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ALSN

Allison Transmission Holdings Inc

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246
SEC CIK
0001411207
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1,295

Last 12 months

Inside the activity.

0 purchase rows · 12 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202500
Dec 202501
Jan 202600
Feb 202603
Mar 202601
Apr 202600
May 202602
Jun 202600
Jul 202600
Aug 202605
Sep 202600
Oct 202600

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
February 28, 2021 Filed Mar 2, 2021 21:05 UTC
Bohley G FrederickSVP, CFO & Treasurer
Exercise / conversionPerformance Stock Units · Derivative 909 $0.00 $0.00
Disclosure

SEC source: 0001411207-21-000042 · edgar.xml · derivative · entry 7

Bohley G Frederick · CIK 0001741824 · SVP, CFO & Treasurer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 909 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: Settlement of PSUs granted on June 1 2018. Each PSU represents a contingent right to receive one share of ALSN common stock.

F3 · derivative.exercise_date: Settlement of PSUs granted on June 1 2018. Each PSU represents a contingent right to receive one share of ALSN common stock.

F3 · derivative.expiration_date: Settlement of PSUs granted on June 1 2018. Each PSU represents a contingent right to receive one share of ALSN common stock.

Read SEC document
February 28, 2021 Filed Mar 2, 2021 21:05 UTC
Bohley G FrederickSVP, CFO & Treasurer
Exercise / conversionPerformance Stock Units · Derivative 1,060 $0.00 $0.00
Disclosure

SEC source: 0001411207-21-000042 · edgar.xml · derivative · entry 6

Bohley G Frederick · CIK 0001741824 · SVP, CFO & Treasurer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 1,060 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Settlement of performance-based restricted stock units ("PSUs") granted on February 7, 2018. Each PSU represents a contingent right to receive one share of Allison Transmission Holdings, Inc. ("ALSN") common stock.

F1 · derivative.exercise_date: Settlement of performance-based restricted stock units ("PSUs") granted on February 7, 2018. Each PSU represents a contingent right to receive one share of Allison Transmission Holdings, Inc. ("ALSN") common stock.

F1 · derivative.expiration_date: Settlement of performance-based restricted stock units ("PSUs") granted on February 7, 2018. Each PSU represents a contingent right to receive one share of Allison Transmission Holdings, Inc. ("ALSN") common stock.

Read SEC document
February 28, 2021 Filed Mar 2, 2021 21:05 UTC
Bohley G FrederickSVP, CFO & Treasurer
Tax withholdingCommon Stock 270 $37.92 $10,238.40
Disclosure

SEC source: 0001411207-21-000042 · edgar.xml · nonDerivative · entry 4

Bohley G Frederick · CIK 0001741824 · SVP, CFO & Treasurer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 53,400

F2 · shares: Represents shares withheld by ALSN to satisfy tax withholding obligations on the vesting of PSUs.

Read SEC document
February 28, 2021 Filed Mar 2, 2021 21:05 UTC
Bohley G FrederickSVP, CFO & Treasurer
Exercise / conversionCommon Stock 909 Not disclosed Not disclosed
Disclosure

SEC source: 0001411207-21-000042 · edgar.xml · nonDerivative · entry 3

Bohley G Frederick · CIK 0001741824 · SVP, CFO & Treasurer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 53,670

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · price: Settlement of PSUs granted on June 1 2018. Each PSU represents a contingent right to receive one share of ALSN common stock.

Read SEC document
February 28, 2021 Filed Mar 2, 2021 21:05 UTC
Bohley G FrederickSVP, CFO & Treasurer
Tax withholdingCommon Stock 312 $37.92 $11,831.04
Disclosure

SEC source: 0001411207-21-000042 · edgar.xml · nonDerivative · entry 2

Bohley G Frederick · CIK 0001741824 · SVP, CFO & Treasurer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 52,761

F2 · shares: Represents shares withheld by ALSN to satisfy tax withholding obligations on the vesting of PSUs.

Read SEC document
February 28, 2021 Filed Mar 2, 2021 21:05 UTC
Bohley G FrederickSVP, CFO & Treasurer
Exercise / conversionCommon Stock 1,060 Not disclosed Not disclosed
Disclosure

SEC source: 0001411207-21-000042 · edgar.xml · nonDerivative · entry 1

Bohley G Frederick · CIK 0001741824 · SVP, CFO & Treasurer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 53,073

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Settlement of performance-based restricted stock units ("PSUs") granted on February 7, 2018. Each PSU represents a contingent right to receive one share of Allison Transmission Holdings, Inc. ("ALSN") common stock.

Read SEC document
February 19, 2021 Filed Feb 22, 2021 21:01 UTC
Kirk Randall R.SVP, Prod Eng & Prod Teams
Exercise / conversionEmployee Stock Option (right to buy) · Derivative 10,625 $0.00 Strike: $23.59 $0.00
Disclosure

SEC source: 0001411207-21-000040 · edgar.xml · derivative · entry 2

Kirk Randall R. · CIK 0001543603 · SVP, Prod Eng & Prod Teams

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,395

Underlying: Common Stock · 10,625 shares

Expires 2026-02-17

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_date: Option vested on February 17, 2019.

