Tapewire

NYSE · USD

ALSN

Allison Transmission Holdings Inc

Export transactions ↓
Tapewire entity
246
SEC CIK
0001411207
Parsed reports
1,295

Last 12 months

Inside the activity.

0 purchase rows · 12 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202500
Dec 202501
Jan 202600
Feb 202603
Mar 202601
Apr 202600
May 202602
Jun 202600
Jul 202600
Aug 202605
Sep 202600
Oct 202600

Latest available

Insider transactions

JSON API
Reset

Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
August 31, 2023 Filed Sep 5, 2023 20:13 UTC GrantDividend Equivalent Rights · Derivative 12 $0.00 $0.00
Disclosure

SEC source: 0001062993-23-017540 · form4.xml · derivative · entry 1

Ostojic Sasha · CIK 0001942133 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 27

Underlying: Common Stock · 12 shares

Expires not disclosed

F1 · derivative.exercise_price: The dividend equivalent rights accrued on previously awarded restricted stock units ("RSUs") and vest proportionately with the RSUs to which they relate. Each dividend equivalent right is the economic equivalent of one share of Allison Transmission Holdings, Inc. common stock.

F1 · derivative.exercise_date: The dividend equivalent rights accrued on previously awarded restricted stock units ("RSUs") and vest proportionately with the RSUs to which they relate. Each dividend equivalent right is the economic equivalent of one share of Allison Transmission Holdings, Inc. common stock.

F1 · derivative.expiration_date: The dividend equivalent rights accrued on previously awarded restricted stock units ("RSUs") and vest proportionately with the RSUs to which they relate. Each dividend equivalent right is the economic equivalent of one share of Allison Transmission Holdings, Inc. common stock.

Read SEC document
August 31, 2023 Filed Sep 5, 2023 20:11 UTC
van Niekerk TeresaVP, Chief Procurement Officer
GrantDividend Equivalent Rights · Derivative 22 $0.00 $0.00
Disclosure

SEC source: 0001062993-23-017538 · form4.xml · derivative · entry 1

van Niekerk Teresa · CIK 0001918190 · VP, Chief Procurement Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 164

Underlying: Common Stock · 22 shares

Expires not disclosed

F1 · derivative.exercise_price: The dividend equivalent rights accrued on previously awarded restricted stock units ("RSUs") and vest proportionately with the RSUs to which they relate. Each dividend equivalent right is the economic equivalent of one share of Allison Transmission Holdings, Inc. common stock.

F1 · derivative.exercise_date: The dividend equivalent rights accrued on previously awarded restricted stock units ("RSUs") and vest proportionately with the RSUs to which they relate. Each dividend equivalent right is the economic equivalent of one share of Allison Transmission Holdings, Inc. common stock.

F1 · derivative.expiration_date: The dividend equivalent rights accrued on previously awarded restricted stock units ("RSUs") and vest proportionately with the RSUs to which they relate. Each dividend equivalent right is the economic equivalent of one share of Allison Transmission Holdings, Inc. common stock.

Read SEC document
August 31, 2023 Filed Sep 5, 2023 20:09 UTC GrantDividend Equivalent Rights · Derivative 12 $0.00 $0.00
Disclosure

SEC source: 0001062993-23-017536 · form4.xml · derivative · entry 1

BARBOUR D. SCOTT · CIK 0001716232 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 27

Underlying: Common Stock · 12 shares

Expires not disclosed

F1 · derivative.exercise_price: The dividend equivalent rights accrued on previously awarded restricted stock units ("RSUs") and vest proportionately with the RSUs to which they relate. Each dividend equivalent right is the economic equivalent of one share of Allison Transmission Holdings, Inc. common stock.

F1 · derivative.exercise_date: The dividend equivalent rights accrued on previously awarded restricted stock units ("RSUs") and vest proportionately with the RSUs to which they relate. Each dividend equivalent right is the economic equivalent of one share of Allison Transmission Holdings, Inc. common stock.

F1 · derivative.expiration_date: The dividend equivalent rights accrued on previously awarded restricted stock units ("RSUs") and vest proportionately with the RSUs to which they relate. Each dividend equivalent right is the economic equivalent of one share of Allison Transmission Holdings, Inc. common stock.

Read SEC document
August 31, 2023 Filed Sep 5, 2023 20:05 UTC
Basso RafaelVP, Operations
GrantDividend Equivalent Rights · Derivative 19 $0.00 $0.00
Disclosure

SEC source: 0001062993-23-017524 · form4.xml · derivative · entry 1

Basso Rafael · CIK 0001918715 · VP, Operations

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 141

Underlying: Common Stock · 19 shares

Expires not disclosed

F1 · derivative.exercise_price: The dividend equivalent rights accrued on previously awarded restricted stock units ("RSUs") and vest proportionately with the RSUs to which they relate. Each dividend equivalent right is the economic equivalent of one share of Allison Transmission Holdings, Inc. common stock.

F1 · derivative.exercise_date: The dividend equivalent rights accrued on previously awarded restricted stock units ("RSUs") and vest proportionately with the RSUs to which they relate. Each dividend equivalent right is the economic equivalent of one share of Allison Transmission Holdings, Inc. common stock.

F1 · derivative.expiration_date: The dividend equivalent rights accrued on previously awarded restricted stock units ("RSUs") and vest proportionately with the RSUs to which they relate. Each dividend equivalent right is the economic equivalent of one share of Allison Transmission Holdings, Inc. common stock.

