Tapewire

Nasdaq · USD

ALLO

Allogene Therapeutics, Inc.

Export transactions ↓
Tapewire entity
5243
SEC CIK
0001737287
Parsed reports
274

Last 12 months

Inside the activity.

0 purchase rows · 14 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202501
Dec 202500
Jan 202601
Feb 202606
Mar 202604
Apr 202601
May 202600
Jun 202600
Jul 202600
Aug 202601
Sep 202600
Oct 202600

Latest available

Insider transactions

JSON API
Reset

Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
October 03, 2022 Filed Oct 5, 2022 20:02 UTC
Amado RafaelEVP of R&D
Tax withholdingCommon Stock 8,968 $11.06 $99,201.33
Disclosure

SEC source: 0001593968-22-001495 · primary_01.xml · nonDerivative · entry 1

Amado Rafael · CIK 0001662119 · EVP of R&D

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 531,290

F1 · shares: Represents the number of shares sold by the reporting person to cover tax withholding obligations in connection with the vesting of restricted stock units. This sale is mandated by the Issuer's election under its equity incentive plan to require the satisfaction of tax withholding obligations to be funded by a "sell to cover" transaction and does not represent a discretionary trade by the reporting person.

F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $11.01 to $11.08, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth above.

F3 · balance_after: Includes 1 share of the Issuer's common stock acquired by the reporting person on September 15, 2022 pursuant to an employee stock purchase program

Read SEC document
August 12, 2022 Filed Aug 15, 2022 21:40 UTC SaleCommon Stock 5,000 $17.25 $86,250.00
Disclosure

SEC source: 0001737287-22-000069 · primary_doc.xml · nonDerivative · entry 2

WITTE OWEN N. · CIK 0001700969 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 218,271

Read SEC document
August 12, 2022 Filed Aug 15, 2022 21:12 UTC SaleCommon Stock 5,000 $17.25 $86,250.00
Disclosure

SEC source: 0001737287-22-000068 · primary_doc.xml · nonDerivative · entry 2

WITTE OWEN N. · CIK 0001700969 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 218,271

Read SEC document
August 11, 2022 Filed Aug 15, 2022 21:40 UTC SaleCommon Stock 10,000 $16.50 $165,000.00
Disclosure

SEC source: 0001737287-22-000069 · primary_doc.xml · nonDerivative · entry 1

WITTE OWEN N. · CIK 0001700969 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 223,271

Read SEC document
August 11, 2022 Filed Aug 15, 2022 21:12 UTC SaleCommon Stock 10,000 $16.50 $165,000.00
Disclosure

SEC source: 0001737287-22-000068 · primary_doc.xml · nonDerivative · entry 1

WITTE OWEN N. · CIK 0001700969 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 223,271

Read SEC document
August 02, 2022 Filed Aug 2, 2022 21:40 UTC
Amado RafaelEVP of R&D and CMO
SaleCommon Stock 2,000 $11.97 $23,940.00
Disclosure

SEC source: 0001737287-22-000057 · primary_doc.xml · nonDerivative · entry 1

Amado Rafael · CIK 0001662119 · EVP of R&D and CMO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 540,257

F1 · shares: The sale reported in this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person in February 2022.

Read SEC document
July 08, 2022 Filed Jul 12, 2022 20:48 UTC
Mayo StephenDirector
GrantStock Option (Right to Buy) · Derivative 54,487 $0.00 Strike: $12.03 $0.00
Disclosure

SEC source: 0001737287-22-000053 · primary_doc.xml · derivative · entry 2

Mayo Stephen · CIK 0001849061 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 54,487

Underlying: Common Stock · 54,487 shares

Expires 2032-07-08

F1 · derivative.exercise_date: 1. The shares subject to the stock option shall vest in a series of 36 successive equal installments measured from the date of grant.