Read SEC document
February 19, 2021 Filed Feb 22, 2021 21:01 UTC
Kirk Randall R.SVP, Prod Eng & Prod Teams
Exercise / conversionCommon Stock 10,625 $23.59 $250,643.75
Disclosure

SEC source: 0001411207-21-000040 · edgar.xml · nonDerivative · entry 1

Kirk Randall R. · CIK 0001543603 · SVP, Prod Eng & Prod Teams

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 307,944

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
February 11, 2021 Filed Feb 12, 2021 21:08 UTC
Pittard Dana JHVP, Defense Programs
GiftCommon Stock 1,403 $0.00 $0.00
Disclosure

SEC source: 0001411207-21-000033 · edgar.xml · nonDerivative · entry 2

Pittard Dana JH · CIK 0001661939 · VP, Defense Programs

10b5-1 filing: Not disclosed

Ownership: Indirect · Pittard Living Trust

Disclosed balance after: 8,191

F1 · kind: Represents a transfer of shares to the Pittard Living Trust.

Read SEC document
February 11, 2021 Filed Feb 12, 2021 21:08 UTC
Pittard Dana JHVP, Defense Programs
GiftCommon Stock 1,403 $0.00 $0.00
Disclosure

SEC source: 0001411207-21-000033 · edgar.xml · nonDerivative · entry 1

Pittard Dana JH · CIK 0001661939 · VP, Defense Programs

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,215

F1 · kind: Represents a transfer of shares to the Pittard Living Trust.

Read SEC document
February 10, 2021 Filed Feb 12, 2021 16:17 UTC
Coll JohnSVP, Global MSS
GrantRestricted Stock Units · Derivative 4,874 $0.00 $0.00
Disclosure

SEC source: 0001411207-21-000037 · edgar.xml · derivative · entry 3

Coll John · CIK 0001687117 · SVP, Global MSS

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,874

Underlying: Common Stock · 4,874 shares

Expires not disclosed

F5 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of ALSN common stock.

F6 · derivative.exercise_date: The RSUs vest in three equal annual installments beginning on February 10, 2022.

F6 · derivative.expiration_date: The RSUs vest in three equal annual installments beginning on February 10, 2022.

Read SEC document
February 10, 2021 Filed Feb 12, 2021 16:17 UTC
Coll JohnSVP, Global MSS
GrantEmployee Stock Option (right to buy) · Derivative 14,622 $0.00 Strike: $43.13 $0.00
Disclosure

SEC source: 0001411207-21-000037 · edgar.xml · derivative · entry 2

Coll John · CIK 0001687117 · SVP, Global MSS

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 14,622

Underlying: Common Stock · 14,622 shares

Expires 2031-02-10

F4 · derivative.exercise_date: The option vests in three equal annual installments beginning on February 10, 2022.

Read SEC document
February 10, 2021 Filed Feb 12, 2021 16:17 UTC
Coll JohnSVP, Global MSS
GrantPeformance Stock Units · Derivative 2,057 $0.00 $0.00
Disclosure

SEC source: 0001411207-21-000037 · edgar.xml · derivative · entry 1

Coll John · CIK 0001687117 · SVP, Global MSS

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,057

Underlying: Common Stock · 2,057 shares

Expires not disclosed

F1 · derivative.exercise_price: Each performance-based restricted stock unit ("PSU") represents a contingent right to receive one share of Allison Transmission Holdings, Inc. ("ALSN") common stock.

F2 · shares: On February 7, 2018, the reporting person was granted PSUs with a number of PSUs earned to be determined based on the extent to which certain performance conditions were met for a performance period of 2018 - 2020. As determined on February 10, 2021, based on ALSN's actual performance for 2018 - 2020, the reporting person earnedd 2,057 PSUs.

F3 · derivative.exercise_date: Earned PSUs will vest on February 28, 2021.

F3 · derivative.expiration_date: Earned PSUs will vest on February 28, 2021.

Read SEC document
February 10, 2021 Filed Feb 12, 2021 21:19 UTC
Bohley G FrederickSVP, CFO & Treasurer
GrantRestricted Stock Units · Derivative 7,325 $0.00 $0.00
Disclosure

SEC source: 0001411207-21-000038 · edgar.xml · derivative · entry 4

Bohley G Frederick · CIK 0001741824 · SVP, CFO & Treasurer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,325

Underlying: Common Stock · 7,325 shares

Expires not disclosed

F6 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of Allison Transmission Holdings, Inc. common stock.

F7 · derivative.exercise_date: The RSUs vest in three equal annual installments beginning on February 10, 2022.

F7 · derivative.expiration_date: The RSUs vest in three equal annual installments beginning on February 10, 2022.

Read SEC document
February 10, 2021 Filed Feb 12, 2021 21:19 UTC
Bohley G FrederickSVP, CFO & Treasurer
GrantEmployee Stock Option (right to buy) · Derivative 21,974 $0.00 Strike: $43.13 $0.00
Disclosure

SEC source: 0001411207-21-000038 · edgar.xml · derivative · entry 3

Bohley G Frederick · CIK 0001741824 · SVP, CFO & Treasurer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 21,974

Underlying: Common Stock · 21,974 shares

Expires 2031-02-10

F5 · derivative.exercise_date: The option vests in three equal annual installments beginning on February 10, 2022.

