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Nasdaq · USD

ALNT

ALLIENT INC

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4689
SEC CIK
0000046129
Parsed reports
345

Last 12 months

Inside the activity.

2 purchase rows · 8 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202501
Dec 202511
Jan 202600
Feb 202600
Mar 202601
Apr 202600
May 202600
Jun 202600
Jul 202600
Aug 202604
Sep 202611
Oct 202600

Latest available

Insider transactions

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
May 01, 2019 Filed May 2, 2019 21:08 UTC GrantCommon Stock 1,490 $0.00 $0.00
Disclosure

SEC source: 0001239944-19-000030 · edgar.xml · nonDerivative · entry 1

SMITH RICHARD D /CO/ · CIK 0001257888 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,316

F1 · price: Grant of restricted shares pursuant to the Company's Non-Employee Director Compensation Policy under the 2017 Omnibus Incentive Plan. These restricted shares vest one-fourth each on the first business day of each of April, June, September and December that occurs during the one year period after the Grant Date

Read SEC document
May 01, 2019 Filed May 2, 2019 21:08 UTC GrantCommon Stock 1,490 $0.00 $0.00
Disclosure

SEC source: 0001239944-19-000029 · edgar.xml · nonDerivative · entry 1

LABER GERALD J · CIK 0001252501 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 26,914

F1 · price: Grant of restricted shares pursuant to the Company's Non-Employee Director Compensation Policy under the 2017 Omnibus Incentive Plan. These restricted shares vest one-fourth each on the first business day of each of April, June, September and December that occurs during the one year period after the Grant Date

Read SEC document
May 01, 2019 Filed May 2, 2019 21:08 UTC GrantCommon Stock 2,048 $0.00 $0.00
Disclosure

SEC source: 0001239944-19-000028 · edgar.xml · nonDerivative · entry 1

Federico Richard D · CIK 0001543469 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 41,471

F1 · price: Grant of restricted shares pursuant to the Company's Non-Employee Director Compensation Policy under the 2017 Omnibus Incentive Plan. These restricted shares vest one-fourth each on the first business day of each of April, June, September and December that occurs during the one year period after the Grant Date.

Read SEC document
May 01, 2019 Filed May 2, 2019 21:07 UTC
Duch Linda PDirector
GrantCommon Stock 1,490 Not disclosed Not disclosed
Disclosure

SEC source: 0001239944-19-000027 · edgar.xml · nonDerivative · entry 1

Duch Linda P · CIK 0001753136 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,111

F1 · price: Grant of restricted shares pursuant to the Company's Non-Employee Director Compensation Policy under the 2017 Omnibus Incentive Plan. These restricted shares vest one-fourth each on the first business day of each of April, June, September and December that occurs during the one year period after the Grant Date.

Read SEC document
March 12, 2019 Filed Mar 14, 2019 21:51 UTC
WARZALA RICHARD SDirector · Chief Executive Officer · 10% owner
GrantCommon Stock 6,648 Not disclosed Not disclosed
Disclosure

SEC source: 0001239944-19-000016 · edgar.xml · nonDerivative · entry 2

WARZALA RICHARD S · CIK 0001024225 · Director · Chief Executive Officer · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,069,015

F2 · price: Grant of performamce-based restricted shares pursuant to the Company's 2017 Omnibus Incentive Plan. All or a portion of these restricted shares will vest over a three year period upon satisfaction of certain performnace goals established by the Compensation Committe for the year ending December 31, 2019.

Read SEC document
March 12, 2019 Filed Mar 14, 2019 21:51 UTC
WARZALA RICHARD SDirector · Chief Executive Officer · 10% owner
GrantCommon Stock 6,648 Not disclosed Not disclosed
Disclosure

SEC source: 0001239944-19-000016 · edgar.xml · nonDerivative · entry 1

WARZALA RICHARD S · CIK 0001024225 · Director · Chief Executive Officer · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,062,367

F1 · price: Grant of time-based restricted shares pursuant to the Company's 2017 Omnibus Incentive Plan. These restricted shares vest one-third each on April 1, 2020, 2021 and 2022.

