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Nasdaq · USD

ALTI

AlTi Global, Inc.

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5344
SEC CIK
0001838615
Parsed reports
255

Last 12 months

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0 purchase rows · 0 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
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MonthPurchasesSales
Nov 202500
Dec 202500
Jan 202600
Feb 202600
Mar 202600
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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
February 15, 2025 Filed Feb 19, 2025 23:28 UTC
Weeber RobertPres, Intl. Wealth Mmgt
Exercise / conversionClass A Common Stock 35,796.45 $0.00 $0.00
Disclosure

SEC source: 0000950170-25-023473 · ownership.xml · nonDerivative · entry 1

Weeber Robert · CIK 0001996742 · Pres, Intl. Wealth Mmgt

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 484,713.9

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each restricted stock unit represents a contingent right to receive one share of ALTI Class A Common Stock.

Read SEC document
October 18, 2024 Filed Oct 21, 2024 15:32 UTC
Maliagros SpirosPres., Strategic Alternatives
SaleClass A Common Stock 6,475 $4.00 $25,900.00
Disclosure

SEC source: 0001628280-24-043178 · wk-form4_1729539164.xml · nonDerivative · entry 2

Maliagros Spiros · CIK 0001959722 · Pres., Strategic Alternatives

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 397,175.74

F1 · price: The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $4.00 to $4.04, inclusive. The reporting person undertakes to provide to AlTi Global, Inc. (the "Company"), any security holder of the Company, or the staff of the Securities and Exchange Commission upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnote(1) to this Form 4.

Read SEC document
October 17, 2024 Filed Oct 21, 2024 15:32 UTC
Maliagros SpirosPres., Strategic Alternatives
SaleClass A Common Stock 1,516 $4.00 $6,064.00
Disclosure

SEC source: 0001628280-24-043178 · wk-form4_1729539164.xml · nonDerivative · entry 1

Maliagros Spiros · CIK 0001959722 · Pres., Strategic Alternatives

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 403,650.74

Read SEC document
September 17, 2024 Filed Sep 19, 2024 14:11 UTC
Maliagros SpirosPres., Strategic Alternatives
SaleClass A Common Stock 5,769 $4.47 $25,787.43
Disclosure

SEC source: 0001628280-24-040912 · wk-form4_1726769497.xml · nonDerivative · entry 1

Maliagros Spiros · CIK 0001959722 · Pres., Strategic Alternatives

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 405,166.74

F1 · price: The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $4.32 to $4.64, inclusive. The reporting person undertakes to provide to AlTi Global, Inc. (the "Company"), any security holder of the Company, or the staff of the Securities and Exchange Commission upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnote(1) to this Form 4.

Read SEC document
September 11, 2024 Filed Sep 12, 2024 15:30 UTC
Maliagros SpirosPres., Strategic Alternatives
SaleClass A Common Stock 5,426 $4.13 $22,409.38
Disclosure

SEC source: 0001628280-24-040220 · wk-form4_1726169452.xml · nonDerivative · entry 2

Maliagros Spiros · CIK 0001959722 · Pres., Strategic Alternatives

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 410,935.74

F1 · price: The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $4.01 to $4.25, inclusive. The reporting person undertakes to provide to AlTi Global, Inc. (the "Company"), any security holder of the Company, or the staff of the Securities and Exchange Commission upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnote(1) to this Form 4.

Read SEC document
September 10, 2024 Filed Sep 12, 2024 15:30 UTC
Maliagros SpirosPres., Strategic Alternatives
SaleClass A Common Stock 500 $4.00 $2,000.00
Disclosure

SEC source: 0001628280-24-040220 · wk-form4_1726169452.xml · nonDerivative · entry 1

Maliagros Spiros · CIK 0001959722 · Pres., Strategic Alternatives

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 416,361.74

Read SEC document
September 10, 2024 Filed Sep 12, 2024 22:21 UTC PurchaseClass A Common Stock 5,854 $3.87 $22,654.98
Disclosure

SEC source: 0001062993-24-016540 · form4.xml · nonDerivative · entry 1

IlWaddi Holdings · CIK 0001960409 · 10% owner

Al-Thani Jassim Abdulaziz · CIK 0001960834 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: No plan indicated

Ownership: Indirect · See Footnote

Disclosed balance after: 18,117,850

F1 · ownership.direct: Shares directly owned by IlWaddi Holdings.

F2 · ownership.nature: H.E. Sheikh Jassim bin Abdulaziz J.H. Al-Thani is the sole owner of IlWaddi Holdings.

Read SEC document
September 09, 2024 Filed Sep 11, 2024 09:43 UTC
Maliagros SpirosPres., Strategic Alternatives
SaleClass A Common Stock 5,612 $4.04 $22,672.48
Disclosure

SEC source: 0001628280-24-040080 · wk-form4_1726062213.xml · nonDerivative · entry 1

Maliagros Spiros · CIK 0001959722 · Pres., Strategic Alternatives

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 416,861.74

F1 · price: The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $4.00 to $4.16, inclusive. The reporting person undertakes to provide to AlTi Global, Inc. (the "Company"), any security holder of the Company, or the staff of the Securities and Exchange Commission upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnote(1) to this Form 4.

