ALSN

SEC source: 0001411207-18-000065 · edgar.xml · derivative · entry 1

Pittard Dana JH · CIK 0001661939 · VP, Defense Programs

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 182

Underlying: Common Stock · 28 shares

Expires not disclosed

F1 · derivative.exercise_price: The dividend equivalent rights accrued on previously awarded restricted stock units ("RSUs") and vest proportionately with the RSUs to which they relate. Each dividend equivalent rights is the economic equivalent of one share of Allison Transmission Holdings, Inc. common stock.

F1 · derivative.exercise_date: The dividend equivalent rights accrued on previously awarded restricted stock units ("RSUs") and vest proportionately with the RSUs to which they relate. Each dividend equivalent rights is the economic equivalent of one share of Allison Transmission Holdings, Inc. common stock.

F1 · derivative.expiration_date: The dividend equivalent rights accrued on previously awarded restricted stock units ("RSUs") and vest proportionately with the RSUs to which they relate. Each dividend equivalent rights is the economic equivalent of one share of Allison Transmission Holdings, Inc. common stock.

SEC source: 0001411207-18-000064 · edgar.xml · derivative · entry 1

Kirk Randall R. · CIK 0001543603 · SVP, Prod Eng & Product Team

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 344

Underlying: Common Stock · 53 shares

Expires not disclosed

F1 · derivative.exercise_price: The dividend equivalent rights accrued on previously awarded restricted stock units ("RSUs") and vest proportionately with the RSUs to which they relate. Each dividend equivalent right is the economic equivalent of one share of Allison Transmission Holdings, Inc. common stock.

F1 · derivative.exercise_date: The dividend equivalent rights accrued on previously awarded restricted stock units ("RSUs") and vest proportionately with the RSUs to which they relate. Each dividend equivalent right is the economic equivalent of one share of Allison Transmission Holdings, Inc. common stock.

F1 · derivative.expiration_date: The dividend equivalent rights accrued on previously awarded restricted stock units ("RSUs") and vest proportionately with the RSUs to which they relate. Each dividend equivalent right is the economic equivalent of one share of Allison Transmission Holdings, Inc. common stock.

SEC source: 0001411207-18-000063 · edgar.xml · derivative · entry 1

Dick Michael · CIK 0001661740 · SVP, Ops and Purchasing

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 335

Underlying: Common Stock · 54 shares

Expires not disclosed

F1 · derivative.exercise_price: The dividend equivalent rights accrued on previously awarded restricted stock units ("RSUs") and vest proportionately with the RSUs to which they relate. Each dividend equivalent rights is the economic equivalent of one share of Allison Transmission Holdings, Inc. common stock.

F1 · derivative.exercise_date: The dividend equivalent rights accrued on previously awarded restricted stock units ("RSUs") and vest proportionately with the RSUs to which they relate. Each dividend equivalent rights is the economic equivalent of one share of Allison Transmission Holdings, Inc. common stock.

F1 · derivative.expiration_date: The dividend equivalent rights accrued on previously awarded restricted stock units ("RSUs") and vest proportionately with the RSUs to which they relate. Each dividend equivalent rights is the economic equivalent of one share of Allison Transmission Holdings, Inc. common stock.

SEC source: 0001411207-18-000046 · edgar.xml · nonDerivative · entry 1

Dewey Lawrence E. · CIK 0001543489 · Chairman and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 266,328

F1 · kind: Represents shares withheld to satisfy tax withholding obligations upon vesting of performance shares and shares of restricted stock.

SEC source: 0001411207-18-000044 · edgar.xml · nonDerivative · entry 1

Graziosi David S. · CIK 0001543492 · President and CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 190,474

F1 · kind: Represents shares withheld to satisfy tax withholding obligations upon vesting of performance shares and shares of restricted stock.

SEC source: 0001411207-18-000042 · edgar.xml · nonDerivative · entry 1

Kirk Randall R. · CIK 0001543603 · SVP, Prod Eng & Prod Teams

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 78,251

F1 · kind: Represents shares withheld to satisfy tax withholding obligations upon vesting of performance shares and shares of restricted stock.

