Tapewire

Nasdaq · USD

ALRS

ALERUS FINANCIAL CORP

Export transactions ↓
Tapewire entity
40
SEC CIK
0000903419
Parsed reports
204

Last 12 months

Inside the activity.

2 purchase rows · 1 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202500
Dec 202500
Jan 202600
Feb 202600
Mar 202600
Apr 202600
May 202610
Jun 202600
Jul 202600
Aug 202600
Sep 202611
Oct 202600

Latest available

Insider transactions

JSON API
Reset

Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
May 11, 2022 Filed Feb 2, 2023 19:18 UTC GrantCommon Stock 1,350 $0.00 $0.00
Disclosure

SEC source: 0001104659-23-009811 · tm235177-2_5seq1.xml · nonDerivative · entry 1

Coughlin Daniel E · CIK 0001786853 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 39,809

F1 · shares: All shares were acquired pursuant to an annual director award issued under the Alerus Financial Corporation 2019 Equity Incentive Plan.

F2 · balance_after: Indicates the total number of shares of common stock owned directly by Mr. Coughlin as of December 31, 2022. Includes 27,356 shares held jointly with Mr. Coughlin's spouse.

Read SEC document
May 02, 2022 Filed May 3, 2022 15:49 UTC
Lorenson Katie ADirector · President and CEO
PurchaseCommon Stock 994 $25.10 $24,949.40
Disclosure

SEC source: 0001104659-22-055113 · tm2214267-1_4seq1.xml · nonDerivative · entry 1

Lorenson Katie A · CIK 0001681474 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 28,009

F1 · balance_after: Includes 6,526 shares of restricted stock. Includes 6,494 shares held jointly with Ms. Lorenson's spouse.

Read SEC document
February 23, 2022 Filed Feb 25, 2022 18:35 UTC Tax withholdingCommon Stock 1,123 $28.75 $32,286.25
Disclosure

SEC source: 0001104659-22-027189 · tm227743-2_4seq1.xml · nonDerivative · entry 2

Newman Randy L · CIK 0001786850 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 499,671

F1 · balance_after: Includes 11,294 shares of restricted stock

Read SEC document
February 23, 2022 Filed Feb 25, 2022 18:35 UTC GrantCommon Stock 2,726 $0.00 $0.00
Disclosure

SEC source: 0001104659-22-027189 · tm227743-2_4seq1.xml · nonDerivative · entry 1

Newman Randy L · CIK 0001786850 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 500,794

F1 · balance_after: Includes 11,294 shares of restricted stock

Read SEC document
February 23, 2022 Filed Feb 25, 2022 18:33 UTC
McConn AnnEVP and Chief/SSO
Tax withholdingCommon Stock 508 $28.75 $14,605.00
Disclosure

SEC source: 0001104659-22-027188 · tm227743-1_4seq1.xml · nonDerivative · entry 2

McConn Ann · CIK 0001786854 · EVP and Chief/SSO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 54,164

F1 · balance_after: Includes 18,377 shares of restricted stock. Includes 28,783 shares held jointly with Ms. McConn's spouse.

Read SEC document
February 23, 2022 Filed Feb 25, 2022 18:33 UTC
McConn AnnEVP and Chief/SSO
GrantCommon Stock 318 $0.00 $0.00
Disclosure

SEC source: 0001104659-22-027188 · tm227743-1_4seq1.xml · nonDerivative · entry 1

McConn Ann · CIK 0001786854 · EVP and Chief/SSO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 54,672

F1 · balance_after: Includes 18,377 shares of restricted stock. Includes 28,783 shares held jointly with Ms. McConn's spouse.