Read SEC document
July 08, 2022 Filed Jul 12, 2022 20:48 UTC
Mayo StephenDirector
GrantCommon Stock 35,328 $0.00 $0.00
Disclosure

SEC source: 0001737287-22-000053 · primary_doc.xml · nonDerivative · entry 1

Mayo Stephen · CIK 0001849061 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 35,328

Read SEC document
July 05, 2022 Filed Jul 6, 2022 20:16 UTC
Amado RafaelEVP of R&D and CMO
SaleCommon Stock 2,000 $11.44 $22,880.00
Disclosure

SEC source: 0001662119-22-000002 · primary_doc.xml · nonDerivative · entry 1

Amado Rafael · CIK 0001662119 · EVP of R&D and CMO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 542,257

F1 · kind: 1. The sale reported in this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person in February 2022.

Read SEC document
June 22, 2022 Filed Jun 23, 2022 20:40 UTC SaleCommon Stock 10,000 $11.76 $117,600.00
Disclosure

SEC source: 0001214659-22-008272 · marketforms-56519.xml · nonDerivative · entry 1

WITTE OWEN N. · CIK 0001700969 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 233,271

Read SEC document
June 21, 2022 Filed Jun 22, 2022 20:47 UTC
Amado RafaelEVP of R&D and CMO
SaleCommon Stock 2,000 $11.18 $22,360.00
Disclosure

SEC source: 0001214659-22-008241 · marketforms-56501.xml · nonDerivative · entry 1

Amado Rafael · CIK 0001662119 · EVP of R&D and CMO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 544,257

F1 · kind: The sale reported in this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person in February 2022.

Read SEC document
June 15, 2022 Filed Jun 17, 2022 20:58 UTC GrantCommon Stock 44,178 $0.00 $0.00
Disclosure

SEC source: 0001214659-22-008170 · marketforms-56492.xml · nonDerivative · entry 1

Kazam Joshua A · CIK 0001221355 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 303,063

Read SEC document
June 15, 2022 Filed Jun 17, 2022 20:58 UTC
SATO VICKI LDirector
GrantStock Option (Right to Buy) · Derivative 35,535 $9.62 Strike: $9.62 $341,846.70
Disclosure

SEC source: 0001214659-22-008171 · marketforms-56494.xml · derivative · entry 2

SATO VICKI L · CIK 0001197020 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 35,535

Underlying: Common Stock · 35,535 shares

Expires 2032-06-15

F1 · derivative.exercise_date: Vesting in 12 equal monthly installments.

Read SEC document
June 15, 2022 Filed Jun 17, 2022 20:58 UTC
SATO VICKI LDirector
GrantCommon Stock 22,089 $0.00 $0.00
Disclosure

SEC source: 0001214659-22-008171 · marketforms-56494.xml · nonDerivative · entry 1

SATO VICKI L · CIK 0001197020 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 41,451

Read SEC document
June 15, 2022 Filed Jun 17, 2022 20:58 UTC GrantCommon Stock 44,178 $0.00 $0.00
Disclosure

SEC source: 0001214659-22-008172 · marketforms-56491.xml · nonDerivative · entry 1

Humer Franz B · CIK 0001548072 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 191,892

Read SEC document
June 15, 2022 Filed Jun 17, 2022 20:58 UTC GrantStock Option (Right to Buy) · Derivative 35,535 $0.00 Strike: $9.62 $0.00
Disclosure

SEC source: 0001214659-22-008169 · marketforms-56490.xml · derivative · entry 2

WITTE OWEN N. · CIK 0001700969 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 35,535

Underlying: Common Stock · 35,535 shares

Expires 2032-06-15

F1 · derivative.exercise_date: Vesting in 12 equal monthly installments.

Read SEC document
June 15, 2022 Filed Jun 17, 2022 20:58 UTC GrantCommon Stock 22,089 $0.00 $0.00
Disclosure

SEC source: 0001214659-22-008169 · marketforms-56490.xml · nonDerivative · entry 1

WITTE OWEN N. · CIK 0001700969 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 243,271

Read SEC document
June 15, 2022 Filed Jun 17, 2022 20:57 UTC GrantStock Option (Right to Buy) · Derivative 71,070 $0.00 Strike: $9.62 $0.00
Disclosure

SEC source: 0001214659-22-008168 · marketforms-56493.xml · derivative · entry 1

Barrett Elizabeth A. · CIK 0001764157 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 71,070

Underlying: Common Stock · 71,070 shares

Expires 2032-06-15

F1 · derivative.exercise_date: Vesting in 12 equal monthly installments.