Read SEC document
August 28, 2023 Filed Aug 30, 2023 20:03 UTC
Milburn Ryan A.VP, Product Engr. & Tech Dev.
Exercise / conversionEmployee Stock Option (right to buy) · Derivative 4,130 $0.00 Strike: $49.60 $0.00
Disclosure

SEC source: 0001062993-23-017271 · form4.xml · derivative · entry 5

Milburn Ryan A. · CIK 0001543604 · VP, Product Engr. & Tech Dev.

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 4,130 shares

Expires 2029-02-20

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: The option vested on February 20, 2022.

Read SEC document
August 28, 2023 Filed Aug 30, 2023 20:03 UTC
Milburn Ryan A.VP, Product Engr. & Tech Dev.
Exercise / conversionEmployee Stock Option (right to buy) · Derivative 3,242 $0.00 Strike: $37.11 $0.00
Disclosure

SEC source: 0001062993-23-017271 · form4.xml · derivative · entry 4

Milburn Ryan A. · CIK 0001543604 · VP, Product Engr. & Tech Dev.

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 3,242 shares

Expires 2027-02-21

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_date: The option vested on February 22, 2020.

Read SEC document
August 28, 2023 Filed Aug 30, 2023 20:03 UTC
Milburn Ryan A.VP, Product Engr. & Tech Dev.
SaleCommon Stock 7,372 $59.15 $436,053.80
Disclosure

SEC source: 0001062993-23-017271 · form4.xml · nonDerivative · entry 3

Milburn Ryan A. · CIK 0001543604 · VP, Product Engr. & Tech Dev.

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 13,827

Read SEC document
August 28, 2023 Filed Aug 30, 2023 20:03 UTC
Milburn Ryan A.VP, Product Engr. & Tech Dev.
Exercise / conversionCommon Stock 4,130 $49.60 $204,848.00
Disclosure

SEC source: 0001062993-23-017271 · form4.xml · nonDerivative · entry 2

Milburn Ryan A. · CIK 0001543604 · VP, Product Engr. & Tech Dev.

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 21,199

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
August 28, 2023 Filed Aug 30, 2023 20:03 UTC
Milburn Ryan A.VP, Product Engr. & Tech Dev.
Exercise / conversionCommon Stock 3,242 $37.11 $120,310.62
Disclosure

SEC source: 0001062993-23-017271 · form4.xml · nonDerivative · entry 1

Milburn Ryan A. · CIK 0001543604 · VP, Product Engr. & Tech Dev.

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 17,069

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
August 28, 2023 Filed Aug 30, 2023 20:02 UTC
van Niekerk TeresaVP, Chief Procurement Officer
Exercise / conversionEmployee Stock Option (right to buy) · Derivative 3,302 $0.00 Strike: $39.42 $0.00
Disclosure

SEC source: 0001062993-23-017269 · form4.xml · derivative · entry 7

van Niekerk Teresa · CIK 0001918190 · VP, Chief Procurement Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 6,605

Underlying: Common Stock · 3,302 shares

Expires 2032-02-23

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_date: The options vest in three equal annual installments beginning on February 23, 2023.

Read SEC document
August 28, 2023 Filed Aug 30, 2023 20:02 UTC
van Niekerk TeresaVP, Chief Procurement Officer
Exercise / conversionEmployee Stock Option (right to buy) · Derivative 5,520 $0.00 Strike: $43.13 $0.00
Disclosure

SEC source: 0001062993-23-017269 · form4.xml · derivative · entry 6

van Niekerk Teresa · CIK 0001918190 · VP, Chief Procurement Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 2,761

Underlying: Common Stock · 5,520 shares

Expires 2031-02-10

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_date: The options vest in three equal annual installments beginning on February 10, 2022.

Read SEC document
August 28, 2023 Filed Aug 30, 2023 20:02 UTC
van Niekerk TeresaVP, Chief Procurement Officer
Exercise / conversionEmployee Stock Option (right to buy) · Derivative 5,705 $0.00 Strike: $49.60 $0.00
Disclosure

SEC source: 0001062993-23-017269 · form4.xml · derivative · entry 5

van Niekerk Teresa · CIK 0001918190 · VP, Chief Procurement Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 5,705 shares

Expires 2029-02-20

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: The option vested on February 20, 2022.

Read SEC document
August 28, 2023 Filed Aug 30, 2023 20:02 UTC
van Niekerk TeresaVP, Chief Procurement Officer
SaleCommon Stock 12,153 $59.17 $719,105.16
Disclosure

SEC source: 0001062993-23-017269 · form4.xml · nonDerivative · entry 4

van Niekerk Teresa · CIK 0001918190 · VP, Chief Procurement Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 16,283

F1 · price: The price reported is a weighted average price. These shares were sold in multiple transactions at per share prices ranging from $59.1000 to $59.2200. The reporting person undertakes to provide Allison Transmission Holdings, Inc. or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

Read SEC document
August 28, 2023 Filed Aug 30, 2023 20:02 UTC
van Niekerk TeresaVP, Chief Procurement Officer
Exercise / conversionCommon Stock 3,302 $39.42 $130,164.84
Disclosure

SEC source: 0001062993-23-017269 · form4.xml · nonDerivative · entry 3

van Niekerk Teresa · CIK 0001918190 · VP, Chief Procurement Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 28,436

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
August 28, 2023 Filed Aug 30, 2023 20:02 UTC
van Niekerk TeresaVP, Chief Procurement Officer
Exercise / conversionCommon Stock 5,520 $43.13 $238,077.60
Disclosure