Read SEC document
February 22, 2022 Filed Feb 24, 2023 19:55 UTC Disposition to issuerCommon Stock 5,760 $0.00 $0.00
Disclosure

SEC source: 0001104659-23-025271 · tm237740-1_4seq1.xml · nonDerivative · entry 1

Newman Randy L · CIK 0001786850 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 515,834

Read SEC document
February 21, 2022 Filed Feb 23, 2022 21:39 UTC
Taylor Karin MEVP and CRO
Tax withholdingCommon Stock 1,732 $29.61 $51,284.52
Disclosure

SEC source: 0001104659-22-026128 · tm227489-4_4seq1.xml · nonDerivative · entry 2

Taylor Karin M · CIK 0001786851 · EVP and CRO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 17,723

F1 · balance_after: Includes 6,024 shares of restricted stock.

Read SEC document
February 21, 2022 Filed Feb 23, 2022 21:39 UTC
Taylor Karin MEVP and CRO
GrantCommon Stock 5,659 $0.00 $0.00
Disclosure

SEC source: 0001104659-22-026128 · tm227489-4_4seq1.xml · nonDerivative · entry 1

Taylor Karin M · CIK 0001786851 · EVP and CRO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 19,455

F1 · balance_after: Includes 6,024 shares of restricted stock.

Read SEC document
February 21, 2022 Filed Feb 23, 2022 21:10 UTC Tax withholdingCommon Stock 6,055 $29.61 $179,288.55
Disclosure

SEC source: 0001104659-22-026086 · tm227489-2_4seq1.xml · nonDerivative · entry 2

Newman Randy L · CIK 0001786850 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 498,068

F1 · balance_after: Includes 26,441 shares of restricted stock

Read SEC document
February 21, 2022 Filed Feb 23, 2022 21:10 UTC GrantCommon Stock 21,504 $0.00 $0.00
Disclosure

SEC source: 0001104659-22-026086 · tm227489-2_4seq1.xml · nonDerivative · entry 1

Newman Randy L · CIK 0001786850 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 504,123

F1 · balance_after: Includes 26,441 shares of restricted stock

Read SEC document
February 21, 2022 Filed Feb 23, 2022 21:08 UTC
Lorenson Katie ADirector · President and CEO
GrantCommon Stock 6,791 $0.00 $0.00
Disclosure

SEC source: 0001104659-22-026085 · tm227489-1_4seq1.xml · nonDerivative · entry 1

Lorenson Katie A · CIK 0001681474 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 27,015

F1 · balance_after: Includes 6,526 shares of restricted stock. Includes 5,500 shares held jointly with Ms. Lorenson's spouse.

Read SEC document
February 21, 2022 Filed Feb 23, 2022 21:07 UTC
McConn AnnEVP and Chief/SSO
Tax withholdingCommon Stock 1,927 $29.61 $57,058.47
Disclosure

SEC source: 0001104659-22-026081 · tm227489-3_4seq1.xml · nonDerivative · entry 2

McConn Ann · CIK 0001786854 · EVP and Chief/SSO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 54,354

F1 · balance_after: Includes 20,142 shares of restricted stock. Includes 28,783 shares held jointly with Ms. McConn's spouse.

Read SEC document
February 21, 2022 Filed Feb 23, 2022 21:07 UTC
McConn AnnEVP and Chief/SSO
GrantCommon Stock 7,356 $0.00 $0.00
Disclosure

SEC source: 0001104659-22-026081 · tm227489-3_4seq1.xml · nonDerivative · entry 1

McConn Ann · CIK 0001786854 · EVP and Chief/SSO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 56,281

F1 · balance_after: Includes 20,142 shares of restricted stock. Includes 28,783 shares held jointly with Ms. McConn's spouse.

Read SEC document
February 03, 2022 Filed Feb 7, 2022 17:33 UTC
McConn AnnExecutive VP. and CSS Officer
GrantRestricted Stock Units · Derivative 3,683 $0.00 $0.00
Disclosure

SEC source: 0001104659-22-012540 · tm225670-6_4seq1.xml · derivative · entry 1

McConn Ann · CIK 0001786854 · Executive VP. and CSS Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,683

Underlying: Common Stock · 3,683 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Alerus Financial Corporation common stock.

F2 · shares: Includes 1,473 restricted stock units that have time-based vesting components. Includes 2,210 restricted stock units that have performance-based vesting components.

