative · entry 2

HALLIDAY ROBERT J · CIK 0001192445 · Senior Vice President & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 634,452

F2 · shares: Represents performance shares that will be converted on a one-for-one basis into shares of Applied Materials, Inc. common stock upon vesting, which vesting is scheduled to occur on December 19, 2019, depending on the achievement of specified performance goals and continued employment through the vest date. The number of shares shown is the target amount, and the actual number of shares that may vest ranges from 0% to 200% of the target amount, depending on the achievement of specified performance goals.

Read SEC document
December 01, 2016 Filed Dec 6, 2016 00:51 UTC
HALLIDAY ROBERT JSenior Vice President & CFO
GrantCommon Stock 72,194 $0.00 $0.00
Disclosure

SEC source: 0001127602-16-069208 · form4.xml · nonDerivative · entry 1

HALLIDAY ROBERT J · CIK 0001192445 · Senior Vice President & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 561,777

F1 · shares: Represents performance shares acquired based on achievement of specified performance goals related to performance shares previously granted. This acquisition is exempt under Rule 16b-3. The shares are subject to vesting as follows: 36,097 shares are scheduled to vest on December 19, 2016, 18,049 shares are scheduled to vest on December 19, 2017 and 18,048 shares are scheduled to vest on December 19, 2018 (all vesting is subject to continued employment through each applicable vest date).

Read SEC document
December 01, 2016 Filed Dec 6, 2016 00:53 UTC
Larkins Thomas FSr. VP, GC & Corp. Secretary
GrantCommon Stock 37,376 $0.00 $0.00
Disclosure

SEC source: 0001127602-16-069210 · form4.xml · nonDerivative · entry 3

Larkins Thomas F · CIK 0001562962 · Sr. VP, GC & Corp. Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 612,527

F3 · shares: Represents restricted stock units that will be converted on a one-for-one basis into shares of Applied Materials, Inc. common stock upon vesting, which vesting is scheduled to occur in three equal annual installments beginning December 19, 2017, depending on the achievement of specified performance goals and continued employment through each applicable vest date.

F4 · balance_after: Number of shares includes 195,008 performance shares previously reported that in the future will be converted on a one-for-one basis into shares of Applied Materials, Inc. common stock upon vesting, which vesting is scheduled to occur as follows: (a) 110,397 shares are scheduled to vest in installments in December of each of 2016 through 2018, and (b) 84,611 shares are scheduled to vest in installments in December of each of 2016 through 2019, which number of shares is the target amount, and the actual number of shares that may vest is up to 150% of the target amount, depending on achievement of specified performance goals (all vesting is subject to continued employment through each applicable vest date).

Read SEC document
December 01, 2016 Filed Dec 6, 2016 00:53 UTC
Larkins Thomas FSr. VP, GC & Corp. Secretary
GrantCommon Stock 37,376 $0.00 $0.00
Disclosure

SEC source: 0001127602-16-069210 · form4.xml · nonDerivative · entry 2

Larkins Thomas F · CIK 0001562962 · Sr. VP, GC & Corp. Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 575,151

F2 · shares: Represents performance shares that will be converted on a one-for-one basis into shares of Applied Materials, Inc. common stock upon vesting, which vesting is scheduled to occur on December 19, 2019, depending on the achievement of specified performance goals and continued employment through the vest date. The number of shares shown is the target amount, and the actual number of shares that may vest ranges from 0% to 200% of the target amount, depending on the achievement of specified performance goals.

Read SEC document
December 01, 2016 Filed Dec 6, 2016 00:53 UTC
Larkins Thomas FSr. VP, GC & Corp. Secretary
GrantCommon Stock 36,097 $0.00 $0.00
Disclosure

SEC source: 0001127602-16-069210 · form4.xml · nonDerivative · entry 1

Larkins Thomas F · CIK 0001562962 · Sr. VP, GC & Corp. Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 537,775

F1 · shares: Represents performance shares acquired based on achievement of specified performance goals related to performance shares previously granted. This acquisition is exempt under Rule 16b-3. The shares are subject to vesting as follows: 18,049 shares are scheduled to vest on December 19, 2016, and 9,024 shares are scheduled to vest on December 19 of each of 2017 and 2018 (all vesting is subject to continued employment through each applicable vest date).