Read SEC document
June 15, 2022 Filed Jun 17, 2022 20:57 UTC GrantStock Option (Right to Buy) · Derivative 71,070 $0.00 Strike: $9.62 $0.00
Disclosure

SEC source: 0001214659-22-008166 · marketforms-56488.xml · derivative · entry 1

MESSEMER DEBORAH M. · CIK 0001754424 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 71,070

Underlying: Common Stock · 71,070 shares

Expires 2032-06-15

F1 · derivative.exercise_date: The stock option vests in 12 equal monthly installments beginning July 15, 2022.

Read SEC document
May 19, 2022 Filed May 19, 2022 21:40 UTC
Amado RafaelEVP of R&D and CMO
SaleCommon Stock 11,500 $7.40 $85,091.95
Disclosure

SEC source: 0001214659-22-007226 · marketforms-56248.xml · nonDerivative · entry 1

Amado Rafael · CIK 0001662119 · EVP of R&D and CMO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 546,257

F1 · kind: Represents the number of shares sold by the reporting person to cover tax withholding obligations in connection with the vesting of restricted stock units. This sale is mandated by the Issuer's election under its equity incentive plan to require the satisfaction of tax withholding obligations to be funded by a "sell to cover" transaction and does not represent a discretionary trade by the reporting person.

F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $7.32 to 7.445, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth above.

F3 · balance_after: Includes 280 shares of the Issuer's common stock acquired by the reporting person on September 15, 2021 pursuant to an employee stock purchase program.

Read SEC document
March 31, 2022 Filed Apr 4, 2022 16:44 UTC OtherCommon Stock 22,032,040 $0.00 $0.00
Disclosure

SEC source: 0001883111-22-000001 · primary_doc.xml · nonDerivative · entry 1

PF Equity Holdings 2 B.V. · CIK 0001883111 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

F1 · kind: Shares transferred to its parent entity, Pfizer Inc., for no cash consideration.

F1 · shares: Shares transferred to its parent entity, Pfizer Inc., for no cash consideration.

F1 · price: Shares transferred to its parent entity, Pfizer Inc., for no cash consideration.

Read SEC document
March 23, 2022 Filed Mar 25, 2022 17:49 UTC
Bhavnagri VeerGeneral Counsel
GrantStock Option (Right to Buy) · Derivative 272,435 $0.00 Strike: $9.69 $0.00
Disclosure

SEC source: 0001214659-22-004370 · marketforms-55857.xml · derivative · entry 2

Bhavnagri Veer · CIK 0001808980 · General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 272,435

Underlying: Common Stock · 272,435 shares

Expires 2032-03-23

F1 · derivative.exercise_date: 25% of the shares subject to the stock option shall vest on March 13, 2023, and the remaining shares shall vest in 36 equal monthly installments thereafter

Read SEC document
March 23, 2022 Filed Mar 25, 2022 17:49 UTC
Bhavnagri VeerGeneral Counsel
GrantCommon Stock 175,438 $0.00 $0.00
Disclosure

SEC source: 0001214659-22-004370 · marketforms-55857.xml · nonDerivative · entry 1

Bhavnagri Veer · CIK 0001808980 · General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 589,279

Read SEC document
March 23, 2022 Filed Mar 25, 2022 21:52 UTC
Amado RafaelEVP of R&D and CMO
GrantStock Option (Right to Buy) · Derivative 368,589 $0.00 Strike: $9.69 $0.00
Disclosure

SEC source: 0001214659-22-004375 · marketforms-55855.xml · derivative · entry 2

Amado Rafael · CIK 0001662119 · EVP of R&D and CMO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 368,589

Underlying: Common Stock · 368,589 shares

Expires 2032-03-23

F1 · derivative.exercise_date: 25% of the shares subject to the stock option shall vest on March 13, 2023, and the remaining shares shall vest in 36 equal monthly installments thereafter

Read SEC document
March 23, 2022 Filed Mar 25, 2022 21:52 UTC
Amado RafaelEVP of R&D and CMO
GrantCommon Stock 237,358 $0.00 $0.00
Disclosure

SEC source: 0001214659-22-004375 · marketforms-55855.xml · nonDerivative · entry 1