Read SEC document
September 05, 2024 Filed Sep 6, 2024 19:41 UTC PurchaseClass A Common Stock 603 $3.80 $2,291.40
Disclosure

SEC source: 0001062993-24-016257 · form4.xml · nonDerivative · entry 2

IlWaddi Holdings · CIK 0001960409 · 10% owner

Al-Thani Jassim Abdulaziz · CIK 0001960834 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: No plan indicated

Ownership: Indirect · See Footnote

Disclosed balance after: 18,111,996

F1 · ownership.direct: Shares directly owned by IlWaddi Holdings.

F2 · ownership.nature: H.E. Sheikh Jassim bin Abdulaziz J.H. Al-Thani is the sole owner of IlWaddi Holdings.

Read SEC document
September 04, 2024 Filed Sep 6, 2024 19:41 UTC PurchaseClass A Common Stock 12,586 $3.80 $47,826.80
Disclosure

SEC source: 0001062993-24-016257 · form4.xml · nonDerivative · entry 1

IlWaddi Holdings · CIK 0001960409 · 10% owner

Al-Thani Jassim Abdulaziz · CIK 0001960834 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: No plan indicated

Ownership: Indirect · See Footnote

Disclosed balance after: 18,111,393

F1 · ownership.direct: Shares directly owned by IlWaddi Holdings.

F2 · ownership.nature: H.E. Sheikh Jassim bin Abdulaziz J.H. Al-Thani is the sole owner of IlWaddi Holdings.

Read SEC document
September 03, 2024 Filed Sep 4, 2024 22:45 UTC
Tiedemann MichaelDirector · Chief Executive Officer
GiftClass B Common Stock · Derivative 466,785 $0.00 $0.00
Disclosure

SEC source: 0001628280-24-039387 · wk-form4_1725485957.xml · derivative · entry 5

Tiedemann Michael · CIK 0001958484 · Director · Chief Executive Officer

10b5-1 filing: No plan indicated

Ownership: Indirect · See FN

Disclosed balance after: 1,137,119

Underlying: Class A Common Stock · 466,785 shares

Expires not disclosed

F2 · derivative.exercise_price: Each Class B Unit (a "Class B Unit") of AlTi Global Capital, LLC ("Umbrella") is paired with a share of Class B Common Stock (the Class B Common Stock together with a Class B Unit, a "Paired Interest"). Pursuant to the Third Amended and Restated Limited Liability Agreement, dated as of July 31, 2023 (as amended from time to time, the "LLC Agreement"), of Umbrella, a Paired Interest is exchangeable at any time for a share of Class A Common Stock on a one-for-one basis, subject to equitable adjustments for stock splits, stock dividends and reclassifications. As the holder exchanges the Paired Interests pursuant to the LLC Agreement, the shares of Class B Common Stock included in the Paired Interests will automatically be canceled and the Class B Common Units included in the Paired Interests shall be automatically transferred to the Issuer and converted into and become an equal number of Class A Common Units in Umbrella.

F2 · derivative.exercise_date: Each Class B Unit (a "Class B Unit") of AlTi Global Capital, LLC ("Umbrella") is paired with a share of Class B Common Stock (the Class B Common Stock together with a Class B Unit, a "Paired Interest"). Pursuant to the Third Amended and Restated Limited Liability Agreement, dated as of July 31, 2023 (as amended from time to time, the "LLC Agreement"), of Umbrella, a Paired Interest is exchangeable at any time for a share of Class A Common Stock on a one-for-one basis, subject to equitable adjustments for stock splits, stock dividends and reclassifications. As the holder exchanges the Paired Interests pursuant to the LLC Agreement, the shares of Class B Common Stock included in the Paired Interests will automatically be canceled and the Class B Common Units included in the Paired Interests shall be automatically transferred to the Issuer and converted into and become an equal number of Class A Common Units in Umbrella.

F2 · derivative.expiration_date: Each Class B Unit (a "Class B Unit") of AlTi Global Capital, LLC ("Umbrella") is paired with a share of Class B Common Stock (the Class B Common Stock together with a Class B Unit, a "Paired Interest"). Pursuant to the Third Amended and Restated Limited Liability Agreement, dated as of July 31, 2023 (as amended from time to time, the "LLC Agreement"), of Umbrella, a Paired Interest is exchangeable at any time for a share of Class A Common Stock on a one-for-one basis, subject to equitable adjustments for stock splits, stock dividends and reclassifications. As the holder exchanges the Paired Interests pursuant to the LLC Agreement, the shares of Class B Common Stock included in the Paired Interests will automatically be canceled and the Class B Common Units included in the Paired Interests shall be automatically transferred to the Issuer and converted into and become an equal number of Class A Common Units in Umbrella.

