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Nasdaq · USD

ALLO

Allogene Therapeutics, Inc.

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Tapewire entity
5243
SEC CIK
0001737287
Parsed reports
274

Last 12 months

Inside the activity.

0 purchase rows · 14 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202501
Dec 202500
Jan 202601
Feb 202606
Mar 202604
Apr 202601
May 202600
Jun 202600
Jul 202600
Aug 202601
Sep 202600
Oct 202600

Latest available

Insider transactions

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
August 21, 2026 Filed Aug 25, 2026 20:43 UTC
Douglas Earl MartinSVP, General Counsel
SaleCommon Stock 29,697 $2.12 $62,957.64
Disclosure

SEC source: 0001628280-26-058920 · wk-form4_1787690594.xml · nonDerivative · entry 1

Douglas Earl Martin · CIK 0001362155 · SVP, General Counsel

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 488,267

F1 · shares: Represents the number of shares sold by the reporting person to cover tax withholding obligations in connection with the vesting of restricted stock units. This sale is mandated by the Issuer's election under its equity incentive plan to require the satisfaction of tax withholding obligations to be funded by a "sell to cover" transaction and does not represent a discretionary trade by the reporting person.

F2 · balance_after: Reflects forfeiture of 54,479 shares subject to performance RSUs granted to the Reporting Person on August 14, 2023.

F3 · balance_after: Includes 7,495 shares of the Issuer's common stock acquired by the reporting person on March 15, 2026 pursuant to an employee stock purchase program.

Read SEC document
July 01, 2026 Filed Jul 6, 2026 21:51 UTC
Roberts ZacharyPresident and CEO
GrantStock Option (Right to buy) · Derivative 476,190 $0.00 Strike: $2.11 $0.00
Disclosure

SEC source: 0001851044-26-000005 · wk-form4_1783374679.xml · derivative · entry 2

Roberts Zachary · CIK 0001851044 · President and CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 476,190

Underlying: Common Stock · 476,190 shares

Expires 2036-07-01

F2 · derivative.exercise_date: 25% of the shares subject to the stock option shall vest on July 1, 2027, and the remaining shares shall vest in 36 equal monthly installments thereafter.

Read SEC document
July 01, 2026 Filed Jul 6, 2026 21:51 UTC
Roberts ZacharyPresident and CEO
GrantRestricted Stock Unit · Derivative 134,530 $0.00 $0.00
Disclosure

SEC source: 0001851044-26-000005 · wk-form4_1783374679.xml · derivative · entry 1

Roberts Zachary · CIK 0001851044 · President and CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 134,530

Underlying: Common Stock · 134,530 shares

Expires not disclosed

F1 · derivative.exercise_price: Represents an award of Restricted Stock Units (RSUs). Each RSU represents a contingent right to receive one share of the Companys Common Stock. The RSUs will vest in 4 successive equal annual installments over the four-year period measured from July 20, 2026, subject to continued service through the vesting date.

F1 · derivative.exercise_date: Represents an award of Restricted Stock Units (RSUs). Each RSU represents a contingent right to receive one share of the Companys Common Stock. The RSUs will vest in 4 successive equal annual installments over the four-year period measured from July 20, 2026, subject to continued service through the vesting date.

F1 · derivative.expiration_date: Represents an award of Restricted Stock Units (RSUs). Each RSU represents a contingent right to receive one share of the Companys Common Stock. The RSUs will vest in 4 successive equal annual installments over the four-year period measured from July 20, 2026, subject to continued service through the vesting date.

Read SEC document
June 18, 2026 Filed Jun 23, 2026 20:35 UTC GrantRestricted Stock Unit · Derivative 95,400 $0.00 $0.00
Disclosure

SEC source: 0001221355-26-000002 · wk-form4_1782246909.xml · derivative · entry 3

Kazam Joshua A · CIK 0001221355 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 95,400

Underlying: Common Stock · 95,400 shares

Expires not disclosed

F2 · derivative.exercise_price: Represents an award of Restricted Stock Units (RSUs). Each RSU represents a contingent right to receive one share of the Companys Common Stock. The RSUs will vest in two successive equal semi-annual installments over the one-year period measured from the date of grant, subject to continued service through the vesting date.