Amado Rafael · CIK 0001662119 · EVP of R&D and CMO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 557,477

Read SEC document
March 23, 2022 Filed Mar 25, 2022 21:50 UTC GrantStock Option (Right to Buy) · Derivative 1,458,333 $0.00 Strike: $9.69 $0.00
Disclosure

SEC source: 0001214659-22-004372 · marketforms-55853.xml · derivative · entry 1

Belldegrun Arie · CIK 0001296549 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,458,333

Underlying: Common Stock · 1,458,333 shares

Expires 2032-03-23

F1 · derivative.exercise_date: 25% of the shares subject to the stock option shall vest on March 13, 2023, and the remaining shares shall vest in 36 equal monthly installments thereafter.

Read SEC document
March 23, 2022 Filed Mar 25, 2022 21:51 UTC
Chang David DDirector · President and CEO
GrantStock Option (Right to Buy) · Derivative 2,195,512 $0.00 Strike: $9.69 $0.00
Disclosure

SEC source: 0001214659-22-004374 · marketforms-55851.xml · derivative · entry 1

Chang David D · CIK 0001611024 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,195,512

Underlying: Common Stock · 2,195,512 shares

Expires 2032-03-23

F1 · derivative.exercise_date: 25% of the shares subject to the stock option shall vest on March 13, 2023, and the remaining shares shall vest in 36 equal monthly installments thereafter

Read SEC document
March 23, 2022 Filed Mar 25, 2022 21:51 UTC
MOORE ALISONChief Technical Officer
GrantStock Option (Right to Buy) · Derivative 737,179 $0.00 Strike: $9.69 $0.00
Disclosure

SEC source: 0001214659-22-004373 · marketforms-55852.xml · derivative · entry 1

MOORE ALISON · CIK 0001754937 · Chief Technical Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 737,179

Underlying: Common Stock · 737,179 shares

Expires 2032-03-23

F1 · derivative.exercise_date: 25% of the shares subject to the stock option shall vest on March 13, 2023, and the remaining shares shall vest in 36 equal monthly installments thereafter.

Read SEC document
March 23, 2022 Filed Mar 25, 2022 21:49 UTC
SCHMIDT ERIC THOMASChief Financial Officer
GrantStock Option (Right to Buy) · Derivative 368,589 $0.00 Strike: $9.69 $0.00
Disclosure

SEC source: 0001214659-22-004371 · marketforms-55856.xml · derivative · entry 3

SCHMIDT ERIC THOMAS · CIK 0001754403 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 368,589

Underlying: Common Stock · 368,589 shares

Expires 2032-03-23

F1 · derivative.exercise_date: 25% of the shares subject to the stock option shall vest on March 13, 2023, and the remaining shares shall vest in 36 equal monthly installments thereafter

Read SEC document
March 23, 2022 Filed Mar 25, 2022 21:49 UTC
SCHMIDT ERIC THOMASChief Financial Officer
GrantCommon Stock 237,358 $0.00 $0.00
Disclosure

SEC source: 0001214659-22-004371 · marketforms-55856.xml · nonDerivative · entry 1

SCHMIDT ERIC THOMAS · CIK 0001754403 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 337,904

Read SEC document
March 15, 2022 Filed Mar 17, 2022 17:59 UTC
Bhavnagri VeerGeneral Counsel
SaleCommon Stock 8,849 $7.68 $67,962.09
Disclosure

SEC source: 0001214659-22-004086 · marketforms-55822.xml · nonDerivative · entry 1

Bhavnagri Veer · CIK 0001808980 · General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 413,841

F1 · shares: Represents the number of shares sold by the reporting person to cover tax withholding obligations in connection with the vesting of restricted stock units. This sale is mandated by the Issuer's election under its equity incentive plan to require the satisfaction of tax withholding obligations to be funded by a "sell to cover" transaction and does not represent a discretionary trade by the reporting person.

F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $7.64 to $7.72, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth above.

F3 · balance_after: Includes 1021 shares of the Issuer's common stock acquired by the reporting person on March 15, 2022 pursuant to an employee stock purchase program.

