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AMAT

APPLIED MATERIALS INC /DE

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2812
SEC CIK
0000006951
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1,190

Last 12 months

Inside the activity.

0 purchase rows · 45 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202502
Dec 202501
Jan 202600
Feb 202605
Mar 202600
Apr 202600
May 202602
Jun 2026032
Jul 202600
Aug 202601
Sep 202601
Oct 202601

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
December 14, 2017 Filed Dec 19, 2017 02:25 UTC
ADDIEGO GINETTOSVP, Engineer., Ops. & Quality
GrantCommon Stock 20,172 $0.00 $0.00
Disclosure

SEC source: 0001127602-17-034985 · form4.xml · nonDerivative · entry 3

ADDIEGO GINETTO · CIK 0001318062 · SVP, Engineer., Ops. & Quality

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 388,702

F3 · shares: Represents restricted stock units that will be converted on a one-for-one basis into shares of Applied Materials common stock upon vesting, which vesting is scheduled to occur in three equal annual installments beginning December 19, 2018, depending on the achievement of a specified performance goal and continued employment through each applicable vest date.

F4 · balance_after: Number of shares includes 198,306 performance shares and restricted stock units previously reported that in the future will be converted on a one-for-one basis into shares of Applied Materials common stock upon vesting, which vesting is scheduled to occur as follows: (a) 123,554 performance shares are scheduled to vest in installments in December of 2017 through 2019, (b) 37,376 performance shares are scheduled to vest in December 2019, which number of shares is the target amount, and the actual number of shares that may vest ranges from 0% to 200% of the target amount, depending on achievement of specified performance goals, and (c) 37,376 restricted stock units are scheduled to vest in installments in December of 2017 through 2019 (all vesting is subject to continued employment through each applicable vest date).

Read SEC document
December 14, 2017 Filed Dec 19, 2017 02:25 UTC
ADDIEGO GINETTOSVP, Engineer., Ops. & Quality
GrantCommon Stock 20,172 $0.00 $0.00
Disclosure

SEC source: 0001127602-17-034985 · form4.xml · nonDerivative · entry 2

ADDIEGO GINETTO · CIK 0001318062 · SVP, Engineer., Ops. & Quality

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 368,530

F2 · shares: Represents performance shares that will be converted on a one-for-one basis into shares of Applied Materials common stock upon vesting, which vesting is scheduled to occur on December 19, 2020, depending on the achievement of specified performance goals and continued employment through the vest date. The number of shares shown is the target amount, and the actual number of shares that may vest ranges from 0% to 200% of the target amount, depending on the achievement of specified performance goals.

Read SEC document
December 14, 2017 Filed Dec 19, 2017 02:25 UTC
ADDIEGO GINETTOSVP, Engineer., Ops. & Quality
GrantCommon Stock 46,272 $0.00 $0.00
Disclosure

SEC source: 0001127602-17-034985 · form4.xml · nonDerivative · entry 1

ADDIEGO GINETTO · CIK 0001318062 · SVP, Engineer., Ops. & Quality

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 348,358

F1 · shares: Represents performance shares acquired based on achievement of specified performance goals related to performance shares previously granted. This acquisition is exempt under Rule 16b-3. The performance shares will be converted on a one-for-one basis into shares of Applied Materials common stock upon vesting, which vesting is scheduled to occur as follows: 23,136 shares are scheduled to vest on December 19, 2017 and 11,568 shares are scheduled to vest on December 19 of each of 2018 and 2019 (all vesting is subject to continued employment through each applicable vest date).

Read SEC document
December 14, 2017 Filed Dec 19, 2017 02:26 UTC
DICKERSON GARY EDirector · President and CEO
GrantCommon Stock 56,032 $0.00 $0.00
Disclosure

SEC source: 0001127602-17-034986 · form4.xml · nonDerivative · entry 3

DICKERSON GARY E · CIK 0001183258 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,339,096

F4 · shares: Represents restricted stock units that will be converted on a one-for-one basis into shares of Applied Materials common stock upon vesting, which vesting is scheduled to occur in three equal annual installments beginning December 19, 2018, depending on the achievement of specified performance goals and continued employment through each applicable vest date.

F5 · balance_after: Number of shares includes 1,009,175 performance shares and restricted stock units previously reported that in the future will be converted on a one-for-one basis into shares of Applied Materials common stock upon vesting, which vesting is scheduled to occur as follows: (a) 635,420 performance shares are scheduled to vest in installments in December of 2017 through 2019, (b) 280,316 performance shares are scheduled to vest in December 2019, which number of shares is the target amount, and the actual number of shares that may vest ranges from 0% to 200% of the target amount, depending on achievement of specified performance goals, and (c) 93,439 restricted stock units are scheduled to vest in installments in December of 2017 through 2019 (all vesting is subject to continued employment through each applicable vest date).

Read SEC document
December 14, 2017 Filed Dec 19, 2017 02:26 UTC
DICKERSON GARY EDirector · President and CEO
GrantCommon Stock 168,096 $0.00 $0.00
Disclosure

SEC source: 0001127602-17-034986 · form4.xml · nonDerivative · entry 2

DICKERSON GARY E · CIK 0001183258 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,283,064

F3 · shares: Represents performance shares that will be converted on a one-for-one basis into shares of Applied Materials common stock upon vesting, which vesting is scheduled to occur on December 19, 2020, depending on the achievement of specified performance goals and continued employment through the vest date. The number of shares shown is the target amount, and the actual number of shares that may vest ranges from 0% to 200% of the target amount, depending on the achievement of specified performance goals.

Read SEC document
December 14, 2017 Filed Dec 19, 2017 02:26 UTC
DICKERSON GARY EDirector · President and CEO
GrantCommon Stock 237,970 $0.00 $0.00
Disclosure

SEC source: 0001127602-17-034986 · form4.xml · nonDerivative · entry 1

DICKERSON GARY E · CIK 0001183258 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,114,968

F1 · shares: Represents performance shares acquired based on achievement of specified performance goals related to performance shares previously granted. This acquisition is exempt under Rule 16b-3. The performance shares will be converted on a one-for-one basis into shares of Applied Materials common stock upon vesting, which vesting is scheduled to occur as follows: 118,985 shares are scheduled to vest on December 19, 2017, 59,492 shares are scheduled to vest on December 19, 2018 and 59,493 shares are scheduled to vest on December 19, 2019 (all vesting is subject to continued employment through each applicable vest date).