Read SEC document
December 01, 2016 Filed Dec 6, 2016 00:54 UTC
Nalamasu OmkaramSenior VP, CTO
GrantCommon Stock 37,376 $0.00 $0.00
Disclosure

SEC source: 0001127602-16-069211 · form4.xml · nonDerivative · entry 3

Nalamasu Omkaram · CIK 0001510815 · Senior VP, CTO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 437,460

F3 · shares: Represents restricted stock units that will be converted on a one-for-one basis into shares of Applied Materials, Inc. common stock upon vesting, which vesting is scheduled to occur in three equal annual installments beginning December 19, 2017, depending on the achievement of specified performance goals and continued employment through each applicable vest date.

F4 · balance_after: Number of shares includes 246,691 performance shares previously reported that in the future will be converted on a one-for-one basis into shares of Applied Materials, Inc. common stock upon vesting, which vesting is scheduled to occur as follows: (a) 25,000 shares are scheduled to vest in July 2017, (b) 129,147 shares are scheduled to vest in installments in December of each of 2016 through 2018, and (c) 92,544 shares are scheduled to vest in installments in December of each of 2016 through 2019, which number of shares is the target amount, and the actual number of shares that may vest is up to 150% of the target amount, depending on achievement of specified performance goals (all vesting is subject to continued employment through each applicable vest date).

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December 01, 2016 Filed Dec 6, 2016 00:54 UTC
Nalamasu OmkaramSenior VP, CTO
GrantCommon Stock 37,376 $0.00 $0.00
Disclosure

SEC source: 0001127602-16-069211 · form4.xml · nonDerivative · entry 2

Nalamasu Omkaram · CIK 0001510815 · Senior VP, CTO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 400,084

F2 · shares: Represents performance shares that will be converted on a one-for-one basis into shares of Applied Materials, Inc. common stock upon vesting, which vesting is scheduled to occur on December 19, 2019, depending on the achievement of specified performance goals and continued employment through the vest date. The number of shares shown is the target amount, and the actual number of shares that may vest ranges from 0% to 200% of the target amount, depending on the achievement of specified performance goals.

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December 01, 2016 Filed Dec 6, 2016 00:54 UTC
Nalamasu OmkaramSenior VP, CTO
GrantCommon Stock 36,097 $0.00 $0.00
Disclosure

SEC source: 0001127602-16-069211 · form4.xml · nonDerivative · entry 1

Nalamasu Omkaram · CIK 0001510815 · Senior VP, CTO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 362,708

F1 · shares: Represents performance shares acquired based on achievement of specified performance goals related to performance shares previously granted. This acquisition is exempt under Rule 16b-3. The shares are subject to vesting as follows: 18,049 shares are scheduled to vest on December 19, 2016, and 9,024 shares are scheduled to vest on December 19 of each of 2017 and 2018 (all vesting is subject to continued employment through each applicable vest date).

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December 01, 2016 Filed Dec 6, 2016 00:55 UTC
READ CHARLESCorp. VP, Corp. Contrlr. & CAO
GrantCommon Stock 13,290 $0.00 $0.00
Disclosure

SEC source: 0001127602-16-069212 · form4.xml · nonDerivative · entry 1

READ CHARLES · CIK 0001587870 · Corp. VP, Corp. Contrlr. & CAO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 74,618

F1 · shares: Represents restricted stock units that will be converted on a one-for-one basis into shares of Applied Materials, Inc. common stock upon vesting, which vesting is scheduled to occur in four equal annual installments beginning January 1, 2018 (subject to continued employment through each applicable vest date).

