Williams Sherry

SEC source: 0001415889-25-006177 · form4-03032025_090311.xml · nonDerivative · entry 1

Williams Sherry · CIK 0001913261 · EVP & CRO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 13,302

F1 · shares: Award of time-based restricted stock subject to a vesting schedule.

SEC source: 0001415889-25-005540 · form4-02252025_090252.xml · nonDerivative · entry 2

Williams Sherry · CIK 0001913261 · EVP & CRO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 9,826

F1 · shares: Shares withheld on vesting of restricted stock award to cover tax withholding.

F2 · price: Based on market closing price on the trading day before the transaction date.

SEC source: 0001415889-25-005540 · form4-02252025_090252.xml · nonDerivative · entry 1

Williams Sherry · CIK 0001913261 · EVP & CRO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 10,527

F1 · shares: Shares withheld on vesting of restricted stock award to cover tax withholding.

F2 · price: Based on market closing price on the trading day before the transaction date.

SEC source: 0001415889-24-025873 · form4-11012024_041117.xml · nonDerivative · entry 1

Williams Sherry · CIK 0001913261 · EVP & CRO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 10,954

F1 · shares: Shares withheld on vesting of restricted stock award to cover tax withholding.

SEC source: 0001415889-24-005271 · form4-02262024_100230.xml · nonDerivative · entry 2

Williams Sherry · CIK 0001913261 · EVP & CRO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 11,608

F2 · shares: Shares withheld on vesting of restricted stock award to cover tax withholding.

SEC source: 0001415889-24-005271 · form4-02262024_100230.xml · nonDerivative · entry 1

Williams Sherry · CIK 0001913261 · EVP & CRO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 12,319

F1 · shares: Award of time-based restricted stock subject to a vesting schedule.

SEC source: 0001415889-23-014685 · form4-11022023_021143.xml · nonDerivative · entry 1

Williams Sherry · CIK 0001913261 · EVP & CRO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 8,708

F1 · shares: Shares withheld on vesting of restricted stock award to cover tax withholding.

SEC source: 0001415889-23-008093 · form4-05162023_030507.xml · derivative · entry 1

Williams Sherry · CIK 0001913261 · EVP & CRO

10b5-1 filing: No plan indicated

Ownership: Indirect · By Trustee of Non-Qualified Plan (deferred comp)

Disclosed balance after: 89.692

Underlying: Common Stock · 14.124 shares

Expires not disclosed

F1 · derivative.exercise_price: Each share of phantom stock is the economic equivalent of one share of common stock. The shares of phantom stock become payable, in cash or common stock, at the time elected by the reporting person in the reporting person's deferred compensation election form; provided, that if the reporting person elected to receive distributions under the Company's non-qualified deferred compensation plan in installments, such amounts are payable only in cash.

F1 · derivative.exercise_date: Each share of phantom stock is the economic equivalent of one share of common stock. The shares of phantom stock become payable, in cash or common stock, at the time elected by the reporting person in the reporting person's deferred compensation election form; provided, that if the reporting person elected to receive distributions under the Company's non-qualified deferred compensation plan in installments, such amounts are payable only in cash.

F1 · derivative.expiration_date: Each share of phantom stock is the economic equivalent of one share of common stock. The shares of phantom stock become payable, in cash or common stock, at the time elected by the reporting person in the reporting person's deferred compensation election form; provided, that if the reporting person elected to receive distributions under the Company's non-qualified deferred compensation plan in installments, such amounts are payable only in cash.

SEC source: 0001415889-23-007073 · form4-05012023_080547.xml · derivative · entry 1

Williams Sherry · CIK 0001913261 · EVP & CRO

10b5-1 filing: No plan indicated

Ownership: Indirect · By Trustee of Non-Qualified Plan (deferred comp)

Disclosed balance after: 75.568

Underlying: Common Stock · 11.647 shares

Expires not disclosed

F1 · derivative.exercise_price: Each share of phantom stock is the economic equivalent of one share of common stock. The shares of phantom stock become payable, in cash or common stock, at the time elected by the reporting person in the reporting person's deferred compensation election form; provided, that, if the reporting person elected to receive distributions under the Company's non-qualified deferred compensation plan in installments, such amounts are payable only in cash.

