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Nasdaq · USD

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AstroNova, Inc.

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9547
SEC CIK
0000008146
Parsed reports
435

Last 12 months

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0 purchase rows · 0 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
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MonthPurchasesSales
Nov 202500
Dec 202500
Jan 202600
Feb 202600
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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
June 04, 2021 Filed Jun 8, 2021 20:41 UTC
Smith David SChief Financial Officer
Exercise / conversionCommon Stock 1,927 $0.00 $0.00
Disclosure

SEC source: 0001209191-21-038939 · doc4.xml · nonDerivative · entry 3

Smith David S · CIK 0001339257 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 14,938

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
June 04, 2021 Filed Jun 8, 2021 20:41 UTC
Smith David SChief Financial Officer
Tax withholdingCommon Stock 724 $15.71 $11,374.04
Disclosure

SEC source: 0001209191-21-038939 · doc4.xml · nonDerivative · entry 2

Smith David S · CIK 0001339257 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,011

Read SEC document
June 04, 2021 Filed Jun 8, 2021 20:41 UTC
Smith David SChief Financial Officer
Exercise / conversionCommon Stock 1,564 $0.00 $0.00
Disclosure

SEC source: 0001209191-21-038939 · doc4.xml · nonDerivative · entry 1

Smith David S · CIK 0001339257 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,735

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
June 04, 2021 Filed Jun 8, 2021 20:36 UTC
Natalizia Michael JVice President and CTO
Exercise / conversionRestricted Stock Unit · Derivative 1,984 $0.00 $0.00
Disclosure

SEC source: 0001209191-21-038928 · doc4.xml · derivative · entry 6

Natalizia Michael J · CIK 0001544951 · Vice President and CTO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common stock · 1,984 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of ALOT common stock.

F3 · derivative.exercise_date: All restricted stock units under this award have now vested as of June 4, 2021.

F3 · derivative.expiration_date: All restricted stock units under this award have now vested as of June 4, 2021.

Read SEC document
June 04, 2021 Filed Jun 8, 2021 20:36 UTC
Natalizia Michael JVice President and CTO
Exercise / conversionRestricted Stock Unit · Derivative 1,564 $0.00 $0.00
Disclosure

SEC source: 0001209191-21-038928 · doc4.xml · derivative · entry 5

Natalizia Michael J · CIK 0001544951 · Vice President and CTO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common stock · 1,564 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of ALOT common stock.

F3 · derivative.exercise_date: All restricted stock units under this award have now vested as of June 4, 2021.

F3 · derivative.expiration_date: All restricted stock units under this award have now vested as of June 4, 2021.

Read SEC document
June 04, 2021 Filed Jun 8, 2021 20:36 UTC
Natalizia Michael JVice President and CTO
Tax withholdingCommon stock 789 $15.71 $12,395.19
Disclosure

SEC source: 0001209191-21-038928 · doc4.xml · nonDerivative · entry 4

Natalizia Michael J · CIK 0001544951 · Vice President and CTO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 32,743

Read SEC document
June 04, 2021 Filed Jun 8, 2021 20:36 UTC
Natalizia Michael JVice President and CTO
Exercise / conversionCommon stock 1,984 $0.00 $0.00
Disclosure

SEC source: 0001209191-21-038928 · doc4.xml · nonDerivative · entry 3

Natalizia Michael J · CIK 0001544951 · Vice President and CTO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 33,532

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
June 04, 2021 Filed Jun 8, 2021 20:36 UTC
Natalizia Michael JVice President and CTO
Tax withholdingCommon stock 605 $15.71 $9,504.55
Disclosure

SEC source: 0001209191-21-038928 · doc4.xml · nonDerivative · entry 2

Natalizia Michael J · CIK 0001544951 · Vice President and CTO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 31,548

Read SEC document
June 04, 2021 Filed Jun 8, 2021 20:36 UTC
Natalizia Michael JVice President and CTO
Exercise / conversionCommon stock 1,564 $0.00 $0.00
Disclosure

SEC source: 0001209191-21-038928 · doc4.xml · nonDerivative · entry 1

Natalizia Michael J · CIK 0001544951 · Vice President and CTO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 32,153

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · balance_after: Includes 387 shares acquired under the Amended and Restated AstroNova, Inc. Employee Stock Purchase Plan since March 20, 2021.

