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ALSN

Allison Transmission Holdings Inc

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246
SEC CIK
0001411207
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1,295

Last 12 months

Inside the activity.

0 purchase rows · 12 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202500
Dec 202501
Jan 202600
Feb 202603
Mar 202601
Apr 202600
May 202602
Jun 202600
Jul 202600
Aug 202605
Sep 202600
Oct 202600

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
February 20, 2019 Filed Feb 22, 2019 19:28 UTC
Scroggins Eric C.VP, General Counsel & Sec
GrantPerformance Stock Units · Derivative 5,878 $0.00 $0.00
Disclosure

SEC source: 0001411207-19-000046 · edgar.xml · derivative · entry 3

Scroggins Eric C. · CIK 0001543507 · VP, General Counsel & Sec

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,878

Underlying: Common Stock · 5,878 shares

Expires not disclosed

F4 · derivative.exercise_price: Each performance-based restricted stock unit ("PSUs") represents a contingent right to receive one share of Allison Transmission Holdings, Inc. common stock.

F5 · shares: On February 17, 2016, the reporting person was granted PSUs with the number of PSUs earned to be determined based on the extent to which certain performance conditions were met for a performance period of 2016-2018. As determined on February 20, 2019, based on the Company's actual performance for 2016-2018, the reporting person earned 5,878 PSUs.

F6 · derivative.exercise_date: Earned PSUs will vest on February 28, 2019.

F6 · derivative.expiration_date: Earned PSUs will vest on February 28, 2019.

Read SEC document
February 20, 2019 Filed Feb 22, 2019 19:28 UTC
Scroggins Eric C.VP, General Counsel & Sec
GrantRestricted Stock Units · Derivative 1,853 $0.00 $0.00
Disclosure

SEC source: 0001411207-19-000046 · edgar.xml · derivative · entry 2

Scroggins Eric C. · CIK 0001543507 · VP, General Counsel & Sec

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,853

Underlying: Common Stock · 1,853 shares

Expires not disclosed

F2 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of Allison Transmission Holdings, Inc. common stock.

F3 · derivative.exercise_date: The RSUs vest on February 20, 2022.

F3 · derivative.expiration_date: The RSUs vest on February 20, 2022.

Read SEC document
February 20, 2019 Filed Feb 22, 2019 19:28 UTC
Scroggins Eric C.VP, General Counsel & Sec
GrantEmployee Stock Option (right to buy) · Derivative 5,558 $0.00 Strike: $49.60 $0.00
Disclosure

SEC source: 0001411207-19-000046 · edgar.xml · derivative · entry 1

Scroggins Eric C. · CIK 0001543507 · VP, General Counsel & Sec

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,558

Underlying: Common Stock · 5,558 shares

Expires 2029-02-20

F1 · derivative.exercise_date: The option vests on February 20, 2022.

Read SEC document
February 20, 2019 Filed Feb 22, 2019 19:26 UTC
Pittard Dana JHVP, Defense Programs
GrantPerformance Stock Units · Derivative 6,410 $0.00 $0.00
Disclosure

SEC source: 0001411207-19-000044 · edgar.xml · derivative · entry 3

Pittard Dana JH · CIK 0001661939 · VP, Defense Programs

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,410

Underlying: Common Stock · 6,410 shares

Expires not disclosed

F4 · derivative.exercise_price: Each performance-based restricted stock unit ("PSUs") represents a contingent right to receive one share of Allison Transmission Holdings, Inc. common stock.

F5 · shares: On February 17, 2016, the reporting person was granted PSUs with the number of PSUs earned to be determined based on the extent to which certain performance conditions were met for a performance period of 2016-2018. As determined on February 20, 2019, based on the Company's actual performance for 2016-2018, the reporting person earned 6,410 PSUs.

F6 · derivative.exercise_date: Earned PSUs will vest on February 28, 2019.

F6 · derivative.expiration_date: Earned PSUs will vest on February 28, 2019.

Read SEC document
February 20, 2019 Filed Feb 22, 2019 19:26 UTC
Pittard Dana JHVP, Defense Programs
GrantRestricted Stock Units · Derivative 1,968 $0.00 $0.00
Disclosure

SEC source: 0001411207-19-000044 · edgar.xml · derivative · entry 2

Pittard Dana JH · CIK 0001661939 · VP, Defense Programs

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,968

Underlying: Common Stock · 1,968 shares

Expires not disclosed

F2 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of Allison Transmission Holdings, Inc. common stock.

F3 · derivative.exercise_date: The RSUs vest on February 20, 2022.

F3 · derivative.expiration_date: The RSUs vest on February 20, 2022.

Read SEC document
February 20, 2019 Filed Feb 22, 2019 19:26 UTC
Pittard Dana JHVP, Defense Programs
GrantEmployee Stock Option (right to buy) · Derivative 5,905 $0.00 Strike: $49.60 $0.00
Disclosure

SEC source: 0001411207-19-000044 · edgar.xml · derivative · entry 1

Pittard Dana JH · CIK 0001661939 · VP, Defense Programs

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,905

Underlying: Common Stock · 5,905 shares

Expires 2029-02-20

F1 · derivative.exercise_date: The option vests on February 20, 2022.