F1 · derivative.exercise_date: Each share of phantom stock is the economic equivalent of one share of common stock. The shares of phantom stock become payable, in cash or common stock, at the time elected by the reporting person in the reporting person's deferred compensation election form; provided, that, if the reporting person elected to receive distributions under the Company's non-qualified deferred compensation plan in installments, such amounts are payable only in cash.

F1 · derivative.expiration_date: Each share of phantom stock is the economic equivalent of one share of common stock. The shares of phantom stock become payable, in cash or common stock, at the time elected by the reporting person in the reporting person's deferred compensation election form; provided, that, if the reporting person elected to receive distributions under the Company's non-qualified deferred compensation plan in installments, such amounts are payable only in cash.

SEC source: 0001415889-23-006662 · form4-04192023_010444.xml · derivative · entry 1

Williams Sherry · CIK 0001913261 · EVP & CRO

10b5-1 filing: No plan indicated

Ownership: Indirect · By Trustee of Non-Qualified Plan (deferred comp)

Disclosed balance after: 63.921

Underlying: Common Stock · 10.049 shares

Expires not disclosed

F1 · derivative.exercise_price: Each share of phantom stock is the economic equivalent of one share of common stock. The shares of phantom stock become payable, in cash or common stock, at the time elected by the reporting person in the reporting person's deferred compensation election form; provided, that if the reporting person elected to receive distributions under the Company's non-qualified deferred compensation plan in installments, such amounts are payable only in cash.

F1 · derivative.exercise_date: Each share of phantom stock is the economic equivalent of one share of common stock. The shares of phantom stock become payable, in cash or common stock, at the time elected by the reporting person in the reporting person's deferred compensation election form; provided, that if the reporting person elected to receive distributions under the Company's non-qualified deferred compensation plan in installments, such amounts are payable only in cash.

F1 · derivative.expiration_date: Each share of phantom stock is the economic equivalent of one share of common stock. The shares of phantom stock become payable, in cash or common stock, at the time elected by the reporting person in the reporting person's deferred compensation election form; provided, that if the reporting person elected to receive distributions under the Company's non-qualified deferred compensation plan in installments, such amounts are payable only in cash.

SEC source: 0001415889-23-006447 · form4-04112023_090437.xml · derivative · entry 6

Williams Sherry · CIK 0001913261 · EVP & CRO

10b5-1 filing: No plan indicated

Ownership: Indirect · By Trustee of Non-Qualified Plan (deferred comp)

Disclosed balance after: 53.872

Underlying: Common Stock · 9.682 shares

Expires not disclosed

F1 · derivative.exercise_price: Each share of phantom stock is the economic equivalent of one share of common stock. The shares of phantom stock become payable, in cash or common stock, at the time elected by the reporting person in the reporting person's deferred compensation election form; provided, that if the reporting person elected to receive distributions under the Company's non-qualified deferred compensation plan in installments, such amounts are payable only in cash.

F1 · derivative.exercise_date: Each share of phantom stock is the economic equivalent of one share of common stock. The shares of phantom stock become payable, in cash or common stock, at the time elected by the reporting person in the reporting person's deferred compensation election form; provided, that if the reporting person elected to receive distributions under the Company's non-qualified deferred compensation plan in installments, such amounts are payable only in cash.

F1 · derivative.expiration_date: Each share of phantom stock is the economic equivalent of one share of common stock. The shares of phantom stock become payable, in cash or common stock, at the time elected by the reporting person in the reporting person's deferred compensation election form; provided, that if the reporting person elected to receive distributions under the Company's non-qualified deferred compensation plan in installments, such amounts are payable only in cash.

F2 · balance_after: Includes additional shares acquired through dividend reinvestment since the reporting person's last Form 4.

SEC source: 0001415889-23-006447 · form4-04112023_090437.xml · derivative · entry 5

Williams Sherry · CIK 0001913261 · EVP & CRO

10b5-1 filing: No plan indicated

Ownership: Indirect · By Trustee of Non-Qualified Plan (deferred comp)

Disclosed balance after: 44.051

Underlying: Common Stock · 9.065 shares

Expires not disclosed

F1 · derivative.exercise_price: Each share of phantom stock is the economic equivalent of one share of common stock. The shares of phantom stock become payable, in cash or common stock, at the time elected by the reporting person in the reporting person's deferred compensation election form; provided, that if the reporting person elected to receive distributions under the Company's non-qualified deferred compensation plan in installments, such amounts are payable only in cash.