F1 · ownership.nature: The reporting person's indirect beneficial ownership includes (i) 63,326 shares of Class A common stock of the Company ("Class A Common Stock") and 2,500,103 shares of Class B Common Stock of the Company ("Class B Common Stock") for MGT 2012 DE Trust; (ii) 30,954 shares of Class A Common Stock and 1,137,119 shares of Class B Common Stock for CHT Fam Tst Ar 3rd fbo MGT; and (iii) 42,918 shares of Class A Common Stock and 1,694,498 shares of Class B Common Stock for Chauncey Close, LLC. The reporting person disclaims beneficial ownership of the securities held by the MGT 2012 DE Trust, the CHT Fam Tst Ar 3rd fbo MGT and Chauncey Close, LLC, except to the extent of any pecuniary interest the reporting person may have therein.

Read SEC document
September 03, 2024 Filed Sep 4, 2024 22:45 UTC
Tiedemann MichaelDirector · Chief Executive Officer
GiftClass A Common Stock 13,975 $0.00 $0.00
Disclosure

SEC source: 0001628280-24-039387 · wk-form4_1725485957.xml · nonDerivative · entry 1

Tiedemann Michael · CIK 0001958484 · Director · Chief Executive Officer

10b5-1 filing: No plan indicated

Ownership: Indirect · See FN

Disclosed balance after: 30,954

F1 · ownership.nature: The reporting person's indirect beneficial ownership includes (i) 63,326 shares of Class A common stock of the Company ("Class A Common Stock") and 2,500,103 shares of Class B Common Stock of the Company ("Class B Common Stock") for MGT 2012 DE Trust; (ii) 30,954 shares of Class A Common Stock and 1,137,119 shares of Class B Common Stock for CHT Fam Tst Ar 3rd fbo MGT; and (iii) 42,918 shares of Class A Common Stock and 1,694,498 shares of Class B Common Stock for Chauncey Close, LLC. The reporting person disclaims beneficial ownership of the securities held by the MGT 2012 DE Trust, the CHT Fam Tst Ar 3rd fbo MGT and Chauncey Close, LLC, except to the extent of any pecuniary interest the reporting person may have therein.

Read SEC document
August 27, 2024 Filed Aug 29, 2024 09:41 UTC
Maliagros SpirosPres., Strategic Alternatives
SaleClass A Common Stock 5,769 $4.25 $24,518.25
Disclosure

SEC source: 0001628280-24-038742 · wk-form4_1724938894.xml · nonDerivative · entry 1

Maliagros Spiros · CIK 0001959722 · Pres., Strategic Alternatives

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 422,473.74

F1 · price: The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $4.15 to $4.38, inclusive. The reporting person undertakes to provide to AlTi Global, Inc. (the "Company"), any security holder of the Company, or the staff of the Securities and Exchange Commission upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnote(1) to this Form 4.

Read SEC document
August 20, 2024 Filed Aug 22, 2024 10:41 UTC
Moran Kevin P.President and COO
SaleClass A Common Stock 137,500 $4.00 $550,000.00
Disclosure

SEC source: 0001628280-24-038149 · wk-form4_1724337693.xml · nonDerivative · entry 1

Moran Kevin P. · CIK 0001959720 · President and COO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 27,637.2

Read SEC document
August 20, 2024 Filed Aug 22, 2024 10:41 UTC
Maliagros SpirosPres., Strategic Alternatives
SaleClass A Common Stock 5,769 $4.04 $23,306.76
Disclosure

SEC source: 0001628280-24-038148 · wk-form4_1724337662.xml · nonDerivative · entry 1

Maliagros Spiros · CIK 0001959722 · Pres., Strategic Alternatives

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 428,242.74

F1 · price: The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $4.00 to $4.08, inclusive. The reporting person undertakes to provide to AlTi Global, Inc. (the "Company"), any security holder of the Company, or the staff of the Securities and Exchange Commission upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnote(1) to this Form 4.

Read SEC document
August 20, 2024 Filed Aug 23, 2024 15:23 UTC PurchaseClass A Common Stock 3,835 $3.95 $15,148.25
Disclosure

SEC source: 0001062993-24-015586 · form4.xml · nonDerivative · entry 1

IlWaddi Holdings · CIK 0001960409 · 10% owner

Al-Thani Jassim Abdulaziz · CIK 0001960834 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: No plan indicated

Ownership: Indirect · See Footnote

Disclosed balance after: 18,098,807

F1 · ownership.direct: Shares directly owned by IlWaddi Holdings.

F2 · ownership.nature: H.E. Sheikh Jassim bin Abdulaziz J.H. Al-Thani is the sole owner of IlWaddi Holdings.

Read SEC document
August 16, 2024 Filed Aug 19, 2024 12:08 UTC
Maliagros SpirosPres., Strategic Alternatives
SaleClass A Common Stock 2,464 $4.07 $10,028.48
Disclosure

SEC source: 0001628280-24-037646 · wk-form4_1724083729.xml · nonDerivative · entry 1

Maliagros Spiros · CIK 0001959722 · Pres., Strategic Alternatives

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 428,242.74

F1 · price: The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $4.01 to $4.16, inclusive. The reporting person undertakes to provide to AlTi Global, Inc. (the "Company"), any security holder of the Company, or the staff of the Securities and Exchange Commission upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnote(1) to this Form 4.