Read SEC document
February 10, 2021 Filed Feb 12, 2021 21:19 UTC
Bohley G FrederickSVP, CFO & Treasurer
GrantPerformance Stock Units · Derivative 909 $0.00 $0.00
Disclosure

SEC source: 0001411207-21-000038 · edgar.xml · derivative · entry 2

Bohley G Frederick · CIK 0001741824 · SVP, CFO & Treasurer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 909

Underlying: Common Stock · 909 shares

Expires not disclosed

F1 · derivative.exercise_price: Each performance-based restricted stock unit ("PSU'") represents a contingent right to receive one share of Allison Transmission Holdings, Inc. ("ALSN") common stock.

F4 · shares: On June 1, 2018, the reporting person was granted PSUs with a number of PSUs earned to be determined based on the extent to which certain performance conditions were met for a performance period of 2018 - 2020. As determined on February 10, 2021, based on ALSN's actual performance for 2018 - 2020, the reporting person earned 909 PSUs.

F3 · derivative.exercise_date: Earned PSUs will vest on February 28, 2021.

F3 · derivative.expiration_date: Earned PSUs will vest on February 28, 2021.

Read SEC document
February 10, 2021 Filed Feb 12, 2021 21:19 UTC
Bohley G FrederickSVP, CFO & Treasurer
GrantPerformance Stock Units · Derivative 1,060 $0.00 $0.00
Disclosure

SEC source: 0001411207-21-000038 · edgar.xml · derivative · entry 1

Bohley G Frederick · CIK 0001741824 · SVP, CFO & Treasurer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,060

Underlying: Common Stock · 1,060 shares

Expires not disclosed

F1 · derivative.exercise_price: Each performance-based restricted stock unit ("PSU'") represents a contingent right to receive one share of Allison Transmission Holdings, Inc. ("ALSN") common stock.

F2 · shares: On February 7, 2018, the reporting person was granted PSUs with a number of PSUs earned to be determined based on the extent to which certain performance conditions were met for a performance period of 2018 - 2020. As determined on February 10, 2021, based on ALSN's actual performance for 2018 - 2020, the reporting person earned 1,060 PSUs.

F3 · derivative.exercise_date: Earned PSUs will vest on February 28, 2021.

F3 · derivative.expiration_date: Earned PSUs will vest on February 28, 2021.

Read SEC document
February 10, 2021 Filed Feb 12, 2021 21:15 UTC
Dick MichaelSVP, Ops and Purchasing
GrantRestricted Stock Units · Derivative 5,925 $0.00 $0.00
Disclosure

SEC source: 0001411207-21-000036 · edgar.xml · derivative · entry 3

Dick Michael · CIK 0001661740 · SVP, Ops and Purchasing

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,925

Underlying: Common Stock · 5,925 shares

Expires not disclosed

F5 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of ALSN common stock.

F6 · derivative.exercise_date: The RSUs vest in three equal annual installments beginning on February 10, 2022.

F6 · derivative.expiration_date: The RSUs vest in three equal annual installments beginning on February 10, 2022.

Read SEC document
February 10, 2021 Filed Feb 12, 2021 21:15 UTC
Dick MichaelSVP, Ops and Purchasing
GrantEmployee Stock Option (right to buy) · Derivative 17,775 $0.00 Strike: $43.13 $0.00
Disclosure

SEC source: 0001411207-21-000036 · edgar.xml · derivative · entry 2

Dick Michael · CIK 0001661740 · SVP, Ops and Purchasing

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 17,775

Underlying: Common Stock · 17,775 shares

Expires 2031-02-10

F4 · derivative.exercise_date: The option vests in three equal annual installments beginning on February 10, 2022.

Read SEC document
February 10, 2021 Filed Feb 12, 2021 21:15 UTC
Dick MichaelSVP, Ops and Purchasing
GrantPerformance Stock Units · Derivative 2,160 $0.00 $0.00
Disclosure

SEC source: 0001411207-21-000036 · edgar.xml · derivative · entry 1

Dick Michael · CIK 0001661740 · SVP, Ops and Purchasing

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,160

Underlying: Common Stock · 2,160 shares

Expires not disclosed

F1 · derivative.exercise_price: Each performance-based restricted stock unit ("PSU") represents a contingent right to receive one share of Allison Transmission Holdings, Inc. ("ALSN") common stock.

F2 · shares: On February 7, 2018, the reporting person was granted PSUs with a number of PSUs earned to be determined based on the extent to which certain performance conditions were met for a performance period of 2018 - 2020. As determined on February 10, 2021, based on ALSN's actual performance for 2018 - 2020, the reporting person earned 2,160 PSUs.

F3 · derivative.exercise_date: Earned PSUs will vest on February 28, 2021.

F3 · derivative.expiration_date: Earned PSUs will vest on February 28, 2021.

Read SEC document
February 10, 2021 Filed Feb 12, 2021 21:14 UTC
Graziosi David S.President and CEO
GrantRestricted Stock Units · Derivative 38,159 $0.00 $0.00
Disclosure

SEC source: 0001411207-21-000035 · edgar.xml · derivative · entry 9

Graziosi David S. · CIK 0001543492 · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 38,159

Underlying: Common Stock · 38,159 shares

Expires not disclosed

F9 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of ALSN common stock.

F10 · derivative.exercise_date: The RSUs vest in three equal annual installments beginning on February 10, 2022.

