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Nasdaq · USD

AMAL

Amalgamated Financial Corp.

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Tapewire entity
1203
SEC CIK
0001823608
Parsed reports
392

Last 12 months

Inside the activity.

0 purchase rows · 57 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202501
Dec 202500
Jan 202601
Feb 202604
Mar 202602
Apr 202603
May 202600
Jun 202606
Jul 202601
Aug 202604
Sep 2026034
Oct 202601

Latest available

Insider transactions

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
November 03, 2022 Filed Nov 7, 2022 23:57 UTC
Brown Sam D.Executive VP
Exercise / conversionCommon Stock 33,620 $13.75 $462,275.00
Disclosure

SEC source: 0001823608-22-000164 · wf-form4_166786542621350.xml · nonDerivative · entry 1

Brown Sam D. · CIK 0001848228 · Executive VP

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 35,475

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Stock options vested in three equal installments on each of 1/1/2017, 1/1/2018, and 1/1/2019.

F2 · balance_after: This number includes 1065 shares purchased under the Company's Employee Stock Purchase Plan.

Read SEC document
September 06, 2022 Filed Sep 7, 2022 20:30 UTC
Mark FinserDirector
SaleCommon Stock 5,000 $22.09 $110,443.00
Disclosure

SEC source: 0001823608-22-000151 · wf-form4_166258260757143.xml · nonDerivative · entry 1

Mark Finser · CIK 0001847215 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 16,381

F1 · kind: The disposition reported in this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on 08/02/2022.

F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $22.27 - $21.90. The reporting person undertakes to provide to AMAL, any security holder of AMAL, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in footnote (2) to this Form 4.

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September 02, 2022 Filed Sep 2, 2022 20:30 UTC
Mark FinserDirector
SaleCommon Stock 5,000 $22.34 $111,691.50
Disclosure

SEC source: 0001823608-22-000148 · wf-form4_166215061305387.xml · nonDerivative · entry 2

Mark Finser · CIK 0001847215 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 19,243

F1 · kind: The disposition reported in this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on 08/02/2022.

F3 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $22.47 - $22.23. The reporting person undertakes to provide to AMAL, any security holder of AMAL, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in footnote (3) to this Form 4.

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September 01, 2022 Filed Sep 2, 2022 20:30 UTC
Mark FinserDirector
SaleCommon Stock 5,000 $22.14 $110,723.50
Disclosure

SEC source: 0001823608-22-000148 · wf-form4_166215061305387.xml · nonDerivative · entry 1

Mark Finser · CIK 0001847215 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 24,243

F1 · kind: The disposition reported in this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on 08/02/2022.

F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $22.38 - $21.81. The reporting person undertakes to provide to AMAL, any security holder of AMAL, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in footnote (2) to this Form 4.

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August 24, 2022 Filed Aug 26, 2022 20:32 UTC
Searby SeanEVP, Chief Operations Officer
GrantRestricted Stocks Units · Derivative 15,329.45 $22.31 $342,000.03
Disclosure

SEC source: 0001823608-22-000143 · wf-form4_166154593424952.xml · derivative · entry 1

Searby Sean · CIK 0001849127 · EVP, Chief Operations Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 18,614.45

Underlying: Common Stock · 15,329.45 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of AMAL stock.

F2 · derivative.exercise_date: The restricted stock units vest in three equal annual installments beginning on August 24, 2023.

F2 · derivative.expiration_date: The restricted stock units vest in three equal annual installments beginning on August 24, 2023.

Read SEC document
August 24, 2022 Filed Aug 26, 2022 20:32 UTC
Brown Sam D.Executive VP
GrantRestricted Stocks Units · Derivative 15,777.68 $22.31 $352,000.04
Disclosure

SEC source: 0001823608-22-000142 · wf-form4_166154590180159.xml · derivative · entry 1

Brown Sam D. · CIK 0001848228 · Executive VP

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 23,738.68

Underlying: Common Stock · 15,777.68 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of AMAL stock.

F2 · derivative.exercise_date: The restricted stock units vest in three equal annual installments beginning on August 24, 2023.

F2 · derivative.expiration_date: The restricted stock units vest in three equal annual installments beginning on August 24, 2023.