SEC source: 0001411207-18-000040 · edgar.xml · derivative · entry 5

Dick Michael · CIK 0001661740 · SVP, Ops and Purchasing

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 281

Underlying: Common Stock · 182 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Settlement of dividend equivalent rights ("DERs"). The DERs accrued when and as dividends were paid on ALSN common stock and vest proportionately with the RSU to which they relate. Each DER is the economic equivalent of one share of ALSN common stock.

F2 · derivative.exercise_date: Settlement of dividend equivalent rights ("DERs"). The DERs accrued when and as dividends were paid on ALSN common stock and vest proportionately with the RSU to which they relate. Each DER is the economic equivalent of one share of ALSN common stock.

F2 · derivative.expiration_date: Settlement of dividend equivalent rights ("DERs"). The DERs accrued when and as dividends were paid on ALSN common stock and vest proportionately with the RSU to which they relate. Each DER is the economic equivalent of one share of ALSN common stock.

SEC source: 0001411207-18-000040 · edgar.xml · derivative · entry 4

Dick Michael · CIK 0001661740 · SVP, Ops and Purchasing

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 3,220 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Settlement of restricted stock units ("RSUs") granted on February 19, 2015. Each RSU represents a contingent right to receive one share of Allison Transmission Holdings, Inc. ("ALSN") common stock.

F1 · derivative.exercise_date: Settlement of restricted stock units ("RSUs") granted on February 19, 2015. Each RSU represents a contingent right to receive one share of Allison Transmission Holdings, Inc. ("ALSN") common stock.

F1 · derivative.expiration_date: Settlement of restricted stock units ("RSUs") granted on February 19, 2015. Each RSU represents a contingent right to receive one share of Allison Transmission Holdings, Inc. ("ALSN") common stock.

SEC source: 0001411207-18-000040 · edgar.xml · nonDerivative · entry 3

Dick Michael · CIK 0001661740 · SVP, Ops and Purchasing

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 35,359

F3 · shares: Represents shares withheld by ALSN to satisfy tax withholding obligations on the vesting of RSUs and DERs.

SEC source: 0001411207-18-000040 · edgar.xml · nonDerivative · entry 2

Dick Michael · CIK 0001661740 · SVP, Ops and Purchasing

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 36,333

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · price: Settlement of dividend equivalent rights ("DERs"). The DERs accrued when and as dividends were paid on ALSN common stock and vest proportionately with the RSU to which they relate. Each DER is the economic equivalent of one share of ALSN common stock.

SEC source: 0001411207-18-000040 · edgar.xml · nonDerivative · entry 1

Dick Michael · CIK 0001661740 · SVP, Ops and Purchasing

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 36,151

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Settlement of restricted stock units ("RSUs") granted on February 19, 2015. Each RSU represents a contingent right to receive one share of Allison Transmission Holdings, Inc. ("ALSN") common stock.

SEC source: 0001411207-18-000038 · edgar.xml · derivative · entry 5

Scroggins Eric C. · CIK 0001543507 · VP, Gen. Counsel and Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 141

Underlying: Common Stock · 125 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Settlement of dividend equivalent rights ("DERs"). The DERs accrued when and as dividends were paid on ALSN common stock and vest proportionately with the RSU to which they relate. Each DER is the economic equivalent of one share of ALSN common stock.

F2 · derivative.exercise_date: Settlement of dividend equivalent rights ("DERs"). The DERs accrued when and as dividends were paid on ALSN common stock and vest proportionately with the RSU to which they relate. Each DER is the economic equivalent of one share of ALSN common stock.

F2 · derivative.expiration_date: Settlement of dividend equivalent rights ("DERs"). The DERs accrued when and as dividends were paid on ALSN common stock and vest proportionately with the RSU to which they relate. Each DER is the economic equivalent of one share of ALSN common stock.

SEC source: 0001411207-18-000038 · edgar.xml · derivative · entry 4

Scroggins Eric C. · CIK 0001543507 · VP, Gen. Counsel and Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 2,235 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Settlement of restricted stock units ("RSUs") granted on February 19, 2015. Each RSU represents a contingent right to receive one share of Allison Transmission Holdings, Inc. ("ALSN") common stock.

F1 · derivative.exercise_date: Settlement of restricted stock units ("RSUs") granted on February 19, 2015. Each RSU represents a contingent right to receive one share of Allison Transmission Holdings, Inc. ("ALSN") common stock.