F3 · derivative.exercise_date: The time-based restricted stock units vest on February 3, 2025. The performance-based restricted stock units vest on February 3, 2025, so long as Alerus Financial Corporation meets certain total stockholder return goals.

F3 · derivative.expiration_date: The time-based restricted stock units vest on February 3, 2025. The performance-based restricted stock units vest on February 3, 2025, so long as Alerus Financial Corporation meets certain total stockholder return goals.

Read SEC document
February 03, 2022 Filed Feb 7, 2022 17:30 UTC
Hanson JerrodChief Accounting Officer
GrantRestricted Stock Units · Derivative 754 $0.00 $0.00
Disclosure

SEC source: 0001104659-22-012538 · tm225670-5_4seq1.xml · derivative · entry 1

Hanson Jerrod · CIK 0001908827 · Chief Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 754

Underlying: Common Stock · 754 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Alerus Financial Corporation common stock.

F2 · shares: Includes 302 restricted stock units that have time-based vesting components. Includes 452 restricted stock units that have performance-based vesting components.

F3 · derivative.exercise_date: The time-based restricted stock units vest on February 3, 2025. The performance-based restricted stock units vest on February 3, 2025, so long as Alerus Financial Corporation meets certain total stockholder return goals.

F3 · derivative.expiration_date: The time-based restricted stock units vest on February 3, 2025. The performance-based restricted stock units vest on February 3, 2025, so long as Alerus Financial Corporation meets certain total stockholder return goals.

Read SEC document
February 03, 2022 Filed Feb 7, 2022 17:26 UTC
Taylor Karin MExecutive Vice President/CRO
GrantRestricted Stock Units · Derivative 3,315 $0.00 $0.00
Disclosure

SEC source: 0001104659-22-012535 · tm225670-4_4seq1.xml · derivative · entry 1

Taylor Karin M · CIK 0001786851 · Executive Vice President/CRO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,315

Underlying: Common Stock · 3,315 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Alerus Financial Corporation common stock.

F2 · shares: Includes 1,326 restricted stock units that have time-based vesting components. Includes 1,989 restricted stock units that have performance-based vesting components.

F3 · derivative.exercise_date: The time-based restricted stock units vest on February 3, 2025. The performance-based restricted stock units vest on February 3, 2025, so long as Alerus Financial Corporation meets certain total stockholder return goals.

F3 · derivative.expiration_date: The time-based restricted stock units vest on February 3, 2025. The performance-based restricted stock units vest on February 3, 2025, so long as Alerus Financial Corporation meets certain total stockholder return goals.

Read SEC document
February 03, 2022 Filed Feb 7, 2022 17:24 UTC
Lorenson Katie ADirector · President and CEO
GrantRestricted Stock Units · Derivative 9,646 $0.00 $0.00
Disclosure

SEC source: 0001104659-22-012532 · tm225670-3_4seq1.xml · derivative · entry 1

Lorenson Katie A · CIK 0001681474 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,646

Underlying: Common Stock · 9,646 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Alerus Financial Corporation common stock.

F2 · shares: Includes 3,858 restricted stock units that have time-based vesting components. Includes 5,788 restricted stock units that have performance-based vesting components.

F3 · derivative.exercise_date: The time-based restricted stock units vest on February 3, 2025. The performance-based restricted stock units vest on February 3, 2025, so long as Alerus Financial Corporation meets certain total stockholder return goals.

F3 · derivative.expiration_date: The time-based restricted stock units vest on February 3, 2025. The performance-based restricted stock units vest on February 3, 2025, so long as Alerus Financial Corporation meets certain total stockholder return goals.

Read SEC document
February 03, 2022 Filed Feb 8, 2022 20:03 UTC
Villalon AlanChief Financial Officer
GrantRestricted Stock Units · Derivative 3,315 $0.00 $0.00
Disclosure

SEC source: 0001104659-22-013421 · tm225670-7_4seq1.xml · derivative · entry 1

Villalon Alan · CIK 0001909920 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,315

Underlying: Common Stock · 3,315 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Alerus Financial Corporation common stock.