Read SEC document
August 24, 2022 Filed Aug 26, 2022 20:31 UTC
Tenner MandyExecutive VP, General Counsel
GrantRestricted Stocks Units · Derivative 14,791.57 $22.31 $329,999.93
Disclosure

SEC source: 0001823608-22-000141 · wf-form4_166154586139214.xml · derivative · entry 1

Tenner Mandy · CIK 0001917010 · Executive VP, General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 16,092.57

Underlying: Common Stock · 14,791.57 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of AMAL stock.

F2 · derivative.exercise_date: The restricted stock units vest in three equal annual installments beginning on August 24, 2023.

F2 · derivative.expiration_date: The restricted stock units vest in three equal annual installments beginning on August 24, 2023.

Read SEC document
August 24, 2022 Filed Aug 26, 2022 20:30 UTC
Darby JasonSenior Executive VP and CFO
GrantRestricted Stocks Units · Derivative 18,825.64 $22.31 $420,000.03
Disclosure

SEC source: 0001823608-22-000140 · wf-form4_166154582950171.xml · derivative · entry 1

Darby Jason · CIK 0001847205 · Senior Executive VP and CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 27,626.64

Underlying: Common Stock · 18,825.64 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of AMAL stock.

F2 · derivative.exercise_date: The restricted stock units vest in three equal annual installments beginning on August 24, 2023.

F2 · derivative.expiration_date: The restricted stock units vest in three equal annual installments beginning on August 24, 2023.

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August 11, 2022 Filed Aug 15, 2022 22:10 UTC
Amalgamated Financial Corp.10% owner · Workers United
PurchaseCommon Stock 12,668.9189 $23.68 $300,000.00
Disclosure

SEC source: 0001823608-22-000134 · primary_doc.xml · nonDerivative · entry 1

Amalgamated Financial Corp. · CIK 0001823608 · 10% owner · Workers United

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,003,018.78

F1 · price: The price reported in Column 4 reflects the agreed-upon price between Workers United and its affiliate, the New York Metropolitan Area Joint Board.

Read SEC document
August 08, 2022 Filed Aug 11, 2022 01:46 UTC OtherCommon Stock 406,674 $0.00 $0.00
Disclosure

SEC source: 0000899243-22-028308 · doc4.xml · nonDerivative · entry 2

BURKLE RONALD W · CIK 0001015899 · 10% owner

Yucaipa Corporate Initiatives Fund II LP · CIK 0001418411 · 10% owner

Yucaipa Corporate Initiatives (Parallel) Fund II LP · CIK 0001418409 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · Owned by Yucaipa Corporate Initiatives (Parallel) Fund II, L.P.

Disclosed balance after: 176,642

F1 · kind: These shares are owned directly by each of the partnerships indicated. This filing shall not be deemed an admission that Ronald W. Burkle or any other reporting person is, for purposes of Section 16 of the Securities Exchange Act of 1934 or otherwise, the beneficial owner of any equity securities covered by this statement and Mr. Burkle and each other reporting person disclaims such beneficial ownership except to the extent of his or its pecuniary interest therein.

F2 · kind: On August 8, 2022, the partnership indicated made a distribution in-kind for no consideration to its limited partners.

F1 · ownership.nature: These shares are owned directly by each of the partnerships indicated. This filing shall not be deemed an admission that Ronald W. Burkle or any other reporting person is, for purposes of Section 16 of the Securities Exchange Act of 1934 or otherwise, the beneficial owner of any equity securities covered by this statement and Mr. Burkle and each other reporting person disclaims such beneficial ownership except to the extent of his or its pecuniary interest therein.

Read SEC document
August 08, 2022 Filed Aug 11, 2022 01:46 UTC OtherCommon Stock 2,102,231 $0.00 $0.00
Disclosure

SEC source: 0000899243-22-028308 · doc4.xml · nonDerivative · entry 1

BURKLE RONALD W · CIK 0001015899 · 10% owner

Yucaipa Corporate Initiatives Fund II LP · CIK 0001418411 · 10% owner

Yucaipa Corporate Initiatives (Parallel) Fund II LP · CIK 0001418409 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · Owned by Yucaipa Corporate Initiatives Fund II, L.P.

