ALSN

SEC source: 0001062993-23-010350 · form4.xml · derivative · entry 1

HAZNEDAR CAROLANN I · CIK 0001756619 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 18,222

Underlying: Common Stock · 3,146 shares

Expires not disclosed

F1 · security: These deferred stock units ("DSUs") represent the portion of the reporting person's annual equity award under the Allison Transmission Holdings, Inc. (the "Company") Seventh Amended and Restated Non-Employee Director Compensation Policy deferred pursuant to the Company's Amended and Restated Non-Employee Director Deferred Compensation Plan.

F2 · derivative.exercise_price: Each DSU is the economic equivalent of one share of the Company's common stock. The DSUs become payable, in common stock, or at the company's election, cash, at the earlier of the reporting person's separation from service or a change in control. DSUs earn dividend equivalents when dividends are declared on the Company's common stock.

F4 · price: The number of DSUs received was calculated based on $46.08, which was the closing price of the Company's common stock on the date of grant.

F3 · derivative.exercise_date: The DSUs vest on the date of the next annual meeting of the stockholders of the Company.

F3 · derivative.expiration_date: The DSUs vest on the date of the next annual meeting of the stockholders of the Company.

SEC source: 0001062993-23-010362 · form4.xml · derivative · entry 4

Christman Philip J · CIK 0001756611 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 3,146

Underlying: Common Stock · 3,146 shares

Expires not disclosed

F7 · security: The RSUs represent the reporting person's annual equity award under the Company's Seventh Amended and Restated Non-Employee Director Compensation Policy.

F3 · derivative.exercise_price: Each RSU represents a contingent right to receive one share of Allison Transmission Holdings, Inc.'s (the "Company") common stock.

F9 · price: The number of RSUs received was calculated based on $46.08, which was the closing price of the Company's common stock on the date of grant.

F8 · derivative.exercise_date: The RSUs vest on the date of the next annual meeting of the stockholders of the Company. Unvested RSUs earn dividend equivalents when dividends are declared on the Company's common stock.

F8 · derivative.expiration_date: The RSUs vest on the date of the next annual meeting of the stockholders of the Company. Unvested RSUs earn dividend equivalents when dividends are declared on the Company's common stock.

SEC source: 0001062993-23-010382 · form4.xml · derivative · entry 1

Altmaier Judy L · CIK 0001474806 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 17,429

Underlying: Common Stock · 3,146 shares

Expires not disclosed

F1 · security: The deferred stock units ("DSUs") represent the portion of the reporting person's annual equity award under the Allison Transmission Holdings, Inc. (the "Company") Seventh Amended and Restated Non-Employee Director Compensation Policy deferred pursuant to the Company's Amended and Restated Non-Employee Director Deferred Compensation Plan.

F2 · derivative.exercise_price: Each DSU is the economic equivalent of one share of the Company's common stock. The DSUs become payable, in common stock, or at the Company's election cash, at the earlier of the reporting person's separation from service or a change in control. DSUs earn dividend equivalents when dividends are declared on the Company's common stock.

F4 · price: The number of DSUs received was calculated based on $46.08, which was the closing price of the Company's common stock on the date of grant.

F3 · derivative.exercise_date: The DSUs vest on the date of the next annual meeting of the stockholders of the Company.

F3 · derivative.expiration_date: The DSUs vest on the date of the next annual meeting of the stockholders of the Company.

SEC source: 0001062993-23-010378 · form4.xml · derivative · entry 5

BARBOUR D. SCOTT · CIK 0001716232 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 3,146

Underlying: Common Stock · 3,146 shares

Expires not disclosed

F9 · security: The RSUs represent the reporting person's annual equity award under the Company's Seventh Amended and Restated Non-Employee Director Compensation Policy.

F5 · derivative.exercise_price: Each RSU represents a contingent right to receive one share of the Company's common stock.

F11 · price: The number of RSUs received was calculated based on $46.08, which was the closing price of the Company's common stock on the date of grant.

F10 · derivative.exercise_date: The RSUs vest on the date of the next annual meeting of the stockholders of the Company. Unvested RSUs earn dividend equivalents when dividends are declared on the Company's common stock.

F10 · derivative.expiration_date: The RSUs vest on the date of the next annual meeting of the stockholders of the Company. Unvested RSUs earn dividend equivalents when dividends are declared on the Company's common stock.