F2 · balance_after: Increased number of shares reflects periodic payroll acquisitions under Employees' Stock Purchase Plan that are exempt under Rule 16a-10 and Rule 16b-3.

Read SEC document
December 14, 2017 Filed Dec 19, 2017 02:28 UTC
Durn DanielSenior Vice President & CFO
GrantCommon Stock 29,235 $0.00 $0.00
Disclosure

SEC source: 0001127602-17-034987 · form4.xml · nonDerivative · entry 2

Durn Daniel · CIK 0001610062 · Senior Vice President & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 181,431

F2 · shares: Represents restricted stock units that will be converted on a one-for-one basis into shares of Applied Materials common stock upon vesting, which vesting is scheduled to occur in three equal installments beginning on December 19, 2018, depending on the achievement of a specified performance goal and continued employment through each applicable vest date.

F3 · balance_after: Number of shares includes 122,961 performance shares and restricted stock units previously reported that in the future will be converted on a one-for-one basis into shares of Applied Materials common stock upon vesting, which vesting is scheduled to occur as follows: (a) 55,891 restricted stock units are scheduled to vest annually in three equal installments beginning February 2018; notwithstanding the foregoing, if Mr. Durn's employment is terminated without cause prior to February 1, 2020, any unvested portion of the award shall immediately be fully vested upon such termination, (b) 33,535 performance shares are scheduled to vest in December 2019, which number of shares is the target amount, and the actual number of shares that may vest ranges from 0% to 200% of the target amount, depending on achievement of specified performance goals, and (c) 33,535 restricted stock units are scheduled to vest in three equal installments in January 2018 and December of 2018 and 2019 (all vesting is subject to continued employment through each applicable vest date).

Read SEC document
December 14, 2017 Filed Dec 19, 2017 02:28 UTC
Durn DanielSenior Vice President & CFO
GrantCommon Stock 29,235 $0.00 $0.00
Disclosure

SEC source: 0001127602-17-034987 · form4.xml · nonDerivative · entry 1

Durn Daniel · CIK 0001610062 · Senior Vice President & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 152,196

F1 · shares: Represents performance shares that will be converted on a one-for-one basis into shares of Applied Materials common stock upon vesting, which vesting is scheduled to occur on December 19, 2020, depending on the achievement of specified performance goals and continued employment through the vest date. The number of shares shown is the target amount, and the actual number of shares that may vest ranges from 0% to 200% of the target amount, depending on the achievement of specified performance goals.

Read SEC document
December 14, 2017 Filed Dec 19, 2017 02:30 UTC
Ghanayem Steve G.SVP, New Mrkts & Alliances Grp
GrantCommon Stock 28,016 $0.00 $0.00
Disclosure

SEC source: 0001127602-17-034988 · form4.xml · nonDerivative · entry 3

Ghanayem Steve G. · CIK 0001721736 · SVP, New Mrkts & Alliances Grp

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 525,154

F3 · shares: Represents restricted stock units that will be converted on a one-for-one basis into shares of Applied Materials common stock upon vesting, which vesting is scheduled to occur in three equal annual installments beginning December 19, 2018, depending on the achievement of specified performance goals and continued employment through each applicable vest date.

F4 · balance_after: Number of shares includes 277,762 performance shares and restricted stock units previously reported that in the future will be converted on a one-for-one basis into shares of Applied Materials common stock upon vesting, which vesting is scheduled to occur as follows: (a) 10,350 restricted stock units are scheduled to vest in January 2018, (b) 20,000 restricted stock units are scheduled to vest in October 2018, (c) 108,084 performance shares are scheduled to vest in installments in December of 2017 through 2019, (d) 51,911 performance shares are scheduled to vest in December 2019, which number of shares is the target amount, and the actual number of shares that may vest ranges from 0% to 200% of the target amount, depending on achievement of specified performance goals, (e) 51,911 restricted stock units are scheduled to vest in installments in December of 2017 through 2019 and (f) 35,506 restricted stock units are scheduled to vest in installments in December of 2018 through 2021, depending on achievement of a specified performance goal (all vesting is subject to continued employment through each applicable vest date).

Read SEC document
December 14, 2017 Filed Dec 19, 2017 02:30 UTC
Ghanayem Steve G.SVP, New Mrkts & Alliances Grp
GrantCommon Stock 28,016 $0.00 $0.00
Disclosure

SEC source: 0001127602-17-034988 · form4.xml · nonDerivative · entry 2

Ghanayem Steve G. · CIK 0001721736 · SVP, New Mrkts & Alliances Grp

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 497,138

F2 · shares: Represents performance shares that will be converted on a one-for-one basis into shares of Applied Materials common stock upon vesting, which vesting is scheduled to occur on December 19, 2020, depending on the achievement of specified performance goals and continued employment through the vest date. The number of shares shown is the target amount, and the actual number of shares that may vest ranges from 0% to 200% of the target amount, depending on the achievement of specified performance goals.

Read SEC document
December 14, 2017 Filed Dec 19, 2017 02:30 UTC
Ghanayem Steve G.SVP, New Mrkts & Alliances Grp
GrantCommon Stock 46,272 $0.00 $0.00
Disclosure

SEC source: 0001127602-17-034988 · form4.xml · nonDerivative · entry 1

Ghanayem Steve G. · CIK 0001721736 · SVP, New Mrkts & Alliances Grp

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 469,122

F1 · shares: Represents performance shares acquired based on achievement of specified performance goals related to performance shares previously granted. This acquisition is exempt under Rule 16b-3. The performance shares will be converted on a one-for-one basis into shares of Applied Materials common stock upon vesting, which vesting is scheduled to occur as follows: 23,136 shares are scheduled to vest on December 19, 2017 and 11,568 shares are scheduled to vest on December 19 of each of 2018 and 2019 (all vesting is subject to continued employment through each applicable vest date).