Disclosed balance after: 1,118,721

F1 · kind: These shares are owned directly by each of the partnerships indicated. This filing shall not be deemed an admission that Ronald W. Burkle or any other reporting person is, for purposes of Section 16 of the Securities Exchange Act of 1934 or otherwise, the beneficial owner of any equity securities covered by this statement and Mr. Burkle and each other reporting person disclaims such beneficial ownership except to the extent of his or its pecuniary interest therein.

F2 · kind: On August 8, 2022, the partnership indicated made a distribution in-kind for no consideration to its limited partners.

F1 · ownership.nature: These shares are owned directly by each of the partnerships indicated. This filing shall not be deemed an admission that Ronald W. Burkle or any other reporting person is, for purposes of Section 16 of the Securities Exchange Act of 1934 or otherwise, the beneficial owner of any equity securities covered by this statement and Mr. Burkle and each other reporting person disclaims such beneficial ownership except to the extent of his or its pecuniary interest therein.

Read SEC document
August 01, 2022 Filed Aug 3, 2022 20:55 UTC
Darby JasonSenior Executive VP and CFO
Exercise / conversionNon-Qualified Stock Option (right to buy) · Derivative 18,920 $0.00 Strike: $14.65 $0.00
Disclosure

SEC source: 0001823608-22-000127 · wf-form4_165956012731170.xml · derivative · entry 4

Darby Jason · CIK 0001847205 · Senior Executive VP and CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 18,920

Underlying: Common Stock · 18,920 shares

Expires 2022-07-31

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_date: Stock options vested in three equal installments on each of 1/1/2018, 1/1/2019, and 1/1/2020.

Read SEC document
August 01, 2022 Filed Aug 3, 2022 20:55 UTC
Darby JasonSenior Executive VP and CFO
SaleCommon Stock 4,404 $23.06 $101,556.24
Disclosure

SEC source: 0001823608-22-000127 · wf-form4_165956012731170.xml · nonDerivative · entry 3

Darby Jason · CIK 0001847205 · Senior Executive VP and CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $23.24 - $22.84. The reporting person undertakes to provide to AMAL, anysecurity holder of AMAL, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in footnote (2) to this Form 4.

Read SEC document
August 01, 2022 Filed Aug 3, 2022 20:55 UTC
Darby JasonSenior Executive VP and CFO
Tax withholdingCommon Stock 14,516 $23.03 $334,303.48
Disclosure

SEC source: 0001823608-22-000127 · wf-form4_165956012731170.xml · nonDerivative · entry 2

Darby Jason · CIK 0001847205 · Senior Executive VP and CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,404

F1 · kind: The transaction reported in this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on 06/06/2022.

Read SEC document
August 01, 2022 Filed Aug 3, 2022 20:55 UTC
Darby JasonSenior Executive VP and CFO
Exercise / conversionCommon Stock 18,920 $14.65 $277,178.00
Disclosure

SEC source: 0001823608-22-000127 · wf-form4_165956012731170.xml · nonDerivative · entry 1

Darby Jason · CIK 0001847205 · Senior Executive VP and CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 18,920

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The transaction reported in this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on 06/06/2022.

Read SEC document
July 29, 2022 Filed Aug 1, 2022 19:38 UTC
Brown Sam D.Executive VP
SaleCommon Stock 6,180 $23.02 $142,263.60
Disclosure

SEC source: 0001823608-22-000123 · wf-form4_165938272032486.xml · nonDerivative · entry 2

Brown Sam D. · CIK 0001848228 · Executive VP

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,675

F1 · kind: The disposition reported in this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on 06/06/2022.

F3 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $23.21 - $23.00. The reporting person undertakes to provide to AMAL, any security holder of AMALL, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in footnote (3) to this Form 4.

Read SEC document
July 28, 2022 Filed Aug 1, 2022 19:38 UTC
Brown Sam D.Executive VP
SaleCommon Stock 938 $23.02 $21,592.76
Disclosure

SEC source: 0001823608-22-000123 · wf-form4_165938272032486.xml · nonDerivative · entry 1

Brown Sam D. · CIK 0001848228 · Executive VP

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,855

F1 · kind: The disposition reported in this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on 06/06/2022.