F2 · shares: Includes 1,326 restricted stock units that have time-based vesting components. Includes 1,989 restricted stock units that have performance-based vesting components.

F3 · derivative.exercise_date: The time-based restricted stock units vest on February 3, 2025. The performance-based restricted stock units vest on February 3, 2025, so long as Alerus Financial Corporation meets certain total stockholder return goals.

F3 · derivative.expiration_date: The time-based restricted stock units vest on February 3, 2025. The performance-based restricted stock units vest on February 3, 2025, so long as Alerus Financial Corporation meets certain total stockholder return goals.

Read SEC document
February 01, 2022 Filed Feb 8, 2022 19:56 UTC
Villalon AlanChief Financial Officer
GrantCommon Stock 5,287 $0.00 $0.00
Disclosure

SEC source: 0001104659-22-013417 · tm225670-2_4seq1.xml · nonDerivative · entry 1

Villalon Alan · CIK 0001909920 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,287

F1 · balance_after: All 5,287 shares are shares of restricted stock.

Read SEC document
December 28, 2021 Filed Dec 30, 2021 19:07 UTC
McConn AnnExecutive VP. and CSS Officer
GiftCommon Stock 1,700 $0.00 $0.00
Disclosure

SEC source: 0001104659-21-154633 · tm2136596-1_4seq1.xml · nonDerivative · entry 1

McConn Ann · CIK 0001786854 · Executive VP. and CSS Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 48,925

F1 · balance_after: Includes 20,142 shares of restricted stock. Includes 28,783 shares held jointly with Ms. McConn's spouse.

Read SEC document
November 15, 2021 Filed Nov 16, 2021 20:17 UTC
Zimmer MaryDirector
GrantCommon Stock 500 $0.00 $0.00
Disclosure

SEC source: 0001104659-21-139878 · tm2133071-3_4seq1.xml · nonDerivative · entry 1

Zimmer Mary · CIK 0001889364 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 500

F1 · shares: All 500 shares were acquired pursuant to an annual director award issued under the Alerus Financial Corporation 2019 Equity Incentive Plan.

Read SEC document
November 15, 2021 Filed Nov 16, 2021 20:17 UTC
Schurtz JillDirector
GrantCommon Stock 500 $0.00 $0.00
Disclosure

SEC source: 0001104659-21-139877 · tm2133071-2_4seq1.xml · nonDerivative · entry 1

Schurtz Jill · CIK 0001889570 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 500

F1 · shares: All 500 shares were acquired pursuant to an annual director award issued under the Alerus Financial Corporation 2019 Equity Incentive Plan.

Read SEC document
November 15, 2021 Filed Nov 16, 2021 20:16 UTC GrantCommon Stock 500 $0.00 $0.00
Disclosure

SEC source: 0001104659-21-139875 · tm2133071d1_4seq1.xml · nonDerivative · entry 1

ESTEP JANET O · CIK 0001657129 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 500

F1 · shares: All 500 shares were acquired pursuant to an annual director award issued under the Alerus Financial Corporation 2019 Equity Incentive Plan.

Read SEC document
May 12, 2021 Filed May 13, 2021 14:34 UTC GrantCommon Stock 1,215 $0.00 $0.00
Disclosure

SEC source: 0001104659-21-065653 · tm2116200-6_4seq1.xml · nonDerivative · entry 1

SMITH SALLY J · CIK 0001265911 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 90,994

F1 · shares: All 1,215 shares were acquired pursuant to an annual director award issued under the Alerus Financial Corporation 2019 Equity Incentive Plan.

Read SEC document
May 12, 2021 Filed May 13, 2021 14:33 UTC GrantCommon Stock 1,215 $0.00 $0.00
Disclosure

SEC source: 0001104659-21-065651 · tm2116200-5_4seq1.xml · nonDerivative · entry 1

Mathews Michael S · CIK 0001574656 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,385

F1 · shares: All 1,215 shares were acquired pursuant to an annual director award issued under the Alerus Financial Corporation 2019 Equity Incentive Plan.