F2 · balance_after: Number of shares includes 42,576 restricted stock units previously reported that in the future will be converted on a one-for-one basis into shares of Applied Materials, Inc. common stock upon vesting, which vesting is scheduled to occur as follows: (a) 7,500 shares are scheduled to vest in October 2017 and (b) 35,076 shares are scheduled to vest in installments in each of January of 2017 through 2020 (all vesting is subject to continued employment through each applicable vest date).

Read SEC document
December 01, 2016 Filed Dec 6, 2016 00:56 UTC
Salehpour AliSr. VP, GM New Mrkts & Service
GrantCommon Stock 66,446 $0.00 $0.00
Disclosure

SEC source: 0001127602-16-069214 · form4.xml · nonDerivative · entry 4

Salehpour Ali · CIK 0001563106 · Sr. VP, GM New Mrkts & Service

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 628,205

F4 · shares: Represents restricted stock units that will be converted on a one-for-one basis into shares of Applied Materials, Inc. common stock upon vesting, which vesting is scheduled to occur in three equal annual installments beginning December 19, 2017, depending on the achievement of specified performance goals and continued employment through each applicable vest date.

F5 · balance_after: Number of shares includes 325,807 performance shares previously reported that in the future will be converted on a one-for-one basis into shares of Applied Materials, Inc. common stock upon vesting, which vesting is scheduled to occur as follows: (a) 133,602 shares are scheduled to vest in installments in December of each of 2016 through 2018, (b) 132,205 shares are scheduled to vest in installments in December of each of 2016 through 2019, which number of shares is the target amount, and the actual number of shares that may vest is up to 150% of the target amount, depending on achievement of specified performance goals, and (c) 60,000 shares are scheduled to vest in installments in October of 2017 and 2018 (all vesting is subject to continued employment through each applicable vest date).

Read SEC document
December 01, 2016 Filed Dec 6, 2016 00:56 UTC
Salehpour AliSr. VP, GM New Mrkts & Service
GrantCommon Stock 66,446 $0.00 $0.00
Disclosure

SEC source: 0001127602-16-069214 · form4.xml · nonDerivative · entry 3

Salehpour Ali · CIK 0001563106 · Sr. VP, GM New Mrkts & Service

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 561,759

F3 · shares: Represents performance shares that will be converted on a one-for-one basis into shares of Applied Materials, Inc. common stock upon vesting, which vesting is scheduled to occur on December 19, 2019, depending on the achievement of specified performance goals and continued employment through the vest date. The number of shares shown is the target amount, and the actual number of shares that may vest ranges from 0% to 200% of the target amount, depending on the achievement of specified performance goals.

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December 01, 2016 Filed Dec 6, 2016 00:56 UTC
Salehpour AliSr. VP, GM New Mrkts & Service
GrantCommon Stock 51,567 $0.00 $0.00
Disclosure

SEC source: 0001127602-16-069214 · form4.xml · nonDerivative · entry 2

Salehpour Ali · CIK 0001563106 · Sr. VP, GM New Mrkts & Service

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 495,313

F2 · shares: Represents performance shares acquired based on achievement of specified performance goals related to performance shares previously granted. This acquisition is exempt under Rule 16b-3. The shares are subject to vesting as follows: 25,784 shares are scheduled to vest on December 19, 2016, 12,892 shares are scheduled to vest on December 19, 2017 and 12,891 shares are scheduled to vest on December 19, 2018 (all vesting is subject to continued employment through each applicable vest date).

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December 01, 2016 Filed Dec 6, 2016 00:56 UTC
Salehpour AliSr. VP, GM New Mrkts & Service
Tax withholdingCommon Stock 23,312 $30.10 $701,691.20
Disclosure

SEC source: 0001127602-16-069214 · form4.xml · nonDerivative · entry 1

Salehpour Ali · CIK 0001563106 · Sr. VP, GM New Mrkts & Service

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 443,746

F1 · shares: Represents number of shares that were automatically withheld upon vesting of performance shares to cover tax withholding obligations in a transaction exempt under Rule 16b-3.

