Winter Michael R

SEC source: 0001239944-26-000080 · form4.xml · nonDerivative · entry 3

Winter Michael R · CIK 0001612951 · Director

10b5-1 filing: No plan indicated

Ownership: Indirect · By Individual 401(k) Plan

Disclosed balance after: 1,304

F2 · kind: The Reporting Person transferred 457 shares of Allient common stock from a taxable account to a non-taxable account. Internal Revenue Service rules provide that non-rollover contributions to an individual 401(k) plan may not be made by direct transfer of securities, therefore the Reporting Person's broker sold the shares into the open market and the proceeds of such sale were used to repurchase the stock in the open market. As a result of these transactions, the Reporting Person's sale and subsequent purchase of 457 shares of Allient common stock were matchable under Section 16(b) of the Securities Exchange Act of 1934. The Reporting Person has agreed to pay to Allient $137.10, representing the full amount of the profit realized in connection with the short-swing transaction.

SEC source: 0001239944-26-000080 · form4.xml · nonDerivative · entry 2

Winter Michael R · CIK 0001612951 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 39,154

F2 · kind: The Reporting Person transferred 457 shares of Allient common stock from a taxable account to a non-taxable account. Internal Revenue Service rules provide that non-rollover contributions to an individual 401(k) plan may not be made by direct transfer of securities, therefore the Reporting Person's broker sold the shares into the open market and the proceeds of such sale were used to repurchase the stock in the open market. As a result of these transactions, the Reporting Person's sale and subsequent purchase of 457 shares of Allient common stock were matchable under Section 16(b) of the Securities Exchange Act of 1934. The Reporting Person has agreed to pay to Allient $137.10, representing the full amount of the profit realized in connection with the short-swing transaction.

SEC source: 0001239944-26-000080 · form4.xml · nonDerivative · entry 1

Winter Michael R · CIK 0001612951 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 39,611

F1 · price: Bona fide gift of securities.

SEC source: 0001239944-26-000074 · form4.xml · nonDerivative · entry 1

Winter Michael R · CIK 0001612951 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 39,985

F1 · kind: Grant of quarterly retainer shares pursuant to the Company's Non-Employee Director Compensation Policy under the 2017 Omnibus Incentive Plan.

SEC source: 0001239944-26-000060 · form4.xml · nonDerivative · entry 1

Winter Michael R · CIK 0001612951 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 39,694

F1 · kind: Grant of quarterly retainer shares pursuant to the Company's Non-Employee Director Compensation Policy under the 2017 Omnibus Incentive Plan.

SEC source: 0001239944-26-000032 · form4.xml · nonDerivative · entry 1

Winter Michael R · CIK 0001612951 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 39,341

F1 · kind: Grant of quarterly retainer shares pursuant to the Company's Non-Employee Director Compensation Policy under the 2017 Omnibus Incentive Plan.

SEC source: 0001239944-25-000038 · form4.xml · nonDerivative · entry 2

Winter Michael R · CIK 0001612951 · Director

10b5-1 filing: No plan indicated

Ownership: Indirect · By Individual 401(k) Plan

Disclosed balance after: 847

SEC source: 0001239944-25-000038 · form4.xml · nonDerivative · entry 1

Winter Michael R · CIK 0001612951 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 38,967

SEC source: 0001239944-25-000024 · form4.xml · nonDerivative · entry 1

Winter Michael R · CIK 0001612951 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 39,814

F1 · kind: Grant of quarterly retainer shares pursuant to the Company's Non-Employee Director Compensation Policy under the 2017 Omnibus Incentive Plan.

SEC source: 0001062993-25-013884 · form4.xml · nonDerivative · entry 1

Winter Michael R · CIK 0001612951 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 39,371

F1 · kind: Grant of quarterly retainer shares pursuant to the Company's Non-Employee Director Compensation Policy under the 2017 Omnibus Incentive Plan.

SEC source: 0001062993-25-009030 · form4.xml · nonDerivative · entry 1

Winter Michael R · CIK 0001612951 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 38,774

F1 · kind: Grant of quarterly retainer shares pursuant to the Company's Non-Employee Director Compensation Policy under the 2017 Omnibus Incentive Plan.