SEC source: 0001062993-23-010368 · form4.xml · derivative · entry 4

Shivram Krishna · CIK 0001512863 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 3,146

Underlying: Common Stock · 3,146 shares

Expires not disclosed

F7 · security: The RSUs represent the reporting person's annual equity award under the Seventh Amended and Restated Non-Employee Director Compensation Policy.

F3 · derivative.exercise_price: Each RSU represents a contingent right to receive one share of Allison Transmission Holdings, Inc.'s (the "Company") common stock.

F9 · price: The number of RSUs received was calculated based on $46.08, which was the closing price of the Company's common stock on the date of grant.

F8 · derivative.exercise_date: The RSUs vest on the date of the next annual meeting of the stockholders of the Company. Unvested RSUs earn dividend equivalents when dividends are declared on the Company's common stock.

F8 · derivative.expiration_date: The RSUs vest on the date of the next annual meeting of the stockholders of the Company. Unvested RSUs earn dividend equivalents when dividends are declared on the Company's common stock.

SEC source: 0001062993-23-010366 · form4.xml · derivative · entry 4

Perna Gustave · CIK 0001942585 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 3,146

Underlying: Common Stock · 3,146 shares

Expires not disclosed

F7 · security: The RSUs represent the reporting person's annual equity award under the Seventh Amended and Restated Non-Employee Director Compensation Policy.

F3 · derivative.exercise_price: Each RSU represents a contingent right to receive one share of Allison Transmission Holdings, Inc.'s (the "Company") common stock.

F9 · price: The number of RSUs received was calculated based on $46.08, which was the closing price of the Company's common stock on the date of grant.

F8 · derivative.exercise_date: The RSUs vest on the date of the next annual meeting of the stockholders of the Company. Unvested RSUs earn dividend equivalents when dividends are declared on the Company's common stock.

F8 · derivative.expiration_date: The RSUs vest on the date of the next annual meeting of the stockholders of the Company. Unvested RSUs earn dividend equivalents when dividends are declared on the Company's common stock.

SEC source: 0001062993-23-010364 · form4.xml · derivative · entry 4

Ostojic Sasha · CIK 0001942133 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 3,146

Underlying: Common Stock · 3,146 shares

Expires not disclosed

F7 · security: The RSUs represent the reporting person's annual equity award under the Seventh Amended and Restated Non-Employee Director Compensation Policy.

F3 · derivative.exercise_price: Each RSU represents a contingent right to receive one share of Allison Transmission Holdings, Inc.'s (the "Company") common stock.

F9 · price: The number of RSUs received was calculated based on $46.08, which was the closing price of the Company's common stock on the date of grant.

F8 · derivative.exercise_date: The RSUs vest on the date of the next annual meeting of the stockholders of the Company. Unvested RSUs earn dividend equivalents when dividends are declared on the Company's common stock.

F8 · derivative.expiration_date: The RSUs vest on the date of the next annual meeting of the stockholders of the Company. Unvested RSUs earn dividend equivalents when dividends are declared on the Company's common stock.

SEC source: 0001062993-23-010347 · form4.xml · derivative · entry 1

EVERITT DAVID C · CIK 0001196652 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 31,041

Underlying: Common Stock · 3,146 shares

Expires not disclosed

F1 · security: The deferred stock units ("DSUs") represent the portion of the reporting person's annual equity award under the Allison Transmission Holdings, Inc. (the "Company") Seventh Amended and Restated Director Compensation Policy deferred pursuant to the Company's Amended and Restated Non-Employee Director Deferred Compensation Plan.

F2 · derivative.exercise_price: Each DSU is the economic equivalent of one share of the Company's common stock. The DSUs become payable, in common stock, or at the Company's election cash, at the earlier of the reporting person's separation from service or a change in control. DSUs earn dividend equivalents when dividends are declared on the Company's common stock.

F4 · price: The number of DSUs received was calculated based on $46.08, which was the closing price of the Company's common stock on the date of grant.

F3 · derivative.exercise_date: The DSUs vest on the date of the next annual meeting of the stockholders of the Company.

F3 · derivative.expiration_date: The DSUs vest on the date of the next annual meeting of the stockholders of the Company.

SEC source: 0001062993-23-010358 · form4.xml · derivative · entry 1

LAVIN RICHARD P · CIK 0001171774 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 24,863

Underlying: Common Stock · 547 shares

Expires not disclosed

F1 · security: These deferred stock units ("DSUs") represent a quarterly payment of the portion of the reporting person's annual retainer and other fees under the Allison Transmission Holdings, Inc. (the "Company") Sixth Amended and Restated Non-Employee Director Compensation Policy deferred pursuant to the Company's Amended and Restated Non-Employee Director Deferred Compensation Plan. The annual retainer and other fees are payable quarterly in arrears.

