Last 12 months
Inside the activity.
0 purchase rows · 45 sale rows
Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.Monthly counts
| Month | Purchases | Sales |
|---|---|---|
| Nov 2025 | 0 | 2 |
| Dec 2025 | 0 | 1 |
| Jan 2026 | 0 | 0 |
| Feb 2026 | 0 | 5 |
| Mar 2026 | 0 | 0 |
| Apr 2026 | 0 | 0 |
| May 2026 | 0 | 2 |
| Jun 2026 | 0 | 32 |
| Jul 2026 | 0 | 0 |
| Aug 2026 | 0 | 1 |
| Sep 2026 | 0 | 1 |
| Oct 2026 | 0 | 1 |
Latest available
Insider transactions
Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Owner / reported role | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| December 14, 2017 Filed Dec 19, 2017 02:25 UTC |
ADDIEGO GINETTOSVP, Engineer., Ops. & Quality
|
GrantCommon Stock | 20,172 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-17-034985 · form4.xml · nonDerivative · entry 3 ADDIEGO GINETTO · CIK 0001318062 · SVP, Engineer., Ops. & Quality 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 388,702 F3 · shares: Represents restricted stock units that will be converted on a one-for-one basis into shares of Applied Materials common stock upon vesting, which vesting is scheduled to occur in three equal annual installments beginning December 19, 2018, depending on the achievement of a specified performance goal and continued employment through each applicable vest date. F4 · balance_after: Number of shares includes 198,306 performance shares and restricted stock units previously reported that in the future will be converted on a one-for-one basis into shares of Applied Materials common stock upon vesting, which vesting is scheduled to occur as follows: (a) 123,554 performance shares are scheduled to vest in installments in December of 2017 through 2019, (b) 37,376 performance shares are scheduled to vest in December 2019, which number of shares is the target amount, and the actual number of shares that may vest ranges from 0% to 200% of the target amount, depending on achievement of specified performance goals, and (c) 37,376 restricted stock units are scheduled to vest in installments in December of 2017 through 2019 (all vesting is subject to continued employment through each applicable vest date). Read SEC document |
| December 14, 2017 Filed Dec 19, 2017 02:25 UTC |
ADDIEGO GINETTOSVP, Engineer., Ops. & Quality
|
GrantCommon Stock | 20,172 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-17-034985 · form4.xml · nonDerivative · entry 2 ADDIEGO GINETTO · CIK 0001318062 · SVP, Engineer., Ops. & Quality 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 368,530 F2 · shares: Represents performance shares that will be converted on a one-for-one basis into shares of Applied Materials common stock upon vesting, which vesting is scheduled to occur on December 19, 2020, depending on the achievement of specified performance goals and continued employment through the vest date. The number of shares shown is the target amount, and the actual number of shares that may vest ranges from 0% to 200% of the target amount, depending on the achievement of specified performance goals. Read SEC document |
| December 14, 2017 Filed Dec 19, 2017 02:25 UTC |
ADDIEGO GINETTOSVP, Engineer., Ops. & Quality
|
GrantCommon Stock | 46,272 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-17-034985 · form4.xml · nonDerivative · entry 1 ADDIEGO GINETTO · CIK 0001318062 · SVP, Engineer., Ops. & Quality 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 348,358 F1 · shares: Represents performance shares acquired based on achievement of specified performance goals related to performance shares previously granted. This acquisition is exempt under Rule 16b-3. The performance shares will be converted on a one-for-one basis into shares of Applied Materials common stock upon vesting, which vesting is scheduled to occur as follows: 23,136 shares are scheduled to vest on December 19, 2017 and 11,568 shares are scheduled to vest on December 19 of each of 2018 and 2019 (all vesting is subject to continued employment through each applicable vest date). Read SEC document |
| December 14, 2017 Filed Dec 19, 2017 02:26 UTC |
DICKERSON GARY EDirector · President and CEO
|
GrantCommon Stock | 56,032 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-17-034986 · form4.xml · nonDerivative · entry 3 DICKERSON GARY E · CIK 0001183258 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,339,096 F4 · shares: Represents restricted stock units that will be converted on a one-for-one basis into shares of Applied Materials common stock upon vesting, which vesting is scheduled to occur in three equal annual installments beginning December 19, 2018, depending on the achievement of specified performance goals and continued employment through each applicable vest date. F5 · balance_after: Number of shares includes 1,009,175 performance shares and restricted stock units previously reported that in the future will be converted on a one-for-one basis into shares of Applied Materials common stock upon vesting, which vesting is scheduled to occur as follows: (a) 635,420 performance shares are scheduled to vest in installments in December of 2017 through 2019, (b) 280,316 performance shares are scheduled to vest in December 2019, which number of shares is the target amount, and the actual number of shares that may vest ranges from 0% to 200% of the target amount, depending on achievement of specified performance goals, and (c) 93,439 restricted stock units are scheduled to vest in installments in December of 2017 through 2019 (all vesting is subject to continued employment through each applicable vest date). Read SEC document |
| December 14, 2017 Filed Dec 19, 2017 02:26 UTC |
DICKERSON GARY EDirector · President and CEO
|
GrantCommon Stock | 168,096 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-17-034986 · form4.xml · nonDerivative · entry 2 DICKERSON GARY E · CIK 0001183258 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,283,064 F3 · shares: Represents performance shares that will be converted on a one-for-one basis into shares of Applied Materials common stock upon vesting, which vesting is scheduled to occur on December 19, 2020, depending on the achievement of specified performance goals and continued employment through the vest date. The number of shares shown is the target amount, and the actual number of shares that may vest ranges from 0% to 200% of the target amount, depending on the achievement of specified performance goals. Read SEC document |
| December 14, 2017 Filed Dec 19, 2017 02:26 UTC |
DICKERSON GARY EDirector · President and CEO
|
GrantCommon Stock | 237,970 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-17-034986 · form4.xml · nonDerivative · entry 1 DICKERSON GARY E · CIK 0001183258 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,114,968 F1 · shares: Represents performance shares acquired based on achievement of specified performance goals related to performance shares previously granted. This acquisition is exempt under Rule 16b-3. The performance shares will be converted on a one-for-one basis into shares of Applied Materials common stock upon vesting, which vesting is scheduled to occur as follows: 118,985 shares are scheduled to vest on December 19, 2017, 59,492 shares are scheduled to vest on December 19, 2018 and 59,493 shares are scheduled to vest on December 19, 2019 (all vesting is subject to continued employment through each applicable vest date). F2 · balance_after: Increased number of shares reflects periodic payroll acquisitions under Employees' Stock Purchase Plan that are exempt under Rule 16a-10 and Rule 16b-3. Read SEC document |
