TapewireFind a company

person · Reporting owner

SMITH RICHARD D /CO/

Disclosed activity across 1 company

Tapewire entity
153518
SEC CIK
0001257888

Export transaction history ↓

Reported relationships

Latest disclosed role at each company.

CompanyLast reported asReport datePublished
ALLIENT INCAMOT · Entity 4689DirectorNovember 25, 2019November 27, 2019

Disclosed balances

About these balances

Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.

ALLIENT INC

Report date November 25, 2019 · Filed November 27, 2019

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common StockSEC Table I · non-derivativeIndirectBy Family Trust420,022 Reported balance After 2019-11-25 transaction · row 2 Account identity is unresolved; indirect or unspecified ownership is not merged.
1 source row

Row 2 · 2019-11-25 · Sale · Disposed 5,000 · Balance 420,022

F1: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on September 9, 2019.

F2: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $43.81 to $45.61, inclusive. The reporting person undertakes to provide to Allied Motion Technologies Inc., any security holder of Allied Motion Technologies Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.

Common StockSEC Table I · non-derivativeDirect1,887 Reported balance Holding disclosure · report date 2019-11-25 · row 1 Holding and transaction disclosures are not merged.
1 source row

Row 1 · Balance 1,887

Common StockSEC Table I · non-derivativeIndirectBy UGMA Accounts28,200 Reported balance Holding disclosure · report date 2019-11-25 · row 3 Holding and transaction disclosures are not merged.
1 source row

Row 3 · Balance 28,200

F3: Represents UGMA accounts established for the benefit of the Reporting Person's grandchildren. The Reporting Person will cease to report a portion of these shares as each of the grandchildren reach the age of 21.

Filing footnotes · ownership attribution and instrument terms

F1: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on September 9, 2019.

F2: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $43.81 to $45.61, inclusive. The reporting person undertakes to provide to Allied Motion Technologies Inc., any security holder of Allied Motion Technologies Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.

F3: Represents UGMA accounts established for the benefit of the Reporting Person's grandchildren. The Reporting Person will cease to report a portion of these shares as each of the grandchildren reach the age of 21.

Transaction history

JSON API
Reset

Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateCompanyActivity / securityShares / unitsReported priceReported valueDetails
November 25, 2019 Filed Nov 27, 2019 19:38 UTC ALLIENT INC AMOT · Entity 4689 SaleCommon Stock 5,000 $44.88 $224,410.00
Disclosure

SEC source: 0001239944-19-000048 · edgar.xml · nonDerivative · entry 2

SMITH RICHARD D /CO/ · CIK 0001257888 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By Family Trust

Disclosed balance after: 420,022

F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on September 9, 2019.

F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $43.81 to $45.61, inclusive. The reporting person undertakes to provide to Allied Motion Technologies Inc., any security holder of Allied Motion Technologies Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.

Read SEC document
November 18, 2019 Filed Nov 20, 2019 21:57 UTC ALLIENT INC AMOT · Entity 4689 SaleCommon Stock 5,000 $42.60 $213,002.50
Disclosure

SEC source: 0001239944-19-000047 · edgar.xml · nonDerivative · entry 2

SMITH RICHARD D /CO/ · CIK 0001257888 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By Family Trust

Disclosed balance after: 425,022

F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on September 9, 2019.

F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $42.11 to $43.00, inclusive. The reporting person undertakes to provide to Allied Motion Technologies Inc., any security holder of Allied Motion Technologies Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.

Read SEC document
November 11, 2019 Filed Nov 13, 2019 01:37 UTC ALLIENT INC AMOT · Entity 4689 SaleCommon Stock 5,000 $43.94 $219,707.00
Disclosure

SEC source: 0001239944-19-000046 · edgar.xml · nonDerivative · entry 2

SMITH RICHARD D /CO/ · CIK 0001257888 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By Family Trust

Disclosed balance after: 430,022

F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on September 9, 2019.

F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $43.60 to $44.42, inclusive. The reporting person undertakes to provide to Allied Motion Technologies Inc., any security holder of Allied Motion Technologies Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.

