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ALNT

ALLIENT INC

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4689
SEC CIK
0000046129
Parsed reports
345

Last 12 months

Inside the activity.

2 purchase rows · 8 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202501
Dec 202511
Jan 202600
Feb 202600
Mar 202601
Apr 202600
May 202600
Jun 202600
Jul 202600
Aug 202604
Sep 202611
Oct 202600

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
March 13, 2018 Filed Mar 15, 2018 23:51 UTC
WARZALA RICHARD SDirector · Chief Executive Officer · 10% owner
GrantCommon Stock 5,286 $0.00 $0.00
Disclosure

SEC source: 0001239944-18-000021 · edgar.xml · nonDerivative · entry 2

WARZALA RICHARD S · CIK 0001024225 · Director · Chief Executive Officer · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,031,107

F2 · shares: Grant of restricted shares pursuant to the Company's 2017 Omnibus Incentive Plan. These restricted shares vest one-third each on March 31, 2019, 2020 and 2021.

Read SEC document
March 13, 2018 Filed Mar 15, 2018 23:51 UTC
WARZALA RICHARD SDirector · Chief Executive Officer · 10% owner
Disposition to issuerCommon Stock 9,887 $0.00 $0.00
Disclosure

SEC source: 0001239944-18-000021 · edgar.xml · nonDerivative · entry 1

WARZALA RICHARD S · CIK 0001024225 · Director · Chief Executive Officer · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,025,821

F1 · shares: Forfeiture of unearned performance shares previously granted pursuant to the Company's 2007 Stock Incentive Plan.

Read SEC document
March 13, 2018 Filed Dec 11, 2018 22:14 UTC
WARZALA RICHARD SDirector · Chief Executive Officer · 10% owner
Tax withholdingCommon Stock 543 $0.00 $0.00
Disclosure

SEC source: 0001239944-18-000066 · edgar.xml · nonDerivative · entry 1

WARZALA RICHARD S · CIK 0001024225 · Director · Chief Executive Officer · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,041,036

F1 · shares: On March 13, 2018, 1,255 restricted shares vested and the Reporting Person instructed the Company to withhold 543 shares of common stock to cover tax withholding obligations as permitted under the applicable shareholder-approved stock incentive plan.

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January 12, 2018 Filed Jan 31, 2018 21:30 UTC
WARZALA RICHARD SDirector · Chief Executive Officer · 10% owner
Tax withholdingCommon Stock 972 $35.19 $34,204.68
Disclosure

SEC source: 0001239944-18-000012 · edgar.xml · nonDerivative · entry 1

WARZALA RICHARD S · CIK 0001024225 · Director · Chief Executive Officer · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,035,708

F1 · shares: On January 12, 2018, 2,003 restricted shares vested and the Reporting Person instructed the Company to withhold 972 shares of common stock to cover tax withholding obligations as permitted under the Company's 2007 Stock Incentive Plan, as amended.

Read SEC document
October 18, 2017 Filed Feb 19, 2019 22:34 UTC
Maida Robert PVP Operational Excellence
Tax withholdingCommon Stock 1,706 Not disclosed Not disclosed
Disclosure

SEC source: 0001239944-19-000015 · edgar.xml · nonDerivative · entry 2

Maida Robert P · CIK 0001563439 · VP Operational Excellence

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 46,882

F1 · price: On the indicated date, the Reporting Person instructed the Company to withhold shares of common stock to cover tax withholding obligations upon the vesting of restricted stock as permitted under the applicable shareholder-approved stock incentive plan.

Read SEC document
June 02, 2017 Filed Jun 5, 2017 17:22 UTC SaleCommon Stock 3,016 $27.85 $84,006.46
Disclosure

SEC source: 0001239944-17-000063 · edgar.xml · nonDerivative · entry 3

SMITH RICHARD D /CO/ · CIK 0001257888 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By IRA

Disclosed balance after: 0

F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $26.80 to $28.42, inclusive.

