ALSN

SEC source: 0001411207-21-000086 · edgar.xml · derivative · entry 1

Altmaier Judy L · CIK 0001474806 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,012

Underlying: Common Stock · 2,927 shares

Expires not disclosed

F1 · security: The deferred stock units ("DSUs") represent the portion of the reporting person's annual equity award under the Allison Transmission Holdings, Inc. (the "Company") Fifth Amended and Restated Non-Employee Director Compensation Policy deferred pursuant to the Company's Amended and Restated Non-Employee Director Deferred Compensation Plan.

F2 · derivative.exercise_price: Each DSU is the economic equivalent of one share of the Company's common stock. The DSUs become payable, in common stock, or at the Company's election cash, at the earlier of the reporting person's separation from service or a change in control. DSUs earn dividend equivalents when dividends are declared on the Company's common stock.

F4 · price: The number of DSUs received was calculated based on $44.40, which was the closing price of the Company's common stock on the date of grant.

F3 · derivative.exercise_date: The DSUs vest on the date of the next annual meeting of the stockholders of the Company.

F3 · derivative.expiration_date: The DSUs vest on the date of the next annual meeting of the stockholders of the Company.

SEC source: 0001411207-21-000096 · edgar.xml · derivative · entry 1

ASKREN STANLEY A · CIK 0001195347 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,927

Underlying: Common Stock · 2,927 shares

Expires not disclosed

F1 · security: The restricted stock units ("RSUs") represent the reporting person's annual equity award under the Allison Transmission Holdings, Inc. (the "Company") Fifth Amended and Restated Non-Employee Director Compensation Policy ("Policy).

F2 · derivative.exercise_price: Each RSU represents a contingent right to receive one share of the Company's common stock.

F3 · price: The RSUs vest on the date of the next annual meeting of the stockholders of the Company. Unvested RSUs earn dividend equivalents when dividends are declared on the Company's common stock.

F3 · derivative.exercise_date: The RSUs vest on the date of the next annual meeting of the stockholders of the Company. Unvested RSUs earn dividend equivalents when dividends are declared on the Company's common stock.

F3 · derivative.expiration_date: The RSUs vest on the date of the next annual meeting of the stockholders of the Company. Unvested RSUs earn dividend equivalents when dividends are declared on the Company's common stock.

SEC source: 0001411207-21-000102 · edgar.xml · derivative · entry 1

Reynolds Richard VanFleet · CIK 0001367016 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 29,775

Underlying: Common Stock · 2,927 shares

Expires not disclosed

F1 · security: The deferred stock units ("DSUs") represent the portion of the reporting person's annual equity award under the Allison Transmission Holdings, Inc. (the "Company") Fifth Amended and Restated Director Compensation Policy ("Policy") deferred pursuant to the Company's Amended and Restated Non-Employee Director Deferred Compensation Plan.

F2 · derivative.exercise_price: Each DSU is the economic equivalent of one share of the Company's common stock. The DSUs become payable, in common stock, or at the Company's election cash, at the earlier of the reporting person's separation from service or a change in control. DSUs earn dividend equivalents when dividends are declared on the Company's common stock.

F4 · price: The number of DSUs received was calculated based on $44.40, which was the closing price of the Company's common stock on the date of grant.

F3 · derivative.exercise_date: The DSUs vest on the date of the next annual meeting of the stockholders of the Company.

F3 · derivative.expiration_date: The DSUs vest on the date of the next annual meeting of the stockholders of the Company.

SEC source: 0001411207-21-000094 · edgar.xml · derivative · entry 1

EVERITT DAVID C · CIK 0001196652 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 24,149

Underlying: Common Stock · 2,927 shares

Expires not disclosed

F1 · security: The deferred stock units ("DSUs") represent the portion of the reporting person's annual equity award under the Allison Transmission Holdings, Inc. (the "Company") Fifth Amended and Restated Director Compensation Policy (the "Policy") deferred pursuant to the Company's Amended and Restated Non-Employee Director Deferred Compensation Plan.

F2 · derivative.exercise_price: Each DSU is the economic equivalent of one share of the Company's common stock. The DSUs become payable, in common stock, or at the Company's election cash, at the earlier of the reporting person's separation from service or a change in control. DSUs earn dividend equivalents when dividends are declared on the Company's common stock.

F4 · price: The number of DSUs received was calculated based on $44.40, which was the closing price of the Company's common stock on the date of grant.

F3 · derivative.exercise_date: The DSUs vest on the date of the next annual meeting of the stockholders of the Company.

F3 · derivative.expiration_date: The DSUs vest on the date of the next annual meeting of the stockholders of the Company.

SEC source: 0001411207-21-000092 · edgar.xml · derivative · entry 5

RABAUT THOMAS W · CIK 0001241605 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,927

Underlying: Common Stock · 2,927 shares

Expires not disclosed

F9 · security: The RSUs respresent the reporting person's annual equity award under the Policy.

F5 · derivative.exercise_price: Each RSU represents a contingent right to receive one share of the Company's common stock.

F11 · price: The number of RSUs received was calculated based on $44.40, which was the closing price of the Company's common stock on the date of grant.