| December 14, 2017 Filed Dec 19, 2017 02:28 UTC |
Durn DanielSenior Vice President & CFO
|
GrantCommon Stock | 29,235 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-17-034987 · form4.xml · nonDerivative · entry 2 Durn Daniel · CIK 0001610062 · Senior Vice President & CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 181,431 F2 · shares: Represents restricted stock units that will be converted on a one-for-one basis into shares of Applied Materials common stock upon vesting, which vesting is scheduled to occur in three equal installments beginning on December 19, 2018, depending on the achievement of a specified performance goal and continued employment through each applicable vest date. F3 · balance_after: Number of shares includes 122,961 performance shares and restricted stock units previously reported that in the future will be converted on a one-for-one basis into shares of Applied Materials common stock upon vesting, which vesting is scheduled to occur as follows: (a) 55,891 restricted stock units are scheduled to vest annually in three equal installments beginning February 2018; notwithstanding the foregoing, if Mr. Durn's employment is terminated without cause prior to February 1, 2020, any unvested portion of the award shall immediately be fully vested upon such termination, (b) 33,535 performance shares are scheduled to vest in December 2019, which number of shares is the target amount, and the actual number of shares that may vest ranges from 0% to 200% of the target amount, depending on achievement of specified performance goals, and (c) 33,535 restricted stock units are scheduled to vest in three equal installments in January 2018 and December of 2018 and 2019 (all vesting is subject to continued employment through each applicable vest date). Read SEC document |
| December 14, 2017 Filed Dec 19, 2017 02:28 UTC |
Durn DanielSenior Vice President & CFO
|
GrantCommon Stock | 29,235 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-17-034987 · form4.xml · nonDerivative · entry 1 Durn Daniel · CIK 0001610062 · Senior Vice President & CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 152,196 F1 · shares: Represents performance shares that will be converted on a one-for-one basis into shares of Applied Materials common stock upon vesting, which vesting is scheduled to occur on December 19, 2020, depending on the achievement of specified performance goals and continued employment through the vest date. The number of shares shown is the target amount, and the actual number of shares that may vest ranges from 0% to 200% of the target amount, depending on the achievement of specified performance goals. Read SEC document |
| December 14, 2017 Filed Dec 19, 2017 02:30 UTC |
Ghanayem Steve G.SVP, New Mrkts & Alliances Grp
|
GrantCommon Stock | 28,016 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-17-034988 · form4.xml · nonDerivative · entry 3 Ghanayem Steve G. · CIK 0001721736 · SVP, New Mrkts & Alliances Grp 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 525,154 F3 · shares: Represents restricted stock units that will be converted on a one-for-one basis into shares of Applied Materials common stock upon vesting, which vesting is scheduled to occur in three equal annual installments beginning December 19, 2018, depending on the achievement of specified performance goals and continued employment through each applicable vest date. F4 · balance_after: Number of shares includes 277,762 performance shares and restricted stock units previously reported that in the future will be converted on a one-for-one basis into shares of Applied Materials common stock upon vesting, which vesting is scheduled to occur as follows: (a) 10,350 restricted stock units are scheduled to vest in January 2018, (b) 20,000 restricted stock units are scheduled to vest in October 2018, (c) 108,084 performance shares are scheduled to vest in installments in December of 2017 through 2019, (d) 51,911 performance shares are scheduled to vest in December 2019, which number of shares is the target amount, and the actual number of shares that may vest ranges from 0% to 200% of the target amount, depending on achievement of specified performance goals, (e) 51,911 restricted stock units are scheduled to vest in installments in December of 2017 through 2019 and (f) 35,506 restricted stock units are scheduled to vest in installments in December of 2018 through 2021, depending on achievement of a specified performance goal (all vesting is subject to continued employment through each applicable vest date). Read SEC document |
| December 14, 2017 Filed Dec 19, 2017 02:30 UTC |
Ghanayem Steve G.SVP, New Mrkts & Alliances Grp
|
GrantCommon Stock | 28,016 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-17-034988 · form4.xml · nonDerivative · entry 2 Ghanayem Steve G. · CIK 0001721736 · SVP, New Mrkts & Alliances Grp 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 497,138 F2 · shares: Represents performance shares that will be converted on a one-for-one basis into shares of Applied Materials common stock upon vesting, which vesting is scheduled to occur on December 19, 2020, depending on the achievement of specified performance goals and continued employment through the vest date. The number of shares shown is the target amount, and the actual number of shares that may vest ranges from 0% to 200% of the target amount, depending on the achievement of specified performance goals. Read SEC document |
| December 14, 2017 Filed Dec 19, 2017 02:30 UTC |
Ghanayem Steve G.SVP, New Mrkts & Alliances Grp
|
GrantCommon Stock | 46,272 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-17-034988 · form4.xml · nonDerivative · entry 1 Ghanayem Steve G. · CIK 0001721736 · SVP, New Mrkts & Alliances Grp 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 469,122 F1 · shares: Represents performance shares acquired based on achievement of specified performance goals related to performance shares previously granted. This acquisition is exempt under Rule 16b-3. The performance shares will be converted on a one-for-one basis into shares of Applied Materials common stock upon vesting, which vesting is scheduled to occur as follows: 23,136 shares are scheduled to vest on December 19, 2017 and 11,568 shares are scheduled to vest on December 19 of each of 2018 and 2019 (all vesting is subject to continued employment through each applicable vest date). Read SEC document |
| December 14, 2017 Filed Dec 19, 2017 02:31 UTC |
Larkins Thomas FSr. VP, GC & Corp. Secretary
|