Read SEC document
June 01, 2017 Filed Jun 1, 2017 22:54 UTC SaleCommon Stock 3,000 $26.29 $78,881.40
Disclosure

SEC source: 0001239944-17-000058 · edgar.xml · nonDerivative · entry 5

SMITH RICHARD D /CO/ · CIK 0001257888 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By IRA

Disclosed balance after: 3,016

F3 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $25.15 to $26.74, inclusive.

Read SEC document
June 01, 2017 Filed Jun 2, 2017 18:26 UTC GrantCommon Stock 1,729 Not disclosed Not disclosed
Disclosure

SEC source: 0001239944-17-000062 · edgar.xml · nonDerivative · entry 1

TEVENS TIMOTHY T · CIK 0001214453 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,729

F1 · price: Grant of restricted shares pursuant to the Company's Non-Employee Director Compensation Policy under the 2017 Omnibus Incentive Plan. These restricted shares vest one-third each on April 30, 2018, 2019 and 2020.

Read SEC document
May 31, 2017 Filed Jun 1, 2017 22:54 UTC SaleCommon Stock 1,000 $25.14 $25,144.30
Disclosure

SEC source: 0001239944-17-000058 · edgar.xml · nonDerivative · entry 4

SMITH RICHARD D /CO/ · CIK 0001257888 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By IRA

Disclosed balance after: 6,016

F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $25.02 to $25.32, inclusive.

Read SEC document
May 30, 2017 Filed Jun 1, 2017 22:54 UTC SaleCommon Stock 3,000 $25.76 $77,278.80
Disclosure

SEC source: 0001239944-17-000058 · edgar.xml · nonDerivative · entry 3

SMITH RICHARD D /CO/ · CIK 0001257888 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By IRA

Disclosed balance after: 7,016

F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $25.30 to $26.11, inclusive.

Read SEC document
May 26, 2017 Filed May 30, 2017 21:17 UTC SaleCommon Stock 3,000 $25.97 $77,900.10
Disclosure

SEC source: 0001239944-17-000055 · edgar.xml · nonDerivative · entry 4

SMITH RICHARD D /CO/ · CIK 0001257888 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By IRA

Disclosed balance after: 10,016

F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $25.00 to $26.83, inclusive.

Read SEC document
May 25, 2017 Filed May 30, 2017 21:17 UTC SaleCommon Stock 2,000 $25.28 $50,558.00
Disclosure

SEC source: 0001239944-17-000055 · edgar.xml · nonDerivative · entry 3

SMITH RICHARD D /CO/ · CIK 0001257888 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By IRA

Disclosed balance after: 13,016

F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $24.99 to $25.22, inclusive.

Read SEC document
May 24, 2017 Filed May 24, 2017 21:59 UTC SaleCommon Stock 1,000 $25.20 $25,203.50
Disclosure

SEC source: 0001239944-17-000054 · edgar.xml · nonDerivative · entry 6

SMITH RICHARD D /CO/ · CIK 0001257888 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By IRA

Disclosed balance after: 15,016

F4 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $25.10 to $25.33, inclusive.

Read SEC document
May 24, 2017 Filed May 24, 2017 21:59 UTC SaleCommon Stock 900 $25.24 $22,718.88
Disclosure

SEC source: 0001239944-17-000054 · edgar.xml · nonDerivative · entry 3

SMITH RICHARD D /CO/ · CIK 0001257888 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By Spouse's IRA

Disclosed balance after: 0

F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $25.13 to $25.415, inclusive.

Read SEC document
May 23, 2017 Filed May 24, 2017 21:59 UTC SaleCommon Stock 1,000 $24.64 $24,636.00
Disclosure

SEC source: 0001239944-17-000054 · edgar.xml · nonDerivative · entry 5

SMITH RICHARD D /CO/ · CIK 0001257888 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By IRA

Disclosed balance after: 16,016

F3 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $24.54 to $24.70, inclusive.