Read SEC document
February 20, 2019 Filed Feb 22, 2019 19:23 UTC
Kirk Randall R.SVP, Prod Eng & Prod Teams
GrantPerformance Stock Units · Derivative 12,020 $0.00 $0.00
Disclosure

SEC source: 0001411207-19-000042 · edgar.xml · derivative · entry 3

Kirk Randall R. · CIK 0001543603 · SVP, Prod Eng & Prod Teams

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,020

Underlying: Common Stock · 12,020 shares

Expires not disclosed

F4 · derivative.exercise_price: Each performance-based restricted stock unit ("PSUs") represents a contingent right to receive one share of Allison Transmission Holdings, Inc. common stock.

F5 · shares: On February 17, 2016, the reporting person was granted PSUs with the number of PSUs earned to be determined based on the extent to which certain performance conditions were met for a performance period of 2016-2018. As determined on February 20, 2019, based on the Company's actual performance for 2016-2018, the reporting person earned 12,020 PSUs.

F6 · derivative.exercise_date: Earned PSUs will vest on February 28, 2019.

F6 · derivative.expiration_date: Earned PSUs will vest on February 28, 2019.

Read SEC document
February 20, 2019 Filed Feb 22, 2019 19:23 UTC
Kirk Randall R.SVP, Prod Eng & Prod Teams
GrantRestricted Stock Units · Derivative 3,684 $0.00 $0.00
Disclosure

SEC source: 0001411207-19-000042 · edgar.xml · derivative · entry 2

Kirk Randall R. · CIK 0001543603 · SVP, Prod Eng & Prod Teams

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,684

Underlying: Common Stock · 3,684 shares

Expires not disclosed

F2 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of Allison Transmission Holdings, Inc. common stock.

F3 · derivative.exercise_date: The RSUs vest on February 20, 2022.

F3 · derivative.expiration_date: The RSUs vest on February 20, 2022.

Read SEC document
February 20, 2019 Filed Feb 22, 2019 19:23 UTC
Kirk Randall R.SVP, Prod Eng & Prod Teams
GrantEmployee Stock Option (right to buy) · Derivative 11,052 $0.00 Strike: $49.60 $0.00
Disclosure

SEC source: 0001411207-19-000042 · edgar.xml · derivative · entry 1

Kirk Randall R. · CIK 0001543603 · SVP, Prod Eng & Prod Teams

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,052

Underlying: Common Stock · 11,052 shares

Expires 2029-02-20

F1 · derivative.exercise_date: The option vests on February 20, 2022.

Read SEC document
February 20, 2019 Filed Feb 22, 2019 19:20 UTC
Graziosi David S.President and CEO
Grant0 · Derivative 27,778 $0.00 $0.00
Disclosure

SEC source: 0001411207-19-000040 · edgar.xml · derivative · entry 1

Graziosi David S. · CIK 0001543492 · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 27,778

Underlying: Common Stock · 27,778 shares

Expires not disclosed

F1 · derivative.exercise_price: Each performance-based restricted stock unit ("PSUs") represents a contingent right to receive one share of Allison Transmission Holdings, Inc. common stock.

F2 · shares: On February 17, 2016, the reporting person was granted PSUs with the number of PSUs earned to be determined based on the extent to which certain performance conditions were met for a performance period of 2016-2018. As determined on February 20, 2019, based on the Company's actual performance for 2016-2018, the reporting person earned 27,778 PSUs.

F3 · derivative.exercise_date: Earned PSUs will vest on February 28, 2019.

F3 · derivative.expiration_date: Earned PSUs will vest on February 28, 2019.

Read SEC document
February 20, 2019 Filed Feb 22, 2019 19:18 UTC
Dick MichaelSVP, Ops and Purchasing
GrantPerformance Stock Units · Derivative 11,218 $0.00 $0.00
Disclosure

SEC source: 0001411207-19-000038 · edgar.xml · derivative · entry 3

Dick Michael · CIK 0001661740 · SVP, Ops and Purchasing

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,218

Underlying: Common Stock · 11,218 shares

Expires not disclosed

F4 · derivative.exercise_price: Each performance-based restricted stock unit ("PSUs") represents a contingent right to receive one share of Allison Transmission Holdings, Inc. common stock.

F5 · shares: On February 17, 2016, the reporting person was granted PSUs with the number of PSUs earned to be determined based on the extent to which certain performance conditions were met for a performance period of 2016-2018. As determined on February 20, 2019, based on the Company's actual performance for 2016-2018, the reporting person earned 11,218 PSUs.

F6 · derivative.exercise_date: Earned PSUs will vest on February 28, 2019.

F6 · derivative.expiration_date: Earned PSUs will vest on February 28, 2019.

Read SEC document
February 20, 2019 Filed Feb 22, 2019 19:18 UTC
Dick MichaelSVP, Ops and Purchasing
GrantRestricted Stock Units · Derivative 3,901 $0.00 $0.00
Disclosure

SEC source: 0001411207-19-000038 · edgar.xml · derivative · entry 2

Dick Michael · CIK 0001661740 · SVP, Ops and Purchasing

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,901

Underlying: Common Stock · 3,901 shares

Expires not disclosed

F2 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of Allison Transmission Holdings, Inc. common stock.

F3 · derivative.exercise_date: The RSUs vest on February 20, 2022.

F3 · derivative.expiration_date: The RSUs vest on February 20, 2022.