Read SEC document
March 12, 2019 Filed Mar 14, 2019 21:52 UTC
Wyman Kenneth RVice President of Marketing
GrantCommon Stock 300 Not disclosed Not disclosed
Disclosure

SEC source: 0001239944-19-000019 · edgar.xml · nonDerivative · entry 1

Wyman Kenneth R · CIK 0001319252 · Vice President of Marketing

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 32,489

F1 · price: Grant of time-based restricted shares pursuant to the Company's 2017 Omnibus Incentive Plan. These restricted shares vest one-third each on April 1, 2020, 2021 and 2022.

Read SEC document
March 12, 2019 Filed Mar 14, 2019 21:52 UTC
Maida Robert PVP Operational Excellence
GrantCommon Stock 1,551 Not disclosed Not disclosed
Disclosure

SEC source: 0001239944-19-000018 · edgar.xml · nonDerivative · entry 2

Maida Robert P · CIK 0001563439 · VP Operational Excellence

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 54,364

F2 · price: Grant of performamce-based restricted shares pursuant to the Company's 2017 Omnibus Incentive Plan. All or a portion of these restricted shares will vest over a three year period upon satisfaction of certain performnace goals established by the Compensation Committe for the year ending December 31, 2019.

Read SEC document
March 12, 2019 Filed Mar 14, 2019 21:52 UTC
Maida Robert PVP Operational Excellence
GrantCommon Stock 1,551 Not disclosed Not disclosed
Disclosure

SEC source: 0001239944-19-000018 · edgar.xml · nonDerivative · entry 1

Maida Robert P · CIK 0001563439 · VP Operational Excellence

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 52,813

F1 · price: Grant of time-based restricted shares pursuant to the Company's 2017 Omnibus Incentive Plan. These restricted shares vest one-third each on April 1, 2020, 2021 and 2022.

Read SEC document
March 12, 2019 Filed Mar 14, 2019 21:51 UTC
Leach Michael RChief Financial Officer
GrantCommon Stock 1,714 Not disclosed Not disclosed
Disclosure

SEC source: 0001239944-19-000017 · edgar.xml · nonDerivative · entry 2

Leach Michael R · CIK 0001650506 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 26,561

F2 · price: Grant of performamce-based restricted shares pursuant to the Company's 2017 Omnibus Incentive Plan. All or a portion of these restricted shares will vest over a three year period upon satisfaction of certain performnace goals established by the Compensation Committe for the year ending December 31, 2019.

Read SEC document
March 12, 2019 Filed Mar 14, 2019 21:51 UTC
Leach Michael RChief Financial Officer
GrantCommon Stock 1,714 Not disclosed Not disclosed
Disclosure

SEC source: 0001239944-19-000017 · edgar.xml · nonDerivative · entry 1

Leach Michael R · CIK 0001650506 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 24,847

F1 · price: Grant of time-based restricted shares pursuant to the Company's 2017 Omnibus Incentive Plan. These restricted shares vest one-third each on April 1, 2020, 2021 and 2022.

Read SEC document
March 12, 2019 Filed Mar 28, 2019 18:50 UTC Amendment
Maida Robert PVP Operational Excellence
GrantCommon Stock 1,496 Not disclosed Not disclosed
Disclosure

SEC source: 0001239944-19-000022 · edgar.xml · nonDerivative · entry 2

Maida Robert P · CIK 0001563439 · VP Operational Excellence

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 54,254

F2 · price: Grant of performamce-based restricted shares pursuant to the Company's 2017 Omnibus Incentive Plan. All or a portion of these restricted shares will vest over a three year period upon satisfaction of certain performnace goals established by the Compensation Committe for the year ending December 31, 2019.