Read SEC document
November 30, 2016 Filed Dec 3, 2016 00:50 UTC
Nalamasu OmkaramSenior VP, CTO
SaleCommon Stock 16,841 $32.35 $544,806.35
Disclosure

SEC source: 0001127602-16-069049 · form4.xml · nonDerivative · entry 1

Nalamasu Omkaram · CIK 0001510815 · Senior VP, CTO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 326,611

F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $32.35 to $32.37, inclusive. The reporting person undertakes to provide to Applied Materials, Inc., any security holder of Applied Materials, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnote 1 to this Form 4.

F2 · balance_after: Number of shares includes 246,691 performance shares previously reported that in the future will be converted on a one-for-one basis into shares of Applied Materials, Inc. common stock upon vesting, which vesting is scheduled to occur as follows: (a) 25,000 shares are scheduled to vest in July 2017, (b) 75,000 shares are scheduled to vest in December 2016, (c) 54,147 shares are scheduled to vest in installments in December of each of 2016 through 2018, with up to an additional 36,098 shares that may vest, depending on achievement of specified performance goals, and (d) 92,544 shares will be scheduled to vest in installments in December of each of 2016 through 2019, which number of shares is the target amount, and the actual number of shares that may vest ranges from 0% to 150% of the target amount, depending on achievement of specified performance goals (all vesting is subject to continued employment through each applicable vest date).

Read SEC document
November 29, 2016 Filed Dec 1, 2016 23:11 UTC SaleCommon Stock 4,800 $31.86 $152,928.00
Disclosure

SEC source: 0001127602-16-068852 · form4.xml · nonDerivative · entry 1

Forrest Stephen R · CIK 0001437592 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 84,159

F1 · balance_after: Number of shares includes 10,219 restricted stock units previously reported that in the future will be converted on a one-for-one basis into Applied common stock upon vesting, which vesting is scheduled to occur in March 2017 (subject to continued service as a director through the vest date).

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November 10, 2016 Filed Nov 15, 2016 01:31 UTC
HALLIDAY ROBERT JSenior Vice President & CFO
Tax withholdingCommon Stock 16,738 $28.18 $471,676.84
Disclosure

SEC source: 0001127602-16-067058 · form4.xml · nonDerivative · entry 1

HALLIDAY ROBERT J · CIK 0001192445 · Senior Vice President & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 489,583

F1 · shares: Represents number of shares that were automatically withheld upon vesting of performance shares to cover tax withholding obligations in a transaction exempt under Rule 16b-3.

F2 · balance_after: Increased number of shares reflects periodic payroll acquisitions under Employees' Stock Purchase Plan that are exempt under Rule 16a-10 and Rule 16b-3. Number of shares includes 340,879 performance shares previously reported that in the future will be converted on a one-for-one basis into shares of Applied Materials, Inc. common stock upon vesting, which vesting is scheduled to occur as follows: (a) 10,000 shares are scheduled to vest in January of 2017, (b) 37,500 shares are scheduled to vest in December 2016, (c) 108,292 shares are scheduled to vest in installments in December of each of 2016 through 2018, with up to an additional 72,195 shares that may vest, depending on achievement of specified performance goals, and (d) 185,087 shares will be scheduled to vest in installments in December of each of 2016 through 2019, which number of shares is the target amount, and the actual number of shares that may vest ranges from 0% to 150% of the target amount, depending on achievement of specified performance goals (all vesting is subject to continued employment through each applicable vest date).