Read SEC document
February 20, 2019 Filed Feb 22, 2019 19:18 UTC
Dick MichaelSVP, Ops and Purchasing
GrantEmployee Stock Option (right to buy) · Derivative 11,702 $0.00 Strike: $49.60 $0.00
Disclosure

SEC source: 0001411207-19-000038 · edgar.xml · derivative · entry 1

Dick Michael · CIK 0001661740 · SVP, Ops and Purchasing

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,702

Underlying: Common Stock · 11,702 shares

Expires 2029-02-20

F1 · derivative.exercise_date: The option vests on February 20, 2022.

Read SEC document
February 20, 2019 Filed Feb 22, 2019 19:15 UTC GrantPerformance Stock Units · Derivative 80,128 $0.00 $0.00
Disclosure

SEC source: 0001411207-19-000036 · edgar.xml · derivative · entry 1

Dewey Lawrence E. · CIK 0001543489 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 80,128

Underlying: Common Stock · 80,128 shares

Expires not disclosed

F1 · derivative.exercise_price: Each performance-based restricted stock unit ("PSUs") represents a contingent right to receive one share of Allison Transmission Holdings, Inc. common stock.

F2 · shares: On February 17, 2016, the reporting person was granted PSUs with the number of PSUs earned to be determined based on the extent to which certain performance conditions were met for a performance period of 2016-2018. As determined on February 20, 2019, based on the Company's actual performance for 2016-2018, the reporting person earned 80,128 PSUs.

F3 · derivative.exercise_date: Earned PSUs will vest on February 28, 2019.

F3 · derivative.expiration_date: Earned PSUs will vest on February 28, 2019.

Read SEC document
February 20, 2019 Filed Feb 22, 2019 19:08 UTC
Bohley G FrederickVP, CFO & Treasurer
GrantRestricted Stock Units · Derivative 3,684 $0.00 $0.00
Disclosure

SEC source: 0001411207-19-000032 · edgar.xml · derivative · entry 2

Bohley G Frederick · CIK 0001741824 · VP, CFO & Treasurer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,684

Underlying: Common Stock · 3,684 shares

Expires not disclosed

F2 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of Allison Transmission Holdings, Inc. common stock.

F3 · derivative.exercise_date: The RSUs vest on February 20, 2022.

F3 · derivative.expiration_date: The RSUs vest on February 20, 2022.

Read SEC document
February 20, 2019 Filed Feb 22, 2019 19:08 UTC
Bohley G FrederickVP, CFO & Treasurer
GrantEmployee Stock Option (right to buy) · Derivative 11,052 $0.00 Strike: $49.60 $0.00
Disclosure

SEC source: 0001411207-19-000032 · edgar.xml · derivative · entry 1

Bohley G Frederick · CIK 0001741824 · VP, CFO & Treasurer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,052

Underlying: Common Stock · 11,052 shares

Expires 2029-02-20

F1 · derivative.exercise_date: The option vests on February 20, 2022.

Read SEC document
February 19, 2019 Filed Feb 21, 2019 18:42 UTC GrantDeferred Stock Units · Derivative 605 $0.00 $0.00
Disclosure

SEC source: 0001411207-19-000030 · edgar.xml · derivative · entry 1

Altmaier Judy L · CIK 0001474806 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 605

Underlying: Common Stock · 605 shares

Expires not disclosed

F1 · security: The deferred stock units ("DSUs") represent the portion of the reporting person's prorated annual equity award under the Allison Transmission Holdings, Inc. (the "Company") Third Amended and Restated Non-Employee Director Compensation Policy deferred pursuant to the Company's Amended and Restated Non-Employee Director Deferred Compensation Plan.

F2 · derivative.exercise_price: Each DSU is the economic equivalent of one share of the Company's common stock. The DSUs vest on the date of the next annual meeting of the stockholders of the Company and become payable, in common stock, or at the Company's election, cash, at the earlier of the reporting person's separation from service or a change in control. DSUs earn dividend equivalents when dividends are declared on the Company's common stock.

F3 · price: The number of DSUs received was calculated based on $49.56 which was the closing price of the Company's common stock on the date of grant.

F2 · derivative.exercise_date: Each DSU is the economic equivalent of one share of the Company's common stock. The DSUs vest on the date of the next annual meeting of the stockholders of the Company and become payable, in common stock, or at the Company's election, cash, at the earlier of the reporting person's separation from service or a change in control. DSUs earn dividend equivalents when dividends are declared on the Company's common stock.

F2 · derivative.expiration_date: Each DSU is the economic equivalent of one share of the Company's common stock. The DSUs vest on the date of the next annual meeting of the stockholders of the Company and become payable, in common stock, or at the Company's election, cash, at the earlier of the reporting person's separation from service or a change in control. DSUs earn dividend equivalents when dividends are declared on the Company's common stock.

Read SEC document
February 17, 2019 Filed Feb 20, 2019 18:46 UTC
Scroggins Eric C.VP, Gen. Counsel and Secretary
Exercise / conversionDividend Equivalent Rights · Derivative 147 $0.00 $0.00
Disclosure

SEC source: 0001411207-19-000026 · edgar.xml · derivative · entry 5

Scroggins Eric C. · CIK 0001543507 · VP, Gen. Counsel and Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 88

Underlying: Common Stock · 147 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Settlement of dividend equivalent rights ("DERs"). The DERs accrued when and as dividends were paid on ALSN common stock and vest proportionately with the RSU to which they relate. Each DER is the economic equivalent of one share of ALSN common stock.