GrantCommon Stock | 20,172 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-17-034989 · form4.xml · nonDerivative · entry 3 Larkins Thomas F · CIK 0001562962 · Sr. VP, GC & Corp. Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 510,432 F3 · shares: Represents restricted stock units that will be converted on a one-for-one basis into shares of Applied Materials common stock upon vesting, which vesting is scheduled to occur in three equal annual installments beginning December 19, 2018, depending on the achievement of a specified performance goal and continued employment through each applicable vest date. F4 · balance_after: Number of shares includes 192,357 performance shares and restricted stock units previously reported that in the future will be converted on a one-for-one basis into shares of Applied Materials common stock upon vesting, which vesting is scheduled to occur as follows: (a) 117,605 performance shares are scheduled to vest in installments in December of 2017 through 2019, (b) 37,376 performance shares are scheduled to vest in December 2019, which number of shares is the target amount, and the actual number of shares that may vest ranges from 0% to 200% of the target amount, depending on achievement of specified performance goals, and (c) 37,376 restricted stock units are scheduled to vest in installments in December of 2017 through 2019 (all vesting is subject to continued employment through each applicable vest date). Read SEC document |
| December 14, 2017 Filed Dec 19, 2017 02:31 UTC |
Larkins Thomas FSr. VP, GC & Corp. Secretary
|
GrantCommon Stock | 20,172 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-17-034989 · form4.xml · nonDerivative · entry 2 Larkins Thomas F · CIK 0001562962 · Sr. VP, GC & Corp. Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 490,260 F2 · shares: Represents performance shares that will be converted on a one-for-one basis into shares of Applied Materials common stock upon vesting, which vesting is scheduled to occur on December 19, 2020, depending on the achievement of specified performance goals and continued employment through the vest date. The number of shares shown is the target amount, and the actual number of shares that may vest ranges from 0% to 200% of the target amount, depending on the achievement of specified performance goals. Read SEC document |
| December 14, 2017 Filed Dec 19, 2017 02:31 UTC |
Larkins Thomas FSr. VP, GC & Corp. Secretary
|
GrantCommon Stock | 42,306 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-17-034989 · form4.xml · nonDerivative · entry 1 Larkins Thomas F · CIK 0001562962 · Sr. VP, GC & Corp. Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 470,088 F1 · shares: Represents performance shares acquired based on achievement of specified performance goals related to performance shares previously granted. This acquisition is exempt under Rule 16b-3. The performance shares will be converted on a one-for-one basis into shares of Applied Materials common stock upon vesting, which vesting is scheduled to occur as follows: 21,153 shares are scheduled to vest on December 19, 2017, 10,576 shares are scheduled to vest on December 19, 2018 and 10,577 shares are scheduled to vest on December 19, 2019 (all vesting is subject to continued employment through each applicable vest date). Read SEC document |
| December 14, 2017 Filed Dec 19, 2017 02:33 UTC |
Nalamasu OmkaramSenior VP, CTO
|
GrantCommon Stock | 20,172 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-17-034990 · form4.xml · nonDerivative · entry 3 Nalamasu Omkaram · CIK 0001510815 · Senior VP, CTO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 442,955 F4 · shares: Represents restricted stock units that will be converted on a one-for-one basis into shares of Applied Materials common stock upon vesting, which vesting is scheduled to occur in three equal annual installments beginning December 19, 2018, depending on the achievement of a specified performance goal and continued employment through each applicable vest date. F5 · balance_after: Number of shares includes 198,306 performance shares and restricted stock units previously reported that in the future will be converted on a one-for-one basis into shares of Applied Materials common stock upon vesting, which vesting is scheduled to occur as follows: (a) 123,554 performance shares are scheduled to vest in installments in December of 2017 through 2019, (b) 37,376 performance shares are scheduled to vest in December 2019, which number of shares is the target amount, and the actual number of shares that may vest ranges from 0% to 200% of the target amount, depending on achievement of specified performance goals, and (c) 37,376 restricted stock units are scheduled to vest in installments in December of 2017 through 2019 (all vesting is subject to continued employment through each applicable vest date). Read SEC document |
| December 14, 2017 Filed Dec 19, 2017 02:33 UTC |
Nalamasu OmkaramSenior VP, CTO
|
GrantCommon Stock | 20,172 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-17-034990 · form4.xml · nonDerivative · entry 2 Nalamasu Omkaram · CIK 0001510815 · Senior VP, CTO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 422,783 F3 · shares: Represents performance shares that will be converted on a one-for-one basis into shares of Applied Materials common stock upon vesting, which vesting is scheduled to occur on December 19, 2020, depending on the achievement of specified performance goals and continued employment through the vest date. The number of shares shown is the target amount, and the actual number of shares that may vest ranges from 0% to 200% of the target amount, depending on the achievement of specified performance goals. Read SEC document |
| December 14, 2017 Filed Dec 19, 2017 02:33 UTC |
Nalamasu OmkaramSenior VP, CTO
|
GrantCommon Stock | 46,272 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-17-034990 · form4.xml · nonDerivative · entry 1 Nalamasu Omkaram · CIK 0001510815 · Senior VP, CTO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 402,611 F1 · shares: Represents performance shares acquired based on achievement of specified performance goals related to performance shares previously granted. This acquisition is exempt under Rule 16b-3. The performance shares will be converted on a one-for-one basis into shares of Applied Materials common stock upon vesting, which vesting is scheduled to occur as follows: 23,136 shares are scheduled to vest on December 19, 2017 and 11,568 shares are scheduled to vest on December 19 of each of 2018 and 2019 (all vesting is subject to continued employment through each applicable vest date). F2 · balance_after: Increased number of shares reflects periodic payroll acquisitions under Employees' Stock Purchase Plan that are exempt under Rule 16a-10 and Rule 16b-3. Read SEC document |
| December 14, 2017 Filed Dec 19, 2017 02:34 UTC |
Raja Prabu G.SVP, Semi. Products Group
|