Read SEC document
May 23, 2017 Filed Aug 29, 2019 21:37 UTC SaleCommon Stock 2,000 $24.69 $49,380.20
Disclosure

SEC source: 0001239944-19-000038 · edgar.xml · nonDerivative · entry 1

Winter Michael R · CIK 0001612951 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By IRA

Disclosed balance after: 0

F1 · kind: These transactions were executed by the custodian for reporting person's individual retirement account (the "Firm"). The Firm did not discuss such transactions with the reporting person at the time the trades were made and the reporting person recently became aware that such sales and repurchase had been made. The initial sale transaction was contrary to the instructions of the reporting person and the subsequent repurchase transaction was also executed by the Firm without the the reporting person's authorization.

F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $24.6469 to $24.7065, inclusive. The reporting person undertakes to provide to Allied Motion Technologies Inc., any security holder of Allied Motion Technologies Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.

F3 · balance_after: Reflects the reporting person's holdings as of May 23, 2017 after the unauthorized sale transaction that was effected by the Firm on such date.

F5 · ownership.direct: The reporting person's prior Section 16 filings reported his IRA holdings as directly owned by the reporting person. The reporting person is reporting the subject shares as indirectly owned in this Form 4 to show the net effect of the unauthorized transactions effected by the Firm.

Read SEC document
May 22, 2017 Filed May 24, 2017 21:59 UTC SaleCommon Stock 1,000 $24.66 $24,664.80
Disclosure

SEC source: 0001239944-17-000054 · edgar.xml · nonDerivative · entry 4

SMITH RICHARD D /CO/ · CIK 0001257888 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By IRA

Disclosed balance after: 17,016

F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $24.46 to $24.86, inclusive.

Read SEC document
May 03, 2017 Filed May 5, 2017 20:54 UTC GrantCommon Stock 2,314 $0.00 $0.00
Disclosure

SEC source: 0001239944-17-000034 · edgar.xml · nonDerivative · entry 1

SMITH RICHARD D /CO/ · CIK 0001257888 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 47,429

F1 · price: Grant of restricted shares pursuant to the Company's Non-Employee Director Compensation Policy under the 2017 Omnibus Incentive Plan. These restricted shares vest one-third each on April 30, 2018, 2019 and 2020.

Read SEC document
May 03, 2017 Filed May 5, 2017 20:54 UTC GrantCommon Stock 2,314 $0.00 $0.00
Disclosure

SEC source: 0001239944-17-000033 · edgar.xml · nonDerivative · entry 1

MICHAS ALEXIS P · CIK 0001044005 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,957

F1 · price: Grant of restricted shares pursuant to the Company's Non-Employee Director Compensation Policy under the 2017 Omnibus Incentive Plan. These restricted shares vest one-third each on April 30, 2018, 2019 and 2020.

Read SEC document
May 03, 2017 Filed May 5, 2017 20:55 UTC GrantCommon Stock 2,314 $0.00 $0.00
Disclosure

SEC source: 0001239944-17-000036 · edgar.xml · nonDerivative · entry 1

Winter Michael R · CIK 0001612951 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,977

F1 · price: Grant of restricted shares pursuant to the Company's Non-Employee Director Compensation Policy under the 2017 Omnibus Incentive Plan. These restricted shares vest one-third each on April 30, 2018, 2019 and 2020.

Read SEC document
May 03, 2017 Filed May 5, 2017 20:55 UTC GrantCommon Stock 2,314 $0.00 $0.00
Disclosure

SEC source: 0001239944-17-000035 · edgar.xml · nonDerivative · entry 1

TANOUS JAMES J · CIK 0001024221 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,404

F1 · price: Grant of restricted shares pursuant to the Company's Non-Employee Director Compensation Policy under the 2017 Omnibus Incentive Plan. These restricted shares vest one-third each on April 30, 2018, 2019 and 2020.