F2 · derivative.exercise_date: Settlement of dividend equivalent rights ("DERs"). The DERs accrued when and as dividends were paid on ALSN common stock and vest proportionately with the RSU to which they relate. Each DER is the economic equivalent of one share of ALSN common stock.

F2 · derivative.expiration_date: Settlement of dividend equivalent rights ("DERs"). The DERs accrued when and as dividends were paid on ALSN common stock and vest proportionately with the RSU to which they relate. Each DER is the economic equivalent of one share of ALSN common stock.

Read SEC document
February 17, 2019 Filed Feb 20, 2019 18:46 UTC
Scroggins Eric C.VP, Gen. Counsel and Secretary
Exercise / conversionRestricted Stock Units · Derivative 2,939 $0.00 $0.00
Disclosure

SEC source: 0001411207-19-000026 · edgar.xml · derivative · entry 4

Scroggins Eric C. · CIK 0001543507 · VP, Gen. Counsel and Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 2,939 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Settlement of restricted stock units ("RSUs") granted on February 17, 2016. Each RSU represents a contingent right to receive one share of Allison Transmission Holdings, Inc. ("ALSN") common stock.

F1 · derivative.exercise_date: Settlement of restricted stock units ("RSUs") granted on February 17, 2016. Each RSU represents a contingent right to receive one share of Allison Transmission Holdings, Inc. ("ALSN") common stock.

F1 · derivative.expiration_date: Settlement of restricted stock units ("RSUs") granted on February 17, 2016. Each RSU represents a contingent right to receive one share of Allison Transmission Holdings, Inc. ("ALSN") common stock.

Read SEC document
February 17, 2019 Filed Feb 20, 2019 18:46 UTC
Scroggins Eric C.VP, Gen. Counsel and Secretary
Tax withholdingCommon Stock 1,004 $49.57 $49,768.28
Disclosure

SEC source: 0001411207-19-000026 · edgar.xml · nonDerivative · entry 3

Scroggins Eric C. · CIK 0001543507 · VP, Gen. Counsel and Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 21,035

F3 · shares: Represents shares withheld by ALSN to satisfy tax withholding obligations on the vesting of performance shares, DERs and RSUs.

Read SEC document
February 17, 2019 Filed Feb 20, 2019 18:46 UTC
Scroggins Eric C.VP, Gen. Counsel and Secretary
Exercise / conversionCommon Stock 147 Not disclosed Not disclosed
Disclosure

SEC source: 0001411207-19-000026 · edgar.xml · nonDerivative · entry 2

Scroggins Eric C. · CIK 0001543507 · VP, Gen. Counsel and Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 22,039

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · price: Settlement of dividend equivalent rights ("DERs"). The DERs accrued when and as dividends were paid on ALSN common stock and vest proportionately with the RSU to which they relate. Each DER is the economic equivalent of one share of ALSN common stock.

Read SEC document
February 17, 2019 Filed Feb 20, 2019 18:46 UTC
Scroggins Eric C.VP, Gen. Counsel and Secretary
Exercise / conversionCommon Stock 2,939 Not disclosed Not disclosed
Disclosure

SEC source: 0001411207-19-000026 · edgar.xml · nonDerivative · entry 1

Scroggins Eric C. · CIK 0001543507 · VP, Gen. Counsel and Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 21,892

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Settlement of restricted stock units ("RSUs") granted on February 17, 2016. Each RSU represents a contingent right to receive one share of Allison Transmission Holdings, Inc. ("ALSN") common stock.

Read SEC document
February 17, 2019 Filed Feb 20, 2019 18:43 UTC
Graziosi David S.President and CEO
Exercise / conversionDividend Equivalent Rights · Derivative 712 $0.00 $0.00
Disclosure

SEC source: 0001411207-19-000024 · edgar.xml · derivative · entry 5

Graziosi David S. · CIK 0001543492 · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 380

Underlying: Common Stock · 712 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Settlement of dividend equivalent rights ("DERs"). The DERs accrued when and as dividends were paid on ALSN common stock and vest proportionately with the RSU to which they relate. Each DER is the economic equivalent of one share of ALSN common stock.

F2 · derivative.exercise_date: Settlement of dividend equivalent rights ("DERs"). The DERs accrued when and as dividends were paid on ALSN common stock and vest proportionately with the RSU to which they relate. Each DER is the economic equivalent of one share of ALSN common stock.

F2 · derivative.expiration_date: Settlement of dividend equivalent rights ("DERs"). The DERs accrued when and as dividends were paid on ALSN common stock and vest proportionately with the RSU to which they relate. Each DER is the economic equivalent of one share of ALSN common stock.

Read SEC document
February 17, 2019 Filed Feb 20, 2019 18:43 UTC
Graziosi David S.President and CEO
Exercise / conversionRestricted Stock Units · Derivative 13,889 $0.00 $0.00
Disclosure

SEC source: 0001411207-19-000024 · edgar.xml · derivative · entry 4

Graziosi David S. · CIK 0001543492 · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 13,889 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Settlement of restricted stock units ("RSUs") granted on February 17, 2016. Each RSU represents a contingent right to receive one share of Allison Transmission Holdings, Inc. ("ALSN") common stock.

F1 · derivative.exercise_date: Settlement of restricted stock units ("RSUs") granted on February 17, 2016. Each RSU represents a contingent right to receive one share of Allison Transmission Holdings, Inc. ("ALSN") common stock.