Read SEC document
March 12, 2019 Filed Mar 28, 2019 18:50 UTC Amendment
Maida Robert PVP Operational Excellence
GrantCommon Stock 1,496 Not disclosed Not disclosed
Disclosure

SEC source: 0001239944-19-000022 · edgar.xml · nonDerivative · entry 1

Maida Robert P · CIK 0001563439 · VP Operational Excellence

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 52,758

F1 · price: Grant of time-based restricted shares pursuant to the Company's 2017 Omnibus Incentive Plan. These restricted shares vest one-third each on April 1, 2020, 2021 and 2022.

Read SEC document
February 15, 2019 Filed Feb 19, 2019 22:34 UTC
Maida Robert PVP Operational Excellence
GrantCommon Stock 3,020 Not disclosed Not disclosed
Disclosure

SEC source: 0001239944-19-000015 · edgar.xml · nonDerivative · entry 4

Maida Robert P · CIK 0001563439 · VP Operational Excellence

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 51,262

F3 · price: Grant of restricted shares pursuant to the Company's 2017 Omnibus Incentive Plan. These restricted shares vest two-thirds on March 31, 2020 and one-third on March 31, 2021.

Read SEC document
February 15, 2019 Filed Feb 19, 2019 22:34 UTC
Maida Robert PVP Operational Excellence
GrantCommon Stock 1,360 Not disclosed Not disclosed
Disclosure

SEC source: 0001239944-19-000015 · edgar.xml · nonDerivative · entry 3

Maida Robert P · CIK 0001563439 · VP Operational Excellence

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 48,242

F2 · price: Grant of restricted shares pursuant to the Company's 2017 Omnibus Incentive Plan. These restricted shares vest one-fifth on February 15, 2020 and one-fifth each on December 6, 2020, 2021, 2022 and 2023.

Read SEC document
February 15, 2019 Filed Feb 19, 2019 22:33 UTC
Leach Michael RChief Financial Officer
GrantCommon Stock 3,805 Not disclosed Not disclosed
Disclosure

SEC source: 0001239944-19-000014 · edgar.xml · nonDerivative · entry 5

Leach Michael R · CIK 0001650506 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 23,133

F3 · price: Grant of restricted shares pursuant to the Company's 2017 Omnibus Incentive Plan. These restricted shares vest two-thirds on March 31, 2020 and one-third on March 31, 2021.

Read SEC document
February 15, 2019 Filed Feb 19, 2019 22:33 UTC
Leach Michael RChief Financial Officer
GrantCommon Stock 810 Not disclosed Not disclosed
Disclosure

SEC source: 0001239944-19-000014 · edgar.xml · nonDerivative · entry 4

Leach Michael R · CIK 0001650506 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 19,328

F2 · price: Grant of restricted shares pursuant to the Company's 2017 Omnibus Incentive Plan. These restricted shares vest one-fifth on February 15, 2020 and one-fifth each on December 6, 2020, 2021, 2022 and 2023.

Read SEC document
February 15, 2019 Filed Feb 19, 2019 22:33 UTC
WARZALA RICHARD SDirector · Chief Executive Officer · 10% owner
GrantCommon Stock 29,037 Not disclosed Not disclosed
Disclosure

SEC source: 0001239944-19-000013 · edgar.xml · nonDerivative · entry 3

WARZALA RICHARD S · CIK 0001024225 · Director · Chief Executive Officer · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,055,719

F3 · price: Grant of restricted shares pursuant to the Company's 2017 Omnibus Incentive Plan. These restricted shares vest two-thirds on March 31, 2020 and one-third on March 31, 2021.