Read SEC document
May 12, 2021 Filed May 13, 2021 14:32 UTC GrantCommon Stock 1,215 $0.00 $0.00
Disclosure

SEC source: 0001104659-21-065649 · tm2116200-4_4seq1.xml · nonDerivative · entry 1

Lemke Kevin D · CIK 0001786856 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 80,631

F1 · shares: All 1,215 shares were acquired pursuant to an annual director award issued under the Alerus Financial Corporation 2019 Equity Incentive Plan.

Read SEC document
May 12, 2021 Filed May 13, 2021 14:31 UTC
BOHN KARENDirector
GrantCommon Stock 1,215 $0.00 $0.00
Disclosure

SEC source: 0001104659-21-065646 · tm2116200-3_4seq1.xml · nonDerivative · entry 1

BOHN KAREN · CIK 0001274622 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 46,004

F1 · shares: All 1,215 shares were acquired pursuant to an annual director award issued under the Alerus Financial Corporation 2019 Equity Incentive Plan.

Read SEC document
May 12, 2021 Filed May 13, 2021 14:29 UTC GrantCommon Stock 1,215 $0.00 $0.00
Disclosure

SEC source: 0001104659-21-065640 · tm2116200-1_4seq1.xml · nonDerivative · entry 1

Coughlin Daniel E · CIK 0001786853 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 38,459

F1 · shares: All 1,215 shares were acquired pursuant to an annual director award issued under the Alerus Financial Corporation 2019 Equity Incentive Plan.

F2 · balance_after: Includes 27,356 shares held jointly with Mr. Coughlin's spouse.

Read SEC document
May 12, 2021 Filed May 13, 2021 14:31 UTC GrantCommon Stock 1,215 $0.00 $0.00
Disclosure

SEC source: 0001104659-21-065645 · tm2116200-2_4seq1.xml · nonDerivative · entry 1

Vetter Galen G · CIK 0001291784 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 39,412

F1 · shares: All 1,215 shares were acquired pursuant to an annual director award issued under the Alerus Financial Corporation 2019 Equity Incentive Plan.

Read SEC document
February 26, 2021 Filed Mar 1, 2021 21:04 UTC
McConn AnnEVP and Chief Shared Ser Off
GiftCommon Stock 2,000 $0.00 $0.00
Disclosure

SEC source: 0001104659-21-029974 · tm217698-4_4seq1.xml · nonDerivative · entry 1

McConn Ann · CIK 0001786854 · EVP and Chief Shared Ser Off

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 50,625

F1 · balance_after: Includes 20,142 shares of restricted stock. Includes 27,350 shares held jointly with Ms. McConn's spouse. The total number of shares owned by Ms. McConn includes 8 shares that were erroneously reported on February 18, 2021 as being disposed of for the payment of tax liabilities.

Read SEC document
February 22, 2021 Filed Feb 23, 2021 20:46 UTC
Lorenson Katie ASee Remarks
GrantCommon Stock 4,934 $0.00 $0.00
Disclosure

SEC source: 0001104659-21-026693 · tm217698-2_4seq1.xml · nonDerivative · entry 1

Lorenson Katie A · CIK 0001681474 · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 20,224

F1 · balance_after: Includes 6,526 shares of restricted stock. Includes 5,500 shares held jointly with Ms. Lorenson's spouse.