Read SEC document
December 14, 2017 Filed Dec 19, 2017 02:31 UTC
Larkins Thomas FSr. VP, GC & Corp. Secretary
GrantCommon Stock 20,172 $0.00 $0.00
Disclosure

SEC source: 0001127602-17-034989 · form4.xml · nonDerivative · entry 3

Larkins Thomas F · CIK 0001562962 · Sr. VP, GC & Corp. Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 510,432

F3 · shares: Represents restricted stock units that will be converted on a one-for-one basis into shares of Applied Materials common stock upon vesting, which vesting is scheduled to occur in three equal annual installments beginning December 19, 2018, depending on the achievement of a specified performance goal and continued employment through each applicable vest date.

F4 · balance_after: Number of shares includes 192,357 performance shares and restricted stock units previously reported that in the future will be converted on a one-for-one basis into shares of Applied Materials common stock upon vesting, which vesting is scheduled to occur as follows: (a) 117,605 performance shares are scheduled to vest in installments in December of 2017 through 2019, (b) 37,376 performance shares are scheduled to vest in December 2019, which number of shares is the target amount, and the actual number of shares that may vest ranges from 0% to 200% of the target amount, depending on achievement of specified performance goals, and (c) 37,376 restricted stock units are scheduled to vest in installments in December of 2017 through 2019 (all vesting is subject to continued employment through each applicable vest date).

Read SEC document
December 14, 2017 Filed Dec 19, 2017 02:31 UTC
Larkins Thomas FSr. VP, GC & Corp. Secretary
GrantCommon Stock 20,172 $0.00 $0.00
Disclosure

SEC source: 0001127602-17-034989 · form4.xml · nonDerivative · entry 2

Larkins Thomas F · CIK 0001562962 · Sr. VP, GC & Corp. Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 490,260

F2 · shares: Represents performance shares that will be converted on a one-for-one basis into shares of Applied Materials common stock upon vesting, which vesting is scheduled to occur on December 19, 2020, depending on the achievement of specified performance goals and continued employment through the vest date. The number of shares shown is the target amount, and the actual number of shares that may vest ranges from 0% to 200% of the target amount, depending on the achievement of specified performance goals.

Read SEC document
December 14, 2017 Filed Dec 19, 2017 02:31 UTC
Larkins Thomas FSr. VP, GC & Corp. Secretary
GrantCommon Stock 42,306 $0.00 $0.00
Disclosure

SEC source: 0001127602-17-034989 · form4.xml · nonDerivative · entry 1

Larkins Thomas F · CIK 0001562962 · Sr. VP, GC & Corp. Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 470,088

F1 · shares: Represents performance shares acquired based on achievement of specified performance goals related to performance shares previously granted. This acquisition is exempt under Rule 16b-3. The performance shares will be converted on a one-for-one basis into shares of Applied Materials common stock upon vesting, which vesting is scheduled to occur as follows: 21,153 shares are scheduled to vest on December 19, 2017, 10,576 shares are scheduled to vest on December 19, 2018 and 10,577 shares are scheduled to vest on December 19, 2019 (all vesting is subject to continued employment through each applicable vest date).

Read SEC document
December 14, 2017 Filed Dec 19, 2017 02:33 UTC
Nalamasu OmkaramSenior VP, CTO
GrantCommon Stock 20,172 $0.00 $0.00
Disclosure

SEC source: 0001127602-17-034990 · form4.xml · nonDerivative · entry 3

Nalamasu Omkaram · CIK 0001510815 · Senior VP, CTO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 442,955

F4 · shares: Represents restricted stock units that will be converted on a one-for-one basis into shares of Applied Materials common stock upon vesting, which vesting is scheduled to occur in three equal annual installments beginning December 19, 2018, depending on the achievement of a specified performance goal and continued employment through each applicable vest date.

F5 · balance_after: Number of shares includes 198,306 performance shares and restricted stock units previously reported that in the future will be converted on a one-for-one basis into shares of Applied Materials common stock upon vesting, which vesting is scheduled to occur as follows: (a) 123,554 performance shares are scheduled to vest in installments in December of 2017 through 2019, (b) 37,376 performance shares are scheduled to vest in December 2019, which number of shares is the target amount, and the actual number of shares that may vest ranges from 0% to 200% of the target amount, depending on achievement of specified performance goals, and (c) 37,376 restricted stock units are scheduled to vest in installments in December of 2017 through 2019 (all vesting is subject to continued employment through each applicable vest date).

Read SEC document
December 14, 2017 Filed Dec 19, 2017 02:33 UTC
Nalamasu OmkaramSenior VP, CTO
GrantCommon Stock 20,172 $0.00 $0.00
Disclosure

SEC source: 0001127602-17-034990 · form4.xml · nonDerivative · entry 2

Nalamasu Omkaram · CIK 0001510815 · Senior VP, CTO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 422,783

F3 · shares: Represents performance shares that will be converted on a one-for-one basis into shares of Applied Materials common stock upon vesting, which vesting is scheduled to occur on December 19, 2020, depending on the achievement of specified performance goals and continued employment through the vest date. The number of shares shown is the target amount, and the actual number of shares that may vest ranges from 0% to 200% of the target amount, depending on the achievement of specified performance goals.

Read SEC document
December 14, 2017 Filed Dec 19, 2017 02:33 UTC
Nalamasu OmkaramSenior VP, CTO
GrantCommon Stock 46,272 $0.00 $0.00
Disclosure

SEC source: 0001127602-17-034990 · form4.xml · nonDerivative · entry 1

Nalamasu Omkaram · CIK 0001510815 · Senior VP, CTO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 402,611

F1 · shares: Represents performance shares acquired based on achievement of specified performance goals related to performance shares previously granted. This acquisition is exempt under Rule 16b-3. The performance shares will be converted on a one-for-one basis into shares of Applied Materials common stock upon vesting, which vesting is scheduled to occur as follows: 23,136 shares are scheduled to vest on December 19, 2017 and 11,568 shares are scheduled to vest on December 19 of each of 2018 and 2019 (all vesting is subject to continued employment through each applicable vest date).

F2 · balance_after: Increased number of shares reflects periodic payroll acquisitions under Employees' Stock Purchase Plan that are exempt under Rule 16a-10 and Rule 16b-3.