Read SEC document
August 15, 2024 Filed Aug 15, 2024 21:46 UTC PurchaseClass A Common Stock 31,393 $4.05 $127,141.65
Disclosure

SEC source: 0001062993-24-015190 · form4.xml · nonDerivative · entry 3

IlWaddi Holdings · CIK 0001960409 · 10% owner

Al-Thani Jassim Abdulaziz · CIK 0001960834 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: No plan indicated

Ownership: Indirect · See Footnote

Disclosed balance after: 18,094,972

F1 · ownership.direct: Shares directly owned by IlWaddi Holdings.

F2 · ownership.nature: H.E. Sheikh Jassim bin Abdulaziz J.H. Al-Thani is the sole owner of IlWaddi Holdings.

Read SEC document
August 15, 2024 Filed Aug 19, 2024 09:25 UTC
Maliagros SpirosPres., Strategic Alternatives
SaleClass A Common Stock 6,227 $4.05 $25,219.35
Disclosure

SEC source: 0001628280-24-037639 · wk-form4_1724073930.xml · nonDerivative · entry 1

Maliagros Spiros · CIK 0001959722 · Pres., Strategic Alternatives

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 430,706.74

F1 · price: The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $4.00 to $4.13, inclusive. The reporting person undertakes to provide to AlTi Global, Inc. (the "Company"), any security holder of the Company, or the staff of the Securities and Exchange Commission upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnote(1) to this Form 4.

Read SEC document
August 14, 2024 Filed Aug 15, 2024 21:46 UTC PurchaseClass A Common Stock 51,480 $3.92 $201,801.60
Disclosure

SEC source: 0001062993-24-015190 · form4.xml · nonDerivative · entry 2

IlWaddi Holdings · CIK 0001960409 · 10% owner

Al-Thani Jassim Abdulaziz · CIK 0001960834 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: No plan indicated

Ownership: Indirect · See Footnote

Disclosed balance after: 18,063,579

F1 · ownership.direct: Shares directly owned by IlWaddi Holdings.

F2 · ownership.nature: H.E. Sheikh Jassim bin Abdulaziz J.H. Al-Thani is the sole owner of IlWaddi Holdings.

Read SEC document
August 13, 2024 Filed Aug 14, 2024 15:30 UTC
Maliagros SpirosPres., Strategic Alternatives
SaleClass A Common Stock 468 $4.00 $1,872.00
Disclosure

SEC source: 0001628280-24-037144 · wk-form4_1723663851.xml · nonDerivative · entry 1

Maliagros Spiros · CIK 0001959722 · Pres., Strategic Alternatives

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 436,933.74

Read SEC document
August 13, 2024 Filed Aug 15, 2024 21:46 UTC PurchaseClass A Common Stock 27,515 $3.79 $104,281.85
Disclosure

SEC source: 0001062993-24-015190 · form4.xml · nonDerivative · entry 1

IlWaddi Holdings · CIK 0001960409 · 10% owner

Al-Thani Jassim Abdulaziz · CIK 0001960834 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: No plan indicated

Ownership: Indirect · See Footnote

Disclosed balance after: 18,012,099

F1 · ownership.direct: Shares directly owned by IlWaddi Holdings.

F2 · ownership.nature: H.E. Sheikh Jassim bin Abdulaziz J.H. Al-Thani is the sole owner of IlWaddi Holdings.

Read SEC document
August 09, 2024 Filed Aug 12, 2024 10:00 UTC
Maliagros SpirosPres., Strategic Alternatives
SaleClass A Common Stock 200 $4.00 $800.00
Disclosure

SEC source: 0001628280-24-036640 · wk-form4_1723471196.xml · nonDerivative · entry 1

Maliagros Spiros · CIK 0001959722 · Pres., Strategic Alternatives

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 437,401.74

Read SEC document
August 07, 2024 Filed Aug 8, 2024 13:49 UTC
Maliagros SpirosPres., Strategic Alternatives
SaleClass A Common Stock 716 $4.00 $2,864.00
Disclosure

SEC source: 0001628280-24-035997 · wk-form4_1723139334.xml · nonDerivative · entry 2

Maliagros Spiros · CIK 0001959722 · Pres., Strategic Alternatives

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 437,601.74

Read SEC document
August 06, 2024 Filed Aug 8, 2024 13:49 UTC
Maliagros SpirosPres., Strategic Alternatives
SaleClass A Common Stock 2,000 $4.03 $8,060.00
Disclosure

SEC source: 0001628280-24-035997 · wk-form4_1723139334.xml · nonDerivative · entry 1

Maliagros Spiros · CIK 0001959722 · Pres., Strategic Alternatives

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 438,317.74

F1 · price: The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $4.00 to $4.07, inclusive. The reporting person undertakes to provide to AlTi Global, Inc. (the "Company"), any security holder of the Company, or the staff of the Securities and Exchange Commission upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnote(1) to this Form 4.