F2 · derivative.exercise_price: Each DSU is the economic equivalent of one share of the Company's common stock. The DSUs become payable, in common stock, or at the Company's election cash, at the earlier of the reporting person's separation from service or a change in control. DSUs earn dividend equivalents when dividends are declared on the Company's common stock.

F3 · price: The number of DSUs received was calculated based on $47.47, which was the closing price of the Company's common stock on the date of grant.

F2 · derivative.exercise_date: Each DSU is the economic equivalent of one share of the Company's common stock. The DSUs become payable, in common stock, or at the Company's election cash, at the earlier of the reporting person's separation from service or a change in control. DSUs earn dividend equivalents when dividends are declared on the Company's common stock.

F2 · derivative.expiration_date: Each DSU is the economic equivalent of one share of the Company's common stock. The DSUs become payable, in common stock, or at the Company's election cash, at the earlier of the reporting person's separation from service or a change in control. DSUs earn dividend equivalents when dividends are declared on the Company's common stock.

SEC source: 0001062993-23-010362 · form4.xml · derivative · entry 3

Christman Philip J · CIK 0001756611 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 44 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F5 · derivative.exercise_price: Each dividend equivalent right is the economic equivalent of one share of the Company's common stock.

F6 · derivative.exercise_date: The dividend equivalent rights accrued on previously awarded RSUs and vested on May 3, 2023.

F6 · derivative.expiration_date: The dividend equivalent rights accrued on previously awarded RSUs and vested on May 3, 2023.

SEC source: 0001062993-23-010362 · form4.xml · derivative · entry 2

Christman Philip J · CIK 0001756611 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 2,770 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: Each RSU represents a contingent right to receive one share of Allison Transmission Holdings, Inc.'s (the "Company") common stock.

F4 · derivative.exercise_date: On August 15, 2022, the reporting person was granted 2,770 RSUs that vested on May 3, 2023.

F4 · derivative.expiration_date: On August 15, 2022, the reporting person was granted 2,770 RSUs that vested on May 3, 2023.

SEC source: 0001062993-23-010362 · form4.xml · nonDerivative · entry 1

Christman Philip J · CIK 0001756611 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 2,814

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · security: Settlement of restricted stock units ("RSUs") and related dividend equivalents.

F2 · shares: Includes 44 dividend equivalents.

SEC source: 0001062993-23-010380 · form4.xml · derivative · entry 9

ASKREN STANLEY A · CIK 0001195347 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 3,746 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F13 · derivative.exercise_price: Each RSU represents a contingent right to receive one share of the Company's common stock.

F14 · derivative.exercise_date: On May 5, 2022, the reporting person was granted 3,746 RSUs that vested on May 3, 2023.

F14 · derivative.expiration_date: On May 5, 2022, the reporting person was granted 3,746 RSUs that vested on May 3, 2023.

SEC source: 0001062993-23-010380 · form4.xml · derivative · entry 8

ASKREN STANLEY A · CIK 0001195347 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 3,600 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F5 · derivative.exercise_price: Each DSU is the economic equivalent of one share of the Company's common stock. The DSUs become payable, in common stock, or at the Company's election cash, at the earlier of the reporting person's separation from service or a change in control. DSUs earn dividend equivalents when dividends are declared on the Company's common stock.

F12 · derivative.exercise_date: On May 7, 2020, the reporting person was granted 3,600 DSUs that vested on May 5, 2021.

F12 · derivative.expiration_date: On May 7, 2020, the reporting person was granted 3,600 DSUs that vested on May 5, 2021.

SEC source: 0001062993-23-010380 · form4.xml · derivative · entry 7

ASKREN STANLEY A · CIK 0001195347 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 596 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F5 · derivative.exercise_price: Each DSU is the economic equivalent of one share of the Company's common stock. The DSUs become payable, in common stock, or at the Company's election cash, at the earlier of the reporting person's separation from service or a change in control. DSUs earn dividend equivalents when dividends are declared on the Company's common stock.

F11 · derivative.exercise_date: On May 6, 2020, the reporting person was granted 596 DSUs that vested on May 6, 2020.

F11 · derivative.expiration_date: On May 6, 2020, the reporting person was granted 596 DSUs that vested on May 6, 2020.