SEC source: 0001062993-23-017269 · form4.xml · nonDerivative · entry 2

van Niekerk Teresa · CIK 0001918190 · VP, Chief Procurement Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 25,134

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
August 28, 2023 Filed Aug 30, 2023 20:02 UTC
van Niekerk TeresaVP, Chief Procurement Officer
Exercise / conversionCommon Stock 5,705 $49.60 $282,968.00
Disclosure

SEC source: 0001062993-23-017269 · form4.xml · nonDerivative · entry 1

van Niekerk Teresa · CIK 0001918190 · VP, Chief Procurement Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 19,614

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
August 10, 2023 Filed Aug 14, 2023 16:09 UTC
Eifert ThomasVP, Quality, Plan & Prog Mgmt
Exercise / conversionEmployee Stock Option (right to buy) · Derivative 2,790 $0.00 Strike: $32.13 $0.00
Disclosure

SEC source: 0001062993-23-016423 · form4.xml · derivative · entry 3

Eifert Thomas · CIK 0001878235 · VP, Quality, Plan & Prog Mgmt

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 2,790 shares

Expires 2025-02-19

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_date: The option vested on February 19, 2018.

Read SEC document
August 10, 2023 Filed Aug 14, 2023 16:09 UTC
Eifert ThomasVP, Quality, Plan & Prog Mgmt
SaleCommon Stock 2,790 $59.00 $164,610.00
Disclosure

SEC source: 0001062993-23-016423 · form4.xml · nonDerivative · entry 2

Eifert Thomas · CIK 0001878235 · VP, Quality, Plan & Prog Mgmt

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 5,695

Read SEC document
August 10, 2023 Filed Aug 14, 2023 16:09 UTC
Eifert ThomasVP, Quality, Plan & Prog Mgmt
Exercise / conversionCommon Stock 2,790 $32.13 $89,642.70
Disclosure

SEC source: 0001062993-23-016423 · form4.xml · nonDerivative · entry 1

Eifert Thomas · CIK 0001878235 · VP, Quality, Plan & Prog Mgmt

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 8,485

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
August 03, 2023 Filed Aug 7, 2023 15:18 UTC GrantDeferred Stock Units · Derivative 547 $0.00 $0.00
Disclosure

SEC source: 0001062993-23-015918 · form4.xml · derivative · entry 1

LAVIN RICHARD P · CIK 0001171774 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 28,556

Underlying: Common Stock · 547 shares

Expires not disclosed

F1 · security: These deferred stock units ("DSUs") represent a quarterly payment of the portion of the reporting person's annual retainer and other fees under the Allison Transmission Holdings, Inc. (the "Company") Seventh Amended and Restated Non-Employee Director Compensation Policy deferred pursuant to the Company's Amended and Restated Non-Employee Director Deferred Compensation Plan. The annual retainer and other fees are payable quarterly in arrears.

F2 · derivative.exercise_price: Each DSU is the economic equivalent of one share of the Company's common stock. The DSUs become payable, in common stock, or at the Company's election cash, at the earlier of the reporting person's separation from service or a change in control. DSUs earn dividend equivalents when dividends are declared on the Company's common stock.

F3 · shares: The number of DSUs received was calculated based on $58.84, which was the closing price of the Company's common stock on the date of grant.

F2 · derivative.exercise_date: Each DSU is the economic equivalent of one share of the Company's common stock. The DSUs become payable, in common stock, or at the Company's election cash, at the earlier of the reporting person's separation from service or a change in control. DSUs earn dividend equivalents when dividends are declared on the Company's common stock.

F2 · derivative.expiration_date: Each DSU is the economic equivalent of one share of the Company's common stock. The DSUs become payable, in common stock, or at the Company's election cash, at the earlier of the reporting person's separation from service or a change in control. DSUs earn dividend equivalents when dividends are declared on the Company's common stock.

Read SEC document
August 03, 2023 Filed Aug 7, 2023 19:09 UTC GrantCommon Stock 180 $0.00 $0.00
Disclosure

SEC source: 0001062993-23-015915 · form4.xml · nonDerivative · entry 1

BARBOUR D. SCOTT · CIK 0001716232 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 5,012

F1 · security: These shares represent a quarterly payment of the reporting person's annual retainer under the Allison Transmission Holdings, Inc. (the "Company") Seventh Amended and Restated Non-Employee Director Compensation Policy ("Policy"). The annual retainer is paid quarterly in arrears in cash or common stock at the reporting person's discretion.

F2 · shares: The number of shares of common stock received was calculated based on $58.84, which was the closing price of the Company's common stock on the date of grant.

Read SEC document
August 01, 2023 Filed Aug 3, 2023 20:03 UTC
Scroggins Eric C.VP, Gen. Counsel & Secretary
Exercise / conversionEmployee Stock Option (right to buy) · Derivative 5,558 $0.00 Strike: $49.60 $0.00
Disclosure

SEC source: 0001062993-23-015752 · form4.xml · derivative · entry 3

Scroggins Eric C. · CIK 0001543507 · VP, Gen. Counsel & Secretary

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 5,558 shares

Expires 2029-02-20

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: The options vested on February 20, 2022.