F1 · derivative.expiration_date: Settlement of restricted stock units ("RSUs") granted on February 19, 2015. Each RSU represents a contingent right to receive one share of Allison Transmission Holdings, Inc. ("ALSN") common stock.

SEC source: 0001411207-18-000038 · edgar.xml · nonDerivative · entry 3

Scroggins Eric C. · CIK 0001543507 · VP, Gen. Counsel and Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 18,953

F3 · shares: Represents shares withheld by ALSN to satisfy tax withholding obligations on the vesting of performance shares, DERs and RSUs.

SEC source: 0001411207-18-000038 · edgar.xml · nonDerivative · entry 2

Scroggins Eric C. · CIK 0001543507 · VP, Gen. Counsel and Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 20,186

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · price: Settlement of dividend equivalent rights ("DERs"). The DERs accrued when and as dividends were paid on ALSN common stock and vest proportionately with the RSU to which they relate. Each DER is the economic equivalent of one share of ALSN common stock.

SEC source: 0001411207-18-000038 · edgar.xml · nonDerivative · entry 1

Scroggins Eric C. · CIK 0001543507 · VP, Gen. Counsel and Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 20,061

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Settlement of restricted stock units ("RSUs") granted on February 19, 2015. Each RSU represents a contingent right to receive one share of Allison Transmission Holdings, Inc. ("ALSN") common stock.

SEC source: 0001411207-18-000033 · edgar.xml · nonDerivative · entry 1

LAVIN RICHARD P · CIK 0001171774 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,370

F1 · security: These shares respresent a quarterly payment of the portion of the reporting person's annual retainer paid in common stock under the Allison Transmission Holdings, Inc. (the "Company") Third Amended and Restated Non-Employee Director Compensation Policy. The annual retainer is paid quarterly in arrears in cash or common stock at the reporting person's discretion.

F2 · price: The number of shares of common stock received was calculated based on $41.67, which was the closing price of the Company's common stock on the date of grant.

SEC source: 0001411207-18-000036 · edgar.xml · derivative · entry 1

GARCIA TUNON ALVARO · CIK 0001244225 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,397

Underlying: Common Stock · 570 shares

Expires not disclosed

F1 · security: These deferred stock units ("DSUs") represent a quarterly payment of the reporting person's annual retainer and other fees under the Allison Transmission Holdings, Inc. (the "Company") Third Amended and Restated Non-Employee Director Compensation Policy deferred pursuant to the Company's Amended and Restated Non-Employee Director Deferred Compensation Plan. The annual retainer and other fees are payable quarterly in arrears.

F2 · derivative.exercise_price: Each DSU is the economic equivalent of one share of the Company's common stock. The DSUs become payable in common stock or, at the Company's election, cash, at the earlier of the reporting person's separation from service or a change in control. DSUs earn dividend equivalents when dividends are declared on the Company's common stock.

F3 · price: The number of DSUs received was calculated based on $41.67, which was the closing price of the Company's common stock on the date of grant.

F2 · derivative.exercise_date: Each DSU is the economic equivalent of one share of the Company's common stock. The DSUs become payable in common stock or, at the Company's election, cash, at the earlier of the reporting person's separation from service or a change in control. DSUs earn dividend equivalents when dividends are declared on the Company's common stock.

F2 · derivative.expiration_date: Each DSU is the economic equivalent of one share of the Company's common stock. The DSUs become payable in common stock or, at the Company's election, cash, at the earlier of the reporting person's separation from service or a change in control. DSUs earn dividend equivalents when dividends are declared on the Company's common stock.

SEC source: 0001411207-18-000035 · edgar.xml · nonDerivative · entry 1

RABAUT THOMAS W · CIK 0001241605 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 35,546

F1 · security: These shares represent a quarterly payment of the reporting person's annual retainer under the Allison Transmission Holdings, Inc. (the "Company") Third Amended and Restated Non-Employee Director Compensation Policy. The annual retainer is paid quarterly in arrears in cash or common stock at the reporting person's discretion.

F2 · price: The number of shares of common stock received was calculated based on $41.67, which was the closing price of the Company's common stock on the date of grant.