Read SEC document
December 14, 2017 Filed Dec 19, 2017 02:34 UTC
Raja Prabu G.SVP, Semi. Products Group
GrantCommon Stock 28,016 $0.00 $0.00
Disclosure

SEC source: 0001127602-17-034991 · form4.xml · nonDerivative · entry 3

Raja Prabu G. · CIK 0001721738 · SVP, Semi. Products Group

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 476,954

F3 · shares: Represents restricted stock units that will be converted on a one-for-one basis into shares of Applied Materials common stock upon vesting, which vesting is scheduled to occur in three equal annual installments beginning December 19, 2018, depending on the achievement of a specified performance goal and continued employment through each applicable vest date.

F4 · balance_after: Number of shares includes 267,412 performance shares and restricted stock units previously reported that in the future will be converted on a one-for-one basis into shares of Applied Materials common stock upon vesting, which vesting is scheduled to occur as follows: (a) 10,000 restricted stock units are scheduled to vest in January 2018, (b) 10,000 restricted stock units are scheduled to vest in October 2018, (c) 108,084 performance shares are scheduled to vest in installments in December of 2017 through 2019, (d) 51,911 performance shares are scheduled to vest in December 2019, which number of shares is the target amount, and the actual number of shares that may vest ranges from 0% to 200% of the target amount, depending on achievement of specified performance goals, (e) 51,911 restricted stock units are scheduled to vest in installments in December of 2017 through 2019 and (f) 35,506 restricted stock units are scheduled to vest in installments in December of 2018 through 2021, depending on achievement of a specified performance goal (all vesting is subject to continued employment through each applicable vest date).

Read SEC document
December 14, 2017 Filed Dec 19, 2017 02:34 UTC
Raja Prabu G.SVP, Semi. Products Group
GrantCommon Stock 28,016 $0.00 $0.00
Disclosure

SEC source: 0001127602-17-034991 · form4.xml · nonDerivative · entry 2

Raja Prabu G. · CIK 0001721738 · SVP, Semi. Products Group

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 448,938

F2 · shares: Represents performance shares that will be converted on a one-for-one basis into shares of Applied Materials common stock upon vesting, which vesting is scheduled to occur on December 19, 2020, depending on the achievement of specified performance goals and continued employment through the vest date. The number of shares shown is the target amount, and the actual number of shares that may vest ranges from 0% to 200% of the target amount, depending on the achievement of specified performance goals.

Read SEC document
December 14, 2017 Filed Dec 19, 2017 02:34 UTC
Raja Prabu G.SVP, Semi. Products Group
GrantCommon Stock 46,272 $0.00 $0.00
Disclosure

SEC source: 0001127602-17-034991 · form4.xml · nonDerivative · entry 1

Raja Prabu G. · CIK 0001721738 · SVP, Semi. Products Group

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 420,922

F1 · shares: Represents performance shares acquired based on achievement of specified performance goals related to performance shares previously granted. This acquisition is exempt under Rule 16b-3. The performance shares will be converted on a one-for-one basis into shares of Applied Materials common stock upon vesting, which vesting is scheduled to occur as follows: 23,136 shares are scheduled to vest on December 19, 2017 and 11,568 shares are scheduled to vest on December 19 of each of 2018 and 2019 (all vesting is subject to continued employment through each applicable vest date).

Read SEC document
December 14, 2017 Filed Dec 19, 2017 02:35 UTC
READ CHARLESCorp. VP, Corp. Contrlr. & CAO
GrantCommon Stock 8,283 $0.00 $0.00
Disclosure

SEC source: 0001127602-17-034992 · form4.xml · nonDerivative · entry 1

READ CHARLES · CIK 0001587870 · Corp. VP, Corp. Contrlr. & CAO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 75,886

F1 · shares: Represents restricted stock units that will be converted on a one-for-one basis into shares of Applied Materials common stock upon vesting, which vesting is scheduled to occur in four equal annual installments beginning January 1, 2019 (subject to continued employment through each applicable vest date).

F2 · balance_after: Number of shares includes 38,437 restricted stock units previously reported that in the future will be converted on a one-for-one basis into shares of Applied Materials common stock upon vesting, which vesting is scheduled to occur in installments in January of 2018 through 2021 (all vesting is subject to continued employment through each applicable vest date).

Read SEC document
December 14, 2017 Filed Dec 19, 2017 02:36 UTC
Salehpour AliSr. VP, GM New Mrkts & Service
GrantCommon Stock 35,861 $0.00 $0.00
Disclosure

SEC source: 0001127602-17-034993 · form4.xml · nonDerivative · entry 3

Salehpour Ali · CIK 0001563106 · Sr. VP, GM New Mrkts & Service

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 676,735

F3 · shares: Represents restricted stock units that will be converted on a one-for-one basis into shares of Applied Materials, Inc. common stock upon vesting, which vesting is scheduled to occur in three equal annual installments beginning December 19, 2018, depending on the achievement of a specified performance goal and continued employment through each applicable vest date.

F4 · balance_after: Number of shares includes 339,397 performance shares and restricted stock units previously reported that in the future will be converted on a one-for-one basis into shares of Applied Materials common stock upon vesting, which vesting is scheduled to occur as follows: (a) 176,505 performance shares are scheduled to vest in installments in December of 2017 through 2019, (b) 30,000 shares are scheduled to vest in October 2018, (c) 66,446 performance shares are scheduled to vest in December 2019, which number of shares is the target amount, and the actual number of shares that may vest ranges from 0% to 200% of the target amount, depending on achievement of specified performance goals, and (d) 66,446 restricted stock units are scheduled to vest in installments in December of 2017 through 2019 (all vesting is subject to continued employment through each applicable vest date).

Read SEC document
December 14, 2017 Filed Dec 19, 2017 02:36 UTC
Salehpour AliSr. VP, GM New Mrkts & Service
GrantCommon Stock 35,861 $0.00 $0.00
Disclosure

SEC source: 0001127602-17-034993 · form4.xml · nonDerivative · entry 2

Salehpour Ali · CIK 0001563106 · Sr. VP, GM New Mrkts & Service

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 640,874

F2 · shares: Represents performance shares that will be converted on a one-for-one basis into shares of Applied Materials common stock upon vesting, which vesting is scheduled to occur on December 19, 2020, depending on the achievement of specified performance goals and continued employment through the vest date. The number of shares shown is the target amount, and the actual number of shares that may vest ranges from 0% to 200% of the target amount, depending on the achievement of specified performance goals.