F10 · derivative.expiration_date: The RSUs vest in three equal annual installments beginning on February 10, 2022.

Read SEC document
February 10, 2021 Filed Feb 12, 2021 21:14 UTC
Graziosi David S.President and CEO
GrantEmployee Stock Option (right to buy) · Derivative 114,478 $0.00 Strike: $43.13 $0.00
Disclosure

SEC source: 0001411207-21-000035 · edgar.xml · derivative · entry 8

Graziosi David S. · CIK 0001543492 · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 114,478

Underlying: Common Stock · 114,478 shares

Expires 2031-02-10

F8 · derivative.exercise_date: The option vests in three equal annual installments beginning on February 10, 2022.

Read SEC document
February 10, 2021 Filed Feb 12, 2021 21:14 UTC
Graziosi David S.President and CEO
Exercise / conversionPerformance Stock Units · Derivative 26,768 $0.00 $0.00
Disclosure

SEC source: 0001411207-21-000035 · edgar.xml · derivative · entry 7

Graziosi David S. · CIK 0001543492 · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 53,537

Underlying: Common Stock · 26,768 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Settlement of performance-based restricted stock units ("PSUs") granted June 29, 2018. Each PSU represents a contingent right to receive one share of Allison Transmission Holdings, Inc. ("ALSN") common stock.

F1 · derivative.exercise_date: Settlement of performance-based restricted stock units ("PSUs") granted June 29, 2018. Each PSU represents a contingent right to receive one share of Allison Transmission Holdings, Inc. ("ALSN") common stock.

F1 · derivative.expiration_date: Settlement of performance-based restricted stock units ("PSUs") granted June 29, 2018. Each PSU represents a contingent right to receive one share of Allison Transmission Holdings, Inc. ("ALSN") common stock.

Read SEC document
February 10, 2021 Filed Feb 12, 2021 21:14 UTC
Graziosi David S.President and CEO
Exercise / conversionPerformance Stock Units · Derivative 97,340 $0.00 $0.00
Disclosure

SEC source: 0001411207-21-000035 · edgar.xml · derivative · entry 6

Graziosi David S. · CIK 0001543492 · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 194,682

Underlying: Common Stock · 97,340 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Settlement of performance-based restricted stock units ("PSUs") granted June 29, 2018. Each PSU represents a contingent right to receive one share of Allison Transmission Holdings, Inc. ("ALSN") common stock.

F1 · derivative.exercise_date: Settlement of performance-based restricted stock units ("PSUs") granted June 29, 2018. Each PSU represents a contingent right to receive one share of Allison Transmission Holdings, Inc. ("ALSN") common stock.

F1 · derivative.expiration_date: Settlement of performance-based restricted stock units ("PSUs") granted June 29, 2018. Each PSU represents a contingent right to receive one share of Allison Transmission Holdings, Inc. ("ALSN") common stock.

Read SEC document
February 10, 2021 Filed Feb 12, 2021 21:14 UTC
Graziosi David S.President and CEO
GrantPerformance Stock Units · Derivative 80,305 $0.00 $0.00
Disclosure

SEC source: 0001411207-21-000035 · edgar.xml · derivative · entry 5

Graziosi David S. · CIK 0001543492 · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 80,305

Underlying: Common Stock · 80,305 shares

Expires not disclosed

F3 · derivative.exercise_price: Each PSUs represents a contingent right to receive one share of ALSN. common stock.

F6 · shares: On June 29, 2018, the reporting person was granted PSUs with a number of PSUs earned to be determined based on the extent to which certain performance conditions were met for a performance period of 2018 - 2020. As determined on February 10, 2021, based on ALSN's actual performance for 2018 - 2020, the reporting person earned 80,305 PSUs.

F7 · derivative.exercise_date: Earned PSUs vest in three annual installments of 26,768 shares on February 10, 2021, 26,768 shares on January 1, 2022 and 26,769 shares on January 1, 2023.

F7 · derivative.expiration_date: Earned PSUs vest in three annual installments of 26,768 shares on February 10, 2021, 26,768 shares on January 1, 2022 and 26,769 shares on January 1, 2023.

Read SEC document
February 10, 2021 Filed Feb 12, 2021 21:14 UTC
Graziosi David S.President and CEO
GrantPerformance Stock Units · Derivative 292,022 $0.00 $0.00
Disclosure

SEC source: 0001411207-21-000035 · edgar.xml · derivative · entry 4

Graziosi David S. · CIK 0001543492 · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 292,022

Underlying: Common Stock · 292,022 shares

Expires not disclosed

F3 · derivative.exercise_price: Each PSUs represents a contingent right to receive one share of ALSN. common stock.

F4 · shares: On June 29, 2018, the reporting person was granted PSUs with a number of PSUs earned to be determined based on the extent to which certain performance conditions were met for a performance period of 2018 - 2020. As determined on February 10, 2021, based on ALSN's actual performance for 2018 - 2020, the reporting person earned 292,022 PSUs.

F5 · derivative.exercise_date: Earned PSUs vest in three annual installments on 97,340 shares on February 10, 2021, 97,340 shares on January 1, 2022 and 97,342 shares on January 1, 2023.

F5 · derivative.expiration_date: Earned PSUs vest in three annual installments on 97,340 shares on February 10, 2021, 97,340 shares on January 1, 2022 and 97,342 shares on January 1, 2023.