F1 · derivative.expiration_date: Settlement of restricted stock units ("RSUs") granted on February 17, 2016. Each RSU represents a contingent right to receive one share of Allison Transmission Holdings, Inc. ("ALSN") common stock.

Read SEC document
February 17, 2019 Filed Feb 20, 2019 18:43 UTC
Graziosi David S.President and CEO
Tax withholdingCommon Stock 4,256 $49.57 $210,969.92
Disclosure

SEC source: 0001411207-19-000024 · edgar.xml · nonDerivative · entry 3

Graziosi David S. · CIK 0001543492 · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 207,266

F3 · shares: Represents shares withheld by ALSN to satisfy tax withholding obligations on the vesting of RSUs and DERs.

Read SEC document
February 17, 2019 Filed Feb 20, 2019 18:43 UTC
Graziosi David S.President and CEO
Exercise / conversionCommon Stock 712 Not disclosed Not disclosed
Disclosure

SEC source: 0001411207-19-000024 · edgar.xml · nonDerivative · entry 2

Graziosi David S. · CIK 0001543492 · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 211,522

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · price: Settlement of dividend equivalent rights ("DERs"). The DERs accrued when and as dividends were paid on ALSN common stock and vest proportionately with the RSU to which they relate. Each DER is the economic equivalent of one share of ALSN common stock.

Read SEC document
February 17, 2019 Filed Feb 20, 2019 18:43 UTC
Graziosi David S.President and CEO
Exercise / conversionCommon Stock 13,889 Not disclosed Not disclosed
Disclosure

SEC source: 0001411207-19-000024 · edgar.xml · nonDerivative · entry 1

Graziosi David S. · CIK 0001543492 · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 210,810

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Settlement of restricted stock units ("RSUs") granted on February 17, 2016. Each RSU represents a contingent right to receive one share of Allison Transmission Holdings, Inc. ("ALSN") common stock.

Read SEC document
February 17, 2019 Filed Feb 20, 2019 18:44 UTC
Kirk Randall R.SVP, Prod Eng & Prod Teams
Exercise / conversionDividend Equivalent Rights · Derivative 304 $0.00 $0.00
Disclosure

SEC source: 0001411207-19-000025 · edgar.xml · derivative · entry 5

Kirk Randall R. · CIK 0001543603 · SVP, Prod Eng & Prod Teams

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 179

Underlying: Common Stock · 304 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Settlement of dividend equivalent rights ("DERs"). The DERs accrued when and as dividends were paid on ALSN common stock and vest proportionately with the RSU to which they relate. Each DER is the economic equivalent of one share of ALSN common stock.

F2 · derivative.exercise_date: Settlement of dividend equivalent rights ("DERs"). The DERs accrued when and as dividends were paid on ALSN common stock and vest proportionately with the RSU to which they relate. Each DER is the economic equivalent of one share of ALSN common stock.

F2 · derivative.expiration_date: Settlement of dividend equivalent rights ("DERs"). The DERs accrued when and as dividends were paid on ALSN common stock and vest proportionately with the RSU to which they relate. Each DER is the economic equivalent of one share of ALSN common stock.

Read SEC document
February 17, 2019 Filed Feb 20, 2019 18:44 UTC
Kirk Randall R.SVP, Prod Eng & Prod Teams
Exercise / conversionRestricted Stock Units · Derivative 6,010 $0.00 $0.00
Disclosure

SEC source: 0001411207-19-000025 · edgar.xml · derivative · entry 4

Kirk Randall R. · CIK 0001543603 · SVP, Prod Eng & Prod Teams

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 6,010 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Settlement of restricted stock units ("RSUs") granted on February 17, 2016. Each RSU represents a contingent right to receive one share of Allison Transmission Holdings, Inc. ("ALSN") common stock.

F1 · derivative.exercise_date: Settlement of restricted stock units ("RSUs") granted on February 17, 2016. Each RSU represents a contingent right to receive one share of Allison Transmission Holdings, Inc. ("ALSN") common stock.

F1 · derivative.expiration_date: Settlement of restricted stock units ("RSUs") granted on February 17, 2016. Each RSU represents a contingent right to receive one share of Allison Transmission Holdings, Inc. ("ALSN") common stock.

Read SEC document
February 17, 2019 Filed Feb 20, 2019 18:44 UTC
Kirk Randall R.SVP, Prod Eng & Prod Teams
Tax withholdingCommon Stock 1,875 $49.57 $92,943.75
Disclosure

SEC source: 0001411207-19-000025 · edgar.xml · nonDerivative · entry 3

Kirk Randall R. · CIK 0001543603 · SVP, Prod Eng & Prod Teams

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 116,527

F3 · shares: Represents shares withheld by ALSN to satisfy tax withholding obligations on the vesting of RSUs and DERS.

Read SEC document
February 17, 2019 Filed Feb 20, 2019 18:44 UTC
Kirk Randall R.SVP, Prod Eng & Prod Teams
Exercise / conversionCommon Stock 304 Not disclosed Not disclosed
Disclosure

SEC source: 0001411207-19-000025 · edgar.xml · nonDerivative · entry 2

Kirk Randall R. · CIK 0001543603 · SVP, Prod Eng & Prod Teams

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 118,402

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · price: Settlement of dividend equivalent rights ("DERs"). The DERs accrued when and as dividends were paid on ALSN common stock and vest proportionately with the RSU to which they relate. Each DER is the economic equivalent of one share of ALSN common stock.