Read SEC document
November 04, 2019 Filed Nov 6, 2019 02:25 UTC ALLIENT INC AMOT · Entity 4689 SaleCommon Stock 5,000 $45.48 $227,416.50
Disclosure

SEC source: 0001239944-19-000045 · edgar.xml · nonDerivative · entry 3

SMITH RICHARD D /CO/ · CIK 0001257888 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By Family Trust

Disclosed balance after: 435,022

F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on September 9, 2019.

F3 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $44.68 to $46.24, inclusive. The reporting person undertakes to provide to Allied Motion Technologies Inc., any security holder of Allied Motion Technologies Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.

Read SEC document
November 01, 2019 Filed Nov 6, 2019 02:25 UTC ALLIENT INC AMOT · Entity 4689 SaleCommon Stock 20,000 $40.67 $813,408.00
Disclosure

SEC source: 0001239944-19-000045 · edgar.xml · nonDerivative · entry 2

SMITH RICHARD D /CO/ · CIK 0001257888 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By Family Trust

Disclosed balance after: 440,022

F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on September 9, 2019.

F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $40.00 to $42.28, inclusive. The reporting person undertakes to provide to Allied Motion Technologies Inc., any security holder of Allied Motion Technologies Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.

Read SEC document
October 29, 2019 Filed Oct 31, 2019 23:27 UTC ALLIENT INC AMOT · Entity 4689 SaleCommon Stock 5,000 $38.00 $190,000.00
Disclosure

SEC source: 0001239944-19-000042 · edgar.xml · nonDerivative · entry 2

SMITH RICHARD D /CO/ · CIK 0001257888 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By Family Trust

Disclosed balance after: 460,022

F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on September 9, 2019.

Read SEC document
September 23, 2019 Filed Sep 25, 2019 20:18 UTC ALLIENT INC AMOT · Entity 4689 SaleCommon Stock 5,000 $38.00 $190,014.00
Disclosure

SEC source: 0001239944-19-000041 · edgar.xml · nonDerivative · entry 2

SMITH RICHARD D /CO/ · CIK 0001257888 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By Family Trust

Disclosed balance after: 465,022

F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on September 9, 2019.

F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $37.60 to $38.42, inclusive. The reporting person undertakes to provide to Allied Motion Technologies Inc., any security holder of Allied Motion Technologies Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.

Read SEC document
September 13, 2019 Filed Sep 18, 2019 01:13 UTC ALLIENT INC AMOT · Entity 4689 SaleCommon Stock 300 $39.85 $11,955.60
Disclosure

SEC source: 0001239944-19-000040 · edgar.xml · nonDerivative · entry 3

SMITH RICHARD D /CO/ · CIK 0001257888 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By UGMA Accounts

Disclosed balance after: 28,200

F4 · balance_after: Reflects the transfer of 5,700 shares upon one of the beneficiaries reaching the age of 21 since the last Section 16 report was filed by the Reporting Person. Also reflects the deletion of 4,020 shares that were inadvertently reported as an indirect holding under these UGMA accounts in the Reporting Person's last Section 16 report.

F3 · ownership.nature: Represents UGMA accounts established for the benefit of the Reporting Person's grandchildren. The Reporting Person will cease to report a portion of these shares as each of the grandchildren reach the age of 21.

Read SEC document
May 06, 2019 Filed May 14, 2019 23:52 UTC ALLIENT INC AMOT · Entity 4689 SaleCommon Stock 80 $40.12 $3,209.60
Disclosure

SEC source: 0001239944-19-000033 · edgar.xml · nonDerivative · entry 2

SMITH RICHARD D /CO/ · CIK 0001257888 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By Family Trust

Disclosed balance after: 474,297

Read SEC document
May 06, 2019 Filed Sep 18, 2019 01:13 UTC ALLIENT INC AMOT · Entity 4689 GiftCommon Stock 6,704 Not disclosed Not disclosed
Disclosure

SEC source: 0001239944-19-000040 · edgar.xml · nonDerivative · entry 2

SMITH RICHARD D /CO/ · CIK 0001257888 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By Family Trust

Disclosed balance after: 470,022

F2 · price: Bona fide gift of securities.

F1 · balance_after: Reflects the transfer of 2,429 shares from the Reporting Person's direct ownership to his family trust. This change in form of beneficial ownership is exempt from Section 16 of the Securities Exchange Act pursuant to Rule 16a-13.