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October 07, 2016 Filed Oct 11, 2016 22:59 UTC
DICKERSON GARY EDirector · President and CEO
SaleCommon Stock 229,935 $29.71 $6,831,368.85
Disclosure

SEC source: 0001127602-16-064666 · form4.xml · nonDerivative · entry 1

DICKERSON GARY E · CIK 0001183258 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,563,777

F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $29.70 to $29.74, inclusive. The reporting person undertakes to provide to Applied Materials, Inc., any security holder of Applied Materials, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in footnote 1 to this Form 4.

F2 · balance_after: Increased number of shares reflects periodic payroll acquisitions under Employees' Stock Purchase Plan that are exempt under Rule 16a-10 and Rule 16b-3. Number of shares includes 904,405 performance shares previously reported that in the future will be converted on a one-for-one basis into shares of Applied Materials, Inc. common stock upon vesting, which vesting is scheduled to occur as follows: (a) 150,000 shares are scheduled to vest in December 2016, (b) 278,466 shares are scheduled to vest in installments in December of each of 2016 through 2018, with up to an additional 185,644 shares that may vest, depending on achievement of specified performance goals, and (c) 475,939 shares will be scheduled to vest in installments in December of each of 2016 through 2019, which number of shares is the target amount, and the actual number of shares that may vest ranges from 0% to 150% of the target amount, depending on achievement of specified performance goals (all vesting is subject to continued employment through each applicable vest date).

Read SEC document
October 05, 2016 Filed Oct 11, 2016 23:25 UTC GiftCommon Stock 1,650 $0.00 $0.00
Disclosure

SEC source: 0001127602-16-064671 · form4.xml · nonDerivative · entry 1

Iannotti Thomas J · CIK 0001339297 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 69,009

F1 · balance_after: Number of shares includes 10,219 restricted stock units previously reported that in the future will be converted on a one-for-one basis into Applied Materials, Inc. common stock upon vesting, which vesting is scheduled to occur in March 2017 (subject to continued service as a director through the vest date).

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October 01, 2016 Filed Oct 4, 2016 23:57 UTC
READ CHARLESCorp. VP, Corp. Contrlr. & CAO
Tax withholdingCommon Stock 2,819 $30.15 $84,992.85
Disclosure

SEC source: 0001127602-16-064211 · form4.xml · nonDerivative · entry 1

READ CHARLES · CIK 0001587870 · Corp. VP, Corp. Contrlr. & CAO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 61,328

F1 · shares: Represents number of shares that were automatically withheld upon vesting of restricted stock units to cover tax withholding obligations in a transaction exempt under Rule 16b-3.

F2 · balance_after: Increased number of shares reflects periodic payroll acquisitions under Employees' Stock Purchase Plan that are exempt under Rule 16a-10 and Rule 16b-3. Number of shares includes 42,576 restricted stock units previously reported that in the future will be converted on a one-for-one basis into shares of Applied Materials, Inc. common stock upon vesting, which vesting is scheduled to occur as follows: (a) 7,500 shares are scheduled to vest in October 2017 and (b) 35,076 shares are scheduled to vest in installments in each of January of 2017 through 2020 (all vesting is subject to continued employment through each applicable vest date).

Read SEC document
October 01, 2016 Filed Oct 5, 2016 00:38 UTC
Salehpour AliSr. VP, GM New Mrkts & Service
Tax withholdingCommon Stock 11,274 $30.15 $339,911.10
Disclosure

SEC source: 0001127602-16-064212 · form4.xml · nonDerivative · entry 1

Salehpour Ali · CIK 0001563106 · Sr. VP, GM New Mrkts & Service

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 467,058

F1 · shares: Represents number of shares that were automatically withheld upon vesting of performance shares to cover tax withholding obligations in a transaction exempt under Rule 16b-3.