Read SEC document
August 01, 2023 Filed Aug 3, 2023 20:03 UTC
Scroggins Eric C.VP, Gen. Counsel & Secretary
SaleCommon Stock 5,165 $59.13 $305,420.91
Disclosure

SEC source: 0001062993-23-015752 · form4.xml · nonDerivative · entry 2

Scroggins Eric C. · CIK 0001543507 · VP, Gen. Counsel & Secretary

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 7,901

F1 · price: The price reported is a weighted average price. The shares were sold in multiple transactions at per share prices ranging from $59.1200 to $59.2000. The reporting person undertakes to provide Allison Transmission Holdings, Inc. or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

Read SEC document
August 01, 2023 Filed Aug 3, 2023 20:03 UTC
Scroggins Eric C.VP, Gen. Counsel & Secretary
Exercise / conversionCommon Stock 5,558 $49.60 $275,676.80
Disclosure

SEC source: 0001062993-23-015752 · form4.xml · nonDerivative · entry 1

Scroggins Eric C. · CIK 0001543507 · VP, Gen. Counsel & Secretary

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 13,066

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
June 30, 2023 Filed Jun 30, 2023 16:34 UTC
Coll JohnSVP, Global MSS
SaleCommon Stock 2,000 $56.89 $113,780.00
Disclosure

SEC source: 0001062993-23-014253 · form4.xml · nonDerivative · entry 1

Coll John · CIK 0001687117 · SVP, Global MSS

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 18,788

Read SEC document
June 13, 2023 Filed Jun 15, 2023 14:51 UTC
Coll JohnSVP, Global MSS
SaleCommon Stock 2,000 $54.00 $108,000.00
Disclosure

SEC source: 0001062993-23-013621 · form4.xml · nonDerivative · entry 1

Coll John · CIK 0001687117 · SVP, Global MSS

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 20,788

Read SEC document
May 31, 2023 Filed Jun 2, 2023 15:28 UTC GrantDividend Equivalent Rights · Derivative 132 $0.00 $0.00
Disclosure

SEC source: 0001062993-23-012736 · form4.xml · derivative · entry 1

LAVIN RICHARD P · CIK 0001171774 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,306

Underlying: Common Stock · 132 shares

Expires not disclosed

F1 · derivative.exercise_price: The dividend equivalent rights accrued on previously awarded deferred stock units ("DSUs") and vest proportionately with the DSUs to which they relate. Each dividend equivalent right is the economic equivalent of one share of Allison Transmission Holdings, Inc. common stock.

F1 · derivative.exercise_date: The dividend equivalent rights accrued on previously awarded deferred stock units ("DSUs") and vest proportionately with the DSUs to which they relate. Each dividend equivalent right is the economic equivalent of one share of Allison Transmission Holdings, Inc. common stock.

F1 · derivative.expiration_date: The dividend equivalent rights accrued on previously awarded deferred stock units ("DSUs") and vest proportionately with the DSUs to which they relate. Each dividend equivalent right is the economic equivalent of one share of Allison Transmission Holdings, Inc. common stock.

Read SEC document
May 31, 2023 Filed Jun 2, 2023 15:23 UTC
Eifert ThomasVP, Quality, Plan & Prog Mgmt
GrantDividend Equivalent Rights · Derivative 26 $0.00 $0.00
Disclosure

SEC source: 0001062993-23-012731 · form4.xml · derivative · entry 1

Eifert Thomas · CIK 0001878235 · VP, Quality, Plan & Prog Mgmt

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 130

Underlying: Common Stock · 26 shares

Expires not disclosed

F1 · derivative.exercise_price: The dividend equivalent rights accrued on previously awarded restricted stock units ("RSUs") and vest proportionately with the RSUs to which they relate. Each dividend equivalent right is the economic equivalent of one share of Allison Transmission Holdings, Inc. common stock.

F1 · derivative.exercise_date: The dividend equivalent rights accrued on previously awarded restricted stock units ("RSUs") and vest proportionately with the RSUs to which they relate. Each dividend equivalent right is the economic equivalent of one share of Allison Transmission Holdings, Inc. common stock.

F1 · derivative.expiration_date: The dividend equivalent rights accrued on previously awarded restricted stock units ("RSUs") and vest proportionately with the RSUs to which they relate. Each dividend equivalent right is the economic equivalent of one share of Allison Transmission Holdings, Inc. common stock.

Read SEC document
May 31, 2023 Filed Jun 2, 2023 19:27 UTC GrantDividend Equivalent Rights · Derivative 89 $0.00 $0.00
Disclosure

SEC source: 0001062993-23-012735 · form4.xml · derivative · entry 1

HAZNEDAR CAROLANN I · CIK 0001756619 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 843

Underlying: Common Stock · 89 shares

Expires not disclosed

F1 · derivative.exercise_price: The dividend equivalent rights accrued on previously awarded deferred stock units ("DSUs") and vest proportionately with the DSUs to which they relate. Each dividend equivalent right is the economic equivalent of one share of Allison Transmission Holdings, Inc. common stock.

F1 · derivative.exercise_date: The dividend equivalent rights accrued on previously awarded deferred stock units ("DSUs") and vest proportionately with the DSUs to which they relate. Each dividend equivalent right is the economic equivalent of one share of Allison Transmission Holdings, Inc. common stock.

F1 · derivative.expiration_date: The dividend equivalent rights accrued on previously awarded deferred stock units ("DSUs") and vest proportionately with the DSUs to which they relate. Each dividend equivalent right is the economic equivalent of one share of Allison Transmission Holdings, Inc. common stock.

Read SEC document
May 31, 2023 Filed Jun 2, 2023 19:21 UTC GrantDividend Equivalent Rights · Derivative 15 $0.00 $0.00
Disclosure

SEC source: 0001062993-23-012729 · form4.xml · derivative · entry 1

Christman Philip J · CIK 0001756611 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 15

Underlying: Common Stock · 15 shares

Expires not disclosed

F1 · derivative.exercise_price: The dividend equivalent rights accrued on previously awarded restricted stock units ("RSUs") and vest proportionately with the RSUs to which they relate. Each dividend equivalent right is the economic equivalent of one share of Allison Transmission Holdings, Inc. common stock.