Read SEC document
February 10, 2021 Filed Feb 12, 2021 21:14 UTC
Graziosi David S.President and CEO
Tax withholdingCommon Stock 51,279 $43.13 $2,211,663.27
Disclosure

SEC source: 0001411207-21-000035 · edgar.xml · nonDerivative · entry 3

Graziosi David S. · CIK 0001543492 · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 281,744

F2 · shares: Represents shares withheld by ALSN to satisfy tax withholding obligations on the vesting of DSUs.

Read SEC document
February 10, 2021 Filed Feb 12, 2021 21:14 UTC
Graziosi David S.President and CEO
Exercise / conversionCommon Stock 26,768 Not disclosed Not disclosed
Disclosure

SEC source: 0001411207-21-000035 · edgar.xml · nonDerivative · entry 2

Graziosi David S. · CIK 0001543492 · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 333,023

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Settlement of performance-based restricted stock units ("PSUs") granted June 29, 2018. Each PSU represents a contingent right to receive one share of Allison Transmission Holdings, Inc. ("ALSN") common stock.

Read SEC document
February 10, 2021 Filed Feb 12, 2021 21:14 UTC
Graziosi David S.President and CEO
Exercise / conversionCommon Stock 97,340 Not disclosed Not disclosed
Disclosure

SEC source: 0001411207-21-000035 · edgar.xml · nonDerivative · entry 1

Graziosi David S. · CIK 0001543492 · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 306,255

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Settlement of performance-based restricted stock units ("PSUs") granted June 29, 2018. Each PSU represents a contingent right to receive one share of Allison Transmission Holdings, Inc. ("ALSN") common stock.

Read SEC document
February 10, 2021 Filed Feb 12, 2021 21:11 UTC
Kirk Randall R.SVP, Prod Eng & Prog Mgmt
GrantRestricted Stock Units · Derivative 4,781 $0.00 $0.00
Disclosure

SEC source: 0001411207-21-000034 · edgar.xml · derivative · entry 3

Kirk Randall R. · CIK 0001543603 · SVP, Prod Eng & Prog Mgmt

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,781

Underlying: Common Stock · 4,781 shares

Expires not disclosed

F5 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of ALSN common stock.

F6 · derivative.exercise_date: The RSUs vest in three equal annual installments beginning on February 10, 2022.

F6 · derivative.expiration_date: The RSUs vest in three equal annual installments beginning on February 10, 2022.

Read SEC document
February 10, 2021 Filed Feb 12, 2021 21:11 UTC
Kirk Randall R.SVP, Prod Eng & Prog Mgmt
GrantEmployee Stock Option (right to buy) · Derivative 14,343 $0.00 Strike: $43.13 $0.00
Disclosure

SEC source: 0001411207-21-000034 · edgar.xml · derivative · entry 2

Kirk Randall R. · CIK 0001543603 · SVP, Prod Eng & Prog Mgmt

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 14,343

Underlying: Common Stock · 14,343 shares

Expires 2031-02-10

F4 · derivative.exercise_date: The option vests in three equal annual installments beginning on February 10, 2022.

Read SEC document
February 10, 2021 Filed Feb 12, 2021 21:11 UTC
Kirk Randall R.SVP, Prod Eng & Prog Mgmt
GrantPerformance Stock Units · Derivative 2,057 $0.00 $0.00
Disclosure

SEC source: 0001411207-21-000034 · edgar.xml · derivative · entry 1

Kirk Randall R. · CIK 0001543603 · SVP, Prod Eng & Prog Mgmt

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,057

Underlying: Common Stock · 2,057 shares

Expires not disclosed

F1 · derivative.exercise_price: Each performance-based restricted stock unit ("PSU") represents a contingent right to receive one share of Allison Transmission Holdings, Inc. ("ALSN") common stock.

F2 · shares: On February 7, 2018, the reporting person was granted PSUs with a number of PSUs earned to be determined based on the extent to which certain performance conditions were met for a performance period of 2018 - 2020. As determined on February 10, 2021, based on ALSN's actual performance for 2018 - 2020, the reporting person earned 2,057 PSUs.

F3 · derivative.exercise_date: Earned PSUs will vest on February 28, 2021.

F3 · derivative.expiration_date: Earned PSUs will vest on February 28, 2021.

Read SEC document
February 10, 2021 Filed Feb 12, 2021 21:06 UTC
Scroggins Eric C.VP, Gen. Counsel and Secretary
GrantRestricted Stock Units · Derivative 2,689 $0.00 $0.00
Disclosure

SEC source: 0001411207-21-000032 · edgar.xml · derivative · entry 3

Scroggins Eric C. · CIK 0001543507 · VP, Gen. Counsel and Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,689

Underlying: Common Stock · 2,689 shares

Expires not disclosed

F5 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of ALSN common stock.

F6 · derivative.exercise_date: The RSUs vest in three equal annual installments beginning on February 10, 2022.

F6 · derivative.expiration_date: The RSUs vest in three equal annual installments beginning on February 10, 2022.