F2 · balance_after: Increased number of shares reflects periodic payroll acquisitions under Employees' Stock Purchase Plan that are exempt under Rule 16a-10 and Rule 16b-3. Number of shares includes 371,307 performance shares previously reported that in the future will be converted on a one-for-one basis into shares of Applied Materials, Inc. common stock upon vesting, which vesting is scheduled to occur as follows: (a) 101,750 shares are scheduled to vest in December 2016, (b) 77,352 shares are scheduled to vest in installments in December of each of 2016 through 2018, with up to an additional 51,568 shares that may vest, depending on achievement of specified performance goals, (c) 132,205 shares will be scheduled to vest in installments in December of each of 2016 through 2019, which number of shares is the target amount, and the actual number of shares that may vest ranges from 0% to 150% of the target amount, depending on achievement of specified performance goals, and (d) 60,000 shares are scheduled to vest in installments in October of 2017 and 2018 (all vesting is subject to continued employment through each applicable vest date).

Read SEC document
September 01, 2016 Filed Sep 7, 2016 00:29 UTC
Nalamasu OmkaramSenior VP, CTO
SaleCommon Stock 99,491 $30.15 $2,999,653.65
Disclosure

SEC source: 0001127602-16-061995 · form4.xml · nonDerivative · entry 1

Nalamasu Omkaram · CIK 0001510815 · Senior VP, CTO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 343,452

F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $30.15 to $30.16, inclusive. The reporting person undertakes to provide to Applied Materials, Inc. ("Applied"), any security holder of Applied, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in footnote 1 to this Form 4.

F2 · balance_after: Increased number of shares reflects periodic payroll acquisitions under Employees' Stock Purchase Plan that are exempt under Rule 16a-10 and Rule 16b-3. Number of shares includes 246,691 performance shares previously reported that in the future will be converted on a one-for-one basis into shares of Applied Materials, Inc. common stock upon vesting, which vesting is scheduled to occur as follows: (a) 25,000 shares are scheduled to vest in July 2017, (b) 75,000 shares are scheduled to vest in December 2016, (c) 54,147 shares are scheduled to vest in installments in December of each of 2016 through 2018, with up to an additional 36,098 shares that may vest, depending on achievement of specified performance goals, and (d) 92,544 shares will be scheduled to vest in installments in December of each of 2016 through 2019, which number of shares is the target amount, and the actual number of shares that may vest ranges from 0% to 150% of the target amount, depending on achievement of specified performance goals (all vesting is subject to continued employment through each applicable vest date).

Read SEC document
August 26, 2016 Filed Aug 31, 2016 01:09 UTC
Nalamasu OmkaramSenior VP, CTO
SaleCommon Stock 26,035 $30.15 $784,955.25
Disclosure

SEC source: 0001127602-16-061533 · form4.xml · nonDerivative · entry 1

Nalamasu Omkaram · CIK 0001510815 · Senior VP, CTO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 442,549

F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at $30.15 and $30.16. The reporting person undertakes to provide to Applied Materials, Inc., any security holder of Applied Materials, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price set forth in footnote 1 to this Form 4.

F2 · balance_after: Number of shares includes 246,691 performance shares previously reported that in the future will be converted on a one-for-one basis into shares of Applied Materials, Inc. common stock upon vesting, which vesting is scheduled to occur as follows: (a) 25,000 shares are scheduled to vest in July 2017, (b) 75,000 shares are scheduled to vest in December 2016, (c) 54,147 shares are scheduled to vest in installments in December of each of 2016 through 2018, with up to an additional 36,098 shares that may vest, depending on achievement of specified performance goals, and (d) 92,544 shares will be scheduled to vest in installments in December of each of 2016 through 2019, which number of shares is the target amount, and the actual number of shares that may vest ranges from 0% to 150% of the target amount, depending on achievement of specified performance goals (all vesting is subject to continued employment through each applicable vest date).