Read SEC document
February 17, 2019 Filed Feb 20, 2019 18:44 UTC
Kirk Randall R.SVP, Prod Eng & Prod Teams
Exercise / conversionCommon Stock 6,010 Not disclosed Not disclosed
Disclosure

SEC source: 0001411207-19-000025 · edgar.xml · nonDerivative · entry 1

Kirk Randall R. · CIK 0001543603 · SVP, Prod Eng & Prod Teams

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 118,098

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Settlement of restricted stock units ("RSUs") granted on February 17, 2016. Each RSU represents a contingent right to receive one share of Allison Transmission Holdings, Inc. ("ALSN") common stock.

Read SEC document
February 17, 2019 Filed Feb 20, 2019 18:39 UTC
Bohley G FrederickVP, CFO & Treasurer
Exercise / conversionDividend Equivalent Rights · Derivative 138 $0.00 $0.00
Disclosure

SEC source: 0001411207-19-000022 · edgar.xml · derivative · entry 6

Bohley G Frederick · CIK 0001741824 · VP, CFO & Treasurer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 90

Underlying: Common Stock · 138 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Settlement of dividend equivalent rights ("DERs"). The DERs accrued when and as dividends were paid on ALSN common stock and vest proportionately with the RSU to which they relate. Each DER is the economic equivalent of one share of ALSN common stock.

F2 · derivative.exercise_date: Settlement of dividend equivalent rights ("DERs"). The DERs accrued when and as dividends were paid on ALSN common stock and vest proportionately with the RSU to which they relate. Each DER is the economic equivalent of one share of ALSN common stock.

F2 · derivative.expiration_date: Settlement of dividend equivalent rights ("DERs"). The DERs accrued when and as dividends were paid on ALSN common stock and vest proportionately with the RSU to which they relate. Each DER is the economic equivalent of one share of ALSN common stock.

Read SEC document
February 17, 2019 Filed Feb 20, 2019 18:39 UTC
Bohley G FrederickVP, CFO & Treasurer
Exercise / conversionRestricted Stock Units · Derivative 2,786 $0.00 $0.00
Disclosure

SEC source: 0001411207-19-000022 · edgar.xml · derivative · entry 5

Bohley G Frederick · CIK 0001741824 · VP, CFO & Treasurer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 2,786 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Settlement of restricted stock units ("RSUs") granted on February 17, 2016. Each RSU represents a contingent right to receive one share of Allison Transmission Holdings, Inc. ("ALSN") common stock.

F1 · derivative.exercise_date: Settlement of restricted stock units ("RSUs") granted on February 17, 2016. Each RSU represents a contingent right to receive one share of Allison Transmission Holdings, Inc. ("ALSN") common stock.

F1 · derivative.expiration_date: Settlement of restricted stock units ("RSUs") granted on February 17, 2016. Each RSU represents a contingent right to receive one share of Allison Transmission Holdings, Inc. ("ALSN") common stock.

Read SEC document
February 17, 2019 Filed Feb 20, 2019 18:39 UTC
Bohley G FrederickVP, CFO & Treasurer
Tax withholdingCommon Stock 950 $49.57 $47,091.50
Disclosure

SEC source: 0001411207-19-000022 · edgar.xml · nonDerivative · entry 3

Bohley G Frederick · CIK 0001741824 · VP, CFO & Treasurer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 35,940

F3 · shares: Represents shares withheld by ALSN to satisfy tax withholding obligations on the vesting of RSUs and DERs.

Read SEC document
February 17, 2019 Filed Feb 20, 2019 18:39 UTC
Bohley G FrederickVP, CFO & Treasurer
Exercise / conversionCommon Stock 138 Not disclosed Not disclosed
Disclosure

SEC source: 0001411207-19-000022 · edgar.xml · nonDerivative · entry 2

Bohley G Frederick · CIK 0001741824 · VP, CFO & Treasurer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 36,890

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · price: Settlement of dividend equivalent rights ("DERs"). The DERs accrued when and as dividends were paid on ALSN common stock and vest proportionately with the RSU to which they relate. Each DER is the economic equivalent of one share of ALSN common stock.

Read SEC document
February 17, 2019 Filed Feb 20, 2019 18:39 UTC
Bohley G FrederickVP, CFO & Treasurer
Exercise / conversionCommon Stock 2,786 Not disclosed Not disclosed
Disclosure

SEC source: 0001411207-19-000022 · edgar.xml · nonDerivative · entry 1

Bohley G Frederick · CIK 0001741824 · VP, CFO & Treasurer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 36,752

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Settlement of restricted stock units ("RSUs") granted on February 17, 2016. Each RSU represents a contingent right to receive one share of Allison Transmission Holdings, Inc. ("ALSN") common stock.

Read SEC document
February 17, 2019 Filed Feb 20, 2019 18:41 UTC
Dick MichaelSVP, Ops and Purchasing
Exercise / conversionDividend Equivalent Rights · Derivative 285 $0.00 $0.00
Disclosure

SEC source: 0001411207-19-000023 · edgar.xml · derivative · entry 5

Dick Michael · CIK 0001661740 · SVP, Ops and Purchasing

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 189

Underlying: Common Stock · 285 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Settlement of dividend equivalent rights ("DERs"). The DERs accrued when and as dividends were paid on ALSN common stock and vest proportionately with the RSU to which they relate. Each DER is the economic equivalent of one share of ALSN common stock.