F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $23.20 - $23.00. The reporting person undertakes to provide to AMAL, any security holder of AMAL, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in footnote (2) to this Form 4.

Read SEC document
July 26, 2022 Filed Jul 28, 2022 21:32 UTC
Lanning Margaret MatildaEVP, Chief Credit Risk Officer
GrantRestricted Stocks Units · Derivative 1,733 $0.00 $0.00
Disclosure

SEC source: 0001823608-22-000119 · wf-form4_165904395900508.xml · derivative · entry 1

Lanning Margaret Matilda · CIK 0001939608 · EVP, Chief Credit Risk Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,733

Underlying: Common Stock · 1,733 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of AMAL stock.

F2 · derivative.exercise_date: The restricted stock units vest in three equal annual installments beginning on July 26, 2023.

F2 · derivative.expiration_date: The restricted stock units vest in three equal annual installments beginning on July 26, 2023.

Read SEC document
June 02, 2022 Filed Jun 6, 2022 19:16 UTC
Darby JasonSenior Executive VP and CFO
Exercise / conversionNon-Qualified Stock Option (right to buy) · Derivative 18,920 $0.00 Strike: $13.75 $0.00
Disclosure

SEC source: 0001823608-22-000105 · wf-form4_165454299127694.xml · derivative · entry 4

Darby Jason · CIK 0001847205 · Senior Executive VP and CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 18,920 shares

Expires 2022-07-31

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The transactions reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on 5/20/2022.

F3 · derivative.exercise_date: Stock options vested in three equal installments on each of 1/1/2018, 1/1/2019, and 1/1/2020.

Read SEC document
June 02, 2022 Filed Jun 6, 2022 19:16 UTC
Darby JasonSenior Executive VP and CFO
SaleCommon Stock 4,317 $21.00 $90,657.00
Disclosure

SEC source: 0001823608-22-000105 · wf-form4_165454299127694.xml · nonDerivative · entry 3

Darby Jason · CIK 0001847205 · Senior Executive VP and CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,170

F1 · kind: The transactions reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on 5/20/2022.

F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $21.00 to $21.07. The reporting person undertakes to provide to AMAL, any security holder of AMAL, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in footnote (2) to this Form 4.

Read SEC document
June 02, 2022 Filed Jun 6, 2022 19:16 UTC
Darby JasonSenior Executive VP and CFO
Tax withholdingCommon Stock 14,603 $21.37 $312,066.11
Disclosure

SEC source: 0001823608-22-000105 · wf-form4_165454299127694.xml · nonDerivative · entry 2

Darby Jason · CIK 0001847205 · Senior Executive VP and CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 17,487

F1 · kind: The transactions reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on 5/20/2022.

Read SEC document
June 02, 2022 Filed Jun 6, 2022 19:16 UTC
Darby JasonSenior Executive VP and CFO
Exercise / conversionCommon Stock 18,920 $13.75 $260,150.00
Disclosure

SEC source: 0001823608-22-000105 · wf-form4_165454299127694.xml · nonDerivative · entry 1

Darby Jason · CIK 0001847205 · Senior Executive VP and CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 32,090

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The transactions reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on 5/20/2022.

Read SEC document
May 31, 2022 Filed May 31, 2022 21:04 UTC Amendment
Brown Sam D.Executive VP
SaleCommon Stock 12,316 $19.95 $245,704.20
Disclosure

SEC source: 0001823608-22-000103 · wf-form4a_165403106805912.xml · nonDerivative · entry 3

Brown Sam D. · CIK 0001848228 · Executive VP

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,731

F2 · kind: The dispositions reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on 3/13/2022.

F5 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $19.95 to $20.07. The reporting person undertakes to provide to AMAL, any security holder of AMAL, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote (5) to this Form 4.

Read SEC document
May 31, 2022 Filed May 31, 2022 15:36 UTC
Brown Sam D.Executive VP
SaleCommon Stock 12,316 $19.95 $245,704.20
Disclosure

SEC source: 0001823608-22-000101 · wf-form4_165401139931612.xml · nonDerivative · entry 2

Brown Sam D. · CIK 0001848228 · Executive VP

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,932

F1 · kind: The dispositions reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on 3/13/2022.