Read SEC document
August 23, 2016 Filed Aug 26, 2016 00:45 UTC SaleCommon Stock 5,000 $30.00 $150,000.00
Disclosure

SEC source: 0001127602-16-061182 · form4.xml · nonDerivative · entry 1

Forrest Stephen R · CIK 0001437592 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 88,959

F1 · balance_after: Number of shares includes 10,219 restricted stock units previously reported that in the future will be converted on a one-for-one basis into Applied common stock upon vesting, which vesting is scheduled to occur in March 2017 (subject to continued service as a director through the vest date).

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July 22, 2016 Filed Jul 26, 2016 22:57 UTC
BRUNER JUDYDirector
GrantCommon Stock 4,758 $0.00 $0.00
Disclosure

SEC source: 0001127602-16-058666 · form4.xml · nonDerivative · entry 1

BRUNER JUDY · CIK 0001112668 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,758

F1 · shares: Represents automatic initial grant of restricted stock units to non-employee director upon appointment to the Board of Directors pursuant to the Applied Materials, Inc. Employee Stock Incentive Plan. These restricted stock units will be converted on a one-for-one basis into Applied Materials, Inc. common stock upon vesting, which vesting is scheduled to occur on March 1, 2017, subject to continued service as a director through the vest date.

Read SEC document
July 01, 2016 Filed Jul 6, 2016 20:42 UTC
DICKERSON GARY EDirector · President and CEO
Tax withholdingCommon Stock 91,317 $23.89 $2,181,563.13
Disclosure

SEC source: 0001127602-16-057581 · form4.xml · nonDerivative · entry 1

DICKERSON GARY E · CIK 0001183258 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,793,318

F1 · shares: Represents number of shares that were automatically withheld upon vesting of performance shares to cover tax withholding obligations in a transaction exempt under Rule 16b-3.

F2 · balance_after: Increased number of shares reflects periodic payroll acquisitions under Employees' Stock Purchase Plan that are exempt under Rule 16a-10 and Rule 16b-3. Number of shares includes 904,405 performance shares previously reported that in the future will be converted on a one-for-one basis into shares of Applied Materials, Inc. common stock upon vesting, which vesting is scheduled to occur as follows: (a) 150,000 shares are scheduled to vest in December 2016, (b) 278,466 shares are scheduled to vest in installments in December of each of 2016 through 2018, with up to an additional 185,644 shares that may vest, depending on achievement of specified performance goals, and (c) 475,939 shares will be scheduled to vest in installments in December of each of 2016 through 2019, which number of shares is the target amount, and the actual number of shares that may vest ranges from 0% to 150% of the target amount, depending on achievement of specified performance goals (all vesting is subject to continued employment through each applicable vest date).

Read SEC document
July 01, 2016 Filed Jul 6, 2016 20:45 UTC
Nalamasu OmkaramSenior VP, CTO
Tax withholdingCommon Stock 9,396 $23.89 $224,470.44
Disclosure

SEC source: 0001127602-16-057584 · form4.xml · nonDerivative · entry 1

Nalamasu Omkaram · CIK 0001510815 · Senior VP, CTO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 468,584

F1 · shares: Represents number of shares that was automatically withheld upon vesting of performance shares to cover tax withholding obligations in a transaction exempt under Rule 16b-3.

F2 · balance_after: Increased number of shares reflects periodic payroll acquisitions under Employees' Stock Purchase Plan that are exempt under Rule 16a-10 and Rule 16b-3. Number of shares includes 246,691 performance shares previously reported that in the future will be converted on a one-for-one basis into shares of Applied Materials, Inc. common stock upon vesting, which vesting is scheduled to occur as follows: (a) 25,000 shares are scheduled to vest in July 2017, (b) 75,000 shares are scheduled to vest in December 2016, (c) 54,147 shares are scheduled to vest in installments in December of each of 2016 through 2018, with up to an additional 36,098 shares that may vest, depending on achievement of specified performance goals, and (d) 92,544 shares will be scheduled to vest in installments in December of each of 2016 through 2019, which number of shares is the target amount, and the actual number of shares that may vest ranges from 0% to 150% of the target amount, depending on achievement of specified performance goals (all vesting is subject to continued employment through each applicable vest date).