Read SEC document
May 03, 2017 Filed May 5, 2017 20:53 UTC GrantCommon Stock 2,314 $0.00 $0.00
Disclosure

SEC source: 0001239944-17-000032 · edgar.xml · nonDerivative · entry 1

LABER GERALD J · CIK 0001252501 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 24,173

F1 · price: Grant of restricted shares pursuant to the Company's Non-Employee Director Compensation Policy under the 2017 Omnibus Incentive Plan. These restricted shares vest one-third each on April 30, 2018, 2019 and 2020.

Read SEC document
March 31, 2017 Filed Feb 19, 2019 22:34 UTC
Maida Robert PVP Operational Excellence
Tax withholdingCommon Stock 1,312 Not disclosed Not disclosed
Disclosure

SEC source: 0001239944-19-000015 · edgar.xml · nonDerivative · entry 1

Maida Robert P · CIK 0001563439 · VP Operational Excellence

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 48,588

F1 · price: On the indicated date, the Reporting Person instructed the Company to withhold shares of common stock to cover tax withholding obligations upon the vesting of restricted stock as permitted under the applicable shareholder-approved stock incentive plan.

Read SEC document
March 01, 2017 Filed Mar 3, 2017 21:41 UTC
Leach Michael RChief Financial Officer
GrantCommon Stock 2,840 $0.00 $0.00
Disclosure

SEC source: 0001239944-17-000019 · edgar.xml · nonDerivative · entry 3

Leach Michael R · CIK 0001650506 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 18,451

F3 · shares: Grant of performance shares pursuant to the Company's 2007 Stock Incentive Plan. All or a portion of these STIP performance shares will vest over a three-year period upon the satisfaction of certain performance goals established by the Compensation Committee for the year ending December 31, 2017.

Read SEC document
March 01, 2017 Filed Mar 3, 2017 21:41 UTC
Leach Michael RChief Financial Officer
GrantCommon Stock 1,704 $0.00 $0.00
Disclosure

SEC source: 0001239944-17-000019 · edgar.xml · nonDerivative · entry 2

Leach Michael R · CIK 0001650506 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,611

F2 · shares: Grant of restricted shares pursuant to the Company's 2007 Stock Incentive Plan. These restricted shares vest one-third each on March 31, 2018, 2019 and 2020.

Read SEC document
March 01, 2017 Filed Mar 3, 2017 21:41 UTC
Leach Michael RChief Financial Officer
Disposition to issuerCommon Stock 303 $0.00 $0.00
Disclosure

SEC source: 0001239944-17-000019 · edgar.xml · nonDerivative · entry 1

Leach Michael R · CIK 0001650506 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,907

F1 · shares: Forfeiture of unearned performance shares previously granted pursuant to the Company's 2007 Stock Incentive Plan.

Read SEC document
March 01, 2017 Filed Mar 3, 2017 21:42 UTC
Wyman Kenneth RVice President of Marketing
GrantCommon Stock 410 $0.00 $0.00
Disclosure

SEC source: 0001239944-17-000021 · edgar.xml · nonDerivative · entry 3

Wyman Kenneth R · CIK 0001319252 · Vice President of Marketing

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 31,856

F3 · shares: Grant of performance shares pursuant to the Company's 2007 Stock Incentive Plan. All or a portion of these STIP performance shares will vest over a three-year period upon the satisfaction of certain performance goals established by the Compensation Committee for the year ending December 31, 2017.

Read SEC document
March 01, 2017 Filed Mar 3, 2017 21:42 UTC
Wyman Kenneth RVice President of Marketing
GrantCommon Stock 270 $0.00 $0.00
Disclosure

SEC source: 0001239944-17-000021 · edgar.xml · nonDerivative · entry 2

Wyman Kenneth R · CIK 0001319252 · Vice President of Marketing

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 31,446

F2 · shares: Grant of restricted shares pursuant to the Company's 2007 Stock Incentive Plan. These restricted shares vest one-third each on March 31, 2018, 2019 and 2020.