Read SEC document
May 01, 2019 Filed May 2, 2019 21:08 UTC ALLIENT INC AMOT · Entity 4689 GrantCommon Stock 1,490 $0.00 $0.00
Disclosure

SEC source: 0001239944-19-000030 · edgar.xml · nonDerivative · entry 1

SMITH RICHARD D /CO/ · CIK 0001257888 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,316

F1 · price: Grant of restricted shares pursuant to the Company's Non-Employee Director Compensation Policy under the 2017 Omnibus Incentive Plan. These restricted shares vest one-fourth each on the first business day of each of April, June, September and December that occurs during the one year period after the Grant Date

Read SEC document
December 27, 2018 Filed Feb 14, 2019 20:49 UTC ALLIENT INC AMOT · Entity 4689 GiftCommon Stock 38,220 Not disclosed Not disclosed
Disclosure

SEC source: 0001239944-19-000012 · edgar.xml · nonDerivative · entry 3

SMITH RICHARD D /CO/ · CIK 0001257888 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By UGMA Accounts

Disclosed balance after: 38,220

F4 · shares: Includes gifts to UGMA accounts for the benefit of the Reporting Person's grandchildren in 2018 and prior years.

F2 · price: Bona fide gift of securities.

F5 · ownership.nature: The Reporting Person will cease to report a portion of these shares as each of the grandchildren reach the age of 21.

Read SEC document
December 27, 2018 Filed Feb 14, 2019 20:49 UTC ALLIENT INC AMOT · Entity 4689 GiftCommon Stock 6,294 Not disclosed Not disclosed
Disclosure

SEC source: 0001239944-19-000012 · edgar.xml · nonDerivative · entry 2

SMITH RICHARD D /CO/ · CIK 0001257888 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By Family Trust

Disclosed balance after: 474,377

F3 · shares: Includes the net effect of certain gifts made and received by the Reporting Person's Family Trust in 2018 and prior years.

F2 · price: Bona fide gift of securities.

Read SEC document
December 27, 2018 Filed Feb 14, 2019 20:49 UTC ALLIENT INC AMOT · Entity 4689 GiftCommon Stock 45,854 Not disclosed Not disclosed
Disclosure

SEC source: 0001239944-19-000012 · edgar.xml · nonDerivative · entry 1

SMITH RICHARD D /CO/ · CIK 0001257888 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,826

F1 · shares: Includes gifts to the Reporting Person's Family Trust as well as gifts to certain of the Reporting Person's family members in 2018 and prior years.

F2 · price: Bona fide gift of securities.

Read SEC document
May 03, 2018 Filed May 4, 2018 21:59 UTC ALLIENT INC AMOT · Entity 4689 GrantCommon Stock 1,251 $0.00 $0.00
Disclosure

SEC source: 0001239944-18-000029 · edgar.xml · nonDerivative · entry 1

SMITH RICHARD D /CO/ · CIK 0001257888 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 48,680

F1 · price: Grant of restricted shares pursuant to the Company's Non-Employee Director Compensation Policy under the 2017 Omnibus Incentive Plan. These restricted shares vest one-fourth each on May 3, 2018, August 1, 2018, October 31, 2018 and March 13, 2019.

Read SEC document
June 02, 2017 Filed Jun 5, 2017 17:22 UTC ALLIENT INC AMOT · Entity 4689 SaleCommon Stock 3,016 $27.85 $84,006.46
Disclosure

SEC source: 0001239944-17-000063 · edgar.xml · nonDerivative · entry 3

SMITH RICHARD D /CO/ · CIK 0001257888 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By IRA

Disclosed balance after: 0

F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $26.80 to $28.42, inclusive.

Read SEC document
June 01, 2017 Filed Jun 1, 2017 22:54 UTC ALLIENT INC AMOT · Entity 4689 SaleCommon Stock 3,000 $26.29 $78,881.40
Disclosure

SEC source: 0001239944-17-000058 · edgar.xml · nonDerivative · entry 5

SMITH RICHARD D /CO/ · CIK 0001257888 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By IRA

Disclosed balance after: 3,016

F3 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $25.15 to $26.74, inclusive.