F10 · derivative.exercise_date: The RSUs vest on the date of the next annual meeting of the stockholders of the Company. Unvested RSUs earn dividend equivalents when dividends are declared on the Company's common stock.

F10 · derivative.expiration_date: The RSUs vest on the date of the next annual meeting of the stockholders of the Company. Unvested RSUs earn dividend equivalents when dividends are declared on the Company's common stock.

SEC source: 0001411207-21-000090 · edgar.xml · derivative · entry 2

GARCIA TUNON ALVARO · CIK 0001244225 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 33,678

Underlying: Common Stock · 2,927 shares

Expires not disclosed

F4 · security: The DSUs represent the portion of the reporting person's annual equity award under the Policy deferred pursuant to the Company's Amended and Restated Non-Employee Director Deferred Compensation Plan.

F2 · derivative.exercise_price: Each DSU is the economic equivalent of one share of the Company's common stock. The DSUs become payable, in common stock, or at the Company's election cash, at the earlier of the reporting person's separation from service or a change in control. DSUs earn dividend equivalents when dividends are declared on the Company's common stock.

F6 · price: The number of DSUs received was calculated based on $44.40, which was the closing price of the Company's common stock on the date of grant.

F5 · derivative.exercise_date: The DSUs vest on the date of the next annual meeting of the stockholders of the Company.

F5 · derivative.expiration_date: The DSUs vest on the date of the next annual meeting of the stockholders of the Company.

SEC source: 0001411207-21-000140 · edgar.xml · derivative · entry 1

Altmaier Judy L · CIK 0001474806 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,057

Underlying: Common Stock · 130 shares

Expires not disclosed

F1 · security: The deferred stock units ("DSUs") represent a quarterly payment of the portion of the reporting person's other fees under the Allison Transmission Holdings, Inc. (the "Company") Fifth Amended and Restated Non-Employee Director Compensation Policy deferred pursuant to the Company's Amended and Restated Non-Employee Director Deferred Compensation Plan. The other fees are payable quarterly in arrears.

F2 · derivative.exercise_price: Each DSU is the economic equivalent of one share of the Company's common stock. The DSUs become payable, in common stock, or at the Company's election cash, at the earlier of the reporting person's separation from service or a change in control. DSUs earn dividend equivalents when dividends are declared on the Company's common stock.

F3 · price: The number of DSUs received was calculated based on $38.45, which was the closing price of the Company's common stock on the date of grant.

F2 · derivative.exercise_date: Each DSU is the economic equivalent of one share of the Company's common stock. The DSUs become payable, in common stock, or at the Company's election cash, at the earlier of the reporting person's separation from service or a change in control. DSUs earn dividend equivalents when dividends are declared on the Company's common stock.

F2 · derivative.expiration_date: Each DSU is the economic equivalent of one share of the Company's common stock. The DSUs become payable, in common stock, or at the Company's election cash, at the earlier of the reporting person's separation from service or a change in control. DSUs earn dividend equivalents when dividends are declared on the Company's common stock.

SEC source: 0001411207-21-000100 · edgar.xml · derivative · entry 1

LAVIN RICHARD P · CIK 0001171774 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,305

Underlying: Common Stock · 249 shares

Expires not disclosed

F1 · security: These deferred stock units ("DSUs") represent a quarterly payment of the portion of the reporting person's annual retainer and other fees under the Allison Transmission Holdings, Inc. (the "Company") Fifth Amended and Restated Non-Employee Director Compensation Policy ("Policy") deferred pursuant to the Company's Amended and Restated Non-Employee Director Deferred Compensation Plan. The annual retainer and other fees are payable quarterly in arrears.

F2 · derivative.exercise_price: Each DSU is the economic equivalent of one share of the Company's common stock. The DSUs become payable, in common stock, or at the Company's election cash, at the earlier of the reporting person's separation from service or a change in control. DSUs earn dividend equivalents when dividends are declared on the Company's common stock.

F3 · price: The number of DSUs received was calculated based on $42.57, which was the closing price of the Company's common stock on the date of grant.

F2 · derivative.exercise_date: Each DSU is the economic equivalent of one share of the Company's common stock. The DSUs become payable, in common stock, or at the Company's election cash, at the earlier of the reporting person's separation from service or a change in control. DSUs earn dividend equivalents when dividends are declared on the Company's common stock.

F2 · derivative.expiration_date: Each DSU is the economic equivalent of one share of the Company's common stock. The DSUs become payable, in common stock, or at the Company's election cash, at the earlier of the reporting person's separation from service or a change in control. DSUs earn dividend equivalents when dividends are declared on the Company's common stock.

SEC source: 0001411207-21-000092 · edgar.xml · derivative · entry 4

RABAUT THOMAS W · CIK 0001241605 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 39

Underlying: Common Stock · 64 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F7 · derivative.exercise_price: Each dividend equivalent right is the economic equivalent of one share of the Company's common stock.

F8 · derivative.exercise_date: The dividend equivalent rights accrued on previously awarded RSUs and vested on May 5,2021.