F2 · derivative.exercise_date: Represents an award of Restricted Stock Units (RSUs). Each RSU represents a contingent right to receive one share of the Companys Common Stock. The RSUs will vest in two successive equal semi-annual installments over the one-year period measured from the date of grant, subject to continued service through the vesting date.

F2 · derivative.expiration_date: Represents an award of Restricted Stock Units (RSUs). Each RSU represents a contingent right to receive one share of the Companys Common Stock. The RSUs will vest in two successive equal semi-annual installments over the one-year period measured from the date of grant, subject to continued service through the vesting date.

Read SEC document
June 18, 2026 Filed Jun 23, 2026 20:35 UTC Exercise / conversionRestricted Stock Unit · Derivative 47,700 $0.00 $0.00
Disclosure

SEC source: 0001221355-26-000002 · wk-form4_1782246909.xml · derivative · entry 2

Kazam Joshua A · CIK 0001221355 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 47,700 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each RSU represents a contingent right to receive either one share of common stock of the Issuer or cash in lieu thereof, at the Issuer's discretion, in accordance with the terms of the 2018 Plan.

F2 · derivative.exercise_date: Represents an award of Restricted Stock Units (RSUs). Each RSU represents a contingent right to receive one share of the Companys Common Stock. The RSUs will vest in two successive equal semi-annual installments over the one-year period measured from the date of grant, subject to continued service through the vesting date.

F2 · derivative.expiration_date: Represents an award of Restricted Stock Units (RSUs). Each RSU represents a contingent right to receive one share of the Companys Common Stock. The RSUs will vest in two successive equal semi-annual installments over the one-year period measured from the date of grant, subject to continued service through the vesting date.

Read SEC document
June 18, 2026 Filed Jun 23, 2026 20:35 UTC Exercise / conversionCommon Stock 47,700 $0.00 $0.00
Disclosure

SEC source: 0001221355-26-000002 · wk-form4_1782246909.xml · nonDerivative · entry 1

Kazam Joshua A · CIK 0001221355 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 398,463

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
June 18, 2026 Filed Jun 23, 2026 20:32 UTC
SATO VICKI LDirector
GrantRestricted Stock Unit · Derivative 95,400 $0.00 $0.00
Disclosure

SEC source: 0001197020-26-000002 · wk-form4_1782246720.xml · derivative · entry 1

SATO VICKI L · CIK 0001197020 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 95,400

Underlying: Common Stock · 95,400 shares

Expires not disclosed

F1 · derivative.exercise_price: Represents an award of Restricted Stock Units (RSUs). Each RSU represents a contingent right to receive one share of the Companys Common Stock. The RSUs will vest in two successive equal semi-annual installments over the one-year period measured from the date of grant, subject to continued service through the vesting date.

F1 · derivative.exercise_date: Represents an award of Restricted Stock Units (RSUs). Each RSU represents a contingent right to receive one share of the Companys Common Stock. The RSUs will vest in two successive equal semi-annual installments over the one-year period measured from the date of grant, subject to continued service through the vesting date.

F1 · derivative.expiration_date: Represents an award of Restricted Stock Units (RSUs). Each RSU represents a contingent right to receive one share of the Companys Common Stock. The RSUs will vest in two successive equal semi-annual installments over the one-year period measured from the date of grant, subject to continued service through the vesting date.

Read SEC document
June 18, 2026 Filed Jun 23, 2026 20:28 UTC GrantRestricted Stock Unit · Derivative 95,400 $0.00 $0.00
Disclosure

SEC source: 0001548072-26-000002 · wk-form4_1782246485.xml · derivative · entry 1

Humer Franz B · CIK 0001548072 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 95,400

Underlying: Common Stock · 95,400 shares

Expires not disclosed

F1 · derivative.exercise_price: Represents an award of Restricted Stock Units (RSUs). Each RSU represents a contingent right to receive one share of the Company Common Stock. The RSUs will vest in two successive equal semi-annual installments over the one-year period measured from the date of grant, subject to continued service through the vesting date. The reporting person has elected to defer the receipt of Common Stock upon the vesting of their RSUs pursuant to the Company's Non-Employee Director Compensation Policy until earlier of (i) 30 days following separation from continuous service with the company and (ii) a change in control of the Company.