Read SEC document
March 15, 2022 Filed Mar 17, 2022 21:59 UTC
Amado RafaelEVP of R&D and CMO
SaleCommon Stock 5,169 $7.71 $39,847.82
Disclosure

SEC source: 0001214659-22-004087 · marketforms-55824.xml · nonDerivative · entry 1

Amado Rafael · CIK 0001662119 · EVP of R&D and CMO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 320,119

F1 · shares: Represents the number of shares sold by the reporting person to cover tax withholding obligations in connection with the vesting of restricted stock units. This sale is mandated by the Issuer's election under its equity incentive plan to require the satisfaction of tax withholding obligations to be funded by a "sell to cover" transaction and does not represent a discretionary trade by the reporting person.

F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $7.69 to $7.73, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth above.

F3 · balance_after: Includes 1360 shares of the Issuer's common stock acquired by the reporting person on March 15, 2022 pursuant to an employee stock purchase program.

Read SEC document
March 15, 2022 Filed Mar 17, 2022 21:59 UTC
Chang David DDirector · President and CEO
SaleCommon Stock 23,648 $7.65 $180,878.82
Disclosure

SEC source: 0001214659-22-004085 · marketforms-55821.xml · nonDerivative · entry 1

Chang David D · CIK 0001611024 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,289,652

F1 · shares: Represents the number of shares sold by the reporting person to cover tax withholding obligations in connection with the vesting of restricted stock units. This sale is mandated by the Issuer's election under its equity incentive plan to require the satisfaction of tax withholding obligations to be funded by a "sell to cover" transaction and does not represent a discretionary trade by the reporting person.

F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $7.59 to $7.72, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth above.

F3 · balance_after: Includes 1021 shares of the Issuer's common stock acquired by the reporting person on March 15, 2022 pursuant to an employee stock purchase program.

Read SEC document
March 15, 2022 Filed Mar 17, 2022 21:58 UTC
SCHMIDT ERIC THOMASChief Financial Officer
SaleCommon Stock 11,469 $7.63 $87,550.91
Disclosure

SEC source: 0001214659-22-004084 · marketforms-55819.xml · nonDerivative · entry 1

SCHMIDT ERIC THOMAS · CIK 0001754403 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 100,546

F1 · shares: Represents the number of shares sold by the reporting person to cover tax withholding obligations in connection with the vesting of restricted stock units. This sale is mandated by the Issuer's election under its equity incentive plan to require the satisfaction of tax withholding obligations to be funded by a "sell to cover" transaction and does not represent a discretionary trade by the reporting person.

F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $7.59 to $7.73, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth above.

F3 · balance_after: Includes 1021 shares of the Issuer's common stock acquired by the reporting person on March 15, 2022 pursuant to an employee stock purchase program.

Read SEC document
March 15, 2022 Filed Mar 17, 2022 21:58 UTC
MOORE ALISONChief Technical Officer
SaleCommon Stock 8,698 $7.63 $66,388.35
Disclosure

SEC source: 0001214659-22-004083 · marketforms-55823.xml · nonDerivative · entry 1

MOORE ALISON · CIK 0001754937 · Chief Technical Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 120,430

F1 · shares: Represents the number of shares sold by the reporting person to cover tax withholding obligations in connection with the vesting of restricted stock units. This sale is mandated by the Issuer's election under its equity incentive plan to require the satisfaction of tax withholding obligations to be funded by a "sell to cover" transaction and does not represent a discretionary trade by the reporting person.

F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $7.58 to $7.73, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth above.

F3 · balance_after: Includes 1688 shares of the Issuer's common stock acquired by the reporting person on March 15, 2022 pursuant to an employee stock purchase program

Read SEC document
March 14, 2022 Filed Mar 31, 2022 21:27 UTC OtherCommon Stock 4,710,121 $0.00 $0.00
Disclosure

SEC source: 0001214659-22-004613 · marketforms-55916.xml · nonDerivative · entry 5

Belldegrun Arie · CIK 0001296549 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 4,710,121

F3 · ownership.nature: These shares were sold by Bellco Legacy IV LLC, of which the reporting person and Rebecka Belldegrun are managers, to Bellco Legacy Trust fbo Rebecka Belldegrun, of which the reporting person's spouse is trustee and beneficiary. In exchange for the shares, the reporting person received a promissory note in the principal amount of $36,032,422.83.