F1 · derivative.exercise_date: The dividend equivalent rights accrued on previously awarded restricted stock units ("RSUs") and vest proportionately with the RSUs to which they relate. Each dividend equivalent right is the economic equivalent of one share of Allison Transmission Holdings, Inc. common stock.

F1 · derivative.expiration_date: The dividend equivalent rights accrued on previously awarded restricted stock units ("RSUs") and vest proportionately with the RSUs to which they relate. Each dividend equivalent right is the economic equivalent of one share of Allison Transmission Holdings, Inc. common stock.

Read SEC document
May 31, 2023 Filed Jun 2, 2023 15:22 UTC
Coll JohnSVP, Global MSS
GrantDividend Equivalent Rights · Derivative 52 $0.00 $0.00
Disclosure

SEC source: 0001062993-23-012730 · form4.xml · derivative · entry 1

Coll John · CIK 0001687117 · SVP, Global MSS

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 256

Underlying: Common Stock · 52 shares

Expires not disclosed

F1 · derivative.exercise_price: The dividend equivalent rights accrued on previously awarded restricted stock units ("RSUs") and vest proportionately with the RSUs to which they relate. Each dividend equivalent right is the economic equivalent of one share of Allison Transmission Holdings, Inc. common stock.

F1 · derivative.exercise_date: The dividend equivalent rights accrued on previously awarded restricted stock units ("RSUs") and vest proportionately with the RSUs to which they relate. Each dividend equivalent right is the economic equivalent of one share of Allison Transmission Holdings, Inc. common stock.

F1 · derivative.expiration_date: The dividend equivalent rights accrued on previously awarded restricted stock units ("RSUs") and vest proportionately with the RSUs to which they relate. Each dividend equivalent right is the economic equivalent of one share of Allison Transmission Holdings, Inc. common stock.

Read SEC document
May 31, 2023 Filed Jun 2, 2023 19:16 UTC GrantDividend Equivalent Rights · Derivative 83 $0.00 $0.00
Disclosure

SEC source: 0001062993-23-012725 · form4.xml · derivative · entry 1

Altmaier Judy L · CIK 0001474806 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 751

Underlying: Common Stock · 83 shares

Expires not disclosed

F1 · derivative.exercise_price: The dividend equivalent rights accrued on previously awarded deferred stock units ("DSUs") and vest proportionately with the DSUs to which they relate. Each dividend equivalent right is the economic equivalent of one share of Allison Transmission Holdings, Inc. common stock.

F1 · derivative.exercise_date: The dividend equivalent rights accrued on previously awarded deferred stock units ("DSUs") and vest proportionately with the DSUs to which they relate. Each dividend equivalent right is the economic equivalent of one share of Allison Transmission Holdings, Inc. common stock.

F1 · derivative.expiration_date: The dividend equivalent rights accrued on previously awarded deferred stock units ("DSUs") and vest proportionately with the DSUs to which they relate. Each dividend equivalent right is the economic equivalent of one share of Allison Transmission Holdings, Inc. common stock.

Read SEC document
May 31, 2023 Filed Jun 2, 2023 19:32 UTC
van Niekerk TeresaVP, Chief Procurement Officer
GrantDividend Equivalent Rights · Derivative 28 $0.00 $0.00
Disclosure

SEC source: 0001062993-23-012742 · form4.xml · derivative · entry 1

van Niekerk Teresa · CIK 0001918190 · VP, Chief Procurement Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 142

Underlying: Common Stock · 28 shares

Expires not disclosed

F1 · derivative.exercise_price: The dividend equivalent rights accrued on previously awarded restricted stock units ("RSUs") and vest proportionately with the RSUs to which they relate. Each dividend equivalent right is the economic equivalent of one share of Allison Transmission Holdings, Inc. common stock.

F1 · derivative.exercise_date: The dividend equivalent rights accrued on previously awarded restricted stock units ("RSUs") and vest proportionately with the RSUs to which they relate. Each dividend equivalent right is the economic equivalent of one share of Allison Transmission Holdings, Inc. common stock.

F1 · derivative.expiration_date: The dividend equivalent rights accrued on previously awarded restricted stock units ("RSUs") and vest proportionately with the RSUs to which they relate. Each dividend equivalent right is the economic equivalent of one share of Allison Transmission Holdings, Inc. common stock.

Read SEC document
May 31, 2023 Filed Jun 2, 2023 19:31 UTC GrantDividend Equivalent Rights · Derivative 15 $0.00 $0.00
Disclosure

SEC source: 0001062993-23-012741 · form4.xml · derivative · entry 1

Shivram Krishna · CIK 0001512863 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 15

Underlying: Common Stock · 15 shares

Expires not disclosed

F1 · derivative.exercise_price: The dividend equivalent rights accrued on previously awarded restricted stock units ("RSUs") and vest proportionately with the RSUs to which they relate. Each dividend equivalent right is the economic equivalent of one share of Allison Transmission Holdings, Inc. common stock.

F1 · derivative.exercise_date: The dividend equivalent rights accrued on previously awarded restricted stock units ("RSUs") and vest proportionately with the RSUs to which they relate. Each dividend equivalent right is the economic equivalent of one share of Allison Transmission Holdings, Inc. common stock.