Read SEC document
May 31, 2017 Filed Jun 1, 2017 22:54 UTC ALLIENT INC AMOT · Entity 4689 SaleCommon Stock 1,000 $25.14 $25,144.30
Disclosure

SEC source: 0001239944-17-000058 · edgar.xml · nonDerivative · entry 4

SMITH RICHARD D /CO/ · CIK 0001257888 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By IRA

Disclosed balance after: 6,016

F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $25.02 to $25.32, inclusive.

Read SEC document
May 30, 2017 Filed Jun 1, 2017 22:54 UTC ALLIENT INC AMOT · Entity 4689 SaleCommon Stock 3,000 $25.76 $77,278.80
Disclosure

SEC source: 0001239944-17-000058 · edgar.xml · nonDerivative · entry 3

SMITH RICHARD D /CO/ · CIK 0001257888 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By IRA

Disclosed balance after: 7,016

F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $25.30 to $26.11, inclusive.

Read SEC document
May 26, 2017 Filed May 30, 2017 21:17 UTC ALLIENT INC AMOT · Entity 4689 SaleCommon Stock 3,000 $25.97 $77,900.10
Disclosure

SEC source: 0001239944-17-000055 · edgar.xml · nonDerivative · entry 4

SMITH RICHARD D /CO/ · CIK 0001257888 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By IRA

Disclosed balance after: 10,016

F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $25.00 to $26.83, inclusive.

Read SEC document
May 25, 2017 Filed May 30, 2017 21:17 UTC ALLIENT INC AMOT · Entity 4689 SaleCommon Stock 2,000 $25.28 $50,558.00
Disclosure

SEC source: 0001239944-17-000055 · edgar.xml · nonDerivative · entry 3

SMITH RICHARD D /CO/ · CIK 0001257888 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By IRA

Disclosed balance after: 13,016

F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $24.99 to $25.22, inclusive.

Read SEC document
May 24, 2017 Filed May 24, 2017 21:59 UTC ALLIENT INC AMOT · Entity 4689 SaleCommon Stock 1,000 $25.20 $25,203.50
Disclosure

SEC source: 0001239944-17-000054 · edgar.xml · nonDerivative · entry 6

SMITH RICHARD D /CO/ · CIK 0001257888 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By IRA

Disclosed balance after: 15,016

F4 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $25.10 to $25.33, inclusive.

Read SEC document
May 24, 2017 Filed May 24, 2017 21:59 UTC ALLIENT INC AMOT · Entity 4689 SaleCommon Stock 900 $25.24 $22,718.88
Disclosure

SEC source: 0001239944-17-000054 · edgar.xml · nonDerivative · entry 3

SMITH RICHARD D /CO/ · CIK 0001257888 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By Spouse's IRA

Disclosed balance after: 0

F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $25.13 to $25.415, inclusive.

Read SEC document
May 23, 2017 Filed May 24, 2017 21:59 UTC ALLIENT INC AMOT · Entity 4689 SaleCommon Stock 1,000 $24.64 $24,636.00
Disclosure

SEC source: 0001239944-17-000054 · edgar.xml · nonDerivative · entry 5

SMITH RICHARD D /CO/ · CIK 0001257888 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By IRA

Disclosed balance after: 16,016

F3 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $24.54 to $24.70, inclusive.

Read SEC document
May 22, 2017 Filed May 24, 2017 21:59 UTC ALLIENT INC AMOT · Entity 4689 SaleCommon Stock 1,000 $24.66 $24,664.80
Disclosure

SEC source: 0001239944-17-000054 · edgar.xml · nonDerivative · entry 4

SMITH RICHARD D /CO/ · CIK 0001257888 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By IRA

Disclosed balance after: 17,016

F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $24.46 to $24.86, inclusive.

Read SEC document
May 03, 2017 Filed May 5, 2017 20:54 UTC ALLIENT INC AMOT · Entity 4689 GrantCommon Stock 2,314 $0.00 $0.00
Disclosure

SEC source: 0001239944-17-000034 · edgar.xml · nonDerivative · entry 1

SMITH RICHARD D /CO/ · CIK 0001257888 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 47,429

F1 · price: Grant of restricted shares pursuant to the Company's Non-Employee Director Compensation Policy under the 2017 Omnibus Incentive Plan. These restricted shares vest one-third each on April 30, 2018, 2019 and 2020.