F2 · derivative.exercise_date: Settlement of dividend equivalent rights ("DERs"). The DERs accrued when and as dividends were paid on ALSN common stock and vest proportionately with the RSU to which they relate. Each DER is the economic equivalent of one share of ALSN common stock.

F2 · derivative.expiration_date: Settlement of dividend equivalent rights ("DERs"). The DERs accrued when and as dividends were paid on ALSN common stock and vest proportionately with the RSU to which they relate. Each DER is the economic equivalent of one share of ALSN common stock.

Read SEC document
February 17, 2019 Filed Feb 20, 2019 18:41 UTC
Dick MichaelSVP, Ops and Purchasing
Exercise / conversionRestricted Stock Units · Derivative 5,609 $0.00 $0.00
Disclosure

SEC source: 0001411207-19-000023 · edgar.xml · derivative · entry 4

Dick Michael · CIK 0001661740 · SVP, Ops and Purchasing

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 5,609 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Settlement of restricted stock units ("RSUs") granted on February 17, 2016. Each RSU represents a contingent right to receive one share of Allison Transmission Holdings, Inc. ("ALSN") common stock.

F1 · derivative.exercise_date: Settlement of restricted stock units ("RSUs") granted on February 17, 2016. Each RSU represents a contingent right to receive one share of Allison Transmission Holdings, Inc. ("ALSN") common stock.

F1 · derivative.expiration_date: Settlement of restricted stock units ("RSUs") granted on February 17, 2016. Each RSU represents a contingent right to receive one share of Allison Transmission Holdings, Inc. ("ALSN") common stock.

Read SEC document
February 17, 2019 Filed Feb 20, 2019 18:41 UTC
Dick MichaelSVP, Ops and Purchasing
Tax withholdingCommon Stock 1,757 $49.57 $87,094.49
Disclosure

SEC source: 0001411207-19-000023 · edgar.xml · nonDerivative · entry 3

Dick Michael · CIK 0001661740 · SVP, Ops and Purchasing

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 39,496

F3 · shares: Represents shares withheld by ALSN to satisfy tax withholding obligations on the vesting of RSUs and DERs.

Read SEC document
February 17, 2019 Filed Feb 20, 2019 18:41 UTC
Dick MichaelSVP, Ops and Purchasing
Exercise / conversionCommon Stock 285 Not disclosed Not disclosed
Disclosure

SEC source: 0001411207-19-000023 · edgar.xml · nonDerivative · entry 2

Dick Michael · CIK 0001661740 · SVP, Ops and Purchasing

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 41,253

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · price: Settlement of dividend equivalent rights ("DERs"). The DERs accrued when and as dividends were paid on ALSN common stock and vest proportionately with the RSU to which they relate. Each DER is the economic equivalent of one share of ALSN common stock.

Read SEC document
February 17, 2019 Filed Feb 20, 2019 18:41 UTC
Dick MichaelSVP, Ops and Purchasing
Exercise / conversionCommon Stock 5,609 Not disclosed Not disclosed
Disclosure

SEC source: 0001411207-19-000023 · edgar.xml · nonDerivative · entry 1

Dick Michael · CIK 0001661740 · SVP, Ops and Purchasing

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 40,968

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Settlement of restricted stock units ("RSUs") granted on February 17, 2016. Each RSU represents a contingent right to receive one share of Allison Transmission Holdings, Inc. ("ALSN") common stock.

Read SEC document
February 17, 2019 Filed Feb 20, 2019 18:37 UTC
Pittard Dana JHVP, Defense Programs
Exercise / conversionDividend Stock Units · Derivative 160 $0.00 $0.00
Disclosure

SEC source: 0001411207-19-000021 · edgar.xml · derivative · entry 5

Pittard Dana JH · CIK 0001661939 · VP, Defense Programs

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 97

Underlying: Common Stock · 160 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Settlement of dividend equivalent rights ("DERs"). The DERs accrued when and as dividends were paid on ALSN common stock and vest proportionately with the RSU to which they relate. Each DER is the economic equivalent of one share of ALSN common stock.

F2 · derivative.exercise_date: Settlement of dividend equivalent rights ("DERs"). The DERs accrued when and as dividends were paid on ALSN common stock and vest proportionately with the RSU to which they relate. Each DER is the economic equivalent of one share of ALSN common stock.

F2 · derivative.expiration_date: Settlement of dividend equivalent rights ("DERs"). The DERs accrued when and as dividends were paid on ALSN common stock and vest proportionately with the RSU to which they relate. Each DER is the economic equivalent of one share of ALSN common stock.

Read SEC document
February 17, 2019 Filed Feb 20, 2019 18:37 UTC
Pittard Dana JHVP, Defense Programs
Exercise / conversionRestricted Stock Units · Derivative 3,205 $0.00 $0.00
Disclosure

SEC source: 0001411207-19-000021 · edgar.xml · derivative · entry 4

Pittard Dana JH · CIK 0001661939 · VP, Defense Programs

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 3,205 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Settlement of restricted stock units ("RSUs") granted on February 17, 2016. Each RSU represents a contingent right to receive one share of Allison Transmission Holdings, Inc. ("ALSN") common stock.

F1 · derivative.exercise_date: Settlement of restricted stock units ("RSUs") granted on February 17, 2016. Each RSU represents a contingent right to receive one share of Allison Transmission Holdings, Inc. ("ALSN") common stock.