Read SEC document
August 02, 2024 Filed Aug 6, 2024 15:34 UTC GrantRestricted Stock Units · Derivative 22,774.33 $0.00 $0.00
Disclosure

SEC source: 0001628280-24-035032 · wk-form4_1722958480.xml · derivative · entry 1

Wimmer Andreas · CIK 0002032242 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 22,774.33

Underlying: Class A Common Stock · 22,774.33 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of AlTi Global, Inc. Class A Common Stock.

F2 · derivative.exercise_date: The restricted stock units vest in whole on the earlier of (i) the business day immediately prior to AlTi Global, Inc.'s 2025 annual general meeting or (ii) June 30, 2025.

F2 · derivative.expiration_date: The restricted stock units vest in whole on the earlier of (i) the business day immediately prior to AlTi Global, Inc.'s 2025 annual general meeting or (ii) June 30, 2025.

Read SEC document
August 02, 2024 Filed Aug 6, 2024 15:36 UTC
Cetin NazimDirector
GrantRestricted Stock Units · Derivative 22,774.33 $0.00 $0.00
Disclosure

SEC source: 0001628280-24-035036 · wk-form4_1722958553.xml · derivative · entry 1

Cetin Nazim · CIK 0001824728 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 22,774.33

Underlying: Class A Common Stock · 22,774.33 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of AlTi Global, Inc. Class A Common Stock.

F2 · derivative.exercise_date: The restricted stock units vest in whole on the earlier of (i) the business day immediately prior to AlTi Global, Inc.'s 2025 annual general meeting or (ii) June 30, 2025.

F2 · derivative.expiration_date: The restricted stock units vest in whole on the earlier of (i) the business day immediately prior to AlTi Global, Inc.'s 2025 annual general meeting or (ii) June 30, 2025.

Read SEC document
July 31, 2024 Filed Aug 1, 2024 10:11 UTC
Maliagros SpirosPres., Strategic Alternatives
SaleClass A Common Stock 700 $5.01 $3,507.00
Disclosure

SEC source: 0001628280-24-033926 · wk-form4_1722521484.xml · nonDerivative · entry 2

Maliagros Spiros · CIK 0001959722 · Pres., Strategic Alternatives

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 440,317.74

F2 · price: The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $5.00 to $5.02, inclusive. The reporting person undertakes to provide to AlTi Global, Inc. (the "Company"), any security holder of the Company, or the staff of the Securities and Exchange Commission upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnote(1) to this Form 4.

Read SEC document
July 30, 2024 Filed Aug 1, 2024 10:11 UTC
Maliagros SpirosPres., Strategic Alternatives
SaleClass A Common Stock 5,769 $4.79 $27,633.51
Disclosure

SEC source: 0001628280-24-033926 · wk-form4_1722521484.xml · nonDerivative · entry 1

Maliagros Spiros · CIK 0001959722 · Pres., Strategic Alternatives

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 441,017.74

F1 · price: The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $4.73 to $4.90, inclusive. The reporting person undertakes to provide to AlTi Global, Inc. (the "Company"), any security holder of the Company, or the staff of the Securities and Exchange Commission upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnote(1) to this Form 4.

Read SEC document
July 26, 2024 Filed Jul 29, 2024 15:09 UTC
Maliagros SpirosPres., Strategic Alternatives
SaleClass A Common Stock 2,046 $5.04 $10,311.84
Disclosure

SEC source: 0001628280-24-033267 · wk-form4_1722280183.xml · nonDerivative · entry 1

Maliagros Spiros · CIK 0001959722 · Pres., Strategic Alternatives

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 446,786.74

F1 · price: The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $5.00 to $5.16, inclusive. The reporting person undertakes to provide to AlTi Global, Inc. (the "Company"), any security holder of the Company, or the staff of the Securities and Exchange Commission upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnote(1) to this Form 4.

Read SEC document
July 25, 2024 Filed Jul 26, 2024 15:11 UTC
Maliagros SpirosPres., Strategic Alternatives
SaleClass A Common Stock 1,800 $5.01 $9,018.00
Disclosure

SEC source: 0001628280-24-033139 · wk-form4_1722021105.xml · nonDerivative · entry 1

Maliagros Spiros · CIK 0001959722 · Pres., Strategic Alternatives

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 448,832.74

F1 · price: The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $5.00 to $5.09, inclusive. The reporting person undertakes to provide to AlTi Global, Inc. (the "Company"), any security holder of the Company, or the staff of the Securities and Exchange Commission upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnote(1) to this Form 4.