Read SEC document
March 14, 2022 Filed Mar 31, 2022 21:27 UTC OtherCommon Stock 4,710,121 $0.00 $0.00
Disclosure

SEC source: 0001214659-22-004613 · marketforms-55916.xml · nonDerivative · entry 4

Belldegrun Arie · CIK 0001296549 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 0

F3 · ownership.nature: These shares were sold by Bellco Legacy IV LLC, of which the reporting person and Rebecka Belldegrun are managers, to Bellco Legacy Trust fbo Rebecka Belldegrun, of which the reporting person's spouse is trustee and beneficiary. In exchange for the shares, the reporting person received a promissory note in the principal amount of $36,032,422.83.

Read SEC document
March 14, 2022 Filed Apr 1, 2022 21:40 UTC Amendment OtherCommon Stock 4,710,120 $0.00 $0.00
Disclosure

SEC source: 0001214659-22-004729 · marketforms-55948.xml · nonDerivative · entry 3

Belldegrun Arie · CIK 0001296549 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 4,710,120

F1 · balance_after: This amendment is being filed to correct the share holdings reported on the Form 4 filed by the reporting person on March 31, 2022.

F2 · ownership.nature: These shares were sold by Bellco Legacy IV LLC, of which the reporting person and Rebecka Belldegrun are managers, to Bellco Legacy Trust fbo Rebecka Belldegrun, of which the reporting person's spouse is trustee and beneficiary. In exchange for the shares, the reporting person received a promissory note in the principal amount of $36,032,418.00.

Read SEC document
March 14, 2022 Filed Apr 1, 2022 21:40 UTC Amendment OtherCommon Stock 4,710,120 $0.00 $0.00
Disclosure

SEC source: 0001214659-22-004729 · marketforms-55948.xml · nonDerivative · entry 2

Belldegrun Arie · CIK 0001296549 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 0

F2 · ownership.nature: These shares were sold by Bellco Legacy IV LLC, of which the reporting person and Rebecka Belldegrun are managers, to Bellco Legacy Trust fbo Rebecka Belldegrun, of which the reporting person's spouse is trustee and beneficiary. In exchange for the shares, the reporting person received a promissory note in the principal amount of $36,032,418.00.

Read SEC document
March 07, 2022 Filed Mar 9, 2022 23:26 UTC GiftCommon Stock 412,618 $0.00 $0.00
Disclosure

SEC source: 0001214659-22-003836 · marketforms-55743.xml · nonDerivative · entry 2

Kazam Joshua A · CIK 0001221355 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 258,885

F1 · acquired: The transactions reported in this form did not involve a purchase or sale of securities by the reporting person. On March 7, 2022, the reporting person acquired securities previously held in trust for the benefit of the reporting person arising from the termination of the trust. On the same day, the reporting person transferred the same securities to an irrevocable grantor trust having an independent trustee. The reporting person disclaims beneficial ownership of these shares except to the extent, if any, of the reporting person's pecuniary interest therein.

Read SEC document
March 07, 2022 Filed Mar 9, 2022 23:26 UTC OtherCommon Stock 412,618 $0.00 $0.00
Disclosure

SEC source: 0001214659-22-003836 · marketforms-55743.xml · nonDerivative · entry 1

Kazam Joshua A · CIK 0001221355 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 671,503

F1 · acquired: The transactions reported in this form did not involve a purchase or sale of securities by the reporting person. On March 7, 2022, the reporting person acquired securities previously held in trust for the benefit of the reporting person arising from the termination of the trust. On the same day, the reporting person transferred the same securities to an irrevocable grantor trust having an independent trustee. The reporting person disclaims beneficial ownership of these shares except to the extent, if any, of the reporting person's pecuniary interest therein.

Read SEC document
January 12, 2022 Filed Jan 14, 2022 17:02 UTC PurchaseCommon Stock 155,039 $12.60 $1,953,491.40
Disclosure

SEC source: 0001214659-22-000701 · marketforms-55052.xml · nonDerivative · entry 2

Belldegrun Arie · CIK 0001296549 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 195,039

F1 · price: The reported securities were purchased by Bellco Legacy LLC at an average price of $12.60 per unit, calculated from the price range of $12.35 to $13.00.