F8 · derivative.expiration_date: The dividend equivalent rights accrued on previously awarded RSUs and vested on May 5,2021.

SEC source: 0001411207-21-000092 · edgar.xml · derivative · entry 3

RABAUT THOMAS W · CIK 0001241605 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 3,600 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F5 · derivative.exercise_price: Each RSU represents a contingent right to receive one share of the Company's common stock.

F6 · derivative.exercise_date: On May 6, 2020, the reporting person was granted 3,600 RSUs that vested on May 5, 2021.

F6 · derivative.expiration_date: On May 6, 2020, the reporting person was granted 3,600 RSUs that vested on May 5, 2021.

SEC source: 0001411207-21-000092 · edgar.xml · nonDerivative · entry 2

RABAUT THOMAS W · CIK 0001241605 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 54,477

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · security: Settlement of restricted stock units ("RSUs") and related dividend equivalent.

F4 · shares: Includes 64 dividend equivalents.

SEC source: 0001411207-21-000092 · edgar.xml · nonDerivative · entry 1

RABAUT THOMAS W · CIK 0001241605 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 50,813

F1 · security: These shares represent a quarterly payment of the reporting person's annual retainer under the Allison Transmission Holdings, Inc. (the "Company") Fifth Amended and Restated Non-Employee Director Compensation Policy ("Policy"). The annual retainer is paid quarterly in arrears in cash or common stock at the reporting person's discretion.

F2 · price: The number of shares of common stock received was calculated based on $42.57, which was the closing price of the Company's common stock on the date of grant.

SEC source: 0001411207-21-000090 · edgar.xml · derivative · entry 1

GARCIA TUNON ALVARO · CIK 0001244225 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 30,751

Underlying: Common Stock · 646 shares

Expires not disclosed

F1 · security: These deferred stock units ("DSUs") represent a quarterly payment of the portion of the reporting person's annual retainer and other fees under the Allison Transmission Holdings, Inc. (the "Company") Fifth Amended and Restated Non-Employee Director Compensation Policy ("Policy") deferred pursuant to the Company's Amended and Restated Non-Employee Director Deferred Compensation Plan. The annual retainer and other fees are payable quarterly in arrears.

F2 · derivative.exercise_price: Each DSU is the economic equivalent of one share of the Company's common stock. The DSUs become payable, in common stock, or at the Company's election cash, at the earlier of the reporting person's separation from service or a change in control. DSUs earn dividend equivalents when dividends are declared on the Company's common stock.

F3 · price: The number of DSUs received was calculated based on $42.57, which was the closing price of the Company's common stock on the date of grant.

F2 · derivative.exercise_date: Each DSU is the economic equivalent of one share of the Company's common stock. The DSUs become payable, in common stock, or at the Company's election cash, at the earlier of the reporting person's separation from service or a change in control. DSUs earn dividend equivalents when dividends are declared on the Company's common stock.

F2 · derivative.expiration_date: Each DSU is the economic equivalent of one share of the Company's common stock. The DSUs become payable, in common stock, or at the Company's election cash, at the earlier of the reporting person's separation from service or a change in control. DSUs earn dividend equivalents when dividends are declared on the Company's common stock.

SEC source: 0001411207-21-000088 · edgar.xml · derivative · entry 4

Dewey Lawrence E. · CIK 0001543489 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 185 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F6 · derivative.exercise_price: Each dividend equivalent right is the economic equivalent of one share of the Company's common stock.

F7 · derivative.exercise_date: The dividend equivalent rights accrued on previously awarded RSUs and DSUs vested on May 5, 2021.

F7 · derivative.expiration_date: The dividend equivalent rights accrued on previously awarded RSUs and DSUs vested on May 5, 2021.

SEC source: 0001411207-21-000088 · edgar.xml · derivative · entry 3

Dewey Lawrence E. · CIK 0001543489 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 2,866 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F5 · derivative.exercise_price: Represents the DSUs payable upon the reporting person's separation from service. The reporting person did not stand for re-election at the Company's 2021 annual meeting of stockholders and his term ended on May 5, 2021. Each DSU is the economic equivalent of one share of the Company's common stock.

F5 · derivative.exercise_date: Represents the DSUs payable upon the reporting person's separation from service. The reporting person did not stand for re-election at the Company's 2021 annual meeting of stockholders and his term ended on May 5, 2021. Each DSU is the economic equivalent of one share of the Company's common stock.

F5 · derivative.expiration_date: Represents the DSUs payable upon the reporting person's separation from service. The reporting person did not stand for re-election at the Company's 2021 annual meeting of stockholders and his term ended on May 5, 2021. Each DSU is the economic equivalent of one share of the Company's common stock.

SEC source: 0001411207-21-000088 · edgar.xml · derivative · entry 2

Dewey Lawrence E. · CIK 0001543489 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 3,600 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: Each RSU represents a contingent right to receive one share of Allison Transmission Holdings, Inc. (the "Company") common stock.

F4 · derivative.exercise_date: On May 6, 2020, the reporting person was granted 3,600 RSUs that vested on May 5, 2021.

F4 · derivative.expiration_date: On May 6, 2020, the reporting person was granted 3,600 RSUs that vested on May 5, 2021.