SEC source: 0001411207-18-000034 · edgar.xml · nonDerivative · entry 1

STAR JAMES A · CIK 0001260705 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 41,900

F1 · security: These shares represent a quarterly payment of the reporting person's annual retainer under the Allison Transmission Holdings, Inc. (the "Company") Third Amended and Restated Non-Employee Director Compensation Policy. The annual retainer is paid quarterly in arrears in cash or common stock at the reporting person's discretion.

F2 · price: The number of shares of common stock received was calculated based on $41.67, which was the closing price of the Company's Common Stock on the date of grant.

SEC source: 0001411207-18-000032 · edgar.xml · derivative · entry 1

Harker William R · CIK 0001349666 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,765

Underlying: Common Stock · 510 shares

Expires not disclosed

F1 · security: The deferred stock units ("DSUs") represent a quarterly payment of the reporting person's annual retainer and other fees under the Allison Transmission Holdings, Inc. (the "Company") Third Amended and Restated Non-Employee Director Compensation Policy deferred pursuant to the Company's Amended and Restated Non-Employee Director Deferred Compensation Plan. The annual retainer and other fees are payable quarterly in arrears.

F2 · derivative.exercise_price: Each DSU is the economic equivalent of one share of the Company's common stock. The DSUs become payable in common stock or, at the Company's election, cash, at the earlier of the reporting person's separation from service or a change in control. DSUs earn dividend equivalents when dividends are declared on the Company's common stock.

F3 · price: The number of DSUs received was calculated based on $41.67, which was the closing price of the Company's common stock on the date of grant.

F2 · derivative.exercise_date: Each DSU is the economic equivalent of one share of the Company's common stock. The DSUs become payable in common stock or, at the Company's election, cash, at the earlier of the reporting person's separation from service or a change in control. DSUs earn dividend equivalents when dividends are declared on the Company's common stock.

F2 · derivative.expiration_date: Each DSU is the economic equivalent of one share of the Company's common stock. The DSUs become payable in common stock or, at the Company's election, cash, at the earlier of the reporting person's separation from service or a change in control. DSUs earn dividend equivalents when dividends are declared on the Company's common stock.

SEC source: 0001411207-18-000031 · edgar.xml · nonDerivative · entry 1

ASKREN STANLEY A · CIK 0001195347 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,428

F1 · security: These shares represent a quarterly payment of the reporting person's annual retainer under the Allison Transmission Holdings, Inc. (the "Company") Third Amended and Restated Non-Employee Director Compensation Policy. The annual retainer is paid quarterly in arrears in cash or common stock at the reporting person's discretion.

F2 · price: The number of shares of common stock received was calculated based on $41.67, which was the closing price of the Company's common stock on the date of grant.

SEC source: 0001411207-18-000018 · edgar.xml · derivative · entry 4

Coll John · CIK 0001687117 · SVP, Global MSS

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,741

Underlying: Common Stock · 3,741 shares

Expires not disclosed

F3 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of Allison Transmission Holdings, Inc. common stock.

F4 · derivative.exercise_date: The RSUs vest on February 7, 2021.

F4 · derivative.expiration_date: The RSUs vest on February 7, 2021.

SEC source: 0001411207-18-000018 · edgar.xml · derivative · entry 3

Coll John · CIK 0001687117 · SVP, Global MSS

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,223

Underlying: Common Stock · 11,223 shares

Expires 2028-02-07

F2 · derivative.exercise_date: The option vests on February 7, 2021.

SEC source: 0001411207-18-000024 · edgar.xml · derivative · entry 3

Kirk Randall R. · CIK 0001543603 · SVP, Prod Eng & Prod Teams

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,741

Underlying: Common Stock · 3,741 shares

Expires not disclosed

F3 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of Allison Transmission Holdings, Inc. common stock.

F4 · derivative.exercise_date: The RSUs vest on February 7, 2021.

F4 · derivative.expiration_date: The RSUs vest on February 7, 2021.

SEC source: 0001411207-18-000024 · edgar.xml · derivative · entry 2

Kirk Randall R. · CIK 0001543603 · SVP, Prod Eng & Prod Teams

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,223

Underlying: Common Stock · 11,223 shares

Expires 2028-02-07

F2 · derivative.exercise_date: The option vests on February 7, 2021.