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July 23, 2024 Filed Jul 25, 2024 16:05 UTC
Maliagros SpirosPres., Strategic Alternatives
SaleClass A Common Stock 5,769 $4.86 $28,037.34
Disclosure

SEC source: 0001628280-24-032982 · wk-form4_1721937930.xml · nonDerivative · entry 1

Maliagros Spiros · CIK 0001959722 · Pres., Strategic Alternatives

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 450,632.74

F1 · price: The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $4.72 to $4.95, inclusive. The reporting person undertakes to provide to AlTi Global, Inc. (the "Company"), any security holder of the Company, or the staff of the Securities and Exchange Commission upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnote(1) to this Form 4.

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July 16, 2024 Filed Jul 18, 2024 09:48 UTC
Maliagros SpirosPres., Strategic Alternatives
SaleClass A Common Stock 15,528 $5.06 $78,571.68
Disclosure

SEC source: 0001628280-24-032192 · wk-form4_1721310499.xml · nonDerivative · entry 1

Maliagros Spiros · CIK 0001959722 · Pres., Strategic Alternatives

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 456,401.74

F1 · price: The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $4.97 to $5.19, inclusive. The reporting person undertakes to provide to AlTi Global, Inc. (the "Company"), any security holder of the Company, or the staff of the Securities and Exchange Commission upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnote(1) to this Form 4.

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July 15, 2024 Filed Jul 17, 2024 09:29 UTC
Maliagros SpirosDirector · Pres., Strategic Alternatives
SaleClass A Common Stock 1,779 $5.00 $8,895.00
Disclosure

SEC source: 0001628280-24-032027 · wk-form4_1721222991.xml · nonDerivative · entry 1

Maliagros Spiros · CIK 0001959722 · Director · Pres., Strategic Alternatives

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 471,929.74

F1 · price: The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $5.00 to $5.01, inclusive. The reporting person undertakes to provide to AlTi Global, Inc. (the "Company"), any security holder of the Company, or the staff of the Securities and Exchange Commission upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnote(1) to this Form 4.

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July 09, 2024 Filed Jul 11, 2024 11:10 UTC
Maliagros SpirosDirector · Pres., Strategic Alternatives
SaleClass A Common Stock 5,769 $4.49 $25,902.81
Disclosure

SEC source: 0001628280-24-031659 · wk-form4_1720710645.xml · nonDerivative · entry 1

Maliagros Spiros · CIK 0001959722 · Director · Pres., Strategic Alternatives

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 473,708.74

F1 · price: The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $4.32 to $4.64, inclusive. The reporting person undertakes to provide to AlTi Global, Inc. (the "Company"), any security holder of the Company, or the staff of the Securities and Exchange Commission upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnote(1) to this Form 4.

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July 02, 2024 Filed Jul 3, 2024 17:17 UTC
Maliagros SpirosDirector · Pres., Strategic Alternatives
SaleClass A Common Stock 5,769 $4.74 $27,345.06
Disclosure

SEC source: 0001628280-24-031183 · wk-form4_1720041448.xml · nonDerivative · entry 1

Maliagros Spiros · CIK 0001959722 · Director · Pres., Strategic Alternatives

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 479,477.74

F1 · price: The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $4.64 to $4.88, inclusive. The reporting person undertakes to provide to AlTi Global, Inc. (the "Company"), any security holder of the Company, or the staff of the Securities and Exchange Commission upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnote(1) to this Form 4.

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June 27, 2024 Filed Jul 1, 2024 15:38 UTC GrantRestricted Stock Units · Derivative 22,312.37 $0.00 $0.00
Disclosure

SEC source: 0001628280-24-030564 · wk-form4_1719848278.xml · derivative · entry 1

FURLONG MARK F · CIK 0001131355 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 22,312.37

Underlying: Class A Common Stock · 22,312.37 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of AlTi Global, Inc. Class A Common Stock.

F2 · derivative.exercise_date: The restricted stock units vest in whole on the earlier of (i) the business day immediately prior to AlTi Global, Inc.'s 2025 annual general meeting or (ii) June 30, 2025.

F2 · derivative.expiration_date: The restricted stock units vest in whole on the earlier of (i) the business day immediately prior to AlTi Global, Inc.'s 2025 annual general meeting or (ii) June 30, 2025.

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June 27, 2024 Filed Jul 1, 2024 15:37 UTC GrantRestricted Stock Units · Derivative 34,482.76 $0.00 $0.00
Disclosure

SEC source: 0001628280-24-030563 · wk-form4_1719848231.xml · derivative · entry 1

Keaney Timothy F · CIK 0001343297 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 34,482.76

Underlying: Class A Common Stock · 34,482.76 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of AlTi Global, Inc. Class A Common Stock.

F2 · derivative.exercise_date: The restricted stock units vest in whole on the earlier of (i) the business day immediately prior to AlTi Global, Inc.'s 2025 annual general meeting or (ii) June 30, 2025.

F2 · derivative.expiration_date: The restricted stock units vest in whole on the earlier of (i) the business day immediately prior to AlTi Global, Inc.'s 2025 annual general meeting or (ii) June 30, 2025.