Read SEC document
February 10, 2021 Filed Feb 12, 2021 21:06 UTC
Scroggins Eric C.VP, Gen. Counsel and Secretary
GrantEmployee Stock Option (right to buy) · Derivative 8,067 $0.00 Strike: $43.13 $0.00
Disclosure

SEC source: 0001411207-21-000032 · edgar.xml · derivative · entry 2

Scroggins Eric C. · CIK 0001543507 · VP, Gen. Counsel and Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,067

Underlying: Common Stock · 8,067 shares

Expires 2031-02-10

F4 · derivative.exercise_date: The option vests in three equal annual installments beginning on February 10, 2022.

Read SEC document
February 10, 2021 Filed Feb 12, 2021 21:06 UTC
Scroggins Eric C.VP, Gen. Counsel and Secretary
GrantPerformance Stock Units · Derivative 1,060 $0.00 $0.00
Disclosure

SEC source: 0001411207-21-000032 · edgar.xml · derivative · entry 1

Scroggins Eric C. · CIK 0001543507 · VP, Gen. Counsel and Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,060

Underlying: Common Stock · 1,060 shares

Expires not disclosed

F1 · derivative.exercise_price: Each performance-based restricted stock unit ("PSU") represents a contingent right to receive one share of Allison Transmission Holdings, Inc. ("ALSN") common stock.

F2 · shares: On February 7, 2018, the reporting person was granted PSUs with a number of PSUs earned to be determined based on the extent to which certain performance conditions were met for a performance period of 2018 - 2020. As determined on February 10, 2021, based on ALSN's actual performance for 2018 - 2020, the reporting person earned 1,060 PSUs.

F3 · derivative.exercise_date: Earned PSUs will vest on February 28, 2021.

F3 · derivative.expiration_date: Earned PSUs will vest on February 28, 2021.

Read SEC document
February 10, 2021 Filed Feb 12, 2021 21:08 UTC
Pittard Dana JHVP, Defense Programs
GrantRestricted Stock Units · Derivative 2,294 $0.00 $0.00
Disclosure

SEC source: 0001411207-21-000033 · edgar.xml · derivative · entry 5

Pittard Dana JH · CIK 0001661939 · VP, Defense Programs

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,294

Underlying: Common Stock · 2,294 shares

Expires not disclosed

F6 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of ALSN common stock.

F7 · derivative.exercise_date: The RSUs vest in three equal annual installments beginning on February 10, 2022.

F7 · derivative.expiration_date: The RSUs vest in three equal annual installments beginning on February 10, 2022.

Read SEC document
February 10, 2021 Filed Feb 12, 2021 21:08 UTC
Pittard Dana JHVP, Defense Programs
GrantEmployee Stock Option (right to buy) · Derivative 6,883 $0.00 Strike: $43.13 $0.00
Disclosure

SEC source: 0001411207-21-000033 · edgar.xml · derivative · entry 4

Pittard Dana JH · CIK 0001661939 · VP, Defense Programs

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,883

Underlying: Common Stock · 6,883 shares

Expires 2031-02-10

F5 · derivative.exercise_date: The option vests in three equal annual installments beginning on February 10, 2022.

Read SEC document
February 10, 2021 Filed Feb 12, 2021 21:08 UTC
Pittard Dana JHVP, Defense Programs
GrantPerformance Stock Units · Derivative 1,135 $0.00 $0.00
Disclosure

SEC source: 0001411207-21-000033 · edgar.xml · derivative · entry 3

Pittard Dana JH · CIK 0001661939 · VP, Defense Programs

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,135

Underlying: Common Stock · 1,135 shares

Expires not disclosed

F2 · derivative.exercise_price: Each performance-based restricted stock unit ("PSU") represents a contingent right to receive one share of Allison Transmission Holdings, Inc. ("ALSN") common stock.

F3 · shares: On February 7, 2018, the reporting person was granted PSUs with a number of PSUs earned to be determined based on the extent to which certain performance conditions were met for a performance period of 2018 - 2020. As determined on February 10, 2021, based on ALSN's actual performance for 2018 - 2020, the reporting person earned 1,135 PSUs.

F4 · derivative.exercise_date: Earned PSUs will vest on February 28, 2021.

F4 · derivative.expiration_date: Earned PSUs will vest on February 28, 2021.

Read SEC document
February 08, 2021 Filed Feb 9, 2021 15:55 UTC GrantDeferred Stock Units · Derivative 242 $0.00 $0.00
Disclosure

SEC source: 0001411207-21-000010 · edgar.xml · derivative · entry 1

LAVIN RICHARD P · CIK 0001171774 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,056

Underlying: Common Stock · 242 shares

Expires not disclosed

F1 · security: These deferred stock units ("DSUs") represent a quarterly payment of the portion of the reporting person's annual retainer and other fees under the Allison Transmission Holdings, Inc. (the "Company") Fifth Amended and Restated Non-Employee Director Compensation Policy ("Policy") deferred pursuant to the Company's Amended and Restated Non-Employee Director Deferred Compensation Plan. The annual retainer and other fees are payable quarterly in arrears.

F2 · derivative.exercise_price: Each DSU is the economic equivalent of one share of the Company's common stock. The DSUs become payable, in common stock, or at the Company's election cash, at the earlier of the reporting person's separation from service or a change in control. DSUs earn dividend equivalents when dividends are declared on the Company's common stock.

F3 · price: The number of DSUs received was calculated based on $43.84, which was the closing price of the Company's common stock on the date of grant.