Read SEC document
February 15, 2019 Filed Feb 19, 2019 22:33 UTC
WARZALA RICHARD SDirector · Chief Executive Officer · 10% owner
GrantCommon Stock 12,820 Not disclosed Not disclosed
Disclosure

SEC source: 0001239944-19-000013 · edgar.xml · nonDerivative · entry 2

WARZALA RICHARD S · CIK 0001024225 · Director · Chief Executive Officer · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,026,682

F2 · price: Grant of restricted shares pursuant to the Company's 2017 Omnibus Incentive Plan. These restricted shares vest one-fifth on February 15, 2020 and one-fifth each on December 6, 2020, 2021, 2022 and 2023.

Read SEC document
February 15, 2019 Filed Mar 12, 2021 23:39 UTC
Maida Robert PSenior VP and Group President
Tax withholdingCommon Stock 146 Not disclosed Not disclosed
Disclosure

SEC source: 0001239944-21-000009 · edgar.xml · nonDerivative · entry 1

Maida Robert P · CIK 0001563439 · Senior VP and Group President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 63,815

F1 · price: On the indicated date, the Reporting Person instructed the Company to withhold shares of common stock to cover tax withholding obligations upon the vesting of restricted stock as permitted under the applicable shareholder-approved stock incentive plan.

Read SEC document
January 12, 2019 Filed Feb 19, 2019 22:33 UTC
Leach Michael RChief Financial Officer
Tax withholdingCommon Stock 106 Not disclosed Not disclosed
Disclosure

SEC source: 0001239944-19-000014 · edgar.xml · nonDerivative · entry 3

Leach Michael R · CIK 0001650506 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 18,518

F1 · price: On the indicated date, the Reporting Person instructed the Company to withhold shares of common stock to cover tax withholding obligations upon the vesting of restricted stock as permitted under the applicable shareholder-approved stock incentive plan.

Read SEC document
January 12, 2019 Filed Feb 19, 2019 22:33 UTC
WARZALA RICHARD SDirector · Chief Executive Officer · 10% owner
Tax withholdingCommon Stock 995 Not disclosed Not disclosed
Disclosure

SEC source: 0001239944-19-000013 · edgar.xml · nonDerivative · entry 1

WARZALA RICHARD S · CIK 0001024225 · Director · Chief Executive Officer · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,013,862

F1 · price: On the indicated date, the Reporting Person instructed the Company to withhold shares of common stock to cover tax withholding obligations upon the vesting of restricted stock as permitted under the applicable shareholder-approved stock incentive plan.

Read SEC document
December 27, 2018 Filed Feb 14, 2019 20:49 UTC GiftCommon Stock 38,220 Not disclosed Not disclosed
Disclosure

SEC source: 0001239944-19-000012 · edgar.xml · nonDerivative · entry 3

SMITH RICHARD D /CO/ · CIK 0001257888 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By UGMA Accounts

Disclosed balance after: 38,220

F4 · shares: Includes gifts to UGMA accounts for the benefit of the Reporting Person's grandchildren in 2018 and prior years.

F2 · price: Bona fide gift of securities.

F5 · ownership.nature: The Reporting Person will cease to report a portion of these shares as each of the grandchildren reach the age of 21.

Read SEC document
December 27, 2018 Filed Feb 14, 2019 20:49 UTC GiftCommon Stock 6,294 Not disclosed Not disclosed
Disclosure

SEC source: 0001239944-19-000012 · edgar.xml · nonDerivative · entry 2

SMITH RICHARD D /CO/ · CIK 0001257888 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By Family Trust

Disclosed balance after: 474,377

F3 · shares: Includes the net effect of certain gifts made and received by the Reporting Person's Family Trust in 2018 and prior years.

F2 · price: Bona fide gift of securities.

Read SEC document
December 27, 2018 Filed Feb 14, 2019 20:49 UTC GiftCommon Stock 45,854 Not disclosed Not disclosed
Disclosure

SEC source: 0001239944-19-000012 · edgar.xml · nonDerivative · entry 1

SMITH RICHARD D /CO/ · CIK 0001257888 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,826

F1 · shares: Includes gifts to the Reporting Person's Family Trust as well as gifts to certain of the Reporting Person's family members in 2018 and prior years.