F2 · price: The price reported in Column 4 for the transaction dated 5/31/2022 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $19.95 to $20.07. The reporting person undertakes to provide to AMAL, any security holder of AMAL, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote (2) to this Form 4.

Read SEC document
May 27, 2022 Filed May 31, 2022 21:04 UTC Amendment
Brown Sam D.Executive VP
SaleCommon Stock 5,201 $19.95 $103,759.95
Disclosure

SEC source: 0001823608-22-000103 · wf-form4a_165403106805912.xml · nonDerivative · entry 2

Brown Sam D. · CIK 0001848228 · Executive VP

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 23,047

F3 · security: This Form 4 is being amended to reflect a disposition of 5,201 shares on 5/27/22. In the Form 4 filed earlier today, this transaction was inadvertently omitted.

F2 · kind: The dispositions reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on 3/13/2022.

F4 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $19.95 to $19.96. The reporting person undertakes to provide to AMAL, any security holder of AMAL, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote (4) to this Form 4.

Read SEC document
May 26, 2022 Filed May 31, 2022 21:04 UTC Amendment
Brown Sam D.Executive VP
SaleCommon Stock 223 $19.95 $4,448.85
Disclosure

SEC source: 0001823608-22-000103 · wf-form4a_165403106805912.xml · nonDerivative · entry 1

Brown Sam D. · CIK 0001848228 · Executive VP

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 28,248

F1 · date: This Form 4 is being amended to correct an error in the transaction date reported for this transaction in the Form 4 filed earlier today. The transaction date was incorrectly noted as 5/25/22. The transaction actually occurred on 5/26/22.

F2 · kind: The dispositions reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on 3/13/2022.

Read SEC document
May 25, 2022 Filed May 31, 2022 15:36 UTC
Brown Sam D.Executive VP
SaleCommon Stock 223 $19.95 $4,448.85
Disclosure

SEC source: 0001823608-22-000101 · wf-form4_165401139931612.xml · nonDerivative · entry 1

Brown Sam D. · CIK 0001848228 · Executive VP

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 28,248

F1 · kind: The dispositions reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on 3/13/2022.

Read SEC document
May 24, 2022 Filed May 26, 2022 16:16 UTC
Brown Sam D.Executive VP
SaleCommon Stock 24 $19.95 $478.80
Disclosure

SEC source: 0001848228-22-000002 · wf-form4_165358175696214.xml · nonDerivative · entry 2

Brown Sam D. · CIK 0001848228 · Executive VP

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 28,471

F1 · shares: The disposition reported in this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on 3/13/2022.

Read SEC document
May 24, 2022 Filed May 26, 2022 16:16 UTC
Brown Sam D.Executive VP
SaleCommon Stock 5,440 $19.95 $108,528.00
Disclosure

SEC source: 0001848228-22-000002 · wf-form4_165358175696214.xml · nonDerivative · entry 1

Brown Sam D. · CIK 0001848228 · Executive VP

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 28,495

F1 · shares: The disposition reported in this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on 3/13/2022.

Read SEC document
May 18, 2022 Filed May 18, 2022 23:07 UTC
Brown Sam D.Executive VP
SaleCommon Stock 177 $19.95 $3,531.15
Disclosure

SEC source: 0001823608-22-000099 · wf-form4_165291525706952.xml · nonDerivative · entry 1

Brown Sam D. · CIK 0001848228 · Executive VP

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 33,935

F1 · kind: The disposition reported in this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on 3/13/2022.

Read SEC document
May 17, 2022 Filed May 18, 2022 15:28 UTC
Brown Sam D.Executive VP
SaleCommon Stock 175 $19.95 $3,491.25
Disclosure

SEC source: 0001823608-22-000097 · wf-form4_165288768111762.xml · nonDerivative · entry 1

Brown Sam D. · CIK 0001848228 · Executive VP

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 34,112

F1 · kind: The disposition reported in this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on 3/13/2022.