Read SEC document
December 14, 2017 Filed Dec 19, 2017 02:36 UTC
Salehpour AliSr. VP, GM New Mrkts & Service
GrantCommon Stock 66,103 $0.00 $0.00
Disclosure

SEC source: 0001127602-17-034993 · form4.xml · nonDerivative · entry 1

Salehpour Ali · CIK 0001563106 · Sr. VP, GM New Mrkts & Service

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 605,013

F1 · shares: Represents performance shares acquired based on achievement of specified performance goals related to performance shares previously granted. This acquisition is exempt under Rule 16b-3. The performance shares will be converted on a one-for-one basis into shares of Applied Materials common stock upon vesting, which vesting is scheduled to occur as follows: 33,051 shares are scheduled to vest on December 19, 2017 and 16,526 shares are scheduled to vest on December 19 of each of 2018 and 2019 (all vesting is subject to continued employment through each applicable vest date).

Read SEC document
November 24, 2017 Filed Nov 29, 2017 01:10 UTC SaleCommon Stock 5,000 $58.00 $290,000.00
Disclosure

SEC source: 0001127602-17-033402 · form4.xml · nonDerivative · entry 1

Forrest Stephen R · CIK 0001437592 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 75,178

F1 · balance_after: Number of shares includes 6,019 restricted stock units previously reported that in the future will be converted on a one-for-one basis into Applied Materials, Inc. common stock upon vesting, which vesting is scheduled to occur in March 2018 (subject to continued service as a director through the vest date).

Read SEC document
November 21, 2017 Filed Jan 3, 2018 22:42 UTC GiftCommon Stock 850 $0.00 $0.00
Disclosure

SEC source: 0001127602-18-000746 · form4.xml · nonDerivative · entry 1

Iannotti Thomas J · CIK 0001339297 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 73,178

F1 · balance_after: Number of shares includes 6,019 restricted stock units previously reported that in the future will be converted on a one-for-one basis into Applied Materials, Inc. common stock upon vesting, which vesting is scheduled to occur in March 2018 (subject to continued service as a director through the vest date).

Read SEC document
November 06, 2017 Filed Nov 8, 2017 21:34 UTC
Ghanayem Steve G.SVP, New Mrkts & Alliances Grp
GrantCommon Stock 35,506 $0.00 $0.00
Disclosure

SEC source: 0001127602-17-031616 · form4.xml · nonDerivative · entry 1

Ghanayem Steve G. · CIK 0001721736 · SVP, New Mrkts & Alliances Grp

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 422,850

F1 · shares: Represents restricted stock units that will be converted on a one-for-one basis into shares of Applied Materials, Inc. common stock upon vesting, which vesting is scheduled to occur in four equal annual installments beginning December 19, 2018, depending on the achievement of a specified performance goal and continued employment through each applicable vest date.

F2 · balance_after: Number of shares includes 242,256 performance shares and restricted stock units previously reported that in the future will be converted on a one-for-one basis into shares of Applied Materials, Inc. common stock upon vesting, which vesting is scheduled to occur as follows: (a) 10,350 restricted stock units are scheduled to vest in January 2018, (b) 20,000 restricted stock units are scheduled to vest in October 2018, (c) 38,676 performance shares are scheduled to vest in installments in December of each of 2017 and 2018, (d) 69,408 performance shares are scheduled to vest in installments in December of each of 2017 through 2019, with up to an additional 46,272 shares that may vest, depending on achievement of specified performance goals, (e) 51,911 performance shares are scheduled to vest in December 2019, which number of shares is the target amount, and the actual number of shares that may vest ranges from 0% to 200% of the target amount, depending on achievement of specified performance goals, and (f) 51,911 restricted stock units are scheduled to vest in installments in December of each of 2017 through 2019, depending on achievement of a specified performance goal (all vesting is subject to continued employment through each applicable vest date).

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November 06, 2017 Filed Nov 8, 2017 21:38 UTC
Raja Prabu G.SVP, Semi. Products Group
GrantCommon Stock 35,506 $0.00 $0.00
Disclosure

SEC source: 0001127602-17-031623 · form4.xml · nonDerivative · entry 1

Raja Prabu G. · CIK 0001721738 · SVP, Semi. Products Group

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 374,650

F1 · shares: Represents restricted stock units that will be converted on a one-for-one basis into shares of Applied Materials, Inc. common stock upon vesting, which vesting is scheduled to occur in four equal annual installments beginning December 19, 2018, depending on the achievement of a specified performance goal and continued employment through each applicable vest date.

F2 · balance_after: Number of shares includes 231,906 performance shares and restricted stock units previously reported that in the future will be converted on a one-for-one basis into shares of Applied Materials, Inc. common stock upon vesting, which vesting is scheduled to occur as follows: (a) 10,000 restricted stock units are scheduled to vest in January 2018, (b) 10,000 restricted stock units are scheduled to vest in October 2018, (c) 38,676 performance shares are scheduled to vest in installments in December of each of 2017 and 2018, (d) 69,408 performance shares are scheduled to vest in installments in December of each of 2017 through 2019, with up to an additional 46,272 shares that may vest, depending on achievement of specified performance goals, (e) 51,911 performance shares are scheduled to vest in December 2019, which number of shares is the target amount, and the actual number of shares that may vest ranges from 0% to 200% of the target amount, depending on achievement of specified performance goals, and (f) 51,911 restricted stock units are scheduled to vest in installments in December of each of 2017 through 2019, depending on achievement of a specified performance goal (all vesting is subject to continued employment through each applicable vest date).

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October 05, 2017 Filed Oct 6, 2017 22:26 UTC
Larkins Thomas FSr. VP, GC & Corp. Secretary
SaleCommon Stock 30,000 $51.24 $1,537,200.00
Disclosure

SEC source: 0001127602-17-029572 · form4.xml · nonDerivative · entry 1

Larkins Thomas F · CIK 0001562962 · Sr. VP, GC & Corp. Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 427,782

F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $51.19 to $51.33, inclusive. The reporting person undertakes to provide to Applied Materials, Inc., any security holder of Applied, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnote 1 to this Form 4.