Read SEC document
March 01, 2017 Filed Mar 3, 2017 21:42 UTC
Wyman Kenneth RVice President of Marketing
Disposition to issuerCommon Stock 45 $0.00 $0.00
Disclosure

SEC source: 0001239944-17-000021 · edgar.xml · nonDerivative · entry 1

Wyman Kenneth R · CIK 0001319252 · Vice President of Marketing

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 31,176

F1 · shares: Forfeiture of unearned performance shares previously granted pursuant to the Company's 2007 Stock Incentive Plan.

Read SEC document
March 01, 2017 Filed Mar 3, 2017 21:42 UTC
Maida Robert PVP Operational Excellence
GrantCommon Stock 2,335 $0.00 $0.00
Disclosure

SEC source: 0001239944-17-000020 · edgar.xml · nonDerivative · entry 3

Maida Robert P · CIK 0001563439 · VP Operational Excellence

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 49,176

F3 · shares: Grant of performance shares pursuant to the Company's 2007 Stock Incentive Plan. All or a portion of these STIP performance shares will vest over a three-year period upon the satisfaction of certain performance goals established by the Compensation Committee for the year ending December 31, 2017.

Read SEC document
March 01, 2017 Filed Mar 3, 2017 21:42 UTC
Maida Robert PVP Operational Excellence
GrantCommon Stock 1,401 $0.00 $0.00
Disclosure

SEC source: 0001239944-17-000020 · edgar.xml · nonDerivative · entry 2

Maida Robert P · CIK 0001563439 · VP Operational Excellence

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 46,841

F2 · shares: Grant of restricted shares pursuant to the Company's 2007 Stock Incentive Plan. These restricted shares vest one-third each on March 31, 2018, 2019 and 2020.

Read SEC document
March 01, 2017 Filed Mar 3, 2017 21:42 UTC
Maida Robert PVP Operational Excellence
Disposition to issuerCommon Stock 1,929 $0.00 $0.00
Disclosure

SEC source: 0001239944-17-000020 · edgar.xml · nonDerivative · entry 1

Maida Robert P · CIK 0001563439 · VP Operational Excellence

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 45,440

F1 · shares: Forfeiture of unearned performance shares previously granted pursuant to the Company's 2007 Stock Incentive Plan.

Read SEC document
March 01, 2017 Filed Mar 3, 2017 21:41 UTC
WARZALA RICHARD SDirector · Chief Executive Officer · 10% owner
GrantCommon Stock 13,650 $0.00 $0.00
Disclosure

SEC source: 0001239944-17-000018 · edgar.xml · nonDerivative · entry 4

WARZALA RICHARD S · CIK 0001024225 · Director · Chief Executive Officer · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,036,680

F4 · shares: Grant of performance shares pursuant to the Company's 2007 Stock Incentive Plan. All or a portion of these STIP performance shares will vest over a three-year period upon the satisfaction of certain performance goals established by the Compensation Committee for the year ending December 31, 2017.

Read SEC document
March 01, 2017 Filed Mar 3, 2017 21:41 UTC
WARZALA RICHARD SDirector · Chief Executive Officer · 10% owner
GrantCommon Stock 6,824 $0.00 $0.00
Disclosure

SEC source: 0001239944-17-000018 · edgar.xml · nonDerivative · entry 3

WARZALA RICHARD S · CIK 0001024225 · Director · Chief Executive Officer · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,023,030

F3 · shares: Grant of restricted shares pursuant to the Company's 2007 Stock Incentive Plan. These restricted shares vest one-third each on March 31, 2018, 2019 and 2020.

Read SEC document
March 01, 2017 Filed Mar 3, 2017 21:41 UTC
WARZALA RICHARD SDirector · Chief Executive Officer · 10% owner
Disposition to issuerCommon Stock 5,733 $0.00 $0.00
Disclosure

SEC source: 0001239944-17-000018 · edgar.xml · nonDerivative · entry 2

WARZALA RICHARD S · CIK 0001024225 · Director · Chief Executive Officer · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,016,206

F2 · shares: Forfeiture of unearned performance shares previously granted pursuant to the Company's 2007 Stock Incentive Plan.