Read SEC document
June 27, 2024 Filed Jul 1, 2024 15:38 UTC
Corio NormaDirector
GrantRestricted Stock Units · Derivative 22,312.37 $0.00 $0.00
Disclosure

SEC source: 0001628280-24-030565 · wk-form4_1719848307.xml · derivative · entry 1

Corio Norma · CIK 0001819942 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 22,312.37

Underlying: Class A Common Stock · 22,312.37 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of AlTi Global, Inc. Class A Common Stock.

F2 · derivative.exercise_date: The restricted stock units vest in whole on the earlier of (i) the business day immediately prior to AlTi Global, Inc.'s 2025 annual general meeting or (ii) June 30, 2025.

F2 · derivative.expiration_date: The restricted stock units vest in whole on the earlier of (i) the business day immediately prior to AlTi Global, Inc.'s 2025 annual general meeting or (ii) June 30, 2025.

Read SEC document
June 27, 2024 Filed Jul 1, 2024 15:39 UTC
Bouzarif AliDirector
GrantRestricted Stock Units · Derivative 22,312.37 $0.00 $0.00
Disclosure

SEC source: 0001628280-24-030567 · wk-form4_1719848363.xml · derivative · entry 1

Bouzarif Ali · CIK 0001958682 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 22,312.37

Underlying: Class A Common Stock · 22,312.37 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of AlTi Global, Inc. Class A Common Stock.

F2 · derivative.exercise_date: The restricted stock units vest in whole on the earlier of (i) the business day immediately prior to AlTi Global, Inc.'s 2025 annual general meeting or (ii) June 30, 2025.

F2 · derivative.expiration_date: The restricted stock units vest in whole on the earlier of (i) the business day immediately prior to AlTi Global, Inc.'s 2025 annual general meeting or (ii) June 30, 2025.

Read SEC document
June 27, 2024 Filed Jul 1, 2024 15:39 UTC GrantRestricted Stock Units · Derivative 23,312.37 $0.00 $0.00
Disclosure

SEC source: 0001628280-24-030566 · wk-form4_1719848338.xml · derivative · entry 1

Brophy Warson Tracey · CIK 0001845846 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 23,312.37

Underlying: Class A Common Stock · 23,312.37 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of AlTi Global, Inc. Class A Common Stock.

F2 · derivative.exercise_date: The restricted stock units vest in whole on the earlier of (i) the business day immediately prior to AlTi Global, Inc.'s 2025 annual general meeting or (ii) June 30, 2025.

F2 · derivative.expiration_date: The restricted stock units vest in whole on the earlier of (i) the business day immediately prior to AlTi Global, Inc.'s 2025 annual general meeting or (ii) June 30, 2025.

Read SEC document
June 27, 2024 Filed Jul 26, 2024 18:59 UTC Amendment GrantRestricted Stock Units · Derivative 22,312.37 $0.00 $0.00
Disclosure

SEC source: 0001628280-24-033137 · wk-form4a_1722020356.xml · derivative · entry 1

Brophy Warson Tracey · CIK 0001845846 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 22,312.37

Underlying: Class A Common Stock · 22,312.37 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of AlTi Global, Inc. Class A Common Stock.

F2 · shares: This Form 4 Amendment is being filed solely to correct an administrative error on the number of the restricted stock units granted to the Reporting Person on June 27, 2024 in the Form 4 filed by the Reporting Person on July 1, 2024.

F3 · derivative.exercise_date: The restricted stock units vest in whole on the earlier of (i) the business day immediately prior to AlTi Global, Inc.'s 2025 annual general meeting or (ii) June 30, 2025.

F3 · derivative.expiration_date: The restricted stock units vest in whole on the earlier of (i) the business day immediately prior to AlTi Global, Inc.'s 2025 annual general meeting or (ii) June 30, 2025.

F2 · derivative.underlying_shares: This Form 4 Amendment is being filed solely to correct an administrative error on the number of the restricted stock units granted to the Reporting Person on June 27, 2024 in the Form 4 filed by the Reporting Person on July 1, 2024.

F2 · balance_after: This Form 4 Amendment is being filed solely to correct an administrative error on the number of the restricted stock units granted to the Reporting Person on June 27, 2024 in the Form 4 filed by the Reporting Person on July 1, 2024.

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June 25, 2024 Filed Jun 26, 2024 12:02 UTC Exercise / conversionRestricted Stock Units · Derivative 18,363.94 $0.00 $0.00
Disclosure

SEC source: 0001628280-24-029977 · wk-form4_1719403340.xml · derivative · entry 2

FURLONG MARK F · CIK 0001131355 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Class A Common Stock · 18,363.94 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of AlTi Global Inc. Class A Common Stock.

F2 · derivative.exercise_date: The restricted stock units vest in whole on the earlier of (i) the business day immediately prior to AlTi Global Inc.'s 2024 annual general meeting or (ii( June 30, 2024.

F2 · derivative.expiration_date: The restricted stock units vest in whole on the earlier of (i) the business day immediately prior to AlTi Global Inc.'s 2024 annual general meeting or (ii( June 30, 2024.