F1 · derivative.expiration_date: Settlement of restricted stock units ("RSUs") granted on February 17, 2016. Each RSU represents a contingent right to receive one share of Allison Transmission Holdings, Inc. ("ALSN") common stock.

Read SEC document
February 17, 2019 Filed Feb 20, 2019 18:37 UTC
Pittard Dana JHVP, Defense Programs
Tax withholdingCommon Stock 1,089 $49.57 $53,981.73
Disclosure

SEC source: 0001411207-19-000021 · edgar.xml · nonDerivative · entry 3

Pittard Dana JH · CIK 0001661939 · VP, Defense Programs

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,376

F3 · shares: Represents shares withheld by ALSN to satisfy tax withholding obligations on the vesting of RSUs and DERs.

Read SEC document
February 17, 2019 Filed Feb 20, 2019 18:37 UTC
Pittard Dana JHVP, Defense Programs
Exercise / conversionCommon Stock 160 Not disclosed Not disclosed
Disclosure

SEC source: 0001411207-19-000021 · edgar.xml · nonDerivative · entry 2

Pittard Dana JH · CIK 0001661939 · VP, Defense Programs

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,465

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · price: Settlement of dividend equivalent rights ("DERs"). The DERs accrued when and as dividends were paid on ALSN common stock and vest proportionately with the RSU to which they relate. Each DER is the economic equivalent of one share of ALSN common stock.

Read SEC document
February 17, 2019 Filed Feb 20, 2019 18:37 UTC
Pittard Dana JHVP, Defense Programs
Exercise / conversionCommon Stock 3,205 Not disclosed Not disclosed
Disclosure

SEC source: 0001411207-19-000021 · edgar.xml · nonDerivative · entry 1

Pittard Dana JH · CIK 0001661939 · VP, Defense Programs

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,305

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Settlement of restricted stock units ("RSUs") granted on February 17, 2016. Each RSU represents a contingent right to receive one share of Allison Transmission Holdings, Inc. ("ALSN") common stock.

Read SEC document
February 11, 2019 Filed Feb 13, 2019 16:08 UTC GrantCommon Stock 464 $0.00 $0.00
Disclosure

SEC source: 0001411207-19-000013 · edgar.xml · nonDerivative · entry 1

LAVIN RICHARD P · CIK 0001171774 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,240

F1 · security: These shares respresent a quarterly payment of the portion of the reporting person's annual retainer paid in common stock under the Allison Transmission Holdings, Inc. (the "Company") Third Amended and Restated Non-Employee Director Compensation Policy ("Policy"). The annual retainer is paid quarterly in arrears in cash or common stock at the reporting person's discretion.

F2 · price: The number of shares of common stock received was calculated based on $47.07, which was the closing price of the Company's common stock on the date of grant.

Read SEC document
February 11, 2019 Filed Feb 13, 2019 21:06 UTC GrantDeferred Stock Units · Derivative 203 $0.00 $0.00
Disclosure

SEC source: 0001411207-19-000012 · edgar.xml · derivative · entry 1

HAZNEDAR CAROLANN I · CIK 0001756619 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,720

Underlying: Common Stock · 203 shares

Expires not disclosed

F1 · security: The deferred stock units ("DSUs") represent a quarterly payment of the portion of the reporting person's annual retainer under the Allison Transmission Holdings, Inc. (the "Company") Third Amended and Restated Non-Employee Director Compensation Policy ("Policy") deferred pursuant to the Company's Amended and Restated Non-Employee Director Deferred Compensation Plan. The annual retainer and other fees are payable quarterly in arrears.

F2 · derivative.exercise_price: Each DSU is the economic equivalent of one share of the Company's common stock. The DSUs become payable, in common stock, or at the company's election, cash, at the earlier of the reporting person's separation from service or a change in control. DSUs earn dividend equivalents when dividends are declared on the Company's common stock.

F3 · price: The number of DSUs received was calculated based on $47.07, which was the closing price of the Company's common stock on the date of grant.

F2 · derivative.exercise_date: Each DSU is the economic equivalent of one share of the Company's common stock. The DSUs become payable, in common stock, or at the company's election, cash, at the earlier of the reporting person's separation from service or a change in control. DSUs earn dividend equivalents when dividends are declared on the Company's common stock.

F2 · derivative.expiration_date: Each DSU is the economic equivalent of one share of the Company's common stock. The DSUs become payable, in common stock, or at the company's election, cash, at the earlier of the reporting person's separation from service or a change in control. DSUs earn dividend equivalents when dividends are declared on the Company's common stock.

Read SEC document
February 11, 2019 Filed Feb 13, 2019 21:10 UTC GrantCommon Stock 398 $0.00 $0.00
Disclosure

SEC source: 0001411207-19-000014 · edgar.xml · nonDerivative · entry 1

RABAUT THOMAS W · CIK 0001241605 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 40,438

F1 · security: These shares represent a quarterly payment of the reporting person's annual retainer under the Allison Transmission Holdings, Inc. (the "Company") Third Amended and Restated Non-Employee Director Compensation Policy ("Policy"). The annual retainer is paid quarterly in arrears in cash or common stock at the reporting person's discretion.

F2 · price: The number of shares of common stock received was calculated based on $47.07, which was the closing price of the Company's common stock on the date of grant.

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.