SEC source: 0001411207-21-000088 · edgar.xml · nonDerivative · entry 1

Dewey Lawrence E. · CIK 0001543489 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 47,960

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · security: Settlement of 3,600 restricted stock units ("RSUs"), 2,866 deferred stock units ("DSUs") and 185 related dividend equivalent.

F2 · shares: Includes 185 dividend equivalents.

SEC source: 0001411207-21-000076 · edgar.xml · derivative · entry 1

LAVIN RICHARD P · CIK 0001171774 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 370

Underlying: Common Stock · 58 shares

Expires not disclosed

F1 · derivative.exercise_price: The dividend equivalent rights accrued on previously awarded deferred stock units ("DSUs") and vest proportionately with the DSUs to which they relate. Each dividend equivalent right is the economic equivalent of one share of Allison Transmission Holdings, Inc. common stock.

F1 · derivative.exercise_date: The dividend equivalent rights accrued on previously awarded deferred stock units ("DSUs") and vest proportionately with the DSUs to which they relate. Each dividend equivalent right is the economic equivalent of one share of Allison Transmission Holdings, Inc. common stock.

F1 · derivative.expiration_date: The dividend equivalent rights accrued on previously awarded deferred stock units ("DSUs") and vest proportionately with the DSUs to which they relate. Each dividend equivalent right is the economic equivalent of one share of Allison Transmission Holdings, Inc. common stock.

SEC source: 0001411207-21-000072 · edgar.xml · derivative · entry 1

HAZNEDAR CAROLANN I · CIK 0001756619 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 212

Underlying: Common Stock · 36 shares

Expires not disclosed

F1 · derivative.exercise_price: The dividend equivalent rights accrued on previously awarded deferred stock units ("DSUs") and vest proportionately with the DSUs to which they relate. Each dividend equivalent right is the economic equivalent of one share of Allison Transmission Holdings, Inc. common stock.

F1 · derivative.exercise_date: The dividend equivalent rights accrued on previously awarded deferred stock units ("DSUs") and vest proportionately with the DSUs to which they relate. Each dividend equivalent right is the economic equivalent of one share of Allison Transmission Holdings, Inc. common stock.

F1 · derivative.expiration_date: The dividend equivalent rights accrued on previously awarded deferred stock units ("DSUs") and vest proportionately with the DSUs to which they relate. Each dividend equivalent right is the economic equivalent of one share of Allison Transmission Holdings, Inc. common stock.

SEC source: 0001411207-21-000060 · edgar.xml · derivative · entry 1

Coll John · CIK 0001687117 · SVP, Global MSS

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 253

Underlying: Common Stock · 58 shares

Expires not disclosed

F1 · derivative.exercise_price: The dividend equivalent rights accrued on previously awarded restricted stock units ("RSUs") and vest proportionately with the RSUs to which they relate. Each dividend equivalent right is the economic equivalent of one share of Allison Transmission Holdings, Inc. common stock.

F1 · derivative.exercise_date: The dividend equivalent rights accrued on previously awarded restricted stock units ("RSUs") and vest proportionately with the RSUs to which they relate. Each dividend equivalent right is the economic equivalent of one share of Allison Transmission Holdings, Inc. common stock.

F1 · derivative.expiration_date: The dividend equivalent rights accrued on previously awarded restricted stock units ("RSUs") and vest proportionately with the RSUs to which they relate. Each dividend equivalent right is the economic equivalent of one share of Allison Transmission Holdings, Inc. common stock.

SEC source: 0001411207-21-000054 · edgar.xml · derivative · entry 1

Altmaier Judy L · CIK 0001474806 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 176

Underlying: Common Stock · 32 shares

Expires not disclosed

F1 · derivative.exercise_price: The dividend equivalent rights accrued on previously awarded deferred stock units ("DSUs") and vest proportionately with the DSUs to which they relate. Each dividend equivalent right is the economic equivalent of one share of Allison Transmission Holdings, Inc. common stock.

F1 · derivative.exercise_date: The dividend equivalent rights accrued on previously awarded deferred stock units ("DSUs") and vest proportionately with the DSUs to which they relate. Each dividend equivalent right is the economic equivalent of one share of Allison Transmission Holdings, Inc. common stock.

F1 · derivative.expiration_date: The dividend equivalent rights accrued on previously awarded deferred stock units ("DSUs") and vest proportionately with the DSUs to which they relate. Each dividend equivalent right is the economic equivalent of one share of Allison Transmission Holdings, Inc. common stock.

SEC source: 0001411207-21-000084 · edgar.xml · derivative · entry 1

Scroggins Eric C. · CIK 0001543507 · VP, Gen. Counsel and Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 128

Underlying: Common Stock · 30 shares

Expires not disclosed

F1 · derivative.exercise_price: The dividend equivalent rights accrued on previously awarded restricted stock units ("RSUs") and vest proportionately with the RSUs to which they relate. Each dividend equivalent right is the economic equivalent of one share of Allison Transmission Holdings, Inc. common stock.