Read SEC document
June 25, 2024 Filed Jun 26, 2024 12:02 UTC Exercise / conversionClass A Common Stock 18,363.94 Not disclosed Not disclosed
Disclosure

SEC source: 0001628280-24-029977 · wk-form4_1719403340.xml · nonDerivative · entry 1

FURLONG MARK F · CIK 0001131355 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 43,363.94

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each restricted stock unit represents a contingent right to receive one share of AlTi Global Inc. Class A Common Stock.

Read SEC document
June 25, 2024 Filed Jun 26, 2024 12:00 UTC
Yu PeterDirector · 10% owner
GrantRestricted Stock Units · Derivative 18,363.94 $0.00 $0.00
Disclosure

SEC source: 0001104659-24-074983 · tm2418202-1_4seq1.xml · derivative · entry 5

Yu Peter · CIK 0001426890 · Director · 10% owner

CGC Sponsor LLC · CIK 0001847878 · 10% owner

Pangaea Three-B, LP · CIK 0001754782 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Class A Common Stock · 18,363.94 shares

Expires not disclosed

F3 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of AlTi Global Inc. Class A Common Stock.

F5 · derivative.exercise_date: The restricted stock units vest in whole on the earlier of (i) the business day immediately prior to AlTi Global Inc.'s 2024 annual general meeting or (ii) June 30, 2024.

F5 · derivative.expiration_date: The restricted stock units vest in whole on the earlier of (i) the business day immediately prior to AlTi Global Inc.'s 2024 annual general meeting or (ii) June 30, 2024.

Read SEC document
June 25, 2024 Filed Jun 26, 2024 12:00 UTC
Yu PeterDirector · 10% owner
Exercise / conversionClass A Common Stock 18,363.94 Not disclosed Not disclosed
Disclosure

SEC source: 0001104659-24-074983 · tm2418202-1_4seq1.xml · nonDerivative · entry 3

Yu Peter · CIK 0001426890 · Director · 10% owner

CGC Sponsor LLC · CIK 0001847878 · 10% owner

Pangaea Three-B, LP · CIK 0001754782 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 18,363.94

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · price: Each restricted stock unit represents a contingent right to receive one share of AlTi Global Inc. Class A Common Stock.

Read SEC document
June 25, 2024 Filed Jun 26, 2024 12:01 UTC Exercise / conversionRestricted Stock Units · Derivative 28,380.64 $0.00 $0.00
Disclosure

SEC source: 0001628280-24-029976 · wk-form4_1719403312.xml · derivative · entry 2

Keaney Timothy F · CIK 0001343297 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Class A Common Stock · 28,380.64 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of AlTi Global Inc. Class A Common Stock.

F2 · derivative.exercise_date: The restricted stock units vest in whole on the earlier of (i) the business day immediately prior to AlTi Global Inc.'s 2024 annual general meeting or (ii) June 30, 2024.

F2 · derivative.expiration_date: The restricted stock units vest in whole on the earlier of (i) the business day immediately prior to AlTi Global Inc.'s 2024 annual general meeting or (ii) June 30, 2024.

Read SEC document
June 25, 2024 Filed Jun 26, 2024 12:01 UTC Exercise / conversionClass A Common Stock 28,380.64 Not disclosed Not disclosed
Disclosure

SEC source: 0001628280-24-029976 · wk-form4_1719403312.xml · nonDerivative · entry 1

Keaney Timothy F · CIK 0001343297 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 125,701.64

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each restricted stock unit represents a contingent right to receive one share of AlTi Global Inc. Class A Common Stock.

Read SEC document
June 25, 2024 Filed Jun 26, 2024 13:05 UTC
Corio NormaDirector
GrantRestricted Stock Units · Derivative 18,363.94 $0.00 $0.00
Disclosure

SEC source: 0001628280-24-029985 · wk-form4_1719407104.xml · derivative · entry 2

Corio Norma · CIK 0001819942 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Class A Common Stock · 18,363.94 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of AlTi Global Inc. Class A Common Stock.

F2 · derivative.exercise_date: The restricted stock units vest in whole on the earlier of (i) the business day immediately prior to AlTi Global Inc.'s 2024 annual general meeting or (ii) June 30, 2024.

F2 · derivative.expiration_date: The restricted stock units vest in whole on the earlier of (i) the business day immediately prior to AlTi Global Inc.'s 2024 annual general meeting or (ii) June 30, 2024.

Read SEC document
June 25, 2024 Filed Jun 26, 2024 13:05 UTC
Corio NormaDirector
Exercise / conversionClass A Common Stock 18,363.94 Not disclosed Not disclosed
Disclosure

SEC source: 0001628280-24-029985 · wk-form4_1719407104.xml · nonDerivative · entry 1

Corio Norma · CIK 0001819942 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 18,363.94

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each restricted stock unit represents a contingent right to receive one share of AlTi Global Inc. Class A Common Stock.

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.