Read SEC document
January 12, 2017 Filed Mar 3, 2017 21:41 UTC
WARZALA RICHARD SDirector · Chief Executive Officer · 10% owner
Tax withholdingCommon Stock 1,068 $21.32 $22,769.76
Disclosure

SEC source: 0001239944-17-000018 · edgar.xml · nonDerivative · entry 1

WARZALA RICHARD S · CIK 0001024225 · Director · Chief Executive Officer · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,021,939

F1 · shares: On January 12, 2017, 2,004 restricted shares vested and the Reporting Person instructed the Company to withhold 1,068 shares of common stock to cover tax withholding obligations as permitted under the Company's 2007 Stock Incentive Plan, as amended.

Read SEC document
December 01, 2016 Filed Feb 14, 2017 22:07 UTC OtherCommon Stock 18 $22.14 $398.56
Disclosure

SEC source: 0001239944-17-000015 · edgar.xml · nonDerivative · entry 10

LABER GERALD J · CIK 0001252501 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 21,859

F1 · balance_after: These shares were acquired as a result of the reinvestment of dividends in the Reporting Person's brokerage account.

Read SEC document
October 18, 2016 Filed Dec 10, 2016 01:21 UTC
Maida Robert PVP Operational Excellence
Tax withholdingCommon Stock 1,707 $20.22 $34,515.54
Disclosure

SEC source: 0001239944-16-000067 · edgar.xml · nonDerivative · entry 1

Maida Robert P · CIK 0001563439 · VP Operational Excellence

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 49,713

F1 · shares: On October 18, 2016, 4,615 restricted shares vested and the Reporting Person instructed the Company to withhold 1,707 shares of common stock to cover tax withholding obligations as permitted under the Company's 2007 Stock Incentive Plan, as amended.

Read SEC document
October 18, 2016 Filed Dec 10, 2016 01:21 UTC
WARZALA RICHARD SDirector · Chief Executive Officer · 10% owner
Tax withholdingCommon Stock 22,501 $20.22 $454,970.22
Disclosure

SEC source: 0001239944-16-000066 · edgar.xml · nonDerivative · entry 1

WARZALA RICHARD S · CIK 0001024225 · Director · Chief Executive Officer · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,023,007

F1 · shares: On October 18, 2016, 45,047 restricted shares vested and the Reporting Person instructed the Company to withhold 22,501 shares of common stock to cover tax withholding obligations as permitted under the Company's 2007 Stock Incentive Plan, as amended.

Read SEC document
October 14, 2016 Filed Oct 15, 2016 01:06 UTC SaleCommon Stock 8,817 $20.03 $176,573.65
Disclosure

SEC source: 0001239944-16-000063 · edgar.xml · nonDerivative · entry 3

SMITH RICHARD D /CO/ · CIK 0001257888 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By Family Trust

Disclosed balance after: 468,083

F1 · kind: Transaction effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person.

F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $20.00 to $20.24, inclusive.

Read SEC document
October 12, 2016 Filed Oct 15, 2016 01:06 UTC SaleCommon Stock 1,183 $20.00 $23,660.00
Disclosure

SEC source: 0001239944-16-000063 · edgar.xml · nonDerivative · entry 2

SMITH RICHARD D /CO/ · CIK 0001257888 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By Family Trust

Disclosed balance after: 476,900

F1 · kind: Transaction effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person.

Read SEC document
September 19, 2016 Filed Sep 21, 2016 19:17 UTC GrantCommon Stock 584 $0.00 $0.00
Disclosure

SEC source: 0001239944-16-000061 · edgar.xml · nonDerivative · entry 1

Winter Michael R · CIK 0001612951 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,663

F1 · price: Grant of restricted shares pursuant to the Company's 2007 Stock Incentive Plan. These restricted shares vest one-third each on April 30, 2017, 2018 and 2019.