Read SEC document
February 22, 2021 Filed Feb 23, 2021 20:51 UTC
Newman Randy LDirector · See Remarks
Tax withholdingCommon Stock 4,739 $28.37 $134,445.43
Disclosure

SEC source: 0001104659-21-026696 · tm217698-3_4seq1.xml · nonDerivative · entry 2

Newman Randy L · CIK 0001786850 · Director · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 482,891

F1 · balance_after: Includes 26,441 shares of restricted stock

Read SEC document
February 22, 2021 Filed Feb 23, 2021 20:51 UTC
Newman Randy LDirector · See Remarks
GrantCommon Stock 18,092 $0.00 $0.00
Disclosure

SEC source: 0001104659-21-026696 · tm217698-3_4seq1.xml · nonDerivative · entry 1

Newman Randy L · CIK 0001786850 · Director · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 487,630

F1 · balance_after: Includes 26,441 shares of restricted stock

Read SEC document
February 22, 2021 Filed Feb 23, 2021 20:45 UTC
McConn AnnSee Remarks
Tax withholdingCommon Stock 1,680 $28.37 $47,661.60
Disclosure

SEC source: 0001104659-21-026688 · tm217698-1_4seq1.xml · nonDerivative · entry 2

McConn Ann · CIK 0001786854 · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 52,617

F1 · balance_after: Includes 20,142 shares of restricted stock. Includes 27,350 shares held jointly with Ms. McConn's spouse.

Read SEC document
February 22, 2021 Filed Feb 23, 2021 20:45 UTC
McConn AnnSee Remarks
GrantCommon Stock 6,414 $0.00 $0.00
Disclosure

SEC source: 0001104659-21-026688 · tm217698-1_4seq1.xml · nonDerivative · entry 1

McConn Ann · CIK 0001786854 · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 54,297

F1 · balance_after: Includes 20,142 shares of restricted stock. Includes 27,350 shares held jointly with Ms. McConn's spouse.

Read SEC document
February 22, 2021 Filed Mar 16, 2021 17:58 UTC Amendment
Newman Randy LDirector · Chairman, CEO and President
Tax withholdingCommon Stock 5,011 $28.37 $142,162.07
Disclosure

SEC source: 0001104659-21-037007 · tm219827-1_4aseq1.xml · nonDerivative · entry 1

Newman Randy L · CIK 0001786850 · Director · Chairman, CEO and President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 482,619

F1 · balance_after: Mr. Newman filed a Form 4 on February 23, 2021 reporting, among other transactions, the disposition of 4,739 shares of common stock. The number of shares that were actually disposed of was 5,011.

F2 · balance_after: Includes 26,441 shares of restricted stock

Read SEC document
February 18, 2021 Filed Feb 18, 2021 16:47 UTC
Newman Randy LDirector · Chairman, CEO and President
GrantCommon Stock 1,612 $0.00 $0.00
Disclosure

SEC source: 0001104659-21-025120 · a4.xml · nonDerivative · entry 1

Newman Randy L · CIK 0001786850 · Director · Chairman, CEO and President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 469,538

F1 · balance_after: Includes 26,441 shares of restricted stock

Read SEC document
February 17, 2021 Filed Mar 19, 2021 19:18 UTC
Newman Randy LDirector · Chairman, CEO and President
GrantRestricted Stock Units · Derivative 14,723 $0.00 $0.00
Disclosure

SEC source: 0001104659-21-038994 · tm219827-3_4seq1.xml · derivative · entry 1

Newman Randy L · CIK 0001786850 · Director · Chairman, CEO and President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 14,723

Underlying: Common Stock · 14,723 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Alerus Financial Corporation common stock.

F2 · shares: Includes 5,889 restricted stock units that have time-based vesting components. Includes 8,834 restricted stock units that have performance-based vesting components.

F3 · derivative.exercise_date: The time-based restricted stock units vest on February 17, 2024. The performance-based restricted stock units vest on February 17, 2024, so long as Alerus Financial Corporation meets certain total stockholder return goals.

F3 · derivative.expiration_date: The time-based restricted stock units vest on February 17, 2024. The performance-based restricted stock units vest on February 17, 2024, so long as Alerus Financial Corporation meets certain total stockholder return goals.