F2 · price: Bona fide gift of securities.

Read SEC document
December 07, 2018 Filed Dec 11, 2018 22:15 UTC
Maida Robert PVP Operational Excellence
GrantCommon Stock 1,636 $0.00 $0.00
Disclosure

SEC source: 0001239944-18-000067 · edgar.xml · nonDerivative · entry 3

Maida Robert P · CIK 0001563439 · VP Operational Excellence

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 49,932

F3 · shares: Grant of restricted shares pursuant to the Company's 2017 Omnibus Incentive Plan. These restricted shares vest one-third each on December 7, 2019, 2020 and 2021.

Read SEC document
October 18, 2018 Filed Dec 11, 2018 22:15 UTC
Maida Robert PVP Operational Excellence
Tax withholdingCommon Stock 1,567 $0.00 $0.00
Disclosure

SEC source: 0001239944-18-000067 · edgar.xml · nonDerivative · entry 2

Maida Robert P · CIK 0001563439 · VP Operational Excellence

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 48,296

F2 · shares: On October 18, 2018, 4,614 restricted shares vested and the Reporting Person instructed the Company to withhold 1,567 shares of common stock to cover tax withholding obligations as permitted under the applicable shareholder-approved stock incentive plan.

Read SEC document
October 18, 2018 Filed Dec 11, 2018 22:14 UTC
WARZALA RICHARD SDirector · Chief Executive Officer · 10% owner
Tax withholdingCommon Stock 19,460 $0.00 $0.00
Disclosure

SEC source: 0001239944-18-000066 · edgar.xml · nonDerivative · entry 3

WARZALA RICHARD S · CIK 0001024225 · Director · Chief Executive Officer · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,014,857

F3 · shares: On October 18, 2018, 45,046 restricted shares vested and the Reporting Person instructed the Company to withhold 19,460 shares of common stock to cover tax withholding obligations as permitted under the applicable shareholder-approved stock incentive plan.

Read SEC document
September 30, 2018 Filed Feb 19, 2019 22:33 UTC
Leach Michael RChief Financial Officer
Tax withholdingCommon Stock 227 Not disclosed Not disclosed
Disclosure

SEC source: 0001239944-19-000014 · edgar.xml · nonDerivative · entry 2

Leach Michael R · CIK 0001650506 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 18,624

F1 · price: On the indicated date, the Reporting Person instructed the Company to withhold shares of common stock to cover tax withholding obligations upon the vesting of restricted stock as permitted under the applicable shareholder-approved stock incentive plan.

Read SEC document
September 25, 2018 Filed Sep 26, 2018 00:36 UTC
Duch Linda PDirector
GrantCommon Stock 621 Not disclosed Not disclosed
Disclosure

SEC source: 0001239944-18-000060 · edgar.xml · nonDerivative · entry 1

Duch Linda P · CIK 0001753136 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 621

F1 · price: Grant of restricted shares pursuant to the Company's Non-Employee Director Compensation Policy under the 2017 Omnibus Incentive Plan. These restricted shares vest one-third each on September 25, 2018, October 31, 2018 and March 13, 2019.

Read SEC document
June 13, 2018 Filed Aug 29, 2019 21:37 UTC PurchaseCommon Stock 2,000 $48.97 $97,943.00
Disclosure

SEC source: 0001239944-19-000038 · edgar.xml · nonDerivative · entry 2

Winter Michael R · CIK 0001612951 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By IRA

Disclosed balance after: 2,000

F1 · kind: These transactions were executed by the custodian for reporting person's individual retirement account (the "Firm"). The Firm did not discuss such transactions with the reporting person at the time the trades were made and the reporting person recently became aware that such sales and repurchase had been made. The initial sale transaction was contrary to the instructions of the reporting person and the subsequent repurchase transaction was also executed by the Firm without the the reporting person's authorization.