Read SEC document
June 04, 2021 Filed Jun 8, 2021 20:35 UTC
Carll Thomas WayneVice President
Exercise / conversionRestricted Stock Unit · Derivative 1,984 $0.00 $0.00
Disclosure

SEC source: 0001209191-21-038923 · doc4.xml · derivative · entry 6

Carll Thomas Wayne · CIK 0001778728 · Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 1,984 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of ALOT common stock.

F2 · derivative.exercise_date: All restricted stock units under this award have now vested as of June 4, 2021.

F2 · derivative.expiration_date: All restricted stock units under this award have now vested as of June 4, 2021.

Read SEC document
June 04, 2021 Filed Jun 8, 2021 20:35 UTC
Carll Thomas WayneVice President
Exercise / conversionRestricted Stock Unit · Derivative 1,595 $0.00 $0.00
Disclosure

SEC source: 0001209191-21-038923 · doc4.xml · derivative · entry 5

Carll Thomas Wayne · CIK 0001778728 · Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 1,595 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of ALOT common stock.

F2 · derivative.exercise_date: All restricted stock units under this award have now vested as of June 4, 2021.

F2 · derivative.expiration_date: All restricted stock units under this award have now vested as of June 4, 2021.

Read SEC document
June 04, 2021 Filed Jun 8, 2021 20:35 UTC
Carll Thomas WayneVice President
Tax withholdingCommon Stock 791 $15.71 $12,426.61
Disclosure

SEC source: 0001209191-21-038923 · doc4.xml · nonDerivative · entry 4

Carll Thomas Wayne · CIK 0001778728 · Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 25,283

Read SEC document
June 04, 2021 Filed Jun 8, 2021 20:35 UTC
Carll Thomas WayneVice President
Exercise / conversionCommon Stock 1,984 $0.00 $0.00
Disclosure

SEC source: 0001209191-21-038923 · doc4.xml · nonDerivative · entry 3

Carll Thomas Wayne · CIK 0001778728 · Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 26,074

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
June 04, 2021 Filed Jun 8, 2021 20:35 UTC
Carll Thomas WayneVice President
Tax withholdingCommon Stock 619 $15.71 $9,724.49
Disclosure

SEC source: 0001209191-21-038923 · doc4.xml · nonDerivative · entry 2

Carll Thomas Wayne · CIK 0001778728 · Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 24,090

Read SEC document
June 04, 2021 Filed Jun 8, 2021 20:35 UTC
Carll Thomas WayneVice President
Exercise / conversionCommon Stock 1,595 $0.00 $0.00
Disclosure

SEC source: 0001209191-21-038923 · doc4.xml · nonDerivative · entry 1

Carll Thomas Wayne · CIK 0001778728 · Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 24,709

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
April 07, 2021 Filed Apr 9, 2021 20:35 UTC
Smith David SChief Financial Officer
GrantRestricted Stock Units · Derivative 5,863 $0.00 $0.00
Disclosure

SEC source: 0001209191-21-026245 · doc4.xml · derivative · entry 1

Smith David S · CIK 0001339257 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,863

Underlying: Common Stock · 5,863 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of ALOT common stock.

F2 · derivative.exercise_date: The restricted stock units vest in three equal annual installments beginning April 7, 2022.

F2 · derivative.expiration_date: The restricted stock units vest in three equal annual installments beginning April 7, 2022.

Read SEC document
April 07, 2021 Filed Apr 9, 2021 20:33 UTC
Woods Gregory ADirector · CHIEF EXECUTIVE OFFICER
GrantRestricted Stock Units · Derivative 17,202 $0.00 $0.00
Disclosure

SEC source: 0001209191-21-026241 · doc4.xml · derivative · entry 1

Woods Gregory A · CIK 0001557350 · Director · CHIEF EXECUTIVE OFFICER

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 17,202

Underlying: Common Stock · 17,202 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of ALOT common stock.

F2 · derivative.exercise_date: The restricted stock units vest in three equal annual installments beginning April 7, 2022.