F1 · derivative.exercise_date: Represents an award of Restricted Stock Units (RSUs). Each RSU represents a contingent right to receive one share of the Company Common Stock. The RSUs will vest in two successive equal semi-annual installments over the one-year period measured from the date of grant, subject to continued service through the vesting date. The reporting person has elected to defer the receipt of Common Stock upon the vesting of their RSUs pursuant to the Company's Non-Employee Director Compensation Policy until earlier of (i) 30 days following separation from continuous service with the company and (ii) a change in control of the Company.

F1 · derivative.expiration_date: Represents an award of Restricted Stock Units (RSUs). Each RSU represents a contingent right to receive one share of the Company Common Stock. The RSUs will vest in two successive equal semi-annual installments over the one-year period measured from the date of grant, subject to continued service through the vesting date. The reporting person has elected to defer the receipt of Common Stock upon the vesting of their RSUs pursuant to the Company's Non-Employee Director Compensation Policy until earlier of (i) 30 days following separation from continuous service with the company and (ii) a change in control of the Company.

Read SEC document
June 18, 2026 Filed Jun 23, 2026 20:29 UTC GrantRestricted Stock Unit · Derivative 95,400 $0.00 $0.00
Disclosure

SEC source: 0001700969-26-000002 · wk-form4_1782246596.xml · derivative · entry 1

WITTE OWEN N. · CIK 0001700969 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 95,400

Underlying: Common Stock · 95,400 shares

Expires not disclosed

F1 · derivative.exercise_price: Represents an award of Restricted Stock Units (RSUs). Each RSU represents a contingent right to receive one share of the Company Common Stock. The RSUs will vest in two successive equal semi-annual installments over the one-year period measured from the date of grant, subject to continued service through the vesting date. The reporting person has elected to defer the receipt of Common Stock upon the vesting of their RSUs pursuant to the Company's Non-Employee Director Compensation Policy until earlier of (i) 30 days following separation from continuous service with the company and (ii) a change in control of the Company.

F1 · derivative.exercise_date: Represents an award of Restricted Stock Units (RSUs). Each RSU represents a contingent right to receive one share of the Company Common Stock. The RSUs will vest in two successive equal semi-annual installments over the one-year period measured from the date of grant, subject to continued service through the vesting date. The reporting person has elected to defer the receipt of Common Stock upon the vesting of their RSUs pursuant to the Company's Non-Employee Director Compensation Policy until earlier of (i) 30 days following separation from continuous service with the company and (ii) a change in control of the Company.

F1 · derivative.expiration_date: Represents an award of Restricted Stock Units (RSUs). Each RSU represents a contingent right to receive one share of the Company Common Stock. The RSUs will vest in two successive equal semi-annual installments over the one-year period measured from the date of grant, subject to continued service through the vesting date. The reporting person has elected to defer the receipt of Common Stock upon the vesting of their RSUs pursuant to the Company's Non-Employee Director Compensation Policy until earlier of (i) 30 days following separation from continuous service with the company and (ii) a change in control of the Company.

Read SEC document
June 18, 2026 Filed Jun 23, 2026 20:34 UTC GrantRestricted Stock Unit · Derivative 95,400 $0.00 $0.00
Disclosure

SEC source: 0001737287-26-000021 · wk-form4_1782246849.xml · derivative · entry 1

MESSEMER DEBORAH M. · CIK 0001754424 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 95,400

Underlying: Common Stock · 95,400 shares

Expires not disclosed

F1 · derivative.exercise_price: Represents an award of Restricted Stock Units (RSUs). Each RSU represents a contingent right to receive one share of the Companys Common Stock. The RSUs will vest in two successive equal semi-annual installments over the one-year period measured from the date of grant, subject to continued service through the vesting date.