F1 · derivative.expiration_date: The dividend equivalent rights accrued on previously awarded restricted stock units ("RSUs") and vest proportionately with the RSUs to which they relate. Each dividend equivalent right is the economic equivalent of one share of Allison Transmission Holdings, Inc. common stock.

Read SEC document
May 31, 2023 Filed Jun 2, 2023 19:30 UTC
Pittard Dana JHVP, Defense Programs
GrantDividend Equivalent Rights · Derivative 22 $0.00 $0.00
Disclosure

SEC source: 0001062993-23-012740 · form4.xml · derivative · entry 1

Pittard Dana JH · CIK 0001661939 · VP, Defense Programs

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 116

Underlying: Common Stock · 22 shares

Expires not disclosed

F1 · derivative.exercise_price: The dividend equivalent rights ("DERs") accrued on previously awarded restricted stock units ("RSUs") and vest proportionately with the RSUs to which they relate. Each dividend equivalent right is the economic equivalent of one share of Allison Transmission Holdings, Inc. common stock.

F1 · derivative.exercise_date: The dividend equivalent rights ("DERs") accrued on previously awarded restricted stock units ("RSUs") and vest proportionately with the RSUs to which they relate. Each dividend equivalent right is the economic equivalent of one share of Allison Transmission Holdings, Inc. common stock.

F1 · derivative.expiration_date: The dividend equivalent rights ("DERs") accrued on previously awarded restricted stock units ("RSUs") and vest proportionately with the RSUs to which they relate. Each dividend equivalent right is the economic equivalent of one share of Allison Transmission Holdings, Inc. common stock.

Read SEC document
May 31, 2023 Filed Jun 2, 2023 19:29 UTC GrantDividend Equivalent Rights · Derivative 15 $0.00 $0.00
Disclosure

SEC source: 0001062993-23-012739 · form4.xml · derivative · entry 1

Ostojic Sasha · CIK 0001942133 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 15

Underlying: Common Stock · 15 shares

Expires not disclosed

F1 · derivative.exercise_price: The dividend equivalent rights accrued on previously awarded restricted stock units ("RSUs") and vest proportionately with the RSUs to which they relate. Each dividend equivalent right is the economic equivalent of one share of Allison Transmission Holdings, Inc. common stock.

F1 · derivative.exercise_date: The dividend equivalent rights accrued on previously awarded restricted stock units ("RSUs") and vest proportionately with the RSUs to which they relate. Each dividend equivalent right is the economic equivalent of one share of Allison Transmission Holdings, Inc. common stock.

F1 · derivative.expiration_date: The dividend equivalent rights accrued on previously awarded restricted stock units ("RSUs") and vest proportionately with the RSUs to which they relate. Each dividend equivalent right is the economic equivalent of one share of Allison Transmission Holdings, Inc. common stock.

Read SEC document
May 31, 2023 Filed Jun 2, 2023 19:29 UTC GrantDividend Equivalent Rights · Derivative 15 $0.00 $0.00
Disclosure

SEC source: 0001062993-23-012738 · form4.xml · derivative · entry 1

Perna Gustave · CIK 0001942585 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 15

Underlying: Common Stock · 15 shares

Expires not disclosed

F1 · derivative.exercise_price: The dividend equivalent rights accrued on previously awarded restricted stock units ("RSUs") and vest proportionately with the RSUs to which they relate. Each dividend equivalent right is the economic equivalent of one share of Allison Transmission Holdings, Inc. common stock.

F1 · derivative.exercise_date: The dividend equivalent rights accrued on previously awarded restricted stock units ("RSUs") and vest proportionately with the RSUs to which they relate. Each dividend equivalent right is the economic equivalent of one share of Allison Transmission Holdings, Inc. common stock.

F1 · derivative.expiration_date: The dividend equivalent rights accrued on previously awarded restricted stock units ("RSUs") and vest proportionately with the RSUs to which they relate. Each dividend equivalent right is the economic equivalent of one share of Allison Transmission Holdings, Inc. common stock.

Read SEC document
May 31, 2023 Filed Jun 2, 2023 19:28 UTC
Milburn Ryan A.VP, Product Engineering
GrantDividend Equivalent Rights · Derivative 26 $0.00 $0.00
Disclosure

SEC source: 0001062993-23-012737 · form4.xml · derivative · entry 1

Milburn Ryan A. · CIK 0001543604 · VP, Product Engineering

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 130

Underlying: Common Stock · 26 shares

Expires not disclosed

F1 · derivative.exercise_price: The dividend equivalent rights accrued on previously awarded restricted stock units ("RSUs") and vest proportionately with the RSUs to which they relate. Each dividend equivalent right is the economic equivalent of one share of Allison Transmission Holdings, Inc. common stock.

F1 · derivative.exercise_date: The dividend equivalent rights accrued on previously awarded restricted stock units ("RSUs") and vest proportionately with the RSUs to which they relate. Each dividend equivalent right is the economic equivalent of one share of Allison Transmission Holdings, Inc. common stock.

F1 · derivative.expiration_date: The dividend equivalent rights accrued on previously awarded restricted stock units ("RSUs") and vest proportionately with the RSUs to which they relate. Each dividend equivalent right is the economic equivalent of one share of Allison Transmission Holdings, Inc. common stock.