F1 · derivative.exercise_date: Each share of phantom stock is the economic equivalent of one share of common stock. The shares of phantom stock become payable, in cash or common stock, at the time elected by the reporting person in the reporting person's deferred compensation election form; provided, that if the reporting person elected to receive distributions under the Company's non-qualified deferred compensation plan in installments, such amounts are payable only in cash.

F1 · derivative.expiration_date: Each share of phantom stock is the economic equivalent of one share of common stock. The shares of phantom stock become payable, in cash or common stock, at the time elected by the reporting person in the reporting person's deferred compensation election form; provided, that if the reporting person elected to receive distributions under the Company's non-qualified deferred compensation plan in installments, such amounts are payable only in cash.

SEC source: 0001415889-23-006447 · form4-04112023_090437.xml · derivative · entry 4

Williams Sherry · CIK 0001913261 · EVP & CRO

10b5-1 filing: No plan indicated

Ownership: Indirect · By Trustee of Non-Qualified Plan (deferred comp)

Disclosed balance after: 34.986

Underlying: Common Stock · 8.898 shares

Expires not disclosed

F1 · derivative.exercise_price: Each share of phantom stock is the economic equivalent of one share of common stock. The shares of phantom stock become payable, in cash or common stock, at the time elected by the reporting person in the reporting person's deferred compensation election form; provided, that if the reporting person elected to receive distributions under the Company's non-qualified deferred compensation plan in installments, such amounts are payable only in cash.

F1 · derivative.exercise_date: Each share of phantom stock is the economic equivalent of one share of common stock. The shares of phantom stock become payable, in cash or common stock, at the time elected by the reporting person in the reporting person's deferred compensation election form; provided, that if the reporting person elected to receive distributions under the Company's non-qualified deferred compensation plan in installments, such amounts are payable only in cash.

F1 · derivative.expiration_date: Each share of phantom stock is the economic equivalent of one share of common stock. The shares of phantom stock become payable, in cash or common stock, at the time elected by the reporting person in the reporting person's deferred compensation election form; provided, that if the reporting person elected to receive distributions under the Company's non-qualified deferred compensation plan in installments, such amounts are payable only in cash.

SEC source: 0001415889-23-003395 · form4-02272023_090213.xml · nonDerivative · entry 1

Williams Sherry · CIK 0001913261 · EVP & CRO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,362

F1 · shares: Award of time-based restricted stock subject to a vesting schedule.

SEC source: 0001415889-23-006447 · form4-04112023_090437.xml · derivative · entry 3

Williams Sherry · CIK 0001913261 · EVP & CRO

10b5-1 filing: No plan indicated

Ownership: Indirect · By Trustee of Non-Qualified Plan (deferred comp)

Disclosed balance after: 26.088

Underlying: Common Stock · 8.667 shares

Expires not disclosed

F1 · derivative.exercise_price: Each share of phantom stock is the economic equivalent of one share of common stock. The shares of phantom stock become payable, in cash or common stock, at the time elected by the reporting person in the reporting person's deferred compensation election form; provided, that if the reporting person elected to receive distributions under the Company's non-qualified deferred compensation plan in installments, such amounts are payable only in cash.

F1 · derivative.exercise_date: Each share of phantom stock is the economic equivalent of one share of common stock. The shares of phantom stock become payable, in cash or common stock, at the time elected by the reporting person in the reporting person's deferred compensation election form; provided, that if the reporting person elected to receive distributions under the Company's non-qualified deferred compensation plan in installments, such amounts are payable only in cash.

F1 · derivative.expiration_date: Each share of phantom stock is the economic equivalent of one share of common stock. The shares of phantom stock become payable, in cash or common stock, at the time elected by the reporting person in the reporting person's deferred compensation election form; provided, that if the reporting person elected to receive distributions under the Company's non-qualified deferred compensation plan in installments, such amounts are payable only in cash.