GrantCommon Stock | 28,016 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-17-034991 · form4.xml · nonDerivative · entry 3 Raja Prabu G. · CIK 0001721738 · SVP, Semi. Products Group 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 476,954 F3 · shares: Represents restricted stock units that will be converted on a one-for-one basis into shares of Applied Materials common stock upon vesting, which vesting is scheduled to occur in three equal annual installments beginning December 19, 2018, depending on the achievement of a specified performance goal and continued employment through each applicable vest date. F4 · balance_after: Number of shares includes 267,412 performance shares and restricted stock units previously reported that in the future will be converted on a one-for-one basis into shares of Applied Materials common stock upon vesting, which vesting is scheduled to occur as follows: (a) 10,000 restricted stock units are scheduled to vest in January 2018, (b) 10,000 restricted stock units are scheduled to vest in October 2018, (c) 108,084 performance shares are scheduled to vest in installments in December of 2017 through 2019, (d) 51,911 performance shares are scheduled to vest in December 2019, which number of shares is the target amount, and the actual number of shares that may vest ranges from 0% to 200% of the target amount, depending on achievement of specified performance goals, (e) 51,911 restricted stock units are scheduled to vest in installments in December of 2017 through 2019 and (f) 35,506 restricted stock units are scheduled to vest in installments in December of 2018 through 2021, depending on achievement of a specified performance goal (all vesting is subject to continued employment through each applicable vest date). Read SEC document |
| December 14, 2017 Filed Dec 19, 2017 02:34 UTC |
Raja Prabu G.SVP, Semi. Products Group
|
GrantCommon Stock | 28,016 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-17-034991 · form4.xml · nonDerivative · entry 2 Raja Prabu G. · CIK 0001721738 · SVP, Semi. Products Group 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 448,938 F2 · shares: Represents performance shares that will be converted on a one-for-one basis into shares of Applied Materials common stock upon vesting, which vesting is scheduled to occur on December 19, 2020, depending on the achievement of specified performance goals and continued employment through the vest date. The number of shares shown is the target amount, and the actual number of shares that may vest ranges from 0% to 200% of the target amount, depending on the achievement of specified performance goals. Read SEC document |
| December 14, 2017 Filed Dec 19, 2017 02:34 UTC |
Raja Prabu G.SVP, Semi. Products Group
|
GrantCommon Stock | 46,272 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-17-034991 · form4.xml · nonDerivative · entry 1 Raja Prabu G. · CIK 0001721738 · SVP, Semi. Products Group 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 420,922 F1 · shares: Represents performance shares acquired based on achievement of specified performance goals related to performance shares previously granted. This acquisition is exempt under Rule 16b-3. The performance shares will be converted on a one-for-one basis into shares of Applied Materials common stock upon vesting, which vesting is scheduled to occur as follows: 23,136 shares are scheduled to vest on December 19, 2017 and 11,568 shares are scheduled to vest on December 19 of each of 2018 and 2019 (all vesting is subject to continued employment through each applicable vest date). Read SEC document |
| December 14, 2017 Filed Dec 19, 2017 02:35 UTC |
READ CHARLESCorp. VP, Corp. Contrlr. & CAO
|
GrantCommon Stock | 8,283 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-17-034992 · form4.xml · nonDerivative · entry 1 READ CHARLES · CIK 0001587870 · Corp. VP, Corp. Contrlr. & CAO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 75,886 F1 · shares: Represents restricted stock units that will be converted on a one-for-one basis into shares of Applied Materials common stock upon vesting, which vesting is scheduled to occur in four equal annual installments beginning January 1, 2019 (subject to continued employment through each applicable vest date). F2 · balance_after: Number of shares includes 38,437 restricted stock units previously reported that in the future will be converted on a one-for-one basis into shares of Applied Materials common stock upon vesting, which vesting is scheduled to occur in installments in January of 2018 through 2021 (all vesting is subject to continued employment through each applicable vest date). Read SEC document |
| December 14, 2017 Filed Dec 19, 2017 02:36 UTC |
Salehpour AliSr. VP, GM New Mrkts & Service
|
GrantCommon Stock | 35,861 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-17-034993 · form4.xml · nonDerivative · entry 3 Salehpour Ali · CIK 0001563106 · Sr. VP, GM New Mrkts & Service 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 676,735 F3 · shares: Represents restricted stock units that will be converted on a one-for-one basis into shares of Applied Materials, Inc. common stock upon vesting, which vesting is scheduled to occur in three equal annual installments beginning December 19, 2018, depending on the achievement of a specified performance goal and continued employment through each applicable vest date. F4 · balance_after: Number of shares includes 339,397 performance shares and restricted stock units previously reported that in the future will be converted on a one-for-one basis into shares of Applied Materials common stock upon vesting, which vesting is scheduled to occur as follows: (a) 176,505 performance shares are scheduled to vest in installments in December of 2017 through 2019, (b) 30,000 shares are scheduled to vest in October 2018, (c) 66,446 performance shares are scheduled to vest in December 2019, which number of shares is the target amount, and the actual number of shares that may vest ranges from 0% to 200% of the target amount, depending on achievement of specified performance goals, and (d) 66,446 restricted stock units are scheduled to vest in installments in December of 2017 through 2019 (all vesting is subject to continued employment through each applicable vest date). Read SEC document |
| December 14, 2017 Filed Dec 19, 2017 02:36 UTC |
Salehpour AliSr. VP, GM New Mrkts & Service
|
GrantCommon Stock | 35,861 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-17-034993 · form4.xml · nonDerivative · entry 2 Salehpour Ali · CIK 0001563106 · Sr. VP, GM New Mrkts & Service 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 640,874 F2 · shares: Represents performance shares that will be converted on a one-for-one basis into shares of Applied Materials common stock upon vesting, which vesting is scheduled to occur on December 19, 2020, depending on the achievement of specified performance goals and continued employment through the vest date. The number of shares shown is the target amount, and the actual number of shares that may vest ranges from 0% to 200% of the target amount, depending on the achievement of specified performance goals. Read SEC document |
| December 14, 2017 Filed Dec 19, 2017 02:36 UTC |
Salehpour AliSr. VP, GM New Mrkts & Service
|