Read SEC document
May 31, 2023 Filed Jun 2, 2023 19:26 UTC
Graziosi David S.Director · Chairman, President and CEO
GrantDividend Equivalent Rights · Derivative 407 $0.00 $0.00
Disclosure

SEC source: 0001062993-23-012734 · form4.xml · derivative · entry 1

Graziosi David S. · CIK 0001543492 · Director · Chairman, President and CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 2,020

Underlying: Common Stock · 407 shares

Expires not disclosed

F1 · derivative.exercise_price: The dividend equivalent rights accrued on previously awarded restricted stock units ("RSUs") and vest proportionately with the RSUs to which they relate. Each dividend equivalent right is the economic equivalent of one share of Allison Transmission Holdings, Inc. common stock.

F1 · derivative.exercise_date: The dividend equivalent rights accrued on previously awarded restricted stock units ("RSUs") and vest proportionately with the RSUs to which they relate. Each dividend equivalent right is the economic equivalent of one share of Allison Transmission Holdings, Inc. common stock.

F1 · derivative.expiration_date: The dividend equivalent rights accrued on previously awarded restricted stock units ("RSUs") and vest proportionately with the RSUs to which they relate. Each dividend equivalent right is the economic equivalent of one share of Allison Transmission Holdings, Inc. common stock.

Read SEC document
May 31, 2023 Filed Jun 2, 2023 19:25 UTC GrantDividend Equivalent Rights · Derivative 158 $0.00 $0.00
Disclosure

SEC source: 0001062993-23-012733 · form4.xml · derivative · entry 1

EVERITT DAVID C · CIK 0001196652 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 2,621

Underlying: Common Stock · 158 shares

Expires not disclosed

F1 · derivative.exercise_price: The dividend equivalent rights accrued on previously awarded deferred stock units ("DSUs") and vest proportionately with the DSUs to which they relate. Each dividend equivalent right is the economic equivalent of one share of Allison Transmission Holdings, Inc. common stock.

F1 · derivative.exercise_date: The dividend equivalent rights accrued on previously awarded deferred stock units ("DSUs") and vest proportionately with the DSUs to which they relate. Each dividend equivalent right is the economic equivalent of one share of Allison Transmission Holdings, Inc. common stock.

F1 · derivative.expiration_date: The dividend equivalent rights accrued on previously awarded deferred stock units ("DSUs") and vest proportionately with the DSUs to which they relate. Each dividend equivalent right is the economic equivalent of one share of Allison Transmission Holdings, Inc. common stock.

Read SEC document
May 31, 2023 Filed Jun 2, 2023 19:24 UTC
Scroggins Eric C.VP, Gen. Counsel & Secretary
GrantDividend Equivalent Rights · Derivative 27 $0.00 $0.00
Disclosure

SEC source: 0001062993-23-012732 · form4.xml · derivative · entry 1

Scroggins Eric C. · CIK 0001543507 · VP, Gen. Counsel & Secretary

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 137

Underlying: Common Stock · 27 shares

Expires not disclosed

F1 · derivative.exercise_price: The dividend equivalent rights accrued on previously awarded restricted stock units ("RSUs") and vest proportionately with the RSUs to which they relate. Each dividend equivalent right is the economic equivalent of one share of Allison Transmission Holdings, Inc. common stock.

F1 · derivative.exercise_date: The dividend equivalent rights accrued on previously awarded restricted stock units ("RSUs") and vest proportionately with the RSUs to which they relate. Each dividend equivalent right is the economic equivalent of one share of Allison Transmission Holdings, Inc. common stock.

F1 · derivative.expiration_date: The dividend equivalent rights accrued on previously awarded restricted stock units ("RSUs") and vest proportionately with the RSUs to which they relate. Each dividend equivalent right is the economic equivalent of one share of Allison Transmission Holdings, Inc. common stock.

Read SEC document
May 31, 2023 Filed Jun 2, 2023 19:20 UTC
Bohley G FrederickSVP, CFO & Treasurer
GrantDividend Equivalent Rights · Derivative 82 $0.00 $0.00
Disclosure

SEC source: 0001062993-23-012728 · form4.xml · derivative · entry 1

Bohley G Frederick · CIK 0001741824 · SVP, CFO & Treasurer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 396

Underlying: Common Stock · 82 shares

Expires not disclosed

F1 · derivative.exercise_price: The dividend equivalent rights accrued on previously awarded restricted stock units ("RSUs") and vest proportionately with the RSUs to which they relate. Each dividend equivalent right is the economic equivalent of one share of Allison Transmission Holdings, Inc. common stock.

F1 · derivative.exercise_date: The dividend equivalent rights accrued on previously awarded restricted stock units ("RSUs") and vest proportionately with the RSUs to which they relate. Each dividend equivalent right is the economic equivalent of one share of Allison Transmission Holdings, Inc. common stock.

F1 · derivative.expiration_date: The dividend equivalent rights accrued on previously awarded restricted stock units ("RSUs") and vest proportionately with the RSUs to which they relate. Each dividend equivalent right is the economic equivalent of one share of Allison Transmission Holdings, Inc. common stock.

Read SEC document
May 31, 2023 Filed Jun 2, 2023 19:19 UTC
Basso RafaelVP, Operations
GrantDividend Equivalent Rights · Derivative 25 $0.00 $0.00
Disclosure

SEC source: 0001062993-23-012727 · form4.xml · derivative · entry 1

Basso Rafael · CIK 0001918715 · VP, Operations

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 122

Underlying: Common Stock · 25 shares

Expires not disclosed

F1 · derivative.exercise_price: The dividend equivalent rights accrued on previously awarded restricted stock units ("RSUs") and vest proportionately with the RSUs to which they relate. Each dividend equivalent right is the economic equivalent of one share of Allison Transmission Holdings, Inc. common stock.