F2 · balance_after: Number of shares includes 192,357 performance shares and restricted stock units previously reported that in the future will be converted on a one-for-one basis into shares of Applied Materials, Inc. common stock upon vesting, which vesting is scheduled to occur as follows: (a) 54,146 performance shares are scheduled to vest in installments in December of each of 2017 and 2018, (b) 63,459 performance shares are scheduled to vest in installments in December of each of 2017 through 2019, with up to an additional 42,305 shares that may vest, depending on achievement of specified performance goals, (c) 37,376 performance shares are scheduled to vest in December 2019, which number of shares is the target amount, and the actual number of shares that may vest ranges from 0% to 200% of the target amount, depending on achievement of specified performance goals, and (d) 37,376 restricted stock units are scheduled to vest in installments in December of each of 2017 through 2019, depending on achievement of a specified performance goal (all vesting is subject to continued employment through each applicable vest date).

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October 01, 2017 Filed Oct 4, 2017 00:56 UTC
READ CHARLESCorp. VP, Corp. Contrlr. & CAO
Tax withholdingCommon Stock 3,526 $52.09 $183,669.34
Disclosure

SEC source: 0001127602-17-029064 · form4.xml · nonDerivative · entry 1

READ CHARLES · CIK 0001587870 · Corp. VP, Corp. Contrlr. & CAO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 67,603

F1 · shares: Represents number of shares that was automatically withheld upon vesting of restricted stock units to cover tax withholding obligations in a transaction exempt under Rule 16b-3.

F2 · balance_after: Increased number of shares reflects periodic payroll acquisitions under Employees' Stock Purchase Plan that are exempt under Rule 16a-10 and Rule 16b-3. Number of shares includes 38,437 restricted stock units previously reported that in the future will be converted on a one-for-one basis into shares of Applied Materials, Inc. common stock upon vesting, which vesting is scheduled to occur in installments in January of each of 2018 through 2021 (all vesting is subject to continued employment through each applicable vest date).

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October 01, 2017 Filed Oct 4, 2017 01:01 UTC
Salehpour AliSr. VP, GM New Mrkts & Service
Tax withholdingCommon Stock 14,996 $52.09 $781,141.64
Disclosure

SEC source: 0001127602-17-029065 · form4.xml · nonDerivative · entry 1

Salehpour Ali · CIK 0001563106 · Sr. VP, GM New Mrkts & Service

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 538,910

F1 · shares: Represents number of shares that were automatically withheld upon vesting of performance shares to cover tax withholding obligations in a transaction exempt under Rule 16b-3.

F2 · balance_after: Increased number of shares reflects periodic payroll acquisitions under Employees' Stock Purchase Plan that are exempt under Rule 16a-10 and Rule 16b-3. Number of shares includes 339,397 performance shares and restricted stock units previously reported that in the future will be converted on a one-for-one basis into shares of Applied Materials, Inc. common stock upon vesting, which vesting is scheduled to occur as follows: (a) 77,351 performance shares are scheduled to vest in installments in December of each of 2017 and 2018, (b) 99,154 performance shares are scheduled to vest in installments in December of each of 2017 through 2019, with up to an additional 66,102 shares that may vest, depending on achievement of specified performance goals, (c) 30,000 shares are scheduled to vest in October 2018, (d) 66,446 performance shares are scheduled to vest in December 2019, which number of shares is the target amount, and the actual number of shares that may vest ranges from 0% to 200% of the target amount, depending on achievement of specified performance goals, and (e) 66,446 restricted stock units are scheduled to vest in installments in December of each of 2017 through 2019, depending on achievement of a specified performance goal (all vesting is subject to continued employment through each applicable vest date).

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September 06, 2017 Filed Sep 7, 2017 22:49 UTC
Durn DanielSenior Vice President & CFO
GrantCommon Stock 33,535 $0.00 $0.00
Disclosure

SEC source: 0001127602-17-027152 · form4.xml · nonDerivative · entry 3

Durn Daniel · CIK 0001610062 · Senior Vice President & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 122,961

F3 · shares: Represents performance shares that will be converted on a one-for-one basis into shares of Applied Materials, Inc. common stock upon vesting, which vesting is scheduled to occur on December 19, 2019, depending on the achievement of specified performance goals and continued employment through the vest date. The number of shares shown is the target amount, and the actual number of shares that may vest ranges from 0% to 200% of the target amount, depending on the achievement of specified performance goals.

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September 06, 2017 Filed Sep 7, 2017 22:49 UTC
Durn DanielSenior Vice President & CFO
GrantCommon Stock 33,535 $0.00 $0.00
Disclosure

SEC source: 0001127602-17-027152 · form4.xml · nonDerivative · entry 2

Durn Daniel · CIK 0001610062 · Senior Vice President & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 89,426

F2 · shares: Represents restricted stock units that will be converted on a one-for-one basis into shares of Applied Materials, Inc. common stock upon vesting, which vesting is scheduled to occur in three equal installments on each of January 15, 2018, December 19, 2018 and December 19, 2019, depending on the achievement of a specified performance goal and continued employment through each applicable vest date.

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September 06, 2017 Filed Sep 7, 2017 22:49 UTC
Durn DanielSenior Vice President & CFO
GrantCommon Stock 55,891 $0.00 $0.00
Disclosure

SEC source: 0001127602-17-027152 · form4.xml · nonDerivative · entry 1

Durn Daniel · CIK 0001610062 · Senior Vice President & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 55,891

F1 · shares: Represents restricted stock units that will be converted on a one-for-one basis into shares of Applied Materials, Inc. common stock upon vesting, which vesting is scheduled to occur in three equal annual installments beginning February 1, 2018, depending on the achievement of a specified performance goal and continued employment through each applicable vest date. Notwithstanding the foregoing, if Mr. Durn's employment is terminated without cause prior to February 1, 2020, any unvested portion of the award shall immediately be fully vested upon such termination.

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August 23, 2017 Filed Aug 26, 2017 00:31 UTC SaleCommon Stock 22,762 $44.03 $1,002,210.86
Disclosure

SEC source: 0001127602-17-026520 · form4.xml · nonDerivative · entry 1

Karsner Alexander · CIK 0001446059 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 16,238

F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $44.00 to $44.08, inclusive. The reporting person undertakes to provide to Applied Materials, Inc., any security holder of Applied Materials, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price set forth in footnote 1 to this Form 4.

F2 · balance_after: Number of shares includes 6,019 restricted stock units previously reported that in the future will be converted on a one-for-one basis into Applied Materials, Inc. common stock upon vesting, which vesting is scheduled to occur in March 2018 (subject to continued service as a director through the vest date).