SEC source: 0001415889-23-006447 · form4-04112023_090437.xml · derivative · entry 2

Williams Sherry · CIK 0001913261 · EVP & CRO

10b5-1 filing: No plan indicated

Ownership: Indirect · By Trustee of Non-Qualified Plan (deferred comp)

Disclosed balance after: 17.421

Underlying: Common Stock · 8.341 shares

Expires not disclosed

F1 · derivative.exercise_price: Each share of phantom stock is the economic equivalent of one share of common stock. The shares of phantom stock become payable, in cash or common stock, at the time elected by the reporting person in the reporting person's deferred compensation election form; provided, that if the reporting person elected to receive distributions under the Company's non-qualified deferred compensation plan in installments, such amounts are payable only in cash.

F1 · derivative.exercise_date: Each share of phantom stock is the economic equivalent of one share of common stock. The shares of phantom stock become payable, in cash or common stock, at the time elected by the reporting person in the reporting person's deferred compensation election form; provided, that if the reporting person elected to receive distributions under the Company's non-qualified deferred compensation plan in installments, such amounts are payable only in cash.

F1 · derivative.expiration_date: Each share of phantom stock is the economic equivalent of one share of common stock. The shares of phantom stock become payable, in cash or common stock, at the time elected by the reporting person in the reporting person's deferred compensation election form; provided, that if the reporting person elected to receive distributions under the Company's non-qualified deferred compensation plan in installments, such amounts are payable only in cash.

SEC source: 0001415889-23-006447 · form4-04112023_090437.xml · derivative · entry 1

Williams Sherry · CIK 0001913261 · EVP & CRO

10b5-1 filing: No plan indicated

Ownership: Indirect · By Trustee of Non-Qualified Plan (deferred comp)

Disclosed balance after: 9.08

Underlying: Common Stock · 9.08 shares

Expires not disclosed

F1 · derivative.exercise_price: Each share of phantom stock is the economic equivalent of one share of common stock. The shares of phantom stock become payable, in cash or common stock, at the time elected by the reporting person in the reporting person's deferred compensation election form; provided, that if the reporting person elected to receive distributions under the Company's non-qualified deferred compensation plan in installments, such amounts are payable only in cash.

F1 · derivative.exercise_date: Each share of phantom stock is the economic equivalent of one share of common stock. The shares of phantom stock become payable, in cash or common stock, at the time elected by the reporting person in the reporting person's deferred compensation election form; provided, that if the reporting person elected to receive distributions under the Company's non-qualified deferred compensation plan in installments, such amounts are payable only in cash.

F1 · derivative.expiration_date: Each share of phantom stock is the economic equivalent of one share of common stock. The shares of phantom stock become payable, in cash or common stock, at the time elected by the reporting person in the reporting person's deferred compensation election form; provided, that if the reporting person elected to receive distributions under the Company's non-qualified deferred compensation plan in installments, such amounts are payable only in cash.

SEC source: 0001415889-23-000244 · form4-01042023_070124.xml · nonDerivative · entry 1

Williams Sherry · CIK 0001913261 · EVP & CHIEF RISK OFFICER

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,343

F1 · shares: Award of time-based restricted stock subject to a vesting schedule.

SEC source: 0001823608-22-000093 · wf-form4_165239010032449.xml · derivative · entry 2

Williams Sherry · CIK 0001913261 · EVP, Chief Risk Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 826

Underlying: Common Stock · 826 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_date: The Performance Stock Units were subject to certain performance-based vesting requirements, attainment of which was certified by the Company's Compensation and Human Resources Committee on May 10, 2022. The Performance Stock Units vested on May 10, 2022. Shares will be delivered within 30 days of vesting.

F1 · derivative.expiration_date: The Performance Stock Units were subject to certain performance-based vesting requirements, attainment of which was certified by the Company's Compensation and Human Resources Committee on May 10, 2022. The Performance Stock Units vested on May 10, 2022. Shares will be delivered within 30 days of vesting.

SEC source: 0001823608-22-000093 · wf-form4_165239010032449.xml · nonDerivative · entry 1

Williams Sherry · CIK 0001913261 · EVP, Chief Risk Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,018

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.