F1 · derivative.exercise_date: The dividend equivalent rights accrued on previously awarded restricted stock units ("RSUs") and vest proportionately with the RSUs to which they relate. Each dividend equivalent right is the economic equivalent of one share of Allison Transmission Holdings, Inc. common stock.

F1 · derivative.expiration_date: The dividend equivalent rights accrued on previously awarded restricted stock units ("RSUs") and vest proportionately with the RSUs to which they relate. Each dividend equivalent right is the economic equivalent of one share of Allison Transmission Holdings, Inc. common stock.

SEC source: 0001411207-21-000082 · edgar.xml · derivative · entry 1

Reynolds Richard VanFleet · CIK 0001367016 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,134

Underlying: Common Stock · 131 shares

Expires not disclosed

F1 · derivative.exercise_price: The dividend equivalent rights accrued on previously awarded deferred stock units ("DSUs") and vest proportionately with the DSUs to which they relate. Each dividend equivalent right is the economic equivalent of one share of Allison Transmission Holdings, Inc. common stock.

F1 · derivative.exercise_date: The dividend equivalent rights accrued on previously awarded deferred stock units ("DSUs") and vest proportionately with the DSUs to which they relate. Each dividend equivalent right is the economic equivalent of one share of Allison Transmission Holdings, Inc. common stock.

F1 · derivative.expiration_date: The dividend equivalent rights accrued on previously awarded deferred stock units ("DSUs") and vest proportionately with the DSUs to which they relate. Each dividend equivalent right is the economic equivalent of one share of Allison Transmission Holdings, Inc. common stock.

SEC source: 0001411207-21-000080 · edgar.xml · derivative · entry 1

RABAUT THOMAS W · CIK 0001241605 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 103

Underlying: Common Stock · 21 shares

Expires not disclosed

F1 · derivative.exercise_price: The dividend equivalent rights accrued on previously awarded restricted stock units ("RSUs") and deferred stock units ("DSUs") and vest proportionately with the RSUs and DSUs to which they relate. Each dividend equivalent right is the economic equivalent of one share of Allison Transmission Holdings, Inc. common stock.

F1 · derivative.exercise_date: The dividend equivalent rights accrued on previously awarded restricted stock units ("RSUs") and deferred stock units ("DSUs") and vest proportionately with the RSUs and DSUs to which they relate. Each dividend equivalent right is the economic equivalent of one share of Allison Transmission Holdings, Inc. common stock.

F1 · derivative.expiration_date: The dividend equivalent rights accrued on previously awarded restricted stock units ("RSUs") and deferred stock units ("DSUs") and vest proportionately with the RSUs and DSUs to which they relate. Each dividend equivalent right is the economic equivalent of one share of Allison Transmission Holdings, Inc. common stock.

SEC source: 0001411207-21-000078 · edgar.xml · derivative · entry 3

Pittard Dana JH · CIK 0001661939 · VP, Defense Programs

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 126

Underlying: Common Stock · 28 shares

Expires not disclosed

F2 · derivative.exercise_price: The dividend equivalent rights accrued on previously awarded restricted stock units ("RSUs") and vest proportionately with the RSUs to which they relate. Each dividend equivalent right is the economic equivalent of one share of Allison Transmission Holdings, Inc. common stock.

F2 · derivative.exercise_date: The dividend equivalent rights accrued on previously awarded restricted stock units ("RSUs") and vest proportionately with the RSUs to which they relate. Each dividend equivalent right is the economic equivalent of one share of Allison Transmission Holdings, Inc. common stock.

F2 · derivative.expiration_date: The dividend equivalent rights accrued on previously awarded restricted stock units ("RSUs") and vest proportionately with the RSUs to which they relate. Each dividend equivalent right is the economic equivalent of one share of Allison Transmission Holdings, Inc. common stock.

SEC source: 0001411207-21-000074 · edgar.xml · derivative · entry 1

Kirk Randall R. · CIK 0001543603 · SVP, Prod Eng & Planning

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 253

Underlying: Common Stock · 58 shares

Expires not disclosed

F1 · derivative.exercise_price: The dividend equivalent rights accrued on previously awarded restricted stock units ("RSUs") and vest proportionately with the RSUs to which they relate. Each dividend equivalent right is the economic equivalent of one share of Allison Transmission Holdings, Inc. common stock.

F1 · derivative.exercise_date: The dividend equivalent rights accrued on previously awarded restricted stock units ("RSUs") and vest proportionately with the RSUs to which they relate. Each dividend equivalent right is the economic equivalent of one share of Allison Transmission Holdings, Inc. common stock.

F1 · derivative.expiration_date: The dividend equivalent rights accrued on previously awarded restricted stock units ("RSUs") and vest proportionately with the RSUs to which they relate. Each dividend equivalent right is the economic equivalent of one share of Allison Transmission Holdings, Inc. common stock.

SEC source: 0001411207-21-000070 · edgar.xml · derivative · entry 1

Graziosi David S. · CIK 0001543492 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 178

Underlying: Common Stock · 178 shares

Expires not disclosed

F1 · derivative.exercise_price: The dividend equivalent rights accrued on previously awarded restricted stock units ("RSUs") and vest proportionately with the RSUs to which they relate. Each dividend equivalent right is the economic equivalent of one share of Allison Transmission Holdings, Inc. common stock.