SEC source: 0001411207-18-000024 · edgar.xml · nonDerivative · entry 1

Kirk Randall R. · CIK 0001543603 · SVP, Prod Eng & Prod Teams

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 80,728

F1 · shares: On February 19, 2015, the reporting person was granted performance-based restricted stock, with the number of restricted shares earned to be determined based on the extent to which certain performance conditions were met for a performance period of 2015-2017. As determined on February 7, 2018, based on the Company's actual performance for 2015-2017, the reporting person earned 3,775 restricted shares. Earned restricted shares will vest on February 19, 2018.

SEC source: 0001411207-18-000023 · edgar.xml · nonDerivative · entry 1

Graziosi David S. · CIK 0001543492 · President and CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 196,841

F1 · shares: On February 19, 2015, the reporting person was granted performance-based restricted stock, with the number of restricted shares earned to be determined based on the extent to which certain performance conditions were met for a performance period of 2015-2017. As determined on February 7, 2018, based on the Company's actual performance for 2015-2017, the reporting person earned 7,718 restricted shares. Earned restricted shares will vest on February 19, 2018.

F2 · balance_after: The reporting person's beneficial ownership was overstated by 5,000 shares in prior filings dating back to December 2016. The amount of securities beneficially owned has been updated in this filing.

SEC source: 0001411207-18-000022 · edgar.xml · derivative · entry 3

Scroggins Eric C. · CIK 0001543507 · VP, General Counsel & Sec

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,929

Underlying: Common Stock · 1,929 shares

Expires not disclosed

F3 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of Allison Transmission Holdings, Inc. common stock.

F4 · derivative.exercise_date: The RSUs vest on February 7, 2021.

F4 · derivative.expiration_date: The RSUs vest on February 7, 2021.

SEC source: 0001411207-18-000022 · edgar.xml · derivative · entry 2

Scroggins Eric C. · CIK 0001543507 · VP, General Counsel & Sec

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,787

Underlying: Common Stock · 5,787 shares

Expires 2028-02-07

F2 · derivative.exercise_date: The option vests on February 7, 2021.

SEC source: 0001411207-18-000022 · edgar.xml · nonDerivative · entry 1

Scroggins Eric C. · CIK 0001543507 · VP, General Counsel & Sec

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 17,826

F1 · shares: On February 19, 2015, the reporting person was granted performance-based restricted stock, with the number of restricted shares earned to be determined based on the extent to which certain performance conditions were met for a performance period of 2015-2017. As determined on February 7, 2018, based on the Company's actual performance for 2015-2017, the reporting person earned 1,846 restricted shares. Earned restricted shares will vest on February 19, 2018.

SEC source: 0001411207-18-000021 · edgar.xml · nonDerivative · entry 1

Dewey Lawrence E. · CIK 0001543489 · Chairman and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 286,747

F1 · shares: On February 19, 2015, the reporting person was granted performance-based restricted stock, with the number of restricted shares earned to be determined based on the extent to which certain performance conditions were met for a performance period of 2015-2017. As determined on February 7, 2018, based on the Company's actual performance for 2015-2017, the reporting person earned 25,168 restricted shares. Earned restricted shares will vest on February 19, 2018.

SEC source: 0001411207-18-000020 · edgar.xml · derivative · entry 2

Pittard Dana JH · CIK 0001661939 · VP, Defense Programs

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,065

Underlying: Common Stock · 2,065 shares

Expires not disclosed

F2 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of Allison Transmission Holdings, Inc. common stock.

F3 · derivative.exercise_date: The RSUs vest on February 7, 2021.

F3 · derivative.expiration_date: The RSUs vest on February 7, 2021.

SEC source: 0001411207-18-000020 · edgar.xml · derivative · entry 1

Pittard Dana JH · CIK 0001661939 · VP, Defense Programs

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,196

Underlying: Common Stock · 6,196 shares

Expires 2028-02-07

F1 · derivative.exercise_date: The option vests on February 7, 2021.

SEC source: 0001411207-18-000019 · edgar.xml · derivative · entry 2

Dick Michael · CIK 0001661740 · SVP, Ops and Purchasing

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,928

Underlying: Common Stock · 3,928 shares

Expires not disclosed

F2 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of Allison Transmission Holdings, Inc. common stock.