F2 · derivative.expiration_date: The restricted stock units vest in three equal annual installments beginning April 7, 2022.

Read SEC document
April 07, 2021 Filed Apr 9, 2021 20:31 UTC
PETRARCA STEPHEN MVice President
GrantRestricted Stock Unit · Derivative 1,562 $0.00 $0.00
Disclosure

SEC source: 0001209191-21-026235 · doc4.xml · derivative · entry 1

PETRARCA STEPHEN M · CIK 0001258010 · Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,562

Underlying: Common Stock · 1,562 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of ALOT common stock.

F2 · derivative.exercise_date: The restricted stock units vest in three equal annual installments beginning April 7, 2022.

F2 · derivative.expiration_date: The restricted stock units vest in three equal annual installments beginning April 7, 2022.

Read SEC document
April 07, 2021 Filed Apr 9, 2021 20:30 UTC
Natalizia Michael JVice President and CTO
GrantRestricted Stock Units · Derivative 2,169 $0.00 $0.00
Disclosure

SEC source: 0001209191-21-026232 · doc4.xml · derivative · entry 1

Natalizia Michael J · CIK 0001544951 · Vice President and CTO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,169

Underlying: Common Stock · 2,169 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of ALOT common stock.

F2 · derivative.exercise_date: The restricted stock units vest in three equal annual installments beginning April 7, 2022.

F2 · derivative.expiration_date: The restricted stock units vest in three equal annual installments beginning April 7, 2022.

Read SEC document
April 07, 2021 Filed Apr 9, 2021 20:29 UTC
Carll Thomas WayneVice President
GrantRestricted Stock Unit · Derivative 1,846 $0.00 $0.00
Disclosure

SEC source: 0001209191-21-026228 · doc4.xml · derivative · entry 1

Carll Thomas Wayne · CIK 0001778728 · Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,846

Underlying: Common Stock · 1,846 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of ALOT common stock.

F2 · derivative.exercise_date: The restricted stock units vest in three equal annual installments beginning April 7, 2022.

F2 · derivative.expiration_date: The restricted stock units vest in three equal annual installments beginning April 7, 2022.

Read SEC document
March 27, 2021 Filed Mar 30, 2021 22:16 UTC
Woods Gregory ADirector · CHIEF EXECUTIVE OFFICER
Exercise / conversionRestricted Stock Units · Derivative 8,673 $0.00 $0.00
Disclosure

SEC source: 0001209191-21-023620 · doc4.xml · derivative · entry 3

Woods Gregory A · CIK 0001557350 · Director · CHIEF EXECUTIVE OFFICER

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 17,346

Underlying: Common Stock · 8,673 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of ALOT common stock.

F2 · derivative.exercise_date: The remaining restricted stock units vest in two equal annual installments beginning on March 27, 2022.

F2 · derivative.expiration_date: The remaining restricted stock units vest in two equal annual installments beginning on March 27, 2022.

Read SEC document
March 27, 2021 Filed Mar 30, 2021 22:16 UTC
Woods Gregory ADirector · CHIEF EXECUTIVE OFFICER
Tax withholdingCommon Stock 2,985 $14.20 $42,387.00
Disclosure

SEC source: 0001209191-21-023620 · doc4.xml · nonDerivative · entry 2

Woods Gregory A · CIK 0001557350 · Director · CHIEF EXECUTIVE OFFICER

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 123,157

Read SEC document
March 27, 2021 Filed Mar 30, 2021 22:16 UTC
Woods Gregory ADirector · CHIEF EXECUTIVE OFFICER
Exercise / conversionCommon Stock 8,673 $0.00 $0.00
Disclosure

SEC source: 0001209191-21-023620 · doc4.xml · nonDerivative · entry 1

Woods Gregory A · CIK 0001557350 · Director · CHIEF EXECUTIVE OFFICER

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 126,142

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
March 27, 2021 Filed Mar 30, 2021 22:15 UTC
Smith David SChief Financial Officer
Exercise / conversionRestricted Stock Units · Derivative 2,956 $0.00 $0.00
Disclosure

SEC source: 0001209191-21-023618 · doc4.xml · derivative · entry 3

Smith David S · CIK 0001339257 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,912

Underlying: Common Stock · 2,956 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of ALOT common stock.