F1 · derivative.exercise_date: The dividend equivalent rights accrued on previously awarded restricted stock units ("RSUs") and vest proportionately with the RSUs to which they relate. Each dividend equivalent right is the economic equivalent of one share of Allison Transmission Holdings, Inc. common stock.

F1 · derivative.expiration_date: The dividend equivalent rights accrued on previously awarded restricted stock units ("RSUs") and vest proportionately with the RSUs to which they relate. Each dividend equivalent right is the economic equivalent of one share of Allison Transmission Holdings, Inc. common stock.

SEC source: 0001411207-21-000068 · edgar.xml · derivative · entry 1

GARCIA TUNON ALVARO · CIK 0001244225 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,343

Underlying: Common Stock · 133 shares

Expires not disclosed

F1 · derivative.exercise_price: The dividend equivalent rights accrued on previously awarded deferred stock units ("DSUs") and vest proportionately with the DSUs to which they relate. Each dividend equivalent right is the economic equivalent of one share of Allison Transmission Holdings, Inc. common stock.

F1 · derivative.exercise_date: The dividend equivalent rights accrued on previously awarded deferred stock units ("DSUs") and vest proportionately with the DSUs to which they relate. Each dividend equivalent right is the economic equivalent of one share of Allison Transmission Holdings, Inc. common stock.

F1 · derivative.expiration_date: The dividend equivalent rights accrued on previously awarded deferred stock units ("DSUs") and vest proportionately with the DSUs to which they relate. Each dividend equivalent right is the economic equivalent of one share of Allison Transmission Holdings, Inc. common stock.

SEC source: 0001411207-21-000066 · edgar.xml · derivative · entry 1

EVERITT DAVID C · CIK 0001196652 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,338

Underlying: Common Stock · 101 shares

Expires not disclosed

F1 · derivative.exercise_price: The dividend equivalent rights accrued on previously awarded deferred stock units ("DSUs") and vest proportionately with the DSUs to which they relate. Each dividend equivalent right is the economic equivalent of one share of Allison Transmission Holdings, Inc. common stock.

F1 · derivative.exercise_date: The dividend equivalent rights accrued on previously awarded deferred stock units ("DSUs") and vest proportionately with the DSUs to which they relate. Each dividend equivalent right is the economic equivalent of one share of Allison Transmission Holdings, Inc. common stock.

F1 · derivative.expiration_date: The dividend equivalent rights accrued on previously awarded deferred stock units ("DSUs") and vest proportionately with the DSUs to which they relate. Each dividend equivalent right is the economic equivalent of one share of Allison Transmission Holdings, Inc. common stock.

SEC source: 0001411207-21-000064 · edgar.xml · derivative · entry 1

Dick Michael · CIK 0001661740 · SVP, Ops and Purchasing

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 291

Underlying: Common Stock · 69 shares

Expires not disclosed

F1 · derivative.exercise_price: The dividend equivalent rights accrued on previously awarded restricted stock units ("RSUs") and vest proportionately with the RSUs to which they relate. Each dividend equivalent right is the economic equivalent of one share of Allison Transmission Holdings, Inc. common stock.

F1 · derivative.exercise_date: The dividend equivalent rights accrued on previously awarded restricted stock units ("RSUs") and vest proportionately with the RSUs to which they relate. Each dividend equivalent right is the economic equivalent of one share of Allison Transmission Holdings, Inc. common stock.

F1 · derivative.expiration_date: The dividend equivalent rights accrued on previously awarded restricted stock units ("RSUs") and vest proportionately with the RSUs to which they relate. Each dividend equivalent right is the economic equivalent of one share of Allison Transmission Holdings, Inc. common stock.

SEC source: 0001411207-21-000062 · edgar.xml · derivative · entry 1

Dewey Lawrence E. · CIK 0001543489 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 185

Underlying: Common Stock · 30 shares

Expires not disclosed

F1 · derivative.exercise_price: The dividend equivalent rights accrued on previously awarded deferred stock units ("DSUs") and restricted stock units ("RSUs") and vest proportionately with the DSUs and RSUs to which they relate. Each dividend equivalent right is the economic equivalent of one share of Allison Transmission Holdings, Inc. common stock.

F1 · derivative.exercise_date: The dividend equivalent rights accrued on previously awarded deferred stock units ("DSUs") and restricted stock units ("RSUs") and vest proportionately with the DSUs and RSUs to which they relate. Each dividend equivalent right is the economic equivalent of one share of Allison Transmission Holdings, Inc. common stock.

F1 · derivative.expiration_date: The dividend equivalent rights accrued on previously awarded deferred stock units ("DSUs") and restricted stock units ("RSUs") and vest proportionately with the DSUs and RSUs to which they relate. Each dividend equivalent right is the economic equivalent of one share of Allison Transmission Holdings, Inc. common stock.