F3 · derivative.exercise_date: The RSUs vest on February 7, 2021

F3 · derivative.expiration_date: The RSUs vest on February 7, 2021

SEC source: 0001411207-18-000019 · edgar.xml · derivative · entry 1

Dick Michael · CIK 0001661740 · SVP, Ops and Purchasing

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,784

Underlying: Common Stock · 11,784 shares

Expires 2028-02-07

F1 · derivative.exercise_date: The option vests on February 7, 2021.

SEC source: 0000913849-18-000012 · form4_011018.xml · nonDerivative · entry 9

STAR JAMES A · CIK 0001260705 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By The Crown Fund II

Disclosed balance after: 1,132,261

F1 · shares: These shares were sold in compliance with a Rule 10b5-1 sales plan entered into on November 20, 2017.

F2 · ownership.nature: These shares are held by the identified entities in which trusts established for the benefit of the reporting person's wife and children indirectly own interests. The reporting person is President and Chief Executive Officer of Longview Asset Management, LLC, which, by virtue of managing the investments of such entities, may be deemed to beneficially own the shares held by such entities. The reporting person disclaims beneficial ownership of the shares held by these entities except to the extent of his pecuniary interest therein, and the inclusion of these shares in this report shall not be deemed an admission of beneficial ownership of all the reported shares for purposes of Section 16 or for any other purpose.

SEC source: 0000913849-18-000012 · form4_011018.xml · nonDerivative · entry 8

STAR JAMES A · CIK 0001260705 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By The Crown Fund

Disclosed balance after: 2,343,263

F1 · shares: These shares were sold in compliance with a Rule 10b5-1 sales plan entered into on November 20, 2017.

F2 · ownership.nature: These shares are held by the identified entities in which trusts established for the benefit of the reporting person's wife and children indirectly own interests. The reporting person is President and Chief Executive Officer of Longview Asset Management, LLC, which, by virtue of managing the investments of such entities, may be deemed to beneficially own the shares held by such entities. The reporting person disclaims beneficial ownership of the shares held by these entities except to the extent of his pecuniary interest therein, and the inclusion of these shares in this report shall not be deemed an admission of beneficial ownership of all the reported shares for purposes of Section 16 or for any other purpose.

SEC source: 0000913849-18-000012 · form4_011018.xml · nonDerivative · entry 7

STAR JAMES A · CIK 0001260705 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By Areljay II LLC

Disclosed balance after: 694,500

F1 · shares: These shares were sold in compliance with a Rule 10b5-1 sales plan entered into on November 20, 2017.

F2 · ownership.nature: These shares are held by the identified entities in which trusts established for the benefit of the reporting person's wife and children indirectly own interests. The reporting person is President and Chief Executive Officer of Longview Asset Management, LLC, which, by virtue of managing the investments of such entities, may be deemed to beneficially own the shares held by such entities. The reporting person disclaims beneficial ownership of the shares held by these entities except to the extent of his pecuniary interest therein, and the inclusion of these shares in this report shall not be deemed an admission of beneficial ownership of all the reported shares for purposes of Section 16 or for any other purpose.

SEC source: 0000913849-18-000012 · form4_011018.xml · nonDerivative · entry 6

STAR JAMES A · CIK 0001260705 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By The Crown Fund II

Disclosed balance after: 1,152,461

F1 · shares: These shares were sold in compliance with a Rule 10b5-1 sales plan entered into on November 20, 2017.

F2 · ownership.nature: These shares are held by the identified entities in which trusts established for the benefit of the reporting person's wife and children indirectly own interests. The reporting person is President and Chief Executive Officer of Longview Asset Management, LLC, which, by virtue of managing the investments of such entities, may be deemed to beneficially own the shares held by such entities. The reporting person disclaims beneficial ownership of the shares held by these entities except to the extent of his pecuniary interest therein, and the inclusion of these shares in this report shall not be deemed an admission of beneficial ownership of all the reported shares for purposes of Section 16 or for any other purpose.

SEC source: 0000913849-18-000012 · form4_011018.xml · nonDerivative · entry 5

STAR JAMES A · CIK 0001260705 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By The Crown Fund

Disclosed balance after: 2,384,419

F1 · shares: These shares were sold in compliance with a Rule 10b5-1 sales plan entered into on November 20, 2017.