SEC source: 0001062993-25-004837 · form4.xml · nonDerivative · entry 1

Winter Michael R · CIK 0001612951 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 37,687

F1 · kind: Grant of quarterly retainer shares pursuant to the Company's Non-Employee Director Compensation Policy under the 2017 Omnibus Incentive Plan.

SEC source: 0001062993-24-018770 · form4.xml · nonDerivative · entry 1

Winter Michael R · CIK 0001612951 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 36,734

F1 · kind: Grant of quarterly retainer shares pursuant to the Company's Non-Employee Director Compensation Policy under the 2017 Omnibus Incentive Plan.

SEC source: 0001062993-24-014718 · form4.xml · nonDerivative · entry 1

Winter Michael R · CIK 0001612951 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 35,556

F1 · kind: Grant of quarterly retainer shares pursuant to the Company's Non-Employee Director Compensation Policy under the 2017 Omnibus Incentive Plan.

SEC source: 0001062993-24-009928 · form4.xml · nonDerivative · entry 1

Winter Michael R · CIK 0001612951 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 34,651

F1 · kind: Grant of quarterly retainer shares pursuant to the Company's Non-Employee Director Compensation Policy under the 2017 Omnibus Incentive Plan.

SEC source: 0001062993-23-010507 · form4.xml · nonDerivative · entry 1

Winter Michael R · CIK 0001612951 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 33,946

F1 · kind: Grant of restricted shares pursuant to the Company's Non-Employee Director Compensation Policy under the 2017 Omnibus Incentive Plan. These restricted shares vest one-fourth each on the first business day of each of April, June, September and December that occurs during the one year period after the Grant Date.

SEC source: 0001062993-22-011836 · form4.xml · nonDerivative · entry 1

Winter Michael R · CIK 0001612951 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 31,644

F1 · kind: Grant of restricted shares pursuant to the Company's Non-Employee Director Compensation Policy under the 2017 Omnibus Incentive Plan. These restricted shares vest one-fourth each on the first business day of each of April, June, September and December that occurs during the one year period after the Grant Date.

SEC source: 0001239944-21-000026 · edgar.xml · nonDerivative · entry 1

Winter Michael R · CIK 0001612951 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 28,878

F1 · price: Grant of restricted shares pursuant to the Company's Non-Employee Director Compensation Policy under the 2017 Omnibus Incentive Plan. These restricted shares vest one-fourth each on the first business day of each of April, June, September and December that occurs during the one year period after the Grant Date.

SEC source: 0001239944-20-000020 · edgar.xml · nonDerivative · entry 1

Winter Michael R · CIK 0001612951 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 18,120

F1 · price: Grant of restricted shares pursuant to the Company's Non-Employee Director Compensation Policy under the 2017 Omnibus Incentive Plan. These restricted shares vest one-fourth each on the first business day of each of April, June, September and December that occurs during the one year period after the Grant Date.

SEC source: 0001239944-19-000034 · edgar.xml · nonDerivative · entry 1

Winter Michael R · CIK 0001612951 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 16,118

SEC source: 0001239944-19-000032 · edgar.xml · nonDerivative · entry 1

Winter Michael R · CIK 0001612951 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 14,718

F1 · price: Grant of restricted shares pursuant to the Company's Non-Employee Director Compensation Policy under the 2017 Omnibus Incentive Plan. These restricted shares vest one-fourth each on the first business day of each of April, June, September and December that occurs during the one year period after the Grant Date.

SEC source: 0001239944-19-000038 · edgar.xml · nonDerivative · entry 2

Winter Michael R · CIK 0001612951 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By IRA

Disclosed balance after: 2,000

F1 · kind: These transactions were executed by the custodian for reporting person's individual retirement account (the "Firm"). The Firm did not discuss such transactions with the reporting person at the time the trades were made and the reporting person recently became aware that such sales and repurchase had been made. The initial sale transaction was contrary to the instructions of the reporting person and the subsequent repurchase transaction was also executed by the Firm without the the reporting person's authorization.

F4 · balance_after: Reflects the reporting person's holdings as of June 13, 2018 after the unauthorized repurchase transaction that was effected by the Firm on such date.

F5 · ownership.direct: The reporting person's prior Section 16 filings reported his IRA holdings as directly owned by the reporting person. The reporting person is reporting the subject shares as indirectly owned in this Form 4 to show the net effect of the unauthorized transactions effected by the Firm.