SEC source: 0001411207-21-000058 · edgar.xml · derivative · entry 1

Bohley G Frederick · CIK 0001741824 · SVP, CFO & Treasurer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 384

Underlying: Common Stock · 88 shares

Expires not disclosed

F1 · derivative.exercise_price: The dividend equivalent rights accrued on previously awarded restricted stock units ("RSUs") and vest proportionately with the RSUs to which they relate. Each dividend equivalent right is the economic equivalent of one share of Allison Transmission Holdings, Inc. common stock.

F1 · derivative.exercise_date: The dividend equivalent rights accrued on previously awarded restricted stock units ("RSUs") and vest proportionately with the RSUs to which they relate. Each dividend equivalent right is the economic equivalent of one share of Allison Transmission Holdings, Inc. common stock.

F1 · derivative.expiration_date: The dividend equivalent rights accrued on previously awarded restricted stock units ("RSUs") and vest proportionately with the RSUs to which they relate. Each dividend equivalent right is the economic equivalent of one share of Allison Transmission Holdings, Inc. common stock.

SEC source: 0001411207-21-000056 · edgar.xml · derivative · entry 1

ASKREN STANLEY A · CIK 0001195347 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 187

Underlying: Common Stock · 36 shares

Expires not disclosed

F1 · derivative.exercise_price: The dividend equivalent rights accrued on previously awarded deferred stock units ("DSUs") and vest proportionately with the DSUs to which they relate. Each dividend equivalent right is the economic equivalent of one share of Allison Transmission Holdings, Inc. common stock.

F1 · derivative.exercise_date: The dividend equivalent rights accrued on previously awarded deferred stock units ("DSUs") and vest proportionately with the DSUs to which they relate. Each dividend equivalent right is the economic equivalent of one share of Allison Transmission Holdings, Inc. common stock.

F1 · derivative.expiration_date: The dividend equivalent rights accrued on previously awarded deferred stock units ("DSUs") and vest proportionately with the DSUs to which they relate. Each dividend equivalent right is the economic equivalent of one share of Allison Transmission Holdings, Inc. common stock.

SEC source: 0001411207-21-000078 · edgar.xml · nonDerivative · entry 2

Pittard Dana JH · CIK 0001661939 · VP, Defense Programs

10b5-1 filing: Not disclosed

Ownership: Indirect · Pittard Living Trust

Disclosed balance after: 9,000

F1 · kind: Represents a transfer of shares to the Pittard Living Trust.

SEC source: 0001411207-21-000078 · edgar.xml · nonDerivative · entry 1

Pittard Dana JH · CIK 0001661939 · VP, Defense Programs

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,215

F1 · kind: Represents a transfer of shares to the Pittard Living Trust.

SEC source: 0001411207-21-000044 · edgar.xml · derivative · entry 4

Coll John · CIK 0001687117 · SVP, Global MSS

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 2,057 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Settlement of performance-based restricted stock units ("PSUs") granted on February 7,2018. Each PSU represents a contingent right to receive one share of Allison Transmission Holdings, Inc. ("ALSN") common stock.

F1 · derivative.exercise_date: Settlement of performance-based restricted stock units ("PSUs") granted on February 7,2018. Each PSU represents a contingent right to receive one share of Allison Transmission Holdings, Inc. ("ALSN") common stock.

F1 · derivative.expiration_date: Settlement of performance-based restricted stock units ("PSUs") granted on February 7,2018. Each PSU represents a contingent right to receive one share of Allison Transmission Holdings, Inc. ("ALSN") common stock.

SEC source: 0001411207-21-000044 · edgar.xml · nonDerivative · entry 2

Coll John · CIK 0001687117 · SVP, Global MSS

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,375

F2 · shares: Represents shares withheld by ALSN to satisfy tax withholding obligations on the vesting of PSUs.

SEC source: 0001411207-21-000044 · edgar.xml · nonDerivative · entry 1

Coll John · CIK 0001687117 · SVP, Global MSS

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,974

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Settlement of performance-based restricted stock units ("PSUs") granted on February 7,2018. Each PSU represents a contingent right to receive one share of Allison Transmission Holdings, Inc. ("ALSN") common stock.

SEC source: 0001411207-21-000050 · edgar.xml · derivative · entry 4

Pittard Dana JH · CIK 0001661939 · VP, Defense Programs

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 1,135 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Settlement of performance-based restricted stock units ("PSUs") granted on February 7, 2018. Each PSU represents a contingent right to receive one share of Allison Transmission Holdings, Inc. ("ALSN") common stock.

F1 · derivative.exercise_date: Settlement of performance-based restricted stock units ("PSUs") granted on February 7, 2018. Each PSU represents a contingent right to receive one share of Allison Transmission Holdings, Inc. ("ALSN") common stock.

F1 · derivative.expiration_date: Settlement of performance-based restricted stock units ("PSUs") granted on February 7, 2018. Each PSU represents a contingent right to receive one share of Allison Transmission Holdings, Inc. ("ALSN") common stock.

SEC source: 0001411207-21-000050 · edgar.xml · nonDerivative · entry 2

Pittard Dana JH · CIK 0001661939 · VP, Defense Programs

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,024

F2 · shares: Represents shares withheld by ALSN to satisfy tax-withholding obligations on the vesting of PSUs.