GrantCommon Stock | 66,103 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-17-034993 · form4.xml · nonDerivative · entry 1 Salehpour Ali · CIK 0001563106 · Sr. VP, GM New Mrkts & Service 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 605,013 F1 · shares: Represents performance shares acquired based on achievement of specified performance goals related to performance shares previously granted. This acquisition is exempt under Rule 16b-3. The performance shares will be converted on a one-for-one basis into shares of Applied Materials common stock upon vesting, which vesting is scheduled to occur as follows: 33,051 shares are scheduled to vest on December 19, 2017 and 16,526 shares are scheduled to vest on December 19 of each of 2018 and 2019 (all vesting is subject to continued employment through each applicable vest date). Read SEC document |
| November 24, 2017 Filed Nov 29, 2017 01:10 UTC |
Forrest Stephen RDirector
|
SaleCommon Stock | 5,000 | $58.00 | $290,000.00 |
DisclosureSEC source: 0001127602-17-033402 · form4.xml · nonDerivative · entry 1 Forrest Stephen R · CIK 0001437592 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 75,178 F1 · balance_after: Number of shares includes 6,019 restricted stock units previously reported that in the future will be converted on a one-for-one basis into Applied Materials, Inc. common stock upon vesting, which vesting is scheduled to occur in March 2018 (subject to continued service as a director through the vest date). Read SEC document |
| November 21, 2017 Filed Jan 3, 2018 22:42 UTC |
Iannotti Thomas JDirector
|
GiftCommon Stock | 850 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-18-000746 · form4.xml · nonDerivative · entry 1 Iannotti Thomas J · CIK 0001339297 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 73,178 F1 · balance_after: Number of shares includes 6,019 restricted stock units previously reported that in the future will be converted on a one-for-one basis into Applied Materials, Inc. common stock upon vesting, which vesting is scheduled to occur in March 2018 (subject to continued service as a director through the vest date). Read SEC document |
| November 06, 2017 Filed Nov 8, 2017 21:34 UTC |
Ghanayem Steve G.SVP, New Mrkts & Alliances Grp
|
GrantCommon Stock | 35,506 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-17-031616 · form4.xml · nonDerivative · entry 1 Ghanayem Steve G. · CIK 0001721736 · SVP, New Mrkts & Alliances Grp 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 422,850 F1 · shares: Represents restricted stock units that will be converted on a one-for-one basis into shares of Applied Materials, Inc. common stock upon vesting, which vesting is scheduled to occur in four equal annual installments beginning December 19, 2018, depending on the achievement of a specified performance goal and continued employment through each applicable vest date. F2 · balance_after: Number of shares includes 242,256 performance shares and restricted stock units previously reported that in the future will be converted on a one-for-one basis into shares of Applied Materials, Inc. common stock upon vesting, which vesting is scheduled to occur as follows: (a) 10,350 restricted stock units are scheduled to vest in January 2018, (b) 20,000 restricted stock units are scheduled to vest in October 2018, (c) 38,676 performance shares are scheduled to vest in installments in December of each of 2017 and 2018, (d) 69,408 performance shares are scheduled to vest in installments in December of each of 2017 through 2019, with up to an additional 46,272 shares that may vest, depending on achievement of specified performance goals, (e) 51,911 performance shares are scheduled to vest in December 2019, which number of shares is the target amount, and the actual number of shares that may vest ranges from 0% to 200% of the target amount, depending on achievement of specified performance goals, and (f) 51,911 restricted stock units are scheduled to vest in installments in December of each of 2017 through 2019, depending on achievement of a specified performance goal (all vesting is subject to continued employment through each applicable vest date). Read SEC document |
| November 06, 2017 Filed Nov 8, 2017 21:38 UTC |
Raja Prabu G.SVP, Semi. Products Group
|
GrantCommon Stock | 35,506 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-17-031623 · form4.xml · nonDerivative · entry 1 Raja Prabu G. · CIK 0001721738 · SVP, Semi. Products Group 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 374,650 F1 · shares: Represents restricted stock units that will be converted on a one-for-one basis into shares of Applied Materials, Inc. common stock upon vesting, which vesting is scheduled to occur in four equal annual installments beginning December 19, 2018, depending on the achievement of a specified performance goal and continued employment through each applicable vest date. F2 · balance_after: Number of shares includes 231,906 performance shares and restricted stock units previously reported that in the future will be converted on a one-for-one basis into shares of Applied Materials, Inc. common stock upon vesting, which vesting is scheduled to occur as follows: (a) 10,000 restricted stock units are scheduled to vest in January 2018, (b) 10,000 restricted stock units are scheduled to vest in October 2018, (c) 38,676 performance shares are scheduled to vest in installments in December of each of 2017 and 2018, (d) 69,408 performance shares are scheduled to vest in installments in December of each of 2017 through 2019, with up to an additional 46,272 shares that may vest, depending on achievement of specified performance goals, (e) 51,911 performance shares are scheduled to vest in December 2019, which number of shares is the target amount, and the actual number of shares that may vest ranges from 0% to 200% of the target amount, depending on achievement of specified performance goals, and (f) 51,911 restricted stock units are scheduled to vest in installments in December of each of 2017 through 2019, depending on achievement of a specified performance goal (all vesting is subject to continued employment through each applicable vest date). Read SEC document |
| October 05, 2017 Filed Oct 6, 2017 22:26 UTC |
Larkins Thomas FSr. VP, GC & Corp. Secretary
|
SaleCommon Stock | 30,000 | $51.24 | $1,537,200.00 |
DisclosureSEC source: 0001127602-17-029572 · form4.xml · nonDerivative · entry 1 Larkins Thomas F · CIK 0001562962 · Sr. VP, GC & Corp. Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 427,782 F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $51.19 to $51.33, inclusive. The reporting person undertakes to provide to Applied Materials, Inc., any security holder of Applied, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnote 1 to this Form 4. F2 · balance_after: Number of shares includes 192,357 performance shares and restricted stock units previously reported that in the future will be converted on a one-for-one basis into shares of Applied Materials, Inc. common stock upon vesting, which vesting is scheduled to occur as follows: (a) 54,146 performance shares are scheduled to vest in installments in December of each of 2017 and 2018, (b) 63,459 performance shares are scheduled to vest in installments in December of each of 2017 through 2019, with up to an additional 42,305 shares that may vest, depending on achievement of specified performance goals, (c) 37,376 performance shares are scheduled to vest in December 2019, which number of shares is the target amount, and the actual number of shares that may vest ranges from 0% to 200% of the target amount, depending on achievement of specified performance goals, and (d) 37,376 restricted stock units are scheduled to vest in installments in December of each of 2017 through 2019, depending on achievement of a specified performance goal (all vesting is subject to continued employment through each applicable vest date). Read SEC document |