SEC source: 0001062993-23-010380 · form4.xml · derivative · entry 6

ASKREN STANLEY A · CIK 0001195347 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 492 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F5 · derivative.exercise_price: Each DSU is the economic equivalent of one share of the Company's common stock. The DSUs become payable, in common stock, or at the Company's election cash, at the earlier of the reporting person's separation from service or a change in control. DSUs earn dividend equivalents when dividends are declared on the Company's common stock.

F10 · derivative.exercise_date: On February 10, 2020, the reporting person was granted 492 DSUs that vested on February 10, 2020.

F10 · derivative.expiration_date: On February 10, 2020, the reporting person was granted 492 DSUs that vested on February 10, 2020.

SEC source: 0001062993-23-010380 · form4.xml · derivative · entry 5

ASKREN STANLEY A · CIK 0001195347 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 454 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F5 · derivative.exercise_price: Each DSU is the economic equivalent of one share of the Company's common stock. The DSUs become payable, in common stock, or at the Company's election cash, at the earlier of the reporting person's separation from service or a change in control. DSUs earn dividend equivalents when dividends are declared on the Company's common stock.

F9 · derivative.exercise_date: On November 8, 2019, the reporting person was granted 454 DSUs that vested on November 8, 2019.

F9 · derivative.expiration_date: On November 8, 2019, the reporting person was granted 454 DSUs that vested on November 8, 2019.

SEC source: 0001062993-23-010380 · form4.xml · derivative · entry 4

ASKREN STANLEY A · CIK 0001195347 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 591 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F7 · derivative.exercise_price: Each dividend equivalent right is the economic equivalent of one share of the Company's common stock.

F8 · derivative.exercise_date: The dividend equivalent rights accrued on previously awarded DSUs and were payable on May 3, 2023, the date of the reporting person's separation from service.

F8 · derivative.expiration_date: The dividend equivalent rights accrued on previously awarded DSUs and were payable on May 3, 2023, the date of the reporting person's separation from service.

SEC source: 0001062993-23-010380 · form4.xml · derivative · entry 3

ASKREN STANLEY A · CIK 0001195347 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 2,880 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F5 · derivative.exercise_price: Each DSU is the economic equivalent of one share of the Company's common stock. The DSUs become payable, in common stock, or at the Company's election cash, at the earlier of the reporting person's separation from service or a change in control. DSUs earn dividend equivalents when dividends are declared on the Company's common stock.

F6 · derivative.exercise_date: On May 9, 2019, the reporting person was granted 2,880 DSUs that vested on May 6, 2020.

F6 · derivative.expiration_date: On May 9, 2019, the reporting person was granted 2,880 DSUs that vested on May 6, 2020.

SEC source: 0001062993-23-010380 · form4.xml · nonDerivative · entry 2

ASKREN STANLEY A · CIK 0001195347 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 18,271

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · security: Settlement of restricted stock units ("RSUs") and related dividend equivalents.

F4 · shares: Includes 77 dividend equivalents.

SEC source: 0001062993-23-010380 · form4.xml · nonDerivative · entry 1

ASKREN STANLEY A · CIK 0001195347 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 14,448

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · security: Represents the deferred stock units ("DSUs") and related dividend equivalents payable upon the reporting person's separation from service. The reporting person did not stand for re-election at Allison Transmission Holdings, Inc.'s (the "Company") 2023 annual meeting of stockholders and his term ended on May 3, 2023.

F2 · shares: Includes 8,022 DSUs and 514 related dividend equivalents.

SEC source: 0001062993-23-010378 · form4.xml · derivative · entry 4

BARBOUR D. SCOTT · CIK 0001716232 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 77 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F7 · derivative.exercise_price: Each dividend equivalent right is the economic equivalent of one share of the Company's common stock.

F8 · derivative.exercise_date: The dividend equivalent rights accrued on previously awarded RSUs and vested on May 3, 2023.

F8 · derivative.expiration_date: The dividend equivalent rights accrued on previously awarded RSUs and vested on May 3, 2023.

SEC source: 0001062993-23-010378 · form4.xml · derivative · entry 3

BARBOUR D. SCOTT · CIK 0001716232 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 3,746 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F5 · derivative.exercise_price: Each RSU represents a contingent right to receive one share of the Company's common stock.

F6 · derivative.exercise_date: On May 5, 2022, the reporting person was granted 3,746 RSUs that vested on May 3, 2023.