F4 · balance_after: Reflects the reporting person's holdings as of June 13, 2018 after the unauthorized repurchase transaction that was effected by the Firm on such date.

F5 · ownership.direct: The reporting person's prior Section 16 filings reported his IRA holdings as directly owned by the reporting person. The reporting person is reporting the subject shares as indirectly owned in this Form 4 to show the net effect of the unauthorized transactions effected by the Firm.

Read SEC document
May 03, 2018 Filed May 4, 2018 22:03 UTC GrantCommon Stock 1,251 $0.00 $0.00
Disclosure

SEC source: 0001239944-18-000032 · edgar.xml · nonDerivative · entry 1

Winter Michael R · CIK 0001612951 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,228

F1 · price: Grant of restricted shares pursuant to the Company's Non-Employee Director Compensation Policy under the 2017 Omnibus Incentive Plan. These restricted shares vest one-fourth each on May 3, 2018, August 1, 2018, October 31, 2018 and March 13, 2019.

Read SEC document
May 03, 2018 Filed May 4, 2018 22:02 UTC GrantCommon Stock 1,251 Not disclosed Not disclosed
Disclosure

SEC source: 0001239944-18-000031 · edgar.xml · nonDerivative · entry 1

TEVENS TIMOTHY T · CIK 0001214453 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,980

F1 · price: Grant of restricted shares pursuant to the Company's Non-Employee Director Compensation Policy under the 2017 Omnibus Incentive Plan. These restricted shares vest one-fourth each on May 3, 2018, August 1, 2018, October 31, 2018 and March 13, 2019.

Read SEC document
May 03, 2018 Filed May 4, 2018 22:02 UTC GrantCommon Stock 1,251 $0.00 $0.00
Disclosure

SEC source: 0001239944-18-000030 · edgar.xml · nonDerivative · entry 1

TANOUS JAMES J · CIK 0001024221 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 14,655

F1 · price: Grant of restricted shares pursuant to the Company's Non-Employee Director Compensation Policy under the 2017 Omnibus Incentive Plan. These restricted shares vest one-fourth each on May 3, 2018, August 1, 2018, October 31, 2018 and March 13, 2019.

Read SEC document
May 03, 2018 Filed May 4, 2018 21:59 UTC GrantCommon Stock 1,251 $0.00 $0.00
Disclosure

SEC source: 0001239944-18-000029 · edgar.xml · nonDerivative · entry 1

SMITH RICHARD D /CO/ · CIK 0001257888 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 48,680

F1 · price: Grant of restricted shares pursuant to the Company's Non-Employee Director Compensation Policy under the 2017 Omnibus Incentive Plan. These restricted shares vest one-fourth each on May 3, 2018, August 1, 2018, October 31, 2018 and March 13, 2019.

Read SEC document
May 03, 2018 Filed May 4, 2018 21:57 UTC GrantCommon Stock 1,251 $0.00 $0.00
Disclosure

SEC source: 0001239944-18-000028 · edgar.xml · nonDerivative · entry 1

LABER GERALD J · CIK 0001252501 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 25,424

F1 · price: Grant of restricted shares pursuant to the Company's Non-Employee Director Compensation Policy under the 2017 Omnibus Incentive Plan. These restricted shares vest one-fourth each on May 3, 2018, August 1, 2018, October 31, 2018 and March 13, 2019.

Read SEC document
May 03, 2018 Filed May 4, 2018 21:56 UTC GrantCommon Stock 1,752 $0.00 $0.00
Disclosure

SEC source: 0001239944-18-000027 · edgar.xml · nonDerivative · entry 1

Federico Richard D · CIK 0001543469 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 39,423

F1 · price: Grant of restricted shares pursuant to the Company's Non-Employee Director Compensation Policy under the 2017 Omnibus Incentive Plan. These restricted shares vest one-fourth each on May 3, 2018, August 1, 2018, October 31, 2018 and March 13, 2019.