Read SEC document
September 19, 2016 Filed Sep 21, 2016 19:16 UTC GrantCommon Stock 584 $0.00 $0.00
Disclosure

SEC source: 0001239944-16-000060 · edgar.xml · nonDerivative · entry 1

TANOUS JAMES J · CIK 0001024221 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,090

F1 · price: Grant of restricted shares pursuant to the Company's 2007 Stock Incentive Plan. These restricted shares vest one-third each on April 30, 2017, 2018 and 2019.

Read SEC document
September 19, 2016 Filed Sep 21, 2016 19:16 UTC GrantCommon Stock 584 $0.00 $0.00
Disclosure

SEC source: 0001239944-16-000059 · edgar.xml · nonDerivative · entry 1

SMITH RICHARD D /CO/ · CIK 0001257888 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 37,988

F1 · price: Grant of restricted shares pursuant to the Company's 2007 Stock Incentive Plan. These restricted shares vest one-third each on April 30, 2017, 2018 and 2019.

Read SEC document
September 19, 2016 Filed Sep 21, 2016 19:15 UTC GrantCommon Stock 584 $0.00 $0.00
Disclosure

SEC source: 0001239944-16-000058 · edgar.xml · nonDerivative · entry 1

MICHAS ALEXIS P · CIK 0001044005 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,643

F1 · price: Grant of restricted shares pursuant to the Company's 2007 Stock Incentive Plan. These restricted shares vest one-third each on April 30, 2017, 2018 and 2019.

Read SEC document
September 19, 2016 Filed Sep 21, 2016 19:15 UTC GrantCommon Stock 584 $0.00 $0.00
Disclosure

SEC source: 0001239944-16-000057 · edgar.xml · nonDerivative · entry 1

LABER GERALD J · CIK 0001252501 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 21,709

F1 · price: Grant of restricted shares pursuant to the Company's 2007 Stock Incentive Plan. These restricted shares vest one-third each on April 30, 2017, 2018 and 2019.

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September 19, 2016 Filed Sep 21, 2016 19:15 UTC GrantCommon Stock 701 $0.00 $0.00
Disclosure

SEC source: 0001239944-16-000056 · edgar.xml · nonDerivative · entry 1

Federico Richard D · CIK 0001543469 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 34,431

F1 · price: Grant of restricted shares pursuant to the Company's 2007 Stock Incentive Plan. These restricted shares vest one-third each on April 30, 2017, 2018 and 2019.

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September 08, 2016 Filed Sep 9, 2016 21:49 UTC SaleCommon Stock 2,414 $22.28 $53,783.68
Disclosure

SEC source: 0001239944-16-000055 · edgar.xml · nonDerivative · entry 3

SMITH RICHARD D /CO/ · CIK 0001257888 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By Family Trust

Disclosed balance after: 490,350

F1 · kind: Transaction effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person.

F3 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $21.92 to $22.49, inclusive.

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September 07, 2016 Filed Sep 9, 2016 21:49 UTC SaleCommon Stock 2,705 $22.01 $59,533.26
Disclosure

SEC source: 0001239944-16-000055 · edgar.xml · nonDerivative · entry 2

SMITH RICHARD D /CO/ · CIK 0001257888 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By Family Trust

Disclosed balance after: 492,764

F1 · kind: Transaction effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person.

F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $21.66 to $22.42, inclusive.

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September 06, 2016 Filed Sep 6, 2016 23:42 UTC SaleCommon Stock 1,861 $21.72 $40,428.18
Disclosure

SEC source: 0001239944-16-000054 · edgar.xml · nonDerivative · entry 4

SMITH RICHARD D /CO/ · CIK 0001257888 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By Family Trust

Disclosed balance after: 495,469

F1 · kind: Transaction effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person.

F4 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $21.55 to $22.03, inclusive.

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.