F1 · derivative.exercise_date: Represents an award of Restricted Stock Units (RSUs). Each RSU represents a contingent right to receive one share of the Companys Common Stock. The RSUs will vest in two successive equal semi-annual installments over the one-year period measured from the date of grant, subject to continued service through the vesting date.

F1 · derivative.expiration_date: Represents an award of Restricted Stock Units (RSUs). Each RSU represents a contingent right to receive one share of the Companys Common Stock. The RSUs will vest in two successive equal semi-annual installments over the one-year period measured from the date of grant, subject to continued service through the vesting date.

Read SEC document
June 18, 2026 Filed Jun 23, 2026 20:33 UTC
Mayo StephenDirector
GrantStock Option (Right to buy) · Derivative 144,400 $0.00 Strike: $2.00 $0.00
Disclosure

SEC source: 0001737287-26-000019 · wk-form4_1782246783.xml · derivative · entry 1

Mayo Stephen · CIK 0001849061 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 144,400

Underlying: Common Stock · 144,400 shares

Expires 2036-06-18

F1 · derivative.exercise_date: Vesting in 12 equal monthly installments.

Read SEC document
June 18, 2026 Filed Jun 23, 2026 20:26 UTC GrantRestricted Stock Unit · Derivative 95,400 $0.00 $0.00
Disclosure

SEC source: 0001764157-26-000004 · wk-form4_1782246402.xml · derivative · entry 1

Barrett Elizabeth A. · CIK 0001764157 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 95,400

Underlying: Common Stock · 95,400 shares

Expires not disclosed

F1 · derivative.exercise_price: Represents an award of Restricted Stock Units (RSUs). Each RSU represents a contingent right to receive one share of the Company Common Stock. The RSUs will vest in two successive equal semi-annual installments over the one-year period measured from the date of grant, subject to continued service through the vesting date. The reporting person has elected to defer the receipt of Common Stock upon the vesting of their RSUs pursuant to the Company's Non-Employee Director Compensation Policy until earlier of (i) 30 days following separation from continuous service with the company and (ii) a change in control of the Company.

F1 · derivative.exercise_date: Represents an award of Restricted Stock Units (RSUs). Each RSU represents a contingent right to receive one share of the Company Common Stock. The RSUs will vest in two successive equal semi-annual installments over the one-year period measured from the date of grant, subject to continued service through the vesting date. The reporting person has elected to defer the receipt of Common Stock upon the vesting of their RSUs pursuant to the Company's Non-Employee Director Compensation Policy until earlier of (i) 30 days following separation from continuous service with the company and (ii) a change in control of the Company.

F1 · derivative.expiration_date: Represents an award of Restricted Stock Units (RSUs). Each RSU represents a contingent right to receive one share of the Company Common Stock. The RSUs will vest in two successive equal semi-annual installments over the one-year period measured from the date of grant, subject to continued service through the vesting date. The reporting person has elected to defer the receipt of Common Stock upon the vesting of their RSUs pursuant to the Company's Non-Employee Director Compensation Policy until earlier of (i) 30 days following separation from continuous service with the company and (ii) a change in control of the Company.

Read SEC document
April 21, 2026 Filed Apr 23, 2026 20:16 UTC
Yoshiyama AnnieSVP, Finance
SaleCommon Stock 9,586 $2.31 $22,143.66
Disclosure

SEC source: 0001835208-26-000003 · wk-form4_1776975369.xml · nonDerivative · entry 1

Yoshiyama Annie · CIK 0001835208 · SVP, Finance

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 124,517

F1 · shares: Represents the number of shares sold by the reporting person to cover tax withholding obligations in connection with the vesting of restricted stock units. This sale is mandated by the Issuer's election under its equity incentive plan to require the satisfaction of tax withholding obligations to be funded by a "sell to cover" transaction and does not represent a discretionary trade by the reporting person.

F2 · price: The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions ranging from $2.31 to $2.33, inclusive. The reporting person undertakes to provide the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth above.