Read SEC document
May 11, 2022 Filed May 12, 2022 21:14 UTC
Brown Sam D.Executive VP
Exercise / conversionNon-Qualified Stock Option (right to buy) · Derivative 38,520 $0.00 Strike: $12.00 $0.00
Disclosure

SEC source: 0001823608-22-000090 · wf-form4_165239000941647.xml · derivative · entry 5

Brown Sam D. · CIK 0001848228 · Executive VP

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 38,520

Underlying: Common Stock · 38,520 shares

Expires 2022-07-31

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · kind: Option exercise reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on 3/13/2022.

F4 · derivative.exercise_date: Stock options vested in three equal installments on each of 1/1/2017, 1/1/2018, and 1/1/2019.

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May 11, 2022 Filed May 12, 2022 21:14 UTC
Brown Sam D.Executive VP
Exercise / conversionNon-Qualified Stock Option (right to buy) · Derivative 42,000 $0.00 Strike: $11.00 $0.00
Disclosure

SEC source: 0001823608-22-000090 · wf-form4_165239000941647.xml · derivative · entry 4

Brown Sam D. · CIK 0001848228 · Executive VP

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 42,000

Underlying: Common Stock · 42,000 shares

Expires 2022-07-31

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · kind: Option exercise reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on 3/13/2022.

F3 · derivative.exercise_date: Stock options vested in three equal installments on each of 1/1/2016, 1/1/2017, and 1/1/2018.

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May 11, 2022 Filed May 12, 2022 21:14 UTC
Brown Sam D.Executive VP
Tax withholdingCommon Stock 56,964 $19.99 $1,138,710.36
Disclosure

SEC source: 0001823608-22-000090 · wf-form4_165239000941647.xml · nonDerivative · entry 2

Brown Sam D. · CIK 0001848228 · Executive VP

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 34,287

Read SEC document
May 10, 2022 Filed May 12, 2022 21:14 UTC Exercise / conversionPerformance Stock Unit · Derivative 1,155 $0.00 Strike: $17.97 $0.00
Disclosure

SEC source: 0001823608-22-000092 · wf-form4_165239007353605.xml · derivative · entry 2

Murrell Martin P. · CIK 0001847808 · SEVP & COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,155

Underlying: Common Stock · 1,155 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_date: The Performance Stock Units were subject to certain performance-based vesting requirements, attainment of which was certified by the Company's Compensation and Human Resources Committee on May 10, 2022. The Performance Stock Units vested on May 10, 2022. Shares will be delivered within 30 days of vesting.

F1 · derivative.expiration_date: The Performance Stock Units were subject to certain performance-based vesting requirements, attainment of which was certified by the Company's Compensation and Human Resources Committee on May 10, 2022. The Performance Stock Units vested on May 10, 2022. Shares will be delivered within 30 days of vesting.

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May 10, 2022 Filed May 12, 2022 21:14 UTC Exercise / conversionCommon Stock 1,155 $0.00 $0.00
Disclosure

SEC source: 0001823608-22-000092 · wf-form4_165239007353605.xml · nonDerivative · entry 1

Murrell Martin P. · CIK 0001847808 · SEVP & COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 21,882

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · deemedExecutionDate: The Performance Stock Units were subject to certain performance-based vesting requirements, attainment of which was certified by the Company's Compensation and Human Resources Committee on May 10, 2022. The Performance Stock Units vested on May 10, 2022. Shares will be delivered within 30 days of vesting.

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May 10, 2022 Filed May 12, 2022 21:14 UTC
Darby JasonSenior Executive VP and CFO
Exercise / conversionPerformance Stock Unit · Derivative 908 $0.00 Strike: $17.97 $0.00
Disclosure

SEC source: 0001823608-22-000091 · wf-form4_165239004663677.xml · derivative · entry 2

Darby Jason · CIK 0001847205 · Senior Executive VP and CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 908

Underlying: Common Stock · 908 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_date: The Performance Stock Units were subject to certain performance-based vesting requirements, attainment of which was certified by the Company's Compensation and Human Resources Committee on May 10, 2022. The Performance Stock Units vested on May 10, 2022. Shares will be delivered within 30 days of vesting.

F1 · derivative.expiration_date: The Performance Stock Units were subject to certain performance-based vesting requirements, attainment of which was certified by the Company's Compensation and Human Resources Committee on May 10, 2022. The Performance Stock Units vested on May 10, 2022. Shares will be delivered within 30 days of vesting.