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July 07, 2017 Filed Jul 14, 2017 21:15 UTC GiftCommon Stock 1,000 $0.00 $0.00
Disclosure

SEC source: 0001127602-17-023611 · form4.xml · nonDerivative · entry 1

Iannotti Thomas J · CIK 0001339297 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 74,028

F1 · balance_after: Number of shares includes 6,019 restricted stock units previously reported that in the future will be converted on a one-for-one basis into Applied Materials, Inc. common stock upon vesting, which vesting is scheduled to occur in March 2018 (subject to continued service as a director through the vest date).

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July 01, 2017 Filed Jul 5, 2017 21:51 UTC
Nalamasu OmkaramSenior VP, CTO
Tax withholdingCommon Stock 12,693 $41.31 $524,347.83
Disclosure

SEC source: 0001127602-17-023037 · form4.xml · nonDerivative · entry 1

Nalamasu Omkaram · CIK 0001510815 · Senior VP, CTO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 356,132

F1 · shares: Represents number of shares that was automatically withheld upon vesting of performance shares to cover tax withholding obligations in a transaction exempt under Rule 16b-3.

F2 · balance_after: Increased number of shares reflects periodic payroll acquisitions under Employees' Stock Purchase Plan that are exempt under Rule 16a-10 and Rule 16b-3. Number of shares includes 198,306 performance shares and restricted stock units previously reported that in the future will be converted on a one-for-one basis into shares of Applied Materials, Inc. common stock upon vesting, which vesting is scheduled to occur as follows: (a) 54,146 performance shares are scheduled to vest in installments in December of each of 2017 and 2018, (b) 69,408 performance shares are scheduled to vest in installments in December of each of 2017 through 2019, with up to an additional 46,272 shares that may vest, depending on achievement of specified performance goals, (c) 37,376 performance shares are scheduled to vest in December 2019, which number of shares is the target amount, and the actual number of shares that may vest ranges from 0% to 200% of the target amount, depending on achievement of specified performance goals, and (d) 37,376 restricted stock units are scheduled to vest in installments in December of each of 2017 through 2019, depending on achievement of a specified performance goal (all vesting is subject to continued employment through each applicable vest date).

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June 01, 2017 Filed Jun 5, 2017 23:02 UTC SaleCommon Stock 5,000 $46.15 $230,750.00
Disclosure

SEC source: 0001127602-17-020598 · form4.xml · nonDerivative · entry 1

Forrest Stephen R · CIK 0001437592 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 80,178

F1 · balance_after: Number of shares includes 6,019 restricted stock units previously reported that in the future will be converted on a one-for-one basis into Applied Materials, Inc. common stock upon vesting, which vesting is scheduled to occur in March 2018 (subject to continued service as a director through the vest date).

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March 09, 2017 Filed Mar 14, 2017 01:26 UTC
BRUNER JUDYDirector
GrantCommon Stock 6,019 $0.00 $0.00
Disclosure

SEC source: 0001127602-17-011494 · form4.xml · nonDerivative · entry 1

BRUNER JUDY · CIK 0001112668 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,777

F1 · shares: Represents automatic annual grant of restricted stock units to a non-employee member of the Board of Directors pursuant to the Applied Materials, Inc. ("Applied") Employee Stock Incentive Plan. These restricted stock units will be converted on a one-for-one basis into shares of Applied common stock upon vesting, which vesting is scheduled to occur on March 1, 2018 (subject to continued service as a director through the vest date).

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March 09, 2017 Filed Mar 14, 2017 01:28 UTC
CHEN XUNDirector
GrantCommon Stock 6,019 $0.00 $0.00
Disclosure

SEC source: 0001127602-17-011495 · form4.xml · nonDerivative · entry 1

CHEN XUN · CIK 0001284885 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 20,330

F1 · shares: Represents automatic annual grant of restricted stock units to a non-employee member of the Board of Directors pursuant to the Applied Materials, Inc. ("Applied") Employee Stock Incentive Plan. These restricted stock units will be converted on a one-for-one basis into shares of Applied common stock upon vesting, which vesting is scheduled to occur on March 1, 2018 (subject to continued service as a director through the vest date).

F2 · balance_after: Number of shares includes 10,219 restricted stock units previously reported that have vested and which, pursuant to Dr. Chen's election to defer, will be converted on a one-for-one basis into shares of Applied common stock and paid to him on the date of his termination of service from the Applied Board.

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March 09, 2017 Filed Mar 14, 2017 01:29 UTC
DE GEUS AARTDirector
GrantCommon Stock 6,019 $0.00 $0.00
Disclosure

SEC source: 0001127602-17-011496 · form4.xml · nonDerivative · entry 1

DE GEUS AART · CIK 0001249802 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 137,678

F1 · shares: Represents automatic annual grant of restricted stock units to a non-employee member of the Board of Directors pursuant to the Applied Materials, Inc. ("Applied") Employee Stock Incentive Plan. These restricted stock units will be converted on a one-for-one basis into shares of Applied common stock upon vesting, which vesting is scheduled to occur on March 1, 2018 (subject to continued service as a director through the vest date).

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March 09, 2017 Filed Mar 14, 2017 01:30 UTC GrantCommon Stock 6,019 $0.00 $0.00
Disclosure

SEC source: 0001127602-17-011497 · form4.xml · nonDerivative · entry 1

Forrest Stephen R · CIK 0001437592 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 85,178

F1 · shares: Represents automatic annual grant of restricted stock units to a non-employee member of the Board of Directors pursuant to the Applied Materials, Inc. ("Applied") Employee Stock Incentive Plan. These restricted stock units will be converted on a one-for-one basis into shares of Applied common stock upon vesting, which vesting is scheduled to occur on March 1, 2018 (subject to continued service as a director through the vest date).

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March 09, 2017 Filed Mar 14, 2017 01:31 UTC GrantCommon Stock 6,019 $0.00 $0.00
Disclosure

SEC source: 0001127602-17-011498 · form4.xml · nonDerivative · entry 1

Iannotti Thomas J · CIK 0001339297 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 75,028

F1 · shares: Represents automatic annual grant of restricted stock units to a non-employee member of the Board of Directors pursuant to the Applied Materials, Inc. ("Applied") Employee Stock Incentive Plan. These restricted stock units will be converted on a one-for-one basis into shares of Applied common stock upon vesting, which vesting is scheduled to occur on March 1, 2018 (subject to continued service as a director through the vest date).