F2 · ownership.nature: These shares are held by the identified entities in which trusts established for the benefit of the reporting person's wife and children indirectly own interests. The reporting person is President and Chief Executive Officer of Longview Asset Management, LLC, which, by virtue of managing the investments of such entities, may be deemed to beneficially own the shares held by such entities. The reporting person disclaims beneficial ownership of the shares held by these entities except to the extent of his pecuniary interest therein, and the inclusion of these shares in this report shall not be deemed an admission of beneficial ownership of all the reported shares for purposes of Section 16 or for any other purpose.

SEC source: 0000913849-18-000012 · form4_011018.xml · nonDerivative · entry 4

STAR JAMES A · CIK 0001260705 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By Areljay II LLC

Disclosed balance after: 707,000

F1 · shares: These shares were sold in compliance with a Rule 10b5-1 sales plan entered into on November 20, 2017.

F2 · ownership.nature: These shares are held by the identified entities in which trusts established for the benefit of the reporting person's wife and children indirectly own interests. The reporting person is President and Chief Executive Officer of Longview Asset Management, LLC, which, by virtue of managing the investments of such entities, may be deemed to beneficially own the shares held by such entities. The reporting person disclaims beneficial ownership of the shares held by these entities except to the extent of his pecuniary interest therein, and the inclusion of these shares in this report shall not be deemed an admission of beneficial ownership of all the reported shares for purposes of Section 16 or for any other purpose.

SEC source: 0000913849-18-000012 · form4_011018.xml · nonDerivative · entry 3

STAR JAMES A · CIK 0001260705 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By The Crown Fund II

Disclosed balance after: 1,183,561

F1 · shares: These shares were sold in compliance with a Rule 10b5-1 sales plan entered into on November 20, 2017.

F2 · ownership.nature: These shares are held by the identified entities in which trusts established for the benefit of the reporting person's wife and children indirectly own interests. The reporting person is President and Chief Executive Officer of Longview Asset Management, LLC, which, by virtue of managing the investments of such entities, may be deemed to beneficially own the shares held by such entities. The reporting person disclaims beneficial ownership of the shares held by these entities except to the extent of his pecuniary interest therein, and the inclusion of these shares in this report shall not be deemed an admission of beneficial ownership of all the reported shares for purposes of Section 16 or for any other purpose.

SEC source: 0000913849-18-000012 · form4_011018.xml · nonDerivative · entry 2

STAR JAMES A · CIK 0001260705 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By The Crown Fund

Disclosed balance after: 2,447,333

F1 · shares: These shares were sold in compliance with a Rule 10b5-1 sales plan entered into on November 20, 2017.

F2 · ownership.nature: These shares are held by the identified entities in which trusts established for the benefit of the reporting person's wife and children indirectly own interests. The reporting person is President and Chief Executive Officer of Longview Asset Management, LLC, which, by virtue of managing the investments of such entities, may be deemed to beneficially own the shares held by such entities. The reporting person disclaims beneficial ownership of the shares held by these entities except to the extent of his pecuniary interest therein, and the inclusion of these shares in this report shall not be deemed an admission of beneficial ownership of all the reported shares for purposes of Section 16 or for any other purpose.

SEC source: 0000913849-18-000012 · form4_011018.xml · nonDerivative · entry 1

STAR JAMES A · CIK 0001260705 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By Areljay II LLC

Disclosed balance after: 725,800

F1 · shares: These shares were sold in compliance with a Rule 10b5-1 sales plan entered into on November 20, 2017.

F2 · ownership.nature: These shares are held by the identified entities in which trusts established for the benefit of the reporting person's wife and children indirectly own interests. The reporting person is President and Chief Executive Officer of Longview Asset Management, LLC, which, by virtue of managing the investments of such entities, may be deemed to beneficially own the shares held by such entities. The reporting person disclaims beneficial ownership of the shares held by these entities except to the extent of his pecuniary interest therein, and the inclusion of these shares in this report shall not be deemed an admission of beneficial ownership of all the reported shares for purposes of Section 16 or for any other purpose.