F2 · derivative.exercise_date: The remaining restricted stock units vest in two equal annual installments beginning on March 27, 2022.

F2 · derivative.expiration_date: The remaining restricted stock units vest in two equal annual installments beginning on March 27, 2022.

Read SEC document
March 27, 2021 Filed Mar 30, 2021 22:15 UTC
Smith David SChief Financial Officer
Tax withholdingCommon Stock 1,447 $14.20 $20,547.40
Disclosure

SEC source: 0001209191-21-023618 · doc4.xml · nonDerivative · entry 2

Smith David S · CIK 0001339257 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,171

Read SEC document
March 27, 2021 Filed Mar 30, 2021 22:15 UTC
Smith David SChief Financial Officer
Exercise / conversionCommon Stock 2,956 $0.00 $0.00
Disclosure

SEC source: 0001209191-21-023618 · doc4.xml · nonDerivative · entry 1

Smith David S · CIK 0001339257 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,618

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
March 27, 2021 Filed Mar 30, 2021 22:14 UTC
PETRARCA STEPHEN MVice President
Exercise / conversionRestricted Stock Unit · Derivative 1,050 $0.00 $0.00
Disclosure

SEC source: 0001209191-21-023616 · doc4.xml · derivative · entry 3

PETRARCA STEPHEN M · CIK 0001258010 · Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,100

Underlying: Common Stock · 1,050 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of ALOT common stock.

F2 · derivative.exercise_date: The remaining restricted stock units vest in two equal annual installments beginning on March 27, 2022.

F2 · derivative.expiration_date: The remaining restricted stock units vest in two equal annual installments beginning on March 27, 2022.

Read SEC document
March 27, 2021 Filed Mar 30, 2021 22:14 UTC
PETRARCA STEPHEN MVice President
Tax withholdingCommon Stock 419 $14.20 $5,949.80
Disclosure

SEC source: 0001209191-21-023616 · doc4.xml · nonDerivative · entry 2

PETRARCA STEPHEN M · CIK 0001258010 · Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 27,141

Read SEC document
March 27, 2021 Filed Mar 30, 2021 22:14 UTC
PETRARCA STEPHEN MVice President
Exercise / conversionCommon Stock 1,050 $0.00 $0.00
Disclosure

SEC source: 0001209191-21-023616 · doc4.xml · nonDerivative · entry 1

PETRARCA STEPHEN M · CIK 0001258010 · Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 27,560

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
March 27, 2021 Filed Mar 30, 2021 22:13 UTC
Natalizia Michael JVice President and CTO
Exercise / conversionRestricted Stock Unit · Derivative 1,562 $0.00 $0.00
Disclosure

SEC source: 0001209191-21-023615 · doc4.xml · derivative · entry 3

Natalizia Michael J · CIK 0001544951 · Vice President and CTO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,124

Underlying: Common Stock · 1,562 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of ALOT common stock.

F2 · derivative.exercise_date: The remaining restricted stock units vest in two equal annual installments beginning on March 27, 2022.

F2 · derivative.expiration_date: The remaining restricted stock units vest in two equal annual installments beginning on March 27, 2022.

Read SEC document
March 27, 2021 Filed Mar 30, 2021 22:13 UTC
Natalizia Michael JVice President and CTO
Tax withholdingCommon Stock 623 $14.20 $8,846.60
Disclosure

SEC source: 0001209191-21-023615 · doc4.xml · nonDerivative · entry 2

Natalizia Michael J · CIK 0001544951 · Vice President and CTO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 30,202

Read SEC document
March 27, 2021 Filed Mar 30, 2021 22:13 UTC
Natalizia Michael JVice President and CTO
Exercise / conversionCommon Stock 1,562 $0.00 $0.00
Disclosure

SEC source: 0001209191-21-023615 · doc4.xml · nonDerivative · entry 1

Natalizia Michael J · CIK 0001544951 · Vice President and CTO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 30,825

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
March 27, 2021 Filed Mar 30, 2021 22:11 UTC
Carll Thomas WayneVice President
Exercise / conversionRestricted Stock Unit · Derivative 1,330 $0.00 $0.00
Disclosure

SEC source: 0001209191-21-023614 · doc4.xml · derivative · entry 3

Carll Thomas Wayne · CIK 0001778728 · Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,660

Underlying: Common Stock · 1,330 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of ALOT common stock.