Read SEC document
February 17, 2021 Filed Mar 19, 2021 19:17 UTC
Goldberg RyanChief Revenue Officer
GrantRestricted Stock Units · Derivative 3,476 $0.00 $0.00
Disclosure

SEC source: 0001104659-21-038989 · tm219827-4_4seq1.xml · derivative · entry 1

Goldberg Ryan · CIK 0001807061 · Chief Revenue Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,476

Underlying: Common Stock · 3,476 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Alerus Financial Corporation common stock.

F2 · shares: Includes 1,390 restricted stock units that have time-based vesting components. Includes 2,086 restricted stock units that have performance-based vesting components.

F3 · derivative.exercise_date: The time-based restricted stock units vest on February 17, 2024. The performance-based restricted stock units vest on February 17, 2024, so long as Alerus Financial Corporation meets certain total stockholder return goals.

F3 · derivative.expiration_date: The time-based restricted stock units vest on February 17, 2024. The performance-based restricted stock units vest on February 17, 2024, so long as Alerus Financial Corporation meets certain total stockholder return goals.

Read SEC document
February 17, 2021 Filed Mar 19, 2021 19:16 UTC
Lorenson Katie AExecutive VP & CFO
GrantRestricted Stock Units · Derivative 3,593 $0.00 $0.00
Disclosure

SEC source: 0001104659-21-038986 · tm219827-5_4seq1.xml · derivative · entry 1

Lorenson Katie A · CIK 0001681474 · Executive VP & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,593

Underlying: Common Stock · 3,593 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Alerus Financial Corporation common stock.

F2 · shares: Includes 1,437 restricted stock units that have time-based vesting components. Includes 2,156 restricted stock units that have performance-based vesting components.

F3 · derivative.exercise_date: The time-based restricted stock units vest on February 17, 2024. The performance-based restricted stock units vest on February 17, 2024, so long as Alerus Financial Corporation meets certain total stockholder return goals.

F3 · derivative.expiration_date: The time-based restricted stock units vest on February 17, 2024. The performance-based restricted stock units vest on February 17, 2024, so long as Alerus Financial Corporation meets certain total stockholder return goals.

Read SEC document
February 17, 2021 Filed Mar 19, 2021 19:15 UTC
McConn AnnExecutive VP, and CSS Officer
GrantRestricted Stock Units · Derivative 3,637 $0.00 $0.00
Disclosure

SEC source: 0001104659-21-038983 · tm219827-6_4seq1.xml · derivative · entry 1

McConn Ann · CIK 0001786854 · Executive VP, and CSS Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,637

Underlying: Common Stock · 3,637 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Alerus Financial Corporation common stock.

F2 · shares: Includes 1,455 restricted stock units that have time-based vesting components. Includes 2,182 restricted stock units that have performance-based vesting components.

F3 · derivative.exercise_date: The time-based restricted stock units vest on February 17, 2024. The performance-based restricted stock units vest on February 17, 2024, so long as Alerus Financial Corporation meets certain total stockholder return goals.

F3 · derivative.expiration_date: The time-based restricted stock units vest on February 17, 2024. The performance-based restricted stock units vest on February 17, 2024, so long as Alerus Financial Corporation meets certain total stockholder return goals.

Read SEC document
February 17, 2021 Filed Mar 19, 2021 19:12 UTC
Taylor Karin MExecutive Vice President/ CRO
GrantRestricted Stock Units · Derivative 2,941 $0.00 $0.00
Disclosure

SEC source: 0001104659-21-038977 · tm219827-7_4seq1.xml · derivative · entry 1

Taylor Karin M · CIK 0001786851 · Executive Vice President/ CRO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,941

Underlying: Common Stock · 2,941 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Alerus Financial Corporation common stock.

F2 · shares: Includes 1,176 restricted stock units that have time-based vesting components. Includes 1,765 restricted stock units that have performance-based vesting components.

F3 · derivative.exercise_date: The time-based restricted stock units vest on February 17, 2024. The performance-based restricted stock units vest on February 17, 2024, so long as Alerus Financial Corporation meets certain total stockholder return goals.