Read SEC document
March 31, 2018 Filed Dec 11, 2018 22:15 UTC
Maida Robert PVP Operational Excellence
Tax withholdingCommon Stock 625 $0.00 $0.00
Disclosure

SEC source: 0001239944-18-000067 · edgar.xml · nonDerivative · entry 1

Maida Robert P · CIK 0001563439 · VP Operational Excellence

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 49,863

F1 · shares: On March 31, 2018, 1,879 restricted shares vested and the Reporting Person instructed the Company to withhold 625 shares of common stock to cover tax withholding obligations as permitted under the applicable shareholder-approved stock incentive plan.

Read SEC document
March 31, 2018 Filed Dec 11, 2018 22:14 UTC
WARZALA RICHARD SDirector · Chief Executive Officer · 10% owner
Tax withholdingCommon Stock 6,719 $0.00 $0.00
Disclosure

SEC source: 0001239944-18-000066 · edgar.xml · nonDerivative · entry 2

WARZALA RICHARD S · CIK 0001024225 · Director · Chief Executive Officer · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,034,317

F2 · shares: On March 31, 2018, 15,548 restricted shares vested and the Reporting Person instructed the Company to withhold 6,719 shares of common stock to cover tax withholding obligations as permitted under the applicable shareholder-approved stock incentive plan.

Read SEC document
March 31, 2018 Filed Feb 19, 2019 22:33 UTC
Leach Michael RChief Financial Officer
Tax withholdingCommon Stock 911 Not disclosed Not disclosed
Disclosure

SEC source: 0001239944-19-000014 · edgar.xml · nonDerivative · entry 1

Leach Michael R · CIK 0001650506 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 18,851

F1 · price: On the indicated date, the Reporting Person instructed the Company to withhold shares of common stock to cover tax withholding obligations upon the vesting of restricted stock as permitted under the applicable shareholder-approved stock incentive plan.

Read SEC document
March 13, 2018 Filed Mar 15, 2018 23:54 UTC
Wyman Kenneth RVice President of Marketing
GrantCommon Stock 420 $0.00 $0.00
Disclosure

SEC source: 0001239944-18-000024 · edgar.xml · nonDerivative · entry 3

Wyman Kenneth R · CIK 0001319252 · Vice President of Marketing

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 32,189

F3 · shares: Grant of performance shares pursuant to the Company's 2017 Omnibus Incentive Plan. All or a portion of these STIP performance shares will vest over a three-year period upon the satisfaction of certain performance goals established by the Compensation Committee for the year ending December 31, 2018.

Read SEC document
March 13, 2018 Filed Mar 15, 2018 23:54 UTC
Wyman Kenneth RVice President of Marketing
GrantCommon Stock 210 $0.00 $0.00
Disclosure

SEC source: 0001239944-18-000024 · edgar.xml · nonDerivative · entry 2

Wyman Kenneth R · CIK 0001319252 · Vice President of Marketing

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 31,769

F2 · shares: Grant of restricted shares pursuant to the Company's 2017 Omnibus Incentive Plan. These restricted shares vest one-third each on March 31, 2019, 2020 and 2021.

Read SEC document
March 13, 2018 Filed Mar 15, 2018 23:54 UTC
Wyman Kenneth RVice President of Marketing
Disposition to issuerCommon Stock 297 $0.00 $0.00
Disclosure

SEC source: 0001239944-18-000024 · edgar.xml · nonDerivative · entry 1

Wyman Kenneth R · CIK 0001319252 · Vice President of Marketing

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 31,559

F1 · shares: Forfeiture of unearned performance shares previously granted pursuant to the Company's 2007 Stock Incentive Plan.