SEC source: 0000913849-18-000010 · form4_011018.xml · nonDerivative · entry 9

STAR JAMES A · CIK 0001260705 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By The Crown Fund II

Disclosed balance after: 1,220,461

F1 · shares: These shares were sold in compliance with a Rule 10b5-1 sales plan entered into on November 20, 2017.

F2 · ownership.nature: These shares are held by the identified entities in which trusts established for the benefit of the reporting person's wife and children indirectly own interests. The reporting person is President and Chief Executive Officer of Longview Asset Management, LLC, which, by virtue of managing the investments of such entities, may be deemed to beneficially own the shares held by such entities. The reporting person disclaims beneficial ownership of the shares held by these entities except to the extent of his pecuniary interest therein, and the inclusion of these shares in this report shall not be deemed an admission of beneficial ownership of all the reported shares for purposes of Section 16 or for any other purpose.

SEC source: 0000913849-18-000010 · form4_011018.xml · nonDerivative · entry 8

STAR JAMES A · CIK 0001260705 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By The Crown Fund

Disclosed balance after: 2,522,993

F1 · shares: These shares were sold in compliance with a Rule 10b5-1 sales plan entered into on November 20, 2017.

F2 · ownership.nature: These shares are held by the identified entities in which trusts established for the benefit of the reporting person's wife and children indirectly own interests. The reporting person is President and Chief Executive Officer of Longview Asset Management, LLC, which, by virtue of managing the investments of such entities, may be deemed to beneficially own the shares held by such entities. The reporting person disclaims beneficial ownership of the shares held by these entities except to the extent of his pecuniary interest therein, and the inclusion of these shares in this report shall not be deemed an admission of beneficial ownership of all the reported shares for purposes of Section 16 or for any other purpose.

SEC source: 0000913849-18-000010 · form4_011018.xml · nonDerivative · entry 7

STAR JAMES A · CIK 0001260705 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By Areljay II LLC

Disclosed balance after: 748,700

F1 · shares: These shares were sold in compliance with a Rule 10b5-1 sales plan entered into on November 20, 2017.

F2 · ownership.nature: These shares are held by the identified entities in which trusts established for the benefit of the reporting person's wife and children indirectly own interests. The reporting person is President and Chief Executive Officer of Longview Asset Management, LLC, which, by virtue of managing the investments of such entities, may be deemed to beneficially own the shares held by such entities. The reporting person disclaims beneficial ownership of the shares held by these entities except to the extent of his pecuniary interest therein, and the inclusion of these shares in this report shall not be deemed an admission of beneficial ownership of all the reported shares for purposes of Section 16 or for any other purpose.

SEC source: 0000913849-18-000010 · form4_011018.xml · nonDerivative · entry 6

STAR JAMES A · CIK 0001260705 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By The Crown Fund II

Disclosed balance after: 1,280,361

F1 · shares: These shares were sold in compliance with a Rule 10b5-1 sales plan entered into on November 20, 2017.

F2 · ownership.nature: These shares are held by the identified entities in which trusts established for the benefit of the reporting person's wife and children indirectly own interests. The reporting person is President and Chief Executive Officer of Longview Asset Management, LLC, which, by virtue of managing the investments of such entities, may be deemed to beneficially own the shares held by such entities. The reporting person disclaims beneficial ownership of the shares held by these entities except to the extent of his pecuniary interest therein, and the inclusion of these shares in this report shall not be deemed an admission of beneficial ownership of all the reported shares for purposes of Section 16 or for any other purpose.

SEC source: 0000913849-18-000010 · form4_011018.xml · nonDerivative · entry 5

STAR JAMES A · CIK 0001260705 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By The Crown Fund

Disclosed balance after: 2,647,325

F1 · shares: These shares were sold in compliance with a Rule 10b5-1 sales plan entered into on November 20, 2017.

F2 · ownership.nature: These shares are held by the identified entities in which trusts established for the benefit of the reporting person's wife and children indirectly own interests. The reporting person is President and Chief Executive Officer of Longview Asset Management, LLC, which, by virtue of managing the investments of such entities, may be deemed to beneficially own the shares held by such entities. The reporting person disclaims beneficial ownership of the shares held by these entities except to the extent of his pecuniary interest therein, and the inclusion of these shares in this report shall not be deemed an admission of beneficial ownership of all the reported shares for purposes of Section 16 or for any other purpose.