F2 · ownership.nature: The securities are held in the name of Bellco Legacy LLC. Bellco Legacy LLC is owned and managed by trusts controlled by the reporting person and Rebecka Belldegrun.

Read SEC document
January 12, 2022 Filed Jan 14, 2022 19:13 UTC PurchaseCommon Stock 15,000 $12.60 $189,000.00
Disclosure

SEC source: 0001214659-22-000706 · marketforms-55053.xml · nonDerivative · entry 1

Kazam Joshua A · CIK 0001221355 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 258,885

Read SEC document
October 01, 2021 Filed Oct 4, 2021 21:55 UTC
Amado RafaelEVP of R&D and CMO
SaleCommon Stock 11,507 $24.35 $280,185.09
Disclosure

SEC source: 0001214659-21-010210 · marketforms-53959.xml · nonDerivative · entry 1

Amado Rafael · CIK 0001662119 · EVP of R&D and CMO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 323,928

F1 · kind: Represents the number of shares sold by the reporting person to cover tax withholding obligations in connection with the vesting of restricted stock units. This sale is mandated by the Issuer's election under its equity incentive plan to require the satisfaction of tax withholding obligations to be funded by a "sell to cover" transaction and does not represent a discretionary trade by the reporting person.

F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $24.17 to $24.52, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth above.

Read SEC document
September 15, 2021 Filed Sep 17, 2021 16:44 UTC
Bhavnagri VeerGeneral Counsel
Exercise / conversionStock Option (Right to Buy) · Derivative 5,000 $0.00 Strike: $2.27 $0.00
Disclosure

SEC source: 0001214659-21-009625 · marketforms-53823.xml · derivative · entry 3

Bhavnagri Veer · CIK 0001808980 · General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 112,300

Underlying: Common Stock · 5,000 shares

Expires 2028-06-25

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_date: 25% of the shares subject to the stock option vested on April 6, 2019, and the remaining shares vest in 36 equal monthly installments thereafter.

Read SEC document
September 15, 2021 Filed Sep 17, 2021 16:44 UTC
Bhavnagri VeerGeneral Counsel
SaleCommon Stock 5,000 $24.77 $123,844.50
Disclosure

SEC source: 0001214659-21-009625 · marketforms-53823.xml · nonDerivative · entry 2

Bhavnagri Veer · CIK 0001808980 · General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 421,669

F2 · kind: The sale reported in this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person in December 2020.

F3 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $24.64 to $24.90, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth above.

Read SEC document
September 15, 2021 Filed Sep 17, 2021 16:44 UTC
Bhavnagri VeerGeneral Counsel
Exercise / conversionCommon Stock 5,000 $2.27 $11,350.00
Disclosure

SEC source: 0001214659-21-009625 · marketforms-53823.xml · nonDerivative · entry 1

Bhavnagri Veer · CIK 0001808980 · General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 426,669

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · balance_after: Includes 316 shares of the Issuer's common stock acquired by the reporting person on September 15, 2021 pursuant to an employee stock purchase program.

Read SEC document
September 09, 2021 Filed Sep 9, 2021 21:32 UTC SaleCommon Stock 5,000 $25.54 $127,700.00
Disclosure

SEC source: 0001214659-21-009372 · marketforms-53760.xml · nonDerivative · entry 1

WITTE OWEN N. · CIK 0001700969 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 221,182

Read SEC document
August 20, 2021 Filed Aug 23, 2021 20:22 UTC SaleCommon Stock 5,000 $23.24 $116,200.00
Disclosure

SEC source: 0001214659-21-008900 · marketforms-53642.xml · nonDerivative · entry 2

WITTE OWEN N. · CIK 0001700969 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 226,182

Read SEC document
August 20, 2021 Filed Aug 23, 2021 20:22 UTC SaleCommon Stock 5,000 $23.70 $118,500.00
Disclosure

SEC source: 0001214659-21-008900 · marketforms-53642.xml · nonDerivative · entry 1

WITTE OWEN N. · CIK 0001700969 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 231,182

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.