F6 · derivative.expiration_date: On May 5, 2022, the reporting person was granted 3,746 RSUs that vested on May 3, 2023.

SEC source: 0001062993-23-010378 · form4.xml · nonDerivative · entry 2

BARBOUR D. SCOTT · CIK 0001716232 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 4,832

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · security: Settlement of restricted stock units ("RSUs") and related dividend equivalents.

F4 · shares: Includes 77 dividend equivalents.

SEC source: 0001062993-23-010378 · form4.xml · nonDerivative · entry 1

BARBOUR D. SCOTT · CIK 0001716232 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,009

F1 · security: These shares represent a quarterly payment of the reporting person's annual retainer under the Allison Transmission Holdings, Inc. (the "Company") Sixth Amended and Restated Non-Employee Director Compensation Policy. The annual retainer is paid quarterly in arrears in cash or common stock at the reporting person's discretion.

F2 · price: The number of shares of common stock received was calculated based on $47.47, which was the closing price of the Company's common stock on the date of grant.

SEC source: 0001062993-23-010376 · form4.xml · derivative · entry 31

GARCIA TUNON ALVARO · CIK 0001244225 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 3,746 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: Each DSU is the economic equivalent of one share of the Company's common stock. The DSUs become payable, in common stock, or at the Company's election cash, at the earlier of the reporting person's separation from service or a change in control. DSUs earn dividend equivalents when dividends are declared on the Company's common stock.

F34 · derivative.exercise_date: On May 5, 2022, the reporting person was granted 3,746 DSUs that vested on May 3, 2023.

F34 · derivative.expiration_date: On May 5, 2022, the reporting person was granted 3,746 DSUs that vested on May 3, 2023.

SEC source: 0001062993-23-010376 · form4.xml · derivative · entry 30

GARCIA TUNON ALVARO · CIK 0001244225 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 2,927 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: Each DSU is the economic equivalent of one share of the Company's common stock. The DSUs become payable, in common stock, or at the Company's election cash, at the earlier of the reporting person's separation from service or a change in control. DSUs earn dividend equivalents when dividends are declared on the Company's common stock.

F33 · derivative.exercise_date: On May 6, 2021, the reporting person was granted 2,927 DSUs that vested on May 4, 2022.

F33 · derivative.expiration_date: On May 6, 2021, the reporting person was granted 2,927 DSUs that vested on May 4, 2022.

SEC source: 0001062993-23-010376 · form4.xml · derivative · entry 29

GARCIA TUNON ALVARO · CIK 0001244225 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 646 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: Each DSU is the economic equivalent of one share of the Company's common stock. The DSUs become payable, in common stock, or at the Company's election cash, at the earlier of the reporting person's separation from service or a change in control. DSUs earn dividend equivalents when dividends are declared on the Company's common stock.

F32 · derivative.exercise_date: On May 5, 2021, the reporting person was granted 646 DSUs that vested on May 5, 2021.

F32 · derivative.expiration_date: On May 5, 2021, the reporting person was granted 646 DSUs that vested on May 5, 2021.

SEC source: 0001062993-23-010376 · form4.xml · derivative · entry 28

GARCIA TUNON ALVARO · CIK 0001244225 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 627 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: Each DSU is the economic equivalent of one share of the Company's common stock. The DSUs become payable, in common stock, or at the Company's election cash, at the earlier of the reporting person's separation from service or a change in control. DSUs earn dividend equivalents when dividends are declared on the Company's common stock.

F31 · derivative.exercise_date: On February 8, 2021, the reporting person was granted 627 DSUs that vested on February 8, 2021.

F31 · derivative.expiration_date: On February 8, 2021, the reporting person was granted 627 DSUs that vested on February 8, 2021.

SEC source: 0001062993-23-010376 · form4.xml · derivative · entry 27

GARCIA TUNON ALVARO · CIK 0001244225 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 726 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: Each DSU is the economic equivalent of one share of the Company's common stock. The DSUs become payable, in common stock, or at the Company's election cash, at the earlier of the reporting person's separation from service or a change in control. DSUs earn dividend equivalents when dividends are declared on the Company's common stock.

F30 · derivative.exercise_date: On November 6, 2020, the reporting person was granted 726 DSUs that vested on November 6, 2020.

F30 · derivative.expiration_date: On November 6, 2020, the reporting person was granted 726 DSUs that vested on November 6, 2020.