SEC source: 0001411207-21-000050 · edgar.xml · nonDerivative · entry 1

Pittard Dana JH · CIK 0001661939 · VP, Defense Programs

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,350

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Settlement of performance-based restricted stock units ("PSUs") granted on February 7, 2018. Each PSU represents a contingent right to receive one share of Allison Transmission Holdings, Inc. ("ALSN") common stock.

SEC source: 0001411207-21-000052 · edgar.xml · derivative · entry 3

Scroggins Eric C. · CIK 0001543507 · VP, Gen. Counsel and Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 1,060 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Settlement of performance-based restricted stock units ("PSUs") granted on February7, 2018. Each PSU represents a contingent right to receive one share of Allison Transmission Holdings, Inc. ("ALSN") common stock.

F1 · derivative.exercise_date: Settlement of performance-based restricted stock units ("PSUs") granted on February7, 2018. Each PSU represents a contingent right to receive one share of Allison Transmission Holdings, Inc. ("ALSN") common stock.

F1 · derivative.expiration_date: Settlement of performance-based restricted stock units ("PSUs") granted on February7, 2018. Each PSU represents a contingent right to receive one share of Allison Transmission Holdings, Inc. ("ALSN") common stock.

SEC source: 0001411207-21-000052 · edgar.xml · nonDerivative · entry 2

Scroggins Eric C. · CIK 0001543507 · VP, Gen. Counsel and Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 30,008

F2 · shares: Represents shares withheld by ALSN to satisfy tax withholding obligations on the vesting of PSUs.

SEC source: 0001411207-21-000052 · edgar.xml · nonDerivative · entry 1

Scroggins Eric C. · CIK 0001543507 · VP, Gen. Counsel and Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 30,313

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Settlement of performance-based restricted stock units ("PSUs") granted on February7, 2018. Each PSU represents a contingent right to receive one share of Allison Transmission Holdings, Inc. ("ALSN") common stock.

SEC source: 0001411207-21-000048 · edgar.xml · derivative · entry 3

Kirk Randall R. · CIK 0001543603 · SVP, Prod Eng & Prog Mgmt

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 2,057 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Settlement of performance-based restricted stock units ("PSUs") granted on February 7, 2018. Each PSU represents a contingent right to receive one share of Allison Transmission Holdings, Inc. ("ALSN") common stock.

F1 · derivative.exercise_date: Settlement of performance-based restricted stock units ("PSUs") granted on February 7, 2018. Each PSU represents a contingent right to receive one share of Allison Transmission Holdings, Inc. ("ALSN") common stock.

F1 · derivative.expiration_date: Settlement of performance-based restricted stock units ("PSUs") granted on February 7, 2018. Each PSU represents a contingent right to receive one share of Allison Transmission Holdings, Inc. ("ALSN") common stock.

SEC source: 0001411207-21-000048 · edgar.xml · nonDerivative · entry 2

Kirk Randall R. · CIK 0001543603 · SVP, Prod Eng & Prog Mgmt

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 309,408

F2 · shares: Represents shares withheld by ALSN to satisfy tax-withholding obligations on the vesting of PSUs.

SEC source: 0001411207-21-000048 · edgar.xml · nonDerivative · entry 1

Kirk Randall R. · CIK 0001543603 · SVP, Prod Eng & Prog Mgmt

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 310,001

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Settlement of performance-based restricted stock units ("PSUs") granted on February 7, 2018. Each PSU represents a contingent right to receive one share of Allison Transmission Holdings, Inc. ("ALSN") common stock.

SEC source: 0001411207-21-000046 · edgar.xml · derivative · entry 3

Dick Michael · CIK 0001661740 · SVP, Ops and Purchasing

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 2,160 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Settlement of performance-based restricted stock units ("PSUs") granted on February 7, 2018. Each PSU represents a contingent right to receive one share of Allison Transmission Holdings, Inc. ("ALSN") common stock.

F1 · derivative.exercise_date: Settlement of performance-based restricted stock units ("PSUs") granted on February 7, 2018. Each PSU represents a contingent right to receive one share of Allison Transmission Holdings, Inc. ("ALSN") common stock.

F1 · derivative.expiration_date: Settlement of performance-based restricted stock units ("PSUs") granted on February 7, 2018. Each PSU represents a contingent right to receive one share of Allison Transmission Holdings, Inc. ("ALSN") common stock.

SEC source: 0001411207-21-000046 · edgar.xml · nonDerivative · entry 2

Dick Michael · CIK 0001661740 · SVP, Ops and Purchasing

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 58,142

F2 · shares: Represents shares withheld by ALSN to satisfy tax-withholding obligations on the vesting of PSUs.

SEC source: 0001411207-21-000046 · edgar.xml · nonDerivative · entry 1

Dick Michael · CIK 0001661740 · SVP, Ops and Purchasing

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 58,762

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Settlement of performance-based restricted stock units ("PSUs") granted on February 7, 2018. Each PSU represents a contingent right to receive one share of Allison Transmission Holdings, Inc. ("ALSN") common stock.