F2 · derivative.exercise_date: Each DSU is the economic equivalent of one share of the Company's common stock. The DSUs become payable, in common stock, or at the Company's election cash, at the earlier of the reporting person's separation from service or a change in control. DSUs earn dividend equivalents when dividends are declared on the Company's common stock.

F2 · derivative.expiration_date: Each DSU is the economic equivalent of one share of the Company's common stock. The DSUs become payable, in common stock, or at the Company's election cash, at the earlier of the reporting person's separation from service or a change in control. DSUs earn dividend equivalents when dividends are declared on the Company's common stock.

Read SEC document
February 08, 2021 Filed Feb 9, 2021 20:58 UTC GrantCommon Stock 484 $0.00 $0.00
Disclosure

SEC source: 0001411207-21-000012 · edgar.xml · nonDerivative · entry 1

RABAUT THOMAS W · CIK 0001241605 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 50,314

F1 · security: These shares represent a quarterly payment of the reporting person's annual retainer under the Allison Transmission Holdings, Inc. (the "Company") Fifth Amended and Restated Non-Employee Director Compensation Policy ("Policy"). The annual retainer is paid quarterly in arrears in cash or common stock at the reporting person's discretion.

F2 · price: The number of shares of common stock received was calculated based on $43.84, which was the closing price of the Company's common stock on the date of grant.

Read SEC document
February 08, 2021 Filed Feb 9, 2021 20:52 UTC GrantDeferred Stock Units · Derivative 627 $0.00 $0.00
Disclosure

SEC source: 0001411207-21-000008 · edgar.xml · derivative · entry 1

GARCIA TUNON ALVARO · CIK 0001244225 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 30,105

Underlying: Common Stock · 627 shares

Expires not disclosed

F1 · security: These deferred stock units ("DSUs") represent a quarterly payment of the portion of the reporting person's annual retainer and other fees under the Allison Transmission Holdings, Inc. (the "Company") Fifth Amended and Restated Non-Employee Director Compensation Policy ("Policy") deferred pursuant to the Company's Amended and Restated Non-Employee Director Deferred Compensation Plan. The annual retainer and other fees are payable quarterly in arrears.

F2 · derivative.exercise_price: Each DSU is the economic equivalent of one share of the Company's common stock. The DSUs become payable, in common stock, or at the Company's election cash, at the earlier of the reporting person's separation from service or a change in control. DSUs earn dividend equivalents when dividends are declared on the Company's common stock.

F3 · price: The number of DSUs received was calculated based on $43.84, which was the closing price of the Company's common stock on the date of grant.

F2 · derivative.exercise_date: Each DSU is the economic equivalent of one share of the Company's common stock. The DSUs become payable, in common stock, or at the Company's election cash, at the earlier of the reporting person's separation from service or a change in control. DSUs earn dividend equivalents when dividends are declared on the Company's common stock.

F2 · derivative.expiration_date: Each DSU is the economic equivalent of one share of the Company's common stock. The DSUs become payable, in common stock, or at the Company's election cash, at the earlier of the reporting person's separation from service or a change in control. DSUs earn dividend equivalents when dividends are declared on the Company's common stock.

Read SEC document
February 07, 2021 Filed Feb 9, 2021 16:06 UTC
Coll JohnSVP, Global MSS
Exercise / conversionDividend Equivalent Rights · Derivative 170 $0.00 $0.00
Disclosure

SEC source: 0001411207-21-000016 · edgar.xml · derivative · entry 6

Coll John · CIK 0001687117 · SVP, Global MSS

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 195

Underlying: Common Stock · 170 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Settlement of dividend equivalent rights ("DERs"). The DERs accrued when and as dividends were paid on ALSN common stock and vest proportionately with the RSU to which they relate. Each DER is the economic equivalent of one share of ALSN common stock.

F2 · derivative.exercise_date: Settlement of dividend equivalent rights ("DERs"). The DERs accrued when and as dividends were paid on ALSN common stock and vest proportionately with the RSU to which they relate. Each DER is the economic equivalent of one share of ALSN common stock.

F2 · derivative.expiration_date: Settlement of dividend equivalent rights ("DERs"). The DERs accrued when and as dividends were paid on ALSN common stock and vest proportionately with the RSU to which they relate. Each DER is the economic equivalent of one share of ALSN common stock.

Read SEC document
February 07, 2021 Filed Feb 9, 2021 16:06 UTC
Coll JohnSVP, Global MSS
Exercise / conversionRestricted Stock Units · Derivative 3,741 $0.00 $0.00
Disclosure

SEC source: 0001411207-21-000016 · edgar.xml · derivative · entry 5

Coll John · CIK 0001687117 · SVP, Global MSS

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 3,741 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Settlement of restricted stock units ("RSUs") granted on February 7, 2018. Each RSU represents a contingent right to receive one share of Allison Transmission Holdings, Inc. ("ALSN") common stock.

F1 · derivative.exercise_date: Settlement of restricted stock units ("RSUs") granted on February 7, 2018. Each RSU represents a contingent right to receive one share of Allison Transmission Holdings, Inc. ("ALSN") common stock.

F1 · derivative.expiration_date: Settlement of restricted stock units ("RSUs") granted on February 7, 2018. Each RSU represents a contingent right to receive one share of Allison Transmission Holdings, Inc. ("ALSN") common stock.