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May 10, 2022 Filed May 12, 2022 21:14 UTC
Darby JasonSenior Executive VP and CFO
Exercise / conversionCommon Stock 908 $17.97 $16,316.76
Disclosure

SEC source: 0001823608-22-000091 · wf-form4_165239004663677.xml · nonDerivative · entry 1

Darby Jason · CIK 0001847205 · Senior Executive VP and CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,170

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · deemedExecutionDate: The Performance Stock Units were subject to certain performance-based vesting requirements, attainment of which was certified by the Company's Compensation and Human Resources Committee on May 10, 2022. The Performance Stock Units vested on May 10, 2022. Shares will be delivered within 30 days of vesting.

Read SEC document
May 10, 2022 Filed May 12, 2022 21:15 UTC
Williams SherryEVP, Chief Risk Officer
Exercise / conversionPerformance Stock Unit · Derivative 826 $0.00 Strike: $17.97 $0.00
Disclosure

SEC source: 0001823608-22-000093 · wf-form4_165239010032449.xml · derivative · entry 2

Williams Sherry · CIK 0001913261 · EVP, Chief Risk Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 826

Underlying: Common Stock · 826 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_date: The Performance Stock Units were subject to certain performance-based vesting requirements, attainment of which was certified by the Company's Compensation and Human Resources Committee on May 10, 2022. The Performance Stock Units vested on May 10, 2022. Shares will be delivered within 30 days of vesting.

F1 · derivative.expiration_date: The Performance Stock Units were subject to certain performance-based vesting requirements, attainment of which was certified by the Company's Compensation and Human Resources Committee on May 10, 2022. The Performance Stock Units vested on May 10, 2022. Shares will be delivered within 30 days of vesting.

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May 10, 2022 Filed May 12, 2022 21:15 UTC
Williams SherryEVP, Chief Risk Officer
Exercise / conversionCommon Stock 826 $17.97 $14,843.22
Disclosure

SEC source: 0001823608-22-000093 · wf-form4_165239010032449.xml · nonDerivative · entry 1

Williams Sherry · CIK 0001913261 · EVP, Chief Risk Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,018

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
May 10, 2022 Filed May 12, 2022 21:14 UTC
Brown Sam D.Executive VP
Exercise / conversionPerformance Stock Unit · Derivative 991 $0.00 Strike: $17.97 $0.00
Disclosure

SEC source: 0001823608-22-000090 · wf-form4_165239000941647.xml · derivative · entry 3

Brown Sam D. · CIK 0001848228 · Executive VP

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 991

Underlying: Common Stock · 991 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_date: The Performance Stock Units were subject to certain performance-based vesting requirements, attainment of which was certified by the Company's Compensation and Human Resources Committee on 5/10/2022. The Performance Stock Units vested on 5/10/2022. Shares will be delivered within 30 days of vesting.

F1 · derivative.expiration_date: The Performance Stock Units were subject to certain performance-based vesting requirements, attainment of which was certified by the Company's Compensation and Human Resources Committee on 5/10/2022. The Performance Stock Units vested on 5/10/2022. Shares will be delivered within 30 days of vesting.

Read SEC document
May 10, 2022 Filed May 12, 2022 21:14 UTC
Brown Sam D.Executive VP
Exercise / conversionCommon Stock 991 $17.97 $17,808.27
Disclosure

SEC source: 0001823608-22-000090 · wf-form4_165239000941647.xml · nonDerivative · entry 1

Brown Sam D. · CIK 0001848228 · Executive VP

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,731

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
May 05, 2022 Filed May 6, 2022 16:28 UTC Exercise / conversionNon-Qualified Stock Option (right to buy) · Derivative 39,440 $0.00 Strike: $14.65 $0.00
Disclosure

SEC source: 0001823608-22-000085 · wf-form4_165185450007275.xml · derivative · entry 4

Murrell Martin P. · CIK 0001847808 · SEVP & COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 39,440

Underlying: Common Stock · 39,440 shares

Expires 2022-07-31

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_date: Stock options vested in three equal installments on each of 1/1/2019, 1/1/2020, and 1/1/2021.