SEC source: 0001062993-23-010376 · form4.xml · derivative · entry 26

GARCIA TUNON ALVARO · CIK 0001244225 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 733 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: Each DSU is the economic equivalent of one share of the Company's common stock. The DSUs become payable, in common stock, or at the Company's election cash, at the earlier of the reporting person's separation from service or a change in control. DSUs earn dividend equivalents when dividends are declared on the Company's common stock.

F29 · derivative.exercise_date: On August 7, 2020, the reporting person was granted 733 DSUs that vested on August 7, 2020.

F29 · derivative.expiration_date: On August 7, 2020, the reporting person was granted 733 DSUs that vested on August 7, 2020.

SEC source: 0001062993-23-010376 · form4.xml · derivative · entry 25

GARCIA TUNON ALVARO · CIK 0001244225 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 3,600 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: Each DSU is the economic equivalent of one share of the Company's common stock. The DSUs become payable, in common stock, or at the Company's election cash, at the earlier of the reporting person's separation from service or a change in control. DSUs earn dividend equivalents when dividends are declared on the Company's common stock.

F28 · derivative.exercise_date: On May 7, 2020, the reporting person was granted 3,600 DSUs that vested on May 5, 2021.

F28 · derivative.expiration_date: On May 7, 2020, the reporting person was granted 3,600 DSUs that vested on May 5, 2021.

SEC source: 0001062993-23-010376 · form4.xml · derivative · entry 24

GARCIA TUNON ALVARO · CIK 0001244225 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 771 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: Each DSU is the economic equivalent of one share of the Company's common stock. The DSUs become payable, in common stock, or at the Company's election cash, at the earlier of the reporting person's separation from service or a change in control. DSUs earn dividend equivalents when dividends are declared on the Company's common stock.

F27 · derivative.exercise_date: On May 6, 2020, the reporting person was granted 771 DSUs that vested on May 6, 2020.

F27 · derivative.expiration_date: On May 6, 2020, the reporting person was granted 771 DSUs that vested on May 6, 2020.

SEC source: 0001062993-23-010376 · form4.xml · derivative · entry 23

GARCIA TUNON ALVARO · CIK 0001244225 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 636 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: Each DSU is the economic equivalent of one share of the Company's common stock. The DSUs become payable, in common stock, or at the Company's election cash, at the earlier of the reporting person's separation from service or a change in control. DSUs earn dividend equivalents when dividends are declared on the Company's common stock.

F26 · derivative.exercise_date: On February 10, 2020, the reporting person was granted 636 DSUs that vested on February 10, 2020.

F26 · derivative.expiration_date: On February 10, 2020, the reporting person was granted 636 DSUs that vested on February 10, 2020.

SEC source: 0001062993-23-010376 · form4.xml · derivative · entry 22

GARCIA TUNON ALVARO · CIK 0001244225 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 588 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: Each DSU is the economic equivalent of one share of the Company's common stock. The DSUs become payable, in common stock, or at the Company's election cash, at the earlier of the reporting person's separation from service or a change in control. DSUs earn dividend equivalents when dividends are declared on the Company's common stock.

F25 · derivative.exercise_date: On November 8, 2019, the reporting person was granted 588 DSUs that vested on November 8, 2019.

F25 · derivative.expiration_date: On November 8, 2019, the reporting person was granted 588 DSUs that vested on November 8, 2019.

SEC source: 0001062993-23-010376 · form4.xml · derivative · entry 21

GARCIA TUNON ALVARO · CIK 0001244225 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 635 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: Each DSU is the economic equivalent of one share of the Company's common stock. The DSUs become payable, in common stock, or at the Company's election cash, at the earlier of the reporting person's separation from service or a change in control. DSUs earn dividend equivalents when dividends are declared on the Company's common stock.

F24 · derivative.exercise_date: On August 9, 2019, the reporting person was granted 635 DSUs that vested on August 9, 2019.

F24 · derivative.expiration_date: On August 9, 2019, the reporting person was granted 635 DSUs that vested on August 9, 2019.

SEC source: 0001062993-23-010376 · form4.xml · derivative · entry 20

GARCIA TUNON ALVARO · CIK 0001244225 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 2,880 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: Each DSU is the economic equivalent of one share of the Company's common stock. The DSUs become payable, in common stock, or at the Company's election cash, at the earlier of the reporting person's separation from service or a change in control. DSUs earn dividend equivalents when dividends are declared on the Company's common stock.

F23 · derivative.exercise_date: On May 9, 2019, the reporting person was granted 2,880 DSUs that vested on May 6, 2020.