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March 09, 2017 Filed Mar 14, 2017 01:33 UTC GrantCommon Stock 6,019 $0.00 $0.00
Disclosure

SEC source: 0001127602-17-011499 · form4.xml · nonDerivative · entry 1

Karsner Alexander · CIK 0001446059 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 39,000

F1 · shares: Represents automatic annual grant of restricted stock units to a non-employee member of the Board of Directors pursuant to the Applied Materials, Inc. ("Applied") Employee Stock Incentive Plan. These restricted stock units will be converted on a one-for-one basis into shares of Applied common stock upon vesting, which vesting is scheduled to occur on March 1, 2018 (subject to continued service as a director through the vest date).

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March 09, 2017 Filed Mar 14, 2017 01:34 UTC
Ma AdriannaDirector
GrantCommon Stock 6,019 $0.00 $0.00
Disclosure

SEC source: 0001127602-17-011500 · form4.xml · nonDerivative · entry 1

Ma Adrianna · CIK 0001576954 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 18,756

F1 · shares: Represents automatic annual grant of restricted stock units to a non-employee member of the Board of Directors pursuant to the Applied Materials, Inc. ("Applied") Employee Stock Incentive Plan. These restricted stock units are scheduled to vest on March 1, 2018 (subject to continued service as a director through the vest date). Pursuant to Ms. Ma's election to defer, any units that vest from this grant will be converted on a one-for-one basis into shares of Applied common stock and paid to her after her termination of service from the Applied Board.

F2 · balance_after: Number of shares includes 10,219 restricted stock units previously reported that have vested and which, pursuant to Ms. Ma's election to defer, will be converted on a one-for-one basis into shares of Applied common stock and paid to her on the date of her termination of service from the Applied Board.

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March 09, 2017 Filed Mar 14, 2017 01:35 UTC GrantCommon Stock 6,019 $0.00 $0.00
Disclosure

SEC source: 0001127602-17-011501 · form4.xml · nonDerivative · entry 1

POWELL DENNIS D · CIK 0001231878 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 83,209

F1 · shares: Represents automatic annual grant of restricted stock units to a non-employee member of the Board of Directors pursuant to the Applied Materials, Inc. ("Applied") Employee Stock Incentive Plan. These restricted stock units will be converted on a one-for-one basis into shares of Applied common stock upon vesting, which vesting is scheduled to occur on March 1, 2018 (subject to continued service as a director through the vest date).

F2 · balance_after: Number of shares includes 57,191 restricted stock units previously reported that have vested and which, pursuant to Mr. Powell's election to defer, will be converted on a one-for-one basis into shares of Applied common stock and paid to him on the date of his termination of service from the Applied Board.

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February 21, 2017 Filed Feb 24, 2017 01:21 UTC SaleCommon Stock 5,000 $36.56 $182,800.00
Disclosure

SEC source: 0001127602-17-008071 · form4.xml · nonDerivative · entry 1

Forrest Stephen R · CIK 0001437592 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 79,159

F1 · balance_after: Number of shares includes 10,219 restricted stock units previously reported that in the future will be converted on a one-for-one basis into Applied common stock upon vesting, which vesting is scheduled to occur in March 2017 (subject to continued service as a director through the vest date).

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January 04, 2017 Filed Jan 5, 2017 00:36 UTC
Larkins Thomas FSr. VP, GC & Corp. Secretary
SaleCommon Stock 25,000 $32.18 $804,500.00
Disclosure

SEC source: 0001127602-17-000839 · form4.xml · nonDerivative · entry 2

Larkins Thomas F · CIK 0001562962 · Sr. VP, GC & Corp. Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 457,782

F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $32.14 to $32.29, inclusive. The reporting person undertakes to provide to Applied Materials, Inc., any security holder of Applied, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnote 2 to this Form 4.

F3 · balance_after: Number of shares includes 192,357 performance shares and restricted stock units previously reported that in the future will be converted on a one-for-one basis into shares of Applied Materials, Inc. common stock upon vesting, which vesting is scheduled to occur as follows: (a) 54,146 performance shares are scheduled to vest in installments in December of each of 2017 and 2018, (b) 63,459 performance shares are scheduled to vest in installments in December of each of 2017 through 2019, with up to an additional 42,305 shares that may vest, depending on achievement of specified performance goals, (c) 37,376 performance shares are scheduled to vest in December 2019, which number of shares is the target amount, and the actual number of shares that may vest ranges from 0% to 200% of the target amount, depending on achievement of specified performance goals, and (d) 37,376 restricted stock units are scheduled to vest in installments in December of each of 2017 through 2019, depending on achievement of a specified performance goal (all vesting is subject to continued employment through each applicable vest date).

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January 03, 2017 Filed Jan 3, 2017 23:20 UTC SaleCommon Stock 21,017 $31.95 $671,493.15
Disclosure

SEC source: 0001127602-17-000347 · form4.xml · nonDerivative · entry 2

POWELL DENNIS D · CIK 0001231878 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 77,190

F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $31.75 to $32.30, inclusive. The reporting person undertakes to provide to Applied, any security holder of Applied, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnote 2 to this Form 4.

F3 · balance_after: Number of shares includes: (a) 57,191 vested RSUs that, pursuant to Mr. Powell's election to defer, will be converted on a one-for-one basis into shares of Applied common stock and paid to him on the date of his termination of service from the Applied Board, and (b) 10,219 RSUs scheduled to vest in March 2017 (subject to continued service as a director through the vesting date).

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January 03, 2017 Filed Jan 5, 2017 00:36 UTC
Larkins Thomas FSr. VP, GC & Corp. Secretary
SaleCommon Stock 75,000 $31.86 $2,389,500.00
Disclosure

SEC source: 0001127602-17-000839 · form4.xml · nonDerivative · entry 1

Larkins Thomas F · CIK 0001562962 · Sr. VP, GC & Corp. Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 482,782

F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $31.66 to $32.03, inclusive. The reporting person undertakes to provide to Applied Materials, Inc., any security holder of Applied, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnote 1 to this Form 4.

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.