Read SEC document
May 05, 2022 Filed May 6, 2022 16:28 UTC Exercise / conversionNon-Qualified Stock Option (right to buy) · Derivative 42,020 $0.00 Strike: $13.75 $0.00
Disclosure

SEC source: 0001823608-22-000085 · wf-form4_165185450007275.xml · derivative · entry 3

Murrell Martin P. · CIK 0001847808 · SEVP & COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 42,020

Underlying: Common Stock · 42,020 shares

Expires 2022-07-31

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: Stock options vested in three equal installments on each of 1/1/2018, 1/1/2019, and 1/1/2020.

Read SEC document
May 05, 2022 Filed May 6, 2022 16:28 UTC Exercise / conversionNon-Qualified Stock Option (right to buy) · Derivative 26,160 $0.00 Strike: $12.00 $0.00
Disclosure

SEC source: 0001823608-22-000085 · wf-form4_165185450007275.xml · derivative · entry 2

Murrell Martin P. · CIK 0001847808 · SEVP & COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 26,160

Underlying: Common Stock · 26,160 shares

Expires 2022-07-31

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_date: Stock options vested in three equal installments on each of 1/1/2017, 1/1/2018, and 1/1/2019.

Read SEC document
May 05, 2022 Filed May 6, 2022 16:28 UTC Tax withholdingCommon Stock 90,918 $19.20 $1,745,625.60
Disclosure

SEC source: 0001823608-22-000085 · wf-form4_165185450007275.xml · nonDerivative · entry 1

Murrell Martin P. · CIK 0001847808 · SEVP & COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 20,727

Read SEC document
April 28, 2022 Filed May 2, 2022 20:27 UTC GrantRestricted Stocks Units · Derivative 2,747 $0.00 $0.00
Disclosure

SEC source: 0001823608-22-000069 · wf-form4_165152322755258.xml · derivative · entry 1

Jackson Darrell B. · CIK 0001877880 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,747

Underlying: Common Stock · 2,747 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of AMAL stock.

F2 · derivative.exercise_date: The restricted stock units vest in one annual installment on April 28, 2023.

F2 · derivative.expiration_date: The restricted stock units vest in one annual installment on April 28, 2023.

Read SEC document
April 28, 2022 Filed May 2, 2022 20:39 UTC
Romney EdgarDirector
GrantRestricted Stocks Units · Derivative 2,747 $0.00 $0.00
Disclosure

SEC source: 0001823608-22-000074 · wf-form4_165152390548612.xml · derivative · entry 1

Romney Edgar · CIK 0001848737 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,747

Underlying: Common Stock · 2,747 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of AMAL stock.

F2 · derivative.exercise_date: The restricted stock units vest in one annual installment on April 28, 2023.

F2 · derivative.expiration_date: The restricted stock units vest in one annual installment on April 28, 2023.

Read SEC document
April 28, 2022 Filed May 2, 2022 21:25 UTC
Fox Lynne P.Director
GrantRestricted Stocks Units · Derivative 2,747 $0.00 $0.00
Disclosure

SEC source: 0001823608-22-000075 · wf-form4_165152665249678.xml · derivative · entry 1

Fox Lynne P. · CIK 0001848474 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,747

Underlying: Restricted Stocks Units · 2,747 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of AMAL stock.

F2 · derivative.exercise_date: The restricted stock units vest in one annual installment on April 28, 2023.

F2 · derivative.expiration_date: The restricted stock units vest in one annual installment on April 28, 2023.

Read SEC document
April 28, 2022 Filed May 2, 2022 20:38 UTC GrantRestricted Stocks Units · Derivative 2,747 $0.00 $0.00
Disclosure

SEC source: 0001823608-22-000073 · wf-form4_165152383457124.xml · derivative · entry 1

ROMASCO ROBERT G · CIK 0001193515 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,747

Underlying: Common Stock · 2,747 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of AMAL stock.

F2 · derivative.exercise_date: The restricted stock units vest in one annual installment on April 28, 2023.

F2 · derivative.expiration_date: The restricted stock units vest in one annual installment on April 28, 2023.

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.