F3 · derivative.expiration_date: The time-based restricted stock units vest on February 17, 2024. The performance-based restricted stock units vest on February 17, 2024, so long as Alerus Financial Corporation meets certain total stockholder return goals.

Read SEC document
February 16, 2021 Filed Feb 18, 2021 14:52 UTC
McConn AnnExecutive VP, and CSS Officer
Tax withholdingCommon Stock 48 $27.00 $1,296.00
Disclosure

SEC source: 0001104659-21-025078 · a4.xml · nonDerivative · entry 1

McConn Ann · CIK 0001786854 · Executive VP, and CSS Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 47,883

F1 · balance_after: Includes 20,142 shares of restricted stock. Includes 27,350 shares held jointly with Ms. McConn's spouse.

Read SEC document
December 31, 2020 Filed Feb 11, 2021 21:54 UTC
McConn AnnEVP & Chief Shared Serv. Off.
Tax withholdingCommon Stock 32 $26.68 $853.76
Disclosure

SEC source: 0001104659-21-020768 · a5.xml · nonDerivative · entry 3

McConn Ann · CIK 0001786854 · EVP & Chief Shared Serv. Off.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 47,931

F2 · balance_after: Indicates the total number of shares of common stock owned directly by Ms. McConn as of December 31, 2020. Includes 20,292 shares of restricted stock. Includes 27,350 shares held jointly with Ms. McConn's spouse.

Read SEC document
December 31, 2020 Filed Feb 11, 2021 21:54 UTC
McConn AnnEVP & Chief Shared Serv. Off.
GrantCommon Stock 150 $0.00 $0.00
Disclosure

SEC source: 0001104659-21-020768 · a5.xml · nonDerivative · entry 2

McConn Ann · CIK 0001786854 · EVP & Chief Shared Serv. Off.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 47,963

Read SEC document
November 24, 2020 Filed Mar 16, 2021 17:59 UTC OtherCommon Stock 2,643 $0.00 $0.00
Disclosure

SEC source: 0001104659-21-037011 · tm219827-2_5seq1.xml · nonDerivative · entry 3

Lemke Kevin D · CIK 0001786856 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 79,416

F3 · balance_after: Indicates the total number of shares of common stock owned directly by Mr. Lemke as of December 31, 2020.

F4 · balance_after: Mr. Lemke filed a Form 4 on June 1, 2020 reporting the acquisition of 2,144 shares of common stock acquired pursuant to an annual director award issued under the Alerus Financial Corporation 2019 Equity Incentive Plan. The number of shares of common stock that were actually acquired was 2,114 shares, which was noted in the footnote to column 4 of the Form 4.

Read SEC document
May 28, 2020 Filed Jun 1, 2020 13:55 UTC GrantCommon Stock 2,114 $0.00 $0.00
Disclosure

SEC source: 0001104659-20-068076 · a4.xml · nonDerivative · entry 1

Mathews Michael S · CIK 0001574656 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,170

F1 · shares: All 2,114 shares were acquired pursuant to an annual director award issued under the Alerus Financial Corporation 2019 Equity Incentive Plan.

Read SEC document
May 28, 2020 Filed Jun 1, 2020 13:55 UTC GrantCommon Stock 2,114 $0.00 $0.00
Disclosure

SEC source: 0001104659-20-068075 · a4.xml · nonDerivative · entry 1

Vetter Galen G · CIK 0001291784 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 38,197

F1 · shares: All 2,114 shares were acquired pursuant to an annual director award issued under the Alerus Financial Corporation 2019 Equity Incentive Plan.

Read SEC document
May 28, 2020 Filed Jun 1, 2020 13:54 UTC GrantCommon Stock 2,114 $0.00 $0.00
Disclosure

SEC source: 0001104659-20-068074 · a4.xml · nonDerivative · entry 1

SMITH SALLY J · CIK 0001265911 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 89,779

F1 · shares: All 2,114 shares were acquired pursuant to an annual director award issued under the Alerus Financial Corporation 2019 Equity Incentive Plan.

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.