F2 · derivative.exercise_date: The remaining restricted stock units vest in two equal annual installments beginning on March 27, 2022.

F2 · derivative.expiration_date: The remaining restricted stock units vest in two equal annual installments beginning on March 27, 2022.

Read SEC document
March 27, 2021 Filed Mar 30, 2021 22:11 UTC
Carll Thomas WayneVice President
Tax withholdingCommon Stock 530 $14.20 $7,526.00
Disclosure

SEC source: 0001209191-21-023614 · doc4.xml · nonDerivative · entry 2

Carll Thomas Wayne · CIK 0001778728 · Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 23,114

Read SEC document
March 27, 2021 Filed Mar 30, 2021 22:11 UTC
Carll Thomas WayneVice President
Exercise / conversionCommon Stock 1,330 $0.00 $0.00
Disclosure

SEC source: 0001209191-21-023614 · doc4.xml · nonDerivative · entry 1

Carll Thomas Wayne · CIK 0001778728 · Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 23,644

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
March 20, 2021 Filed Mar 26, 2021 21:00 UTC
Carll Thomas WayneVice President
Exercise / conversionRestricted Stock Unit · Derivative 569 $0.00 $0.00
Disclosure

SEC source: 0001209191-21-023249 · doc4.xml · derivative · entry 9

Carll Thomas Wayne · CIK 0001778728 · Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 572

Underlying: Common Stock · 569 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of ALOT common stock.

F3 · derivative.exercise_date: The remaining restricted stock units vest on March 20, 2022.

F3 · derivative.expiration_date: The remaining restricted stock units vest on March 20, 2022.

Read SEC document
March 20, 2021 Filed Mar 26, 2021 21:00 UTC
Carll Thomas WayneVice President
Exercise / conversionRestricted Stock Unit · Derivative 12 $0.00 $0.00
Disclosure

SEC source: 0001209191-21-023249 · doc4.xml · derivative · entry 8

Carll Thomas Wayne · CIK 0001778728 · Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12

Underlying: Common Stock · 12 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of ALOT common stock.

F3 · derivative.exercise_date: The remaining restricted stock units vest on March 20, 2022.

F3 · derivative.expiration_date: The remaining restricted stock units vest on March 20, 2022.

Read SEC document
March 20, 2021 Filed Mar 26, 2021 21:00 UTC
Carll Thomas WayneVice President
Exercise / conversionRestricted Stock Unit · Derivative 530 $0.00 $0.00
Disclosure

SEC source: 0001209191-21-023249 · doc4.xml · derivative · entry 7

Carll Thomas Wayne · CIK 0001778728 · Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 530 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of ALOT common stock.

F2 · derivative.exercise_date: All restricted stock units under this award have now vested as of March 20, 2021.

F2 · derivative.expiration_date: All restricted stock units under this award have now vested as of March 20, 2021.

Read SEC document
March 20, 2021 Filed Mar 26, 2021 21:00 UTC
Carll Thomas WayneVice President
Tax withholdingCommon Stock 227 $12.31 $2,794.37
Disclosure

SEC source: 0001209191-21-023249 · doc4.xml · nonDerivative · entry 6

Carll Thomas Wayne · CIK 0001778728 · Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 22,314

Read SEC document
March 20, 2021 Filed Mar 26, 2021 21:00 UTC
Carll Thomas WayneVice President
Exercise / conversionCommon Stock 569 $0.00 $0.00
Disclosure

SEC source: 0001209191-21-023249 · doc4.xml · nonDerivative · entry 5

Carll Thomas Wayne · CIK 0001778728 · Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 22,541

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
March 20, 2021 Filed Mar 26, 2021 21:00 UTC
Carll Thomas WayneVice President
Tax withholdingCommon Stock 5 $12.31 $61.55
Disclosure

SEC source: 0001209191-21-023249 · doc4.xml · nonDerivative · entry 4

Carll Thomas Wayne · CIK 0001778728 · Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 21,972