F1 · derivative.exercise_date: The dividend equivalent rights accrued on previously awarded restricted stock units ("RSUs") and vest proportionately with the RSUs to which they relate. Each dividend equivalent right is the economic equivalent of one share of Allison Transmission Holdings, Inc. common stock.

F1 · derivative.expiration_date: The dividend equivalent rights accrued on previously awarded restricted stock units ("RSUs") and vest proportionately with the RSUs to which they relate. Each dividend equivalent right is the economic equivalent of one share of Allison Transmission Holdings, Inc. common stock.

Read SEC document
May 31, 2023 Filed Jun 2, 2023 19:17 UTC GrantDividend Equivalent Rights · Derivative 15 $0.00 $0.00
Disclosure

SEC source: 0001062993-23-012726 · form4.xml · derivative · entry 1

BARBOUR D. SCOTT · CIK 0001716232 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 15

Underlying: Common Stock · 15 shares

Expires not disclosed

F1 · derivative.exercise_price: The dividend equivalent rights accrued on previously awarded restricted stock units ("RSUs") and vest proportionately with the RSUs to which they relate. Each dividend equivalent right is the economic equivalent of one share of Allison Transmission Holdings, Inc. common stock.

F1 · derivative.exercise_date: The dividend equivalent rights accrued on previously awarded restricted stock units ("RSUs") and vest proportionately with the RSUs to which they relate. Each dividend equivalent right is the economic equivalent of one share of Allison Transmission Holdings, Inc. common stock.

F1 · derivative.expiration_date: The dividend equivalent rights accrued on previously awarded restricted stock units ("RSUs") and vest proportionately with the RSUs to which they relate. Each dividend equivalent right is the economic equivalent of one share of Allison Transmission Holdings, Inc. common stock.

Read SEC document
May 17, 2023 Filed May 19, 2023 20:00 UTC
van Niekerk TeresaVP, Chief Procurement Officer
Exercise / conversionEmployee Stock Option (right to buy) · Derivative 6,761 $0.00 Strike: $43.24 $0.00
Disclosure

SEC source: 0001062993-23-011787 · form4.xml · derivative · entry 5

van Niekerk Teresa · CIK 0001918190 · VP, Chief Procurement Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 6,761 shares

Expires 2030-02-25

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_date: The option vested on February 25, 2023.

Read SEC document
May 17, 2023 Filed May 19, 2023 20:00 UTC
van Niekerk TeresaVP, Chief Procurement Officer
Exercise / conversionEmployee Stock Option (right to buy) · Derivative 5,892 $0.00 Strike: $43.30 $0.00
Disclosure

SEC source: 0001062993-23-011787 · form4.xml · derivative · entry 4

van Niekerk Teresa · CIK 0001918190 · VP, Chief Procurement Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 5,892 shares

Expires 2028-02-07

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: The option vested on February 7, 2021.

Read SEC document
May 17, 2023 Filed May 19, 2023 20:00 UTC
van Niekerk TeresaVP, Chief Procurement Officer
SaleCommon Stock 11,696 $48.47 $566,916.82
Disclosure

SEC source: 0001062993-23-011787 · form4.xml · nonDerivative · entry 3

van Niekerk Teresa · CIK 0001918190 · VP, Chief Procurement Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 13,909

F1 · price: The price reported is a weighted average price. These shares were sold in multiple transactions at per share prices ranging from $48.3950 to $48.5700. The reporting person undertakes to provide Allison Transmission Holdings, Inc. or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

Read SEC document
May 17, 2023 Filed May 19, 2023 20:00 UTC
van Niekerk TeresaVP, Chief Procurement Officer
Exercise / conversionCommon Stock 6,761 $43.24 $292,345.64
Disclosure

SEC source: 0001062993-23-011787 · form4.xml · nonDerivative · entry 2

van Niekerk Teresa · CIK 0001918190 · VP, Chief Procurement Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 25,605

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
May 17, 2023 Filed May 19, 2023 20:00 UTC
van Niekerk TeresaVP, Chief Procurement Officer
Exercise / conversionCommon Stock 5,892 $43.30 $255,123.60
Disclosure

SEC source: 0001062993-23-011787 · form4.xml · nonDerivative · entry 1

van Niekerk Teresa · CIK 0001918190 · VP, Chief Procurement Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 18,844

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
May 04, 2023 Filed May 5, 2023 17:43 UTC GrantDeferred Stock Units · Derivative 3,146 $0.00 $0.00
Disclosure

SEC source: 0001062993-23-010358 · form4.xml · derivative · entry 2

LAVIN RICHARD P · CIK 0001171774 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 28,009

Underlying: Common Stock · 3,146 shares

Expires not disclosed

F4 · security: The DSUs represent the portion of the reporting person's annual equity award under the Seventh Amended and Restated Non-Employee Director Compensation Policy deferred pursuant to the Company's Amended and Restated Non-Employee Director Deferred Compensation Plan.

F2 · derivative.exercise_price: Each DSU is the economic equivalent of one share of the Company's common stock. The DSUs become payable, in common stock, or at the Company's election cash, at the earlier of the reporting person's separation from service or a change in control. DSUs earn dividend equivalents when dividends are declared on the Company's common stock.

F6 · price: The number of DSUs received was calculated based on $46.08, which was the closing price of the Company's common stock on the date of grant.

F5 · derivative.exercise_date: The DSUs vest on the date of the next annual meeting of the stockholders of the Company.

F5 · derivative.expiration_date: The DSUs vest on the date of the next annual meeting of the stockholders of the Company.

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.