SEC source: 0001239944-18-000032 · edgar.xml · nonDerivative · entry 1

Winter Michael R · CIK 0001612951 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,228

F1 · price: Grant of restricted shares pursuant to the Company's Non-Employee Director Compensation Policy under the 2017 Omnibus Incentive Plan. These restricted shares vest one-fourth each on May 3, 2018, August 1, 2018, October 31, 2018 and March 13, 2019.

SEC source: 0001209191-17-047653 · doc4.xml · nonDerivative · entry 1

Winter Michael R · CIK 0001612951 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

F1 · kind: Pursuant to an Agreement and Plan of Merger, dated as of October 8, 2016 (the "Merger Agreement"), by and among Gas Natural Inc. ("Issuer"), FR Bison Holdings, Inc. ("Parent") and FR Bison Merger Sub, Inc. ("Merger Sub"), Merger Sub merged with and into the Issuer and the Issuer continued as the surviving corporation and a wholly-owned subsidiary of Parent, effective August 4, 2017 (the "Merger"). Pursuant to the terms of the Merger Agreement, at the effective time of the Merger, each outstanding share of the Issuer's common stock (other than excluded shares) was cancelled and automatically converted into the right to receive $13.10 in cash, without interest.

F1 · price: Pursuant to an Agreement and Plan of Merger, dated as of October 8, 2016 (the "Merger Agreement"), by and among Gas Natural Inc. ("Issuer"), FR Bison Holdings, Inc. ("Parent") and FR Bison Merger Sub, Inc. ("Merger Sub"), Merger Sub merged with and into the Issuer and the Issuer continued as the surviving corporation and a wholly-owned subsidiary of Parent, effective August 4, 2017 (the "Merger"). Pursuant to the terms of the Merger Agreement, at the effective time of the Merger, each outstanding share of the Issuer's common stock (other than excluded shares) was cancelled and automatically converted into the right to receive $13.10 in cash, without interest.

SEC source: 0001239944-19-000038 · edgar.xml · nonDerivative · entry 1

Winter Michael R · CIK 0001612951 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By IRA

Disclosed balance after: 0

F1 · kind: These transactions were executed by the custodian for reporting person's individual retirement account (the "Firm"). The Firm did not discuss such transactions with the reporting person at the time the trades were made and the reporting person recently became aware that such sales and repurchase had been made. The initial sale transaction was contrary to the instructions of the reporting person and the subsequent repurchase transaction was also executed by the Firm without the the reporting person's authorization.

F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $24.6469 to $24.7065, inclusive. The reporting person undertakes to provide to Allied Motion Technologies Inc., any security holder of Allied Motion Technologies Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.

F3 · balance_after: Reflects the reporting person's holdings as of May 23, 2017 after the unauthorized sale transaction that was effected by the Firm on such date.

F5 · ownership.direct: The reporting person's prior Section 16 filings reported his IRA holdings as directly owned by the reporting person. The reporting person is reporting the subject shares as indirectly owned in this Form 4 to show the net effect of the unauthorized transactions effected by the Firm.

SEC source: 0001239944-17-000036 · edgar.xml · nonDerivative · entry 1

Winter Michael R · CIK 0001612951 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,977

F1 · price: Grant of restricted shares pursuant to the Company's Non-Employee Director Compensation Policy under the 2017 Omnibus Incentive Plan. These restricted shares vest one-third each on April 30, 2018, 2019 and 2020.

SEC source: 0001209191-16-144080 · doc4.xml · nonDerivative · entry 1

Winter Michael R · CIK 0001612951 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,234

F1 · kind: The reporting person received shares of common stock for service as a director in the third quarter of 2016, pursuant to the Issuer's 2012 Incentive and Equity Award Plan.

F2 · balance_after: Includes common stock acquired for Mr. Winter's Individual Retirement Account with Wells Fargo Advisors upon the "reinvestment" of dividends received from the Issuer.

SEC source: 0001239944-16-000061 · edgar.xml · nonDerivative · entry 1

Winter Michael R · CIK 0001612951 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,663

F1 · price: Grant of restricted shares pursuant to the Company's 2007 Stock Incentive Plan. These restricted shares vest one-third each on April 30, 2017, 2018 and 2019.