F23 · derivative.expiration_date: On May 9, 2019, the reporting person was granted 2,880 DSUs that vested on May 6, 2020.

SEC source: 0001062993-23-010376 · form4.xml · derivative · entry 19

GARCIA TUNON ALVARO · CIK 0001244225 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 551 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: Each DSU is the economic equivalent of one share of the Company's common stock. The DSUs become payable, in common stock, or at the Company's election cash, at the earlier of the reporting person's separation from service or a change in control. DSUs earn dividend equivalents when dividends are declared on the Company's common stock.

F22 · derivative.exercise_date: On May 8, 2019 the reporting person was granted 551 DSUs that vested on May 8, 2019.

F22 · derivative.expiration_date: On May 8, 2019 the reporting person was granted 551 DSUs that vested on May 8, 2019.

SEC source: 0001062993-23-010376 · form4.xml · derivative · entry 18

GARCIA TUNON ALVARO · CIK 0001244225 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 504 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: Each DSU is the economic equivalent of one share of the Company's common stock. The DSUs become payable, in common stock, or at the Company's election cash, at the earlier of the reporting person's separation from service or a change in control. DSUs earn dividend equivalents when dividends are declared on the Company's common stock.

F21 · derivative.exercise_date: On February 11, 2019, the reporting person was granted 504 DSUs that vested on February 11, 2019.

F21 · derivative.expiration_date: On February 11, 2019, the reporting person was granted 504 DSUs that vested on February 11, 2019.

SEC source: 0001062993-23-010376 · form4.xml · derivative · entry 17

GARCIA TUNON ALVARO · CIK 0001244225 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 514 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: Each DSU is the economic equivalent of one share of the Company's common stock. The DSUs become payable, in common stock, or at the Company's election cash, at the earlier of the reporting person's separation from service or a change in control. DSUs earn dividend equivalents when dividends are declared on the Company's common stock.

F20 · derivative.exercise_date: On November 12, 2018, the reporting person was granted 514 DSUs that vested on November 12, 2018.

F20 · derivative.expiration_date: On November 12, 2018, the reporting person was granted 514 DSUs that vested on November 12, 2018.

SEC source: 0001062993-23-010376 · form4.xml · derivative · entry 16

GARCIA TUNON ALVARO · CIK 0001244225 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 518 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: Each DSU is the economic equivalent of one share of the Company's common stock. The DSUs become payable, in common stock, or at the Company's election cash, at the earlier of the reporting person's separation from service or a change in control. DSUs earn dividend equivalents when dividends are declared on the Company's common stock.

F19 · derivative.exercise_date: On August 10, 2018, the reporting person was granted 518 DSUs that vested on August 10, 2018.

F19 · derivative.expiration_date: On August 10, 2018, the reporting person was granted 518 DSUs that vested on August 10, 2018.

SEC source: 0001062993-23-010376 · form4.xml · derivative · entry 15

GARCIA TUNON ALVARO · CIK 0001244225 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 566 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: Each DSU is the economic equivalent of one share of the Company's common stock. The DSUs become payable, in common stock, or at the Company's election cash, at the earlier of the reporting person's separation from service or a change in control. DSUs earn dividend equivalents when dividends are declared on the Company's common stock.

F18 · derivative.exercise_date: On May 10, 2018, the reporting person was granted 566 DSUs that vested on May 10, 2018.

F18 · derivative.expiration_date: On May 10, 2018, the reporting person was granted 566 DSUs that vested on May 10, 2018.

SEC source: 0001062993-23-010376 · form4.xml · derivative · entry 14

GARCIA TUNON ALVARO · CIK 0001244225 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 2,859 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: Each DSU is the economic equivalent of one share of the Company's common stock. The DSUs become payable, in common stock, or at the Company's election cash, at the earlier of the reporting person's separation from service or a change in control. DSUs earn dividend equivalents when dividends are declared on the Company's common stock.

F17 · derivative.exercise_date: On May 10, 2018, the reporting person was granted 2,859 DSUs that vested on May 9, 2019.

F17 · derivative.expiration_date: On May 10, 2018, the reporting person was granted 2,859 DSUs that vested on May 9, 2019.

SEC source: 0001062993-23-010376 · form4.xml · derivative · entry 13

GARCIA TUNON ALVARO · CIK 0001244225 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 570 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: Each DSU is the economic equivalent of one share of the Company's common stock. The DSUs become payable, in common stock, or at the Company's election cash, at the earlier of the reporting person's separation from service or a change in control. DSUs earn dividend equivalents when dividends are declared on the Company's common stock.