| October 01, 2017 Filed Oct 4, 2017 00:56 UTC |
READ CHARLESCorp. VP, Corp. Contrlr. & CAO
|
Tax withholdingCommon Stock | 3,526 | $52.09 | $183,669.34 |
DisclosureSEC source: 0001127602-17-029064 · form4.xml · nonDerivative · entry 1 READ CHARLES · CIK 0001587870 · Corp. VP, Corp. Contrlr. & CAO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 67,603 F1 · shares: Represents number of shares that was automatically withheld upon vesting of restricted stock units to cover tax withholding obligations in a transaction exempt under Rule 16b-3. F2 · balance_after: Increased number of shares reflects periodic payroll acquisitions under Employees' Stock Purchase Plan that are exempt under Rule 16a-10 and Rule 16b-3. Number of shares includes 38,437 restricted stock units previously reported that in the future will be converted on a one-for-one basis into shares of Applied Materials, Inc. common stock upon vesting, which vesting is scheduled to occur in installments in January of each of 2018 through 2021 (all vesting is subject to continued employment through each applicable vest date). Read SEC document |
| October 01, 2017 Filed Oct 4, 2017 01:01 UTC |
Salehpour AliSr. VP, GM New Mrkts & Service
|
Tax withholdingCommon Stock | 14,996 | $52.09 | $781,141.64 |
DisclosureSEC source: 0001127602-17-029065 · form4.xml · nonDerivative · entry 1 Salehpour Ali · CIK 0001563106 · Sr. VP, GM New Mrkts & Service 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 538,910 F1 · shares: Represents number of shares that were automatically withheld upon vesting of performance shares to cover tax withholding obligations in a transaction exempt under Rule 16b-3. F2 · balance_after: Increased number of shares reflects periodic payroll acquisitions under Employees' Stock Purchase Plan that are exempt under Rule 16a-10 and Rule 16b-3. Number of shares includes 339,397 performance shares and restricted stock units previously reported that in the future will be converted on a one-for-one basis into shares of Applied Materials, Inc. common stock upon vesting, which vesting is scheduled to occur as follows: (a) 77,351 performance shares are scheduled to vest in installments in December of each of 2017 and 2018, (b) 99,154 performance shares are scheduled to vest in installments in December of each of 2017 through 2019, with up to an additional 66,102 shares that may vest, depending on achievement of specified performance goals, (c) 30,000 shares are scheduled to vest in October 2018, (d) 66,446 performance shares are scheduled to vest in December 2019, which number of shares is the target amount, and the actual number of shares that may vest ranges from 0% to 200% of the target amount, depending on achievement of specified performance goals, and (e) 66,446 restricted stock units are scheduled to vest in installments in December of each of 2017 through 2019, depending on achievement of a specified performance goal (all vesting is subject to continued employment through each applicable vest date). Read SEC document |
| September 06, 2017 Filed Sep 7, 2017 22:49 UTC |
Durn DanielSenior Vice President & CFO
|
GrantCommon Stock | 33,535 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-17-027152 · form4.xml · nonDerivative · entry 3 Durn Daniel · CIK 0001610062 · Senior Vice President & CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 122,961 F3 · shares: Represents performance shares that will be converted on a one-for-one basis into shares of Applied Materials, Inc. common stock upon vesting, which vesting is scheduled to occur on December 19, 2019, depending on the achievement of specified performance goals and continued employment through the vest date. The number of shares shown is the target amount, and the actual number of shares that may vest ranges from 0% to 200% of the target amount, depending on the achievement of specified performance goals. Read SEC document |
| September 06, 2017 Filed Sep 7, 2017 22:49 UTC |
Durn DanielSenior Vice President & CFO
|
GrantCommon Stock | 33,535 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-17-027152 · form4.xml · nonDerivative · entry 2 Durn Daniel · CIK 0001610062 · Senior Vice President & CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 89,426 F2 · shares: Represents restricted stock units that will be converted on a one-for-one basis into shares of Applied Materials, Inc. common stock upon vesting, which vesting is scheduled to occur in three equal installments on each of January 15, 2018, December 19, 2018 and December 19, 2019, depending on the achievement of a specified performance goal and continued employment through each applicable vest date. Read SEC document |
| September 06, 2017 Filed Sep 7, 2017 22:49 UTC |
Durn DanielSenior Vice President & CFO
|
GrantCommon Stock | 55,891 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-17-027152 · form4.xml · nonDerivative · entry 1 Durn Daniel · CIK 0001610062 · Senior Vice President & CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 55,891 F1 · shares: Represents restricted stock units that will be converted on a one-for-one basis into shares of Applied Materials, Inc. common stock upon vesting, which vesting is scheduled to occur in three equal annual installments beginning February 1, 2018, depending on the achievement of a specified performance goal and continued employment through each applicable vest date. Notwithstanding the foregoing, if Mr. Durn's employment is terminated without cause prior to February 1, 2020, any unvested portion of the award shall immediately be fully vested upon such termination. Read SEC document |
| August 23, 2017 Filed Aug 26, 2017 00:31 UTC |
Karsner AlexanderDirector
|
SaleCommon Stock | 22,762 | $44.03 | $1,002,210.86 |
DisclosureSEC source: 0001127602-17-026520 · form4.xml · nonDerivative · entry 1 Karsner Alexander · CIK 0001446059 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 16,238 F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $44.00 to $44.08, inclusive. The reporting person undertakes to provide to Applied Materials, Inc., any security holder of Applied Materials, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price set forth in footnote 1 to this Form 4. F2 · balance_after: Number of shares includes 6,019 restricted stock units previously reported that in the future will be converted on a one-for-one basis into Applied Materials, Inc. common stock upon vesting, which vesting is scheduled to occur in March 2018 (subject to continued service as a director through the vest date). Read SEC document |