Read SEC document
February 07, 2021 Filed Feb 9, 2021 16:06 UTC
Coll JohnSVP, Global MSS
Tax withholdingCommon Stock 1,252 $43.11 $53,973.72
Disclosure

SEC source: 0001411207-21-000016 · edgar.xml · nonDerivative · entry 3

Coll John · CIK 0001687117 · SVP, Global MSS

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,917

F3 · shares: Represents shares withheld by ALSN to satisfy tax withholding obligations on the vesting of DERs and RSUs.

Read SEC document
February 07, 2021 Filed Feb 9, 2021 16:06 UTC
Coll JohnSVP, Global MSS
Exercise / conversionCommon Stock 170 Not disclosed Not disclosed
Disclosure

SEC source: 0001411207-21-000016 · edgar.xml · nonDerivative · entry 2

Coll John · CIK 0001687117 · SVP, Global MSS

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,169

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · price: Settlement of dividend equivalent rights ("DERs"). The DERs accrued when and as dividends were paid on ALSN common stock and vest proportionately with the RSU to which they relate. Each DER is the economic equivalent of one share of ALSN common stock.

Read SEC document
February 07, 2021 Filed Feb 9, 2021 16:06 UTC
Coll JohnSVP, Global MSS
Exercise / conversionCommon Stock 3,741 Not disclosed Not disclosed
Disclosure

SEC source: 0001411207-21-000016 · edgar.xml · nonDerivative · entry 1

Coll John · CIK 0001687117 · SVP, Global MSS

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,999

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Settlement of restricted stock units ("RSUs") granted on February 7, 2018. Each RSU represents a contingent right to receive one share of Allison Transmission Holdings, Inc. ("ALSN") common stock.

Read SEC document
February 07, 2021 Filed Feb 9, 2021 21:21 UTC
Scroggins Eric C.VP, Gen. Counsel and Secretary
Exercise / conversionDividend Equivalent Rights · Derivative 86 $0.00 $0.00
Disclosure

SEC source: 0001411207-21-000024 · edgar.xml · derivative · entry 5

Scroggins Eric C. · CIK 0001543507 · VP, Gen. Counsel and Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 98

Underlying: Common Stock · 86 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Settlement of dividend equivalent rights ("DERs"). The DERs accrued when and as dividends were paid on ALSN common stock and vest proportionately with the RSU to which they relate. Each DER is the economic equivalent of one share of ALSN common stock.

F2 · derivative.exercise_date: Settlement of dividend equivalent rights ("DERs"). The DERs accrued when and as dividends were paid on ALSN common stock and vest proportionately with the RSU to which they relate. Each DER is the economic equivalent of one share of ALSN common stock.

F2 · derivative.expiration_date: Settlement of dividend equivalent rights ("DERs"). The DERs accrued when and as dividends were paid on ALSN common stock and vest proportionately with the RSU to which they relate. Each DER is the economic equivalent of one share of ALSN common stock.

Read SEC document
February 07, 2021 Filed Feb 9, 2021 21:21 UTC
Scroggins Eric C.VP, Gen. Counsel and Secretary
Exercise / conversionRestricted Stock Units · Derivative 1,929 $0.00 $0.00
Disclosure

SEC source: 0001411207-21-000024 · edgar.xml · derivative · entry 4

Scroggins Eric C. · CIK 0001543507 · VP, Gen. Counsel and Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 1,929 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Settlement of restricted stock units ("RSUs") granted on February 7, 2018. Each RSU represents a contingent right to receive one share of Allison Transmission Holdings, Inc. ("ALSN") common stock.

F1 · derivative.exercise_date: Settlement of restricted stock units ("RSUs") granted on February 7, 2018. Each RSU represents a contingent right to receive one share of Allison Transmission Holdings, Inc. ("ALSN") common stock.

F1 · derivative.expiration_date: Settlement of restricted stock units ("RSUs") granted on February 7, 2018. Each RSU represents a contingent right to receive one share of Allison Transmission Holdings, Inc. ("ALSN") common stock.

Read SEC document
February 07, 2021 Filed Feb 9, 2021 21:21 UTC
Scroggins Eric C.VP, Gen. Counsel and Secretary
Tax withholdingCommon Stock 705 $43.11 $30,392.55
Disclosure

SEC source: 0001411207-21-000024 · edgar.xml · nonDerivative · entry 3

Scroggins Eric C. · CIK 0001543507 · VP, Gen. Counsel and Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 29,253

F3 · shares: Represents shares withheld by ALSN to satisfy tax withholding obligations on the vesting of DERs and RSUs.

Read SEC document
February 07, 2021 Filed Feb 9, 2021 21:21 UTC
Scroggins Eric C.VP, Gen. Counsel and Secretary
Exercise / conversionCommon Stock 86 Not disclosed Not disclosed
Disclosure

SEC source: 0001411207-21-000024 · edgar.xml · nonDerivative · entry 2

Scroggins Eric C. · CIK 0001543507 · VP, Gen. Counsel and Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 29,958

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · price: Settlement of dividend equivalent rights ("DERs"). The DERs accrued when and as dividends were paid on ALSN common stock and vest proportionately with the RSU to which they relate. Each DER is the economic equivalent of one share of ALSN common stock.

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.