Read SEC document
June 24, 2016 Filed Jun 27, 2016 23:13 UTC
Salehpour AliSr. VP, GM New Mrkts & Service
SaleCommon Stock 17,753 $23.63 $419,503.39
Disclosure

SEC source: 0001127602-16-056383 · form4.xml · nonDerivative · entry 2

Salehpour Ali · CIK 0001563106 · Sr. VP, GM New Mrkts & Service

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 477,938

F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $23.60 to $23.66, inclusive. The reporting person undertakes to provide to Applied Materials, Inc. ("Applied"), any security holder of Applied, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in footnote 1 to this Form 4.

F2 · balance_after: Number of shares includes 401,307 performance shares previously reported that in the future will be converted on a one-for-one basis into shares of Applied Materials, Inc. common stock upon vesting, which vesting is scheduled to occur as follows: (a) 101,750 shares are scheduled to vest in December 2016, (b) 77,352 shares are scheduled to vest in installments in December of each of 2016 through 2018, with up to an additional 51,568 shares that may vest, depending on achievement of specified performance goals, (c) 132,205 shares will be scheduled to vest in installments in December of each of 2016 through 2019, which number of shares is the target amount, and the actual number of shares that may vest ranges from 0% to 150% of the target amount, depending on achievement of specified performance goals, and (d) 90,000 shares are scheduled to vest in installments in October of each of 2016 through 2018 (all vesting is subject to continued employment through each applicable vest date).

Read SEC document
June 23, 2016 Filed Jun 27, 2016 23:13 UTC
Salehpour AliSr. VP, GM New Mrkts & Service
SaleCommon Stock 17,752 $24.50 $434,924.00
Disclosure

SEC source: 0001127602-16-056383 · form4.xml · nonDerivative · entry 1

Salehpour Ali · CIK 0001563106 · Sr. VP, GM New Mrkts & Service

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 495,691

Read SEC document
June 22, 2016 Filed Jun 23, 2016 00:34 UTC
Salehpour AliSr. VP, GM New Mrkts & Service
SaleCommon Stock 17,752 $24.00 $426,048.00
Disclosure

SEC source: 0001127602-16-056110 · form4.xml · nonDerivative · entry 2

Salehpour Ali · CIK 0001563106 · Sr. VP, GM New Mrkts & Service

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 513,443

F2 · balance_after: Number of shares includes 401,307 performance shares previously reported that in the future will be converted on a one-for-one basis into shares of Applied Materials, Inc. common stock upon vesting, which vesting is scheduled to occur as follows: (a) 101,750 shares are scheduled to vest in December 2016, (b) 77,352 shares are scheduled to vest in installments in December of each of 2016 through 2018, with up to an additional 51,568 shares that may vest, depending on achievement of specified performance goals, (c) 132,205 shares will be scheduled to vest in installments in December of each of 2016 through 2019, which number of shares is the target amount, and the actual number of shares that may vest ranges from 0% to 150% of the target amount, depending on achievement of specified performance goals, and (d) 90,000 shares are scheduled to vest in installments in October of each of 2016 through 2018 (all vesting is subject to continued employment through each applicable vest date).

Read SEC document
June 20, 2016 Filed Jun 23, 2016 00:34 UTC
Salehpour AliSr. VP, GM New Mrkts & Service
SaleCommon Stock 17,752 $23.89 $424,095.28
Disclosure

SEC source: 0001127602-16-056110 · form4.xml · nonDerivative · entry 1

Salehpour Ali · CIK 0001563106 · Sr. VP, GM New Mrkts & Service

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 531,195

F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $23.87 to $23.93, inclusive. The reporting person undertakes to provide to Applied Materials, Inc. ("Applied"), any security holder of Applied, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in footnote 1 to this Form 4.

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.