| July 07, 2017 Filed Jul 14, 2017 21:15 UTC |
Iannotti Thomas JDirector
|
GiftCommon Stock | 1,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-17-023611 · form4.xml · nonDerivative · entry 1 Iannotti Thomas J · CIK 0001339297 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 74,028 F1 · balance_after: Number of shares includes 6,019 restricted stock units previously reported that in the future will be converted on a one-for-one basis into Applied Materials, Inc. common stock upon vesting, which vesting is scheduled to occur in March 2018 (subject to continued service as a director through the vest date). Read SEC document |
| July 01, 2017 Filed Jul 5, 2017 21:51 UTC |
Nalamasu OmkaramSenior VP, CTO
|
Tax withholdingCommon Stock | 12,693 | $41.31 | $524,347.83 |
DisclosureSEC source: 0001127602-17-023037 · form4.xml · nonDerivative · entry 1 Nalamasu Omkaram · CIK 0001510815 · Senior VP, CTO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 356,132 F1 · shares: Represents number of shares that was automatically withheld upon vesting of performance shares to cover tax withholding obligations in a transaction exempt under Rule 16b-3. F2 · balance_after: Increased number of shares reflects periodic payroll acquisitions under Employees' Stock Purchase Plan that are exempt under Rule 16a-10 and Rule 16b-3. Number of shares includes 198,306 performance shares and restricted stock units previously reported that in the future will be converted on a one-for-one basis into shares of Applied Materials, Inc. common stock upon vesting, which vesting is scheduled to occur as follows: (a) 54,146 performance shares are scheduled to vest in installments in December of each of 2017 and 2018, (b) 69,408 performance shares are scheduled to vest in installments in December of each of 2017 through 2019, with up to an additional 46,272 shares that may vest, depending on achievement of specified performance goals, (c) 37,376 performance shares are scheduled to vest in December 2019, which number of shares is the target amount, and the actual number of shares that may vest ranges from 0% to 200% of the target amount, depending on achievement of specified performance goals, and (d) 37,376 restricted stock units are scheduled to vest in installments in December of each of 2017 through 2019, depending on achievement of a specified performance goal (all vesting is subject to continued employment through each applicable vest date). Read SEC document |
| June 01, 2017 Filed Jun 5, 2017 23:02 UTC |
Forrest Stephen RDirector
|
SaleCommon Stock | 5,000 | $46.15 | $230,750.00 |
DisclosureSEC source: 0001127602-17-020598 · form4.xml · nonDerivative · entry 1 Forrest Stephen R · CIK 0001437592 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 80,178 F1 · balance_after: Number of shares includes 6,019 restricted stock units previously reported that in the future will be converted on a one-for-one basis into Applied Materials, Inc. common stock upon vesting, which vesting is scheduled to occur in March 2018 (subject to continued service as a director through the vest date). Read SEC document |
| March 09, 2017 Filed Mar 14, 2017 01:26 UTC |
BRUNER JUDYDirector
|
GrantCommon Stock | 6,019 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-17-011494 · form4.xml · nonDerivative · entry 1 BRUNER JUDY · CIK 0001112668 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 10,777 F1 · shares: Represents automatic annual grant of restricted stock units to a non-employee member of the Board of Directors pursuant to the Applied Materials, Inc. ("Applied") Employee Stock Incentive Plan. These restricted stock units will be converted on a one-for-one basis into shares of Applied common stock upon vesting, which vesting is scheduled to occur on March 1, 2018 (subject to continued service as a director through the vest date). Read SEC document |
| March 09, 2017 Filed Mar 14, 2017 01:28 UTC |
CHEN XUNDirector
|
GrantCommon Stock | 6,019 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-17-011495 · form4.xml · nonDerivative · entry 1 CHEN XUN · CIK 0001284885 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 20,330 F1 · shares: Represents automatic annual grant of restricted stock units to a non-employee member of the Board of Directors pursuant to the Applied Materials, Inc. ("Applied") Employee Stock Incentive Plan. These restricted stock units will be converted on a one-for-one basis into shares of Applied common stock upon vesting, which vesting is scheduled to occur on March 1, 2018 (subject to continued service as a director through the vest date). F2 · balance_after: Number of shares includes 10,219 restricted stock units previously reported that have vested and which, pursuant to Dr. Chen's election to defer, will be converted on a one-for-one basis into shares of Applied common stock and paid to him on the date of his termination of service from the Applied Board. Read SEC document |
| March 09, 2017 Filed Mar 14, 2017 01:29 UTC |
DE GEUS AARTDirector
|
GrantCommon Stock | 6,019 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-17-011496 · form4.xml · nonDerivative · entry 1 DE GEUS AART · CIK 0001249802 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 137,678 F1 · shares: Represents automatic annual grant of restricted stock units to a non-employee member of the Board of Directors pursuant to the Applied Materials, Inc. ("Applied") Employee Stock Incentive Plan. These restricted stock units will be converted on a one-for-one basis into shares of Applied common stock upon vesting, which vesting is scheduled to occur on March 1, 2018 (subject to continued service as a director through the vest date). Read SEC document |
| March 09, 2017 Filed Mar 14, 2017 01:30 UTC |
Forrest Stephen RDirector
|
GrantCommon Stock | 6,019 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-17-011497 · form4.xml · nonDerivative · entry 1 Forrest Stephen R · CIK 0001437592 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 85,178 F1 · shares: Represents automatic annual grant of restricted stock units to a non-employee member of the Board of Directors pursuant to the Applied Materials, Inc. ("Applied") Employee Stock Incentive Plan. These restricted stock units will be converted on a one-for-one basis into shares of Applied common stock upon vesting, which vesting is scheduled to occur on March 1, 2018 (subject to continued service as a director through the vest date). Read SEC document |
| March 09, 2017 Filed Mar 14, 2017 01:31 UTC |
Iannotti Thomas JDirector
|
GrantCommon Stock | 6,019 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-17-011498 · form4.xml · nonDerivative · entry 1 Iannotti Thomas J · CIK 0001339297 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 75,028 F1 · shares: Represents automatic annual grant of restricted stock units to a non-employee member of the Board of Directors pursuant to the Applied Materials, Inc. ("Applied") Employee Stock Incentive Plan. These restricted stock units will be converted on a one-for-one basis into shares of Applied common stock upon vesting, which vesting is scheduled to occur on March 1, 2018 (subject to continued service as a director through the vest date). Read SEC document |