Read SEC document
March 13, 2018 Filed Mar 15, 2018 23:53 UTC
Maida Robert PVP Operational Excellence
GrantCommon Stock 1,877 $0.00 $0.00
Disclosure

SEC source: 0001239944-18-000023 · edgar.xml · nonDerivative · entry 3

Maida Robert P · CIK 0001563439 · VP Operational Excellence

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 50,488

F3 · shares: Grant of performance shares pursuant to the Company's 2017 Omnibus Incentive Plan. All or a portion of these STIP performance shares will vest over a three-year period upon the satisfaction of certain performance goals established by the Compensation Committee for the year ending December 31, 2018.

Read SEC document
March 13, 2018 Filed Mar 15, 2018 23:53 UTC
Maida Robert PVP Operational Excellence
GrantCommon Stock 1,126 $0.00 $0.00
Disclosure

SEC source: 0001239944-18-000023 · edgar.xml · nonDerivative · entry 2

Maida Robert P · CIK 0001563439 · VP Operational Excellence

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 48,611

F2 · shares: Grant of restricted shares pursuant to the Company's 2017 Omnibus Incentive Plan. These restricted shares vest one-third each on March 31, 2019, 2020 and 2021.

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March 13, 2018 Filed Mar 15, 2018 23:53 UTC
Maida Robert PVP Operational Excellence
Disposition to issuerCommon Stock 1,691 $0.00 $0.00
Disclosure

SEC source: 0001239944-18-000023 · edgar.xml · nonDerivative · entry 1

Maida Robert P · CIK 0001563439 · VP Operational Excellence

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 47,485

F1 · shares: Forfeiture of unearned performance shares previously granted pursuant to the Company's 2007 Stock Incentive Plan.

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March 13, 2018 Filed Mar 15, 2018 23:52 UTC
Leach Michael RChief Financial Officer
GrantCommon Stock 2,184 $0.00 $0.00
Disclosure

SEC source: 0001239944-18-000022 · edgar.xml · nonDerivative · entry 3

Leach Michael R · CIK 0001650506 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 19,888

F3 · shares: Grant of performance shares pursuant to the Company's 2017 Omnibus Incentive Plan. All or a portion of these STIP performance shares will vest over a three-year period upon the satisfaction of certain performance goals established by the Compensation Committee for the year ending December 31, 2018.

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March 13, 2018 Filed Mar 15, 2018 23:52 UTC
Leach Michael RChief Financial Officer
GrantCommon Stock 1,310 $0.00 $0.00
Disclosure

SEC source: 0001239944-18-000022 · edgar.xml · nonDerivative · entry 2

Leach Michael R · CIK 0001650506 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 17,704

F2 · shares: Grant of restricted shares pursuant to the Company's 2017 Omnibus Incentive Plan. These restricted shares vest one-third each on March 31, 2019, 2020 and 2021.

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March 13, 2018 Filed Mar 15, 2018 23:52 UTC
Leach Michael RChief Financial Officer
Disposition to issuerCommon Stock 2,057 $0.00 $0.00
Disclosure

SEC source: 0001239944-18-000022 · edgar.xml · nonDerivative · entry 1

Leach Michael R · CIK 0001650506 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 16,394

F1 · shares: Forfeiture of unearned performance shares previously granted pursuant to the Company's 2007 Stock Incentive Plan.

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March 13, 2018 Filed Mar 15, 2018 23:51 UTC
WARZALA RICHARD SDirector · Chief Executive Officer · 10% owner
GrantCommon Stock 10,472 $0.00 $0.00
Disclosure

SEC source: 0001239944-18-000021 · edgar.xml · nonDerivative · entry 3

WARZALA RICHARD S · CIK 0001024225 · Director · Chief Executive Officer · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,041,579

F3 · shares: Grant of performance shares pursuant to the Company's 2017 Omnibus Incentive Plan. All or a portion of these STIP performance shares will vest over a three-year period upon the satisfaction of certain performance goals established by the Compensation Committee for the year ending December 31, 2018.

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.