Read SEC document
October 14, 2016 Filed Oct 15, 2016 01:06 UTC ALLIENT INC AMOT · Entity 4689 SaleCommon Stock 8,817 $20.03 $176,573.65
Disclosure

SEC source: 0001239944-16-000063 · edgar.xml · nonDerivative · entry 3

SMITH RICHARD D /CO/ · CIK 0001257888 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By Family Trust

Disclosed balance after: 468,083

F1 · kind: Transaction effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person.

F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $20.00 to $20.24, inclusive.

Read SEC document
October 12, 2016 Filed Oct 15, 2016 01:06 UTC ALLIENT INC AMOT · Entity 4689 SaleCommon Stock 1,183 $20.00 $23,660.00
Disclosure

SEC source: 0001239944-16-000063 · edgar.xml · nonDerivative · entry 2

SMITH RICHARD D /CO/ · CIK 0001257888 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By Family Trust

Disclosed balance after: 476,900

F1 · kind: Transaction effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person.

Read SEC document
September 19, 2016 Filed Sep 21, 2016 19:16 UTC ALLIENT INC AMOT · Entity 4689 GrantCommon Stock 584 $0.00 $0.00
Disclosure

SEC source: 0001239944-16-000059 · edgar.xml · nonDerivative · entry 1

SMITH RICHARD D /CO/ · CIK 0001257888 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 37,988

F1 · price: Grant of restricted shares pursuant to the Company's 2007 Stock Incentive Plan. These restricted shares vest one-third each on April 30, 2017, 2018 and 2019.

Read SEC document
September 08, 2016 Filed Sep 9, 2016 21:49 UTC ALLIENT INC AMOT · Entity 4689 SaleCommon Stock 2,414 $22.28 $53,783.68
Disclosure

SEC source: 0001239944-16-000055 · edgar.xml · nonDerivative · entry 3

SMITH RICHARD D /CO/ · CIK 0001257888 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By Family Trust

Disclosed balance after: 490,350

F1 · kind: Transaction effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person.

F3 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $21.92 to $22.49, inclusive.

Read SEC document
September 07, 2016 Filed Sep 9, 2016 21:49 UTC ALLIENT INC AMOT · Entity 4689 SaleCommon Stock 2,705 $22.01 $59,533.26
Disclosure

SEC source: 0001239944-16-000055 · edgar.xml · nonDerivative · entry 2

SMITH RICHARD D /CO/ · CIK 0001257888 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By Family Trust

Disclosed balance after: 492,764

F1 · kind: Transaction effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person.

F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $21.66 to $22.42, inclusive.

Read SEC document
September 06, 2016 Filed Sep 6, 2016 23:42 UTC ALLIENT INC AMOT · Entity 4689 SaleCommon Stock 1,861 $21.72 $40,428.18
Disclosure

SEC source: 0001239944-16-000054 · edgar.xml · nonDerivative · entry 4

SMITH RICHARD D /CO/ · CIK 0001257888 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By Family Trust

Disclosed balance after: 495,469

F1 · kind: Transaction effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person.

F4 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $21.55 to $22.03, inclusive.

Read SEC document
September 02, 2016 Filed Sep 6, 2016 23:42 UTC ALLIENT INC AMOT · Entity 4689 SaleCommon Stock 1,539 $21.94 $33,760.89
Disclosure

SEC source: 0001239944-16-000054 · edgar.xml · nonDerivative · entry 3

SMITH RICHARD D /CO/ · CIK 0001257888 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By Family Trust

Disclosed balance after: 497,330

F1 · kind: Transaction effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person.

F3 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $21.82 to $22.11, inclusive.

Read SEC document
September 01, 2016 Filed Sep 6, 2016 23:42 UTC ALLIENT INC AMOT · Entity 4689 SaleCommon Stock 1,481 $21.70 $32,138.44
Disclosure

SEC source: 0001239944-16-000054 · edgar.xml · nonDerivative · entry 2

SMITH RICHARD D /CO/ · CIK 0001257888 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By Family Trust

Disclosed balance after: 498,869

F1 · kind: Transaction effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person.

F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $21.50 to $21.97, inclusive.

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.