F16 · derivative.exercise_date: On February 12, 2018, the reporting person was granted 570 DSUs that vested on February 12, 2018.

F16 · derivative.expiration_date: On February 12, 2018, the reporting person was granted 570 DSUs that vested on February 12, 2018.

SEC source: 0001062993-23-010376 · form4.xml · derivative · entry 12

GARCIA TUNON ALVARO · CIK 0001244225 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 548 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: Each DSU is the economic equivalent of one share of the Company's common stock. The DSUs become payable, in common stock, or at the Company's election cash, at the earlier of the reporting person's separation from service or a change in control. DSUs earn dividend equivalents when dividends are declared on the Company's common stock.

F15 · derivative.exercise_date: On November 10, 2017, the reporting person was granted 548 DSUs that vested on November 10, 2017.

F15 · derivative.expiration_date: On November 10, 2017, the reporting person was granted 548 DSUs that vested on November 10, 2017.

SEC source: 0001062993-23-010376 · form4.xml · derivative · entry 11

GARCIA TUNON ALVARO · CIK 0001244225 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 648 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: Each DSU is the economic equivalent of one share of the Company's common stock. The DSUs become payable, in common stock, or at the Company's election cash, at the earlier of the reporting person's separation from service or a change in control. DSUs earn dividend equivalents when dividends are declared on the Company's common stock.

F14 · derivative.exercise_date: On August 11, 2017, the reporting person was granted 648 DSUs that vested on August 11, 2017.

F14 · derivative.expiration_date: On August 11, 2017, the reporting person was granted 648 DSUs that vested on August 11, 2017.

SEC source: 0001062993-23-010376 · form4.xml · derivative · entry 10

GARCIA TUNON ALVARO · CIK 0001244225 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 3,185 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: Each DSU is the economic equivalent of one share of the Company's common stock. The DSUs become payable, in common stock, or at the Company's election cash, at the earlier of the reporting person's separation from service or a change in control. DSUs earn dividend equivalents when dividends are declared on the Company's common stock.

F13 · derivative.exercise_date: On May 12, 2017, the reporting person was granted 3,185 DSUs that vested on May 10, 2018.

F13 · derivative.expiration_date: On May 12, 2017, the reporting person was granted 3,185 DSUs that vested on May 10, 2018.

SEC source: 0001062993-23-010376 · form4.xml · derivative · entry 9

GARCIA TUNON ALVARO · CIK 0001244225 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 621 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: Each DSU is the economic equivalent of one share of the Company's common stock. The DSUs become payable, in common stock, or at the Company's election cash, at the earlier of the reporting person's separation from service or a change in control. DSUs earn dividend equivalents when dividends are declared on the Company's common stock.

F12 · derivative.exercise_date: On May 11, 2017, the reporting person was granted 621 DSUs that vested on May 11, 2017.

F12 · derivative.expiration_date: On May 11, 2017, the reporting person was granted 621 DSUs that vested on May 11, 2017.

SEC source: 0001062993-23-010376 · form4.xml · derivative · entry 8

GARCIA TUNON ALVARO · CIK 0001244225 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 563 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: Each DSU is the economic equivalent of one share of the Company's common stock. The DSUs become payable, in common stock, or at the Company's election cash, at the earlier of the reporting person's separation from service or a change in control. DSUs earn dividend equivalents when dividends are declared on the Company's common stock.

F11 · derivative.exercise_date: On February 10, 2017, the reporting person was granted 563 DSUs that vested on February 10, 2017.

F11 · derivative.expiration_date: On February 10, 2017, the reporting person was granted 563 DSUs that vested on February 10, 2017.

SEC source: 0001062993-23-010376 · form4.xml · derivative · entry 7

GARCIA TUNON ALVARO · CIK 0001244225 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 683 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: Each DSU is the economic equivalent of one share of the Company's common stock. The DSUs become payable, in common stock, or at the Company's election cash, at the earlier of the reporting person's separation from service or a change in control. DSUs earn dividend equivalents when dividends are declared on the Company's common stock.

F10 · derivative.exercise_date: On November 11, 2016, the reporting person was granted 683 DSUs that vested on November 11, 2016.

F10 · derivative.expiration_date: On November 11, 2016, the reporting person was granted 683 DSUs that vested on November 11, 2016.