| March 09, 2017 Filed Mar 14, 2017 01:33 UTC |
Karsner AlexanderDirector
|
GrantCommon Stock | 6,019 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-17-011499 · form4.xml · nonDerivative · entry 1 Karsner Alexander · CIK 0001446059 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 39,000 F1 · shares: Represents automatic annual grant of restricted stock units to a non-employee member of the Board of Directors pursuant to the Applied Materials, Inc. ("Applied") Employee Stock Incentive Plan. These restricted stock units will be converted on a one-for-one basis into shares of Applied common stock upon vesting, which vesting is scheduled to occur on March 1, 2018 (subject to continued service as a director through the vest date). Read SEC document |
| March 09, 2017 Filed Mar 14, 2017 01:34 UTC |
Ma AdriannaDirector
|
GrantCommon Stock | 6,019 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-17-011500 · form4.xml · nonDerivative · entry 1 Ma Adrianna · CIK 0001576954 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 18,756 F1 · shares: Represents automatic annual grant of restricted stock units to a non-employee member of the Board of Directors pursuant to the Applied Materials, Inc. ("Applied") Employee Stock Incentive Plan. These restricted stock units are scheduled to vest on March 1, 2018 (subject to continued service as a director through the vest date). Pursuant to Ms. Ma's election to defer, any units that vest from this grant will be converted on a one-for-one basis into shares of Applied common stock and paid to her after her termination of service from the Applied Board. F2 · balance_after: Number of shares includes 10,219 restricted stock units previously reported that have vested and which, pursuant to Ms. Ma's election to defer, will be converted on a one-for-one basis into shares of Applied common stock and paid to her on the date of her termination of service from the Applied Board. Read SEC document |
| March 09, 2017 Filed Mar 14, 2017 01:35 UTC |
POWELL DENNIS DDirector
|
GrantCommon Stock | 6,019 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-17-011501 · form4.xml · nonDerivative · entry 1 POWELL DENNIS D · CIK 0001231878 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 83,209 F1 · shares: Represents automatic annual grant of restricted stock units to a non-employee member of the Board of Directors pursuant to the Applied Materials, Inc. ("Applied") Employee Stock Incentive Plan. These restricted stock units will be converted on a one-for-one basis into shares of Applied common stock upon vesting, which vesting is scheduled to occur on March 1, 2018 (subject to continued service as a director through the vest date). F2 · balance_after: Number of shares includes 57,191 restricted stock units previously reported that have vested and which, pursuant to Mr. Powell's election to defer, will be converted on a one-for-one basis into shares of Applied common stock and paid to him on the date of his termination of service from the Applied Board. Read SEC document |
| February 21, 2017 Filed Feb 24, 2017 01:21 UTC |
Forrest Stephen RDirector
|
SaleCommon Stock | 5,000 | $36.56 | $182,800.00 |
DisclosureSEC source: 0001127602-17-008071 · form4.xml · nonDerivative · entry 1 Forrest Stephen R · CIK 0001437592 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 79,159 F1 · balance_after: Number of shares includes 10,219 restricted stock units previously reported that in the future will be converted on a one-for-one basis into Applied common stock upon vesting, which vesting is scheduled to occur in March 2017 (subject to continued service as a director through the vest date). Read SEC document |
| January 04, 2017 Filed Jan 5, 2017 00:36 UTC |
Larkins Thomas FSr. VP, GC & Corp. Secretary
|
SaleCommon Stock | 25,000 | $32.18 | $804,500.00 |
DisclosureSEC source: 0001127602-17-000839 · form4.xml · nonDerivative · entry 2 Larkins Thomas F · CIK 0001562962 · Sr. VP, GC & Corp. Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 457,782 F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $32.14 to $32.29, inclusive. The reporting person undertakes to provide to Applied Materials, Inc., any security holder of Applied, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnote 2 to this Form 4. F3 · balance_after: Number of shares includes 192,357 performance shares and restricted stock units previously reported that in the future will be converted on a one-for-one basis into shares of Applied Materials, Inc. common stock upon vesting, which vesting is scheduled to occur as follows: (a) 54,146 performance shares are scheduled to vest in installments in December of each of 2017 and 2018, (b) 63,459 performance shares are scheduled to vest in installments in December of each of 2017 through 2019, with up to an additional 42,305 shares that may vest, depending on achievement of specified performance goals, (c) 37,376 performance shares are scheduled to vest in December 2019, which number of shares is the target amount, and the actual number of shares that may vest ranges from 0% to 200% of the target amount, depending on achievement of specified performance goals, and (d) 37,376 restricted stock units are scheduled to vest in installments in December of each of 2017 through 2019, depending on achievement of a specified performance goal (all vesting is subject to continued employment through each applicable vest date). Read SEC document |
| January 03, 2017 Filed Jan 3, 2017 23:20 UTC |
POWELL DENNIS DDirector
|
SaleCommon Stock | 21,017 | $31.95 | $671,493.15 |
DisclosureSEC source: 0001127602-17-000347 · form4.xml · nonDerivative · entry 2 POWELL DENNIS D · CIK 0001231878 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 77,190 F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $31.75 to $32.30, inclusive. The reporting person undertakes to provide to Applied, any security holder of Applied, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnote 2 to this Form 4. F3 · balance_after: Number of shares includes: (a) 57,191 vested RSUs that, pursuant to Mr. Powell's election to defer, will be converted on a one-for-one basis into shares of Applied common stock and paid to him on the date of his termination of service from the Applied Board, and (b) 10,219 RSUs scheduled to vest in March 2017 (subject to continued service as a director through the vesting date). Read SEC document |
| January 03, 2017 Filed Jan 5, 2017 00:36 UTC |
Larkins Thomas FSr. VP, GC & Corp. Secretary
|
SaleCommon Stock | 75,000 | $31.86 | $2,389,500.00 |
DisclosureSEC source: 0001127602-17-000839 · form4.xml · nonDerivative · entry 1 Larkins Thomas F · CIK 0001562962 · Sr. VP, GC & Corp. Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 482,782 F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $31.66 to $32.03, inclusive. The reporting person undertakes to provide to Applied Materials, Inc., any security holder of Applied, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnote 1 to this Form 4. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.