Read SEC document
March 20, 2021 Filed Mar 26, 2021 21:00 UTC
Carll Thomas WayneVice President
Exercise / conversionCommon Stock 12 $0.00 $0.00
Disclosure

SEC source: 0001209191-21-023249 · doc4.xml · nonDerivative · entry 3

Carll Thomas Wayne · CIK 0001778728 · Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 21,977

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
March 20, 2021 Filed Mar 26, 2021 21:00 UTC
Carll Thomas WayneVice President
Tax withholdingCommon Stock 212 $12.31 $2,609.72
Disclosure

SEC source: 0001209191-21-023249 · doc4.xml · nonDerivative · entry 2

Carll Thomas Wayne · CIK 0001778728 · Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 21,965

Read SEC document
March 20, 2021 Filed Mar 26, 2021 21:00 UTC
Carll Thomas WayneVice President
Exercise / conversionCommon Stock 530 $0.00 $0.00
Disclosure

SEC source: 0001209191-21-023249 · doc4.xml · nonDerivative · entry 1

Carll Thomas Wayne · CIK 0001778728 · Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 22,177

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
March 20, 2021 Filed Mar 26, 2021 20:59 UTC
PETRARCA STEPHEN MVice President
Exercise / conversionRestricted Stock Unit · Derivative 449 $0.00 $0.00
Disclosure

SEC source: 0001209191-21-023247 · doc4.xml · derivative · entry 9

PETRARCA STEPHEN M · CIK 0001258010 · Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 452

Underlying: Common Stock · 449 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of ALOT common stock.

F3 · derivative.exercise_date: The remaining restricted stock units vest on March 20, 2022.

F3 · derivative.expiration_date: The remaining restricted stock units vest on March 20, 2022.

Read SEC document
March 20, 2021 Filed Mar 26, 2021 20:59 UTC
PETRARCA STEPHEN MVice President
Exercise / conversionRestricted Stock Unit · Derivative 14 $0.00 $0.00
Disclosure

SEC source: 0001209191-21-023247 · doc4.xml · derivative · entry 8

PETRARCA STEPHEN M · CIK 0001258010 · Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 14

Underlying: Common Stock · 14 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of ALOT common stock.

F3 · derivative.exercise_date: The remaining restricted stock units vest on March 20, 2022.

F3 · derivative.expiration_date: The remaining restricted stock units vest on March 20, 2022.

Read SEC document
March 20, 2021 Filed Mar 26, 2021 20:59 UTC
PETRARCA STEPHEN MVice President
Exercise / conversionRestricted Stock Unit · Derivative 530 $0.00 $0.00
Disclosure

SEC source: 0001209191-21-023247 · doc4.xml · derivative · entry 7

PETRARCA STEPHEN M · CIK 0001258010 · Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 530 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of ALOT common stock.

F2 · derivative.exercise_date: All restricted stock units under this award have now vested as of March 20, 2021.

F2 · derivative.expiration_date: All restricted stock units under this award have now vested as of March 20, 2021.

Read SEC document
March 20, 2021 Filed Mar 26, 2021 20:59 UTC
PETRARCA STEPHEN MVice President
Tax withholdingCommon Stock 179 $12.31 $2,203.49
Disclosure

SEC source: 0001209191-21-023247 · doc4.xml · nonDerivative · entry 6

PETRARCA STEPHEN M · CIK 0001258010 · Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 26,510

Read SEC document
March 20, 2021 Filed Mar 26, 2021 20:59 UTC
PETRARCA STEPHEN MVice President
Exercise / conversionCommon Stock 449 $0.00 $0.00
Disclosure

SEC source: 0001209191-21-023247 · doc4.xml · nonDerivative · entry 5

PETRARCA STEPHEN M · CIK 0001258010 · Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 26,689

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
March 20, 2021 Filed Mar 26, 2021 20:59 UTC
PETRARCA STEPHEN MVice President
Tax withholdingCommon Stock 6 $12.31 $73.86
Disclosure

SEC source: 0001209191-21-023247 · doc4.xml · nonDerivative · entry 4

PETRARCA STEPHEN M · CIK 0001258010 · Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 26,240

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.