F3 · balance_after: Includes 3,781 shares of the Issuer's common stock acquired by the reporting person on March 15, 2026 pursuant to an employee stock purchase program.

Read SEC document
March 31, 2026 Filed Apr 2, 2026 20:47 UTC
Beneski Benjamin MachinasSVP, Chief Technical Officer
SaleCommon Stock 2,867 $2.50 $7,167.50
Disclosure

SEC source: 0002057918-26-000007 · wk-form4_1775162856.xml · nonDerivative · entry 1

Beneski Benjamin Machinas · CIK 0002057918 · SVP, Chief Technical Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 195,338

F1 · shares: Represents the number of shares sold by the reporting person to cover tax withholding obligations in connection with the vesting of restricted stock units. This sale is mandated by the Issuer's election under its equity incentive plan to require the satisfaction of tax withholding obligations to be funded by a "sell to cover" transaction and does not represent a discretionary trade by the reporting person.

Read SEC document
March 16, 2026 Filed Mar 18, 2026 20:06 UTC
Beneski Benjamin MachinasSVP, Chief Technical Officer
SaleCommon Stock 4,835 $2.47 $11,942.45
Disclosure

SEC source: 0001737287-26-000015 · wk-form4_1773864406.xml · nonDerivative · entry 1

Beneski Benjamin Machinas · CIK 0002057918 · SVP, Chief Technical Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 198,205

F1 · shares: Represents the number of shares sold by the reporting person to cover tax withholding obligations in connection with the vesting of restricted stock units. This sale is mandated by the Issuer's election under its equity incentive plan to require the satisfaction of tax withholding obligations to be funded by a "sell to cover" transaction and does not represent a discretionary trade by the reporting person.

F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $2.46 to $2.47, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth above.

Read SEC document
March 16, 2026 Filed Mar 18, 2026 20:05 UTC
Chang David DDirector · President and CEO
SaleCommon Stock 47,763 $2.47 $117,974.61
Disclosure

SEC source: 0001737287-26-000013 · wk-form4_1773864344.xml · nonDerivative · entry 1

Chang David D · CIK 0001611024 · Director · President and CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 5,150,599

F1 · shares: 1. Represents the number of shares sold by the reporting person to cover tax withholding obligations in connection with the vesting of restricted stock units. This sale is mandated by the Issuer's election under its equity incentive plan to require the satisfaction of tax withholding obligations to be funded by a "sell to cover" transaction and does not represent a discretionary trade by the reporting person.

F2 · balance_after: 3. Includes 12,500 shares of the Issuer's common stock acquired by the reporting person on March 15, 2026 pursuant to an employee stock purchase program.

Read SEC document
March 02, 2026 Filed Mar 4, 2026 22:42 UTC
Beneski Benjamin MachinasSVP, Chief Technical Officer
SaleCommon Stock 7,132 $2.60 $18,543.20
Disclosure

SEC source: 0002057918-26-000003 · wk-form4_1772664133.xml · nonDerivative · entry 1

Beneski Benjamin Machinas · CIK 0002057918 · SVP, Chief Technical Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 203,040

F1 · shares: Represents the number of shares sold by the reporting person to cover tax withholding obligations in connection with the vesting of restricted stock units. This sale is mandated by the Issuer's election under its equity incentive plan to require the satisfaction of tax withholding obligations to be funded by a "sell to cover" transaction and does not represent a discretionary trade by the reporting person.

F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $2.60 to $2.67, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth above.

Read SEC document
February 02, 2026 Filed Feb 4, 2026 22:20 UTC
Beneski Benjamin MachinasSVP, Chief Technical Officer
GrantRestricted Stock Unit · Derivative 105,720 $0.00 $0.00
Disclosure

SEC source: 0001737287-26-000011 · wk-form4_1770243619.xml · derivative · entry 3

Beneski Benjamin Machinas · CIK 0002057918 · SVP, Chief Technical Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 105,720

Underlying: Common Stock · 105,720 shares

Expires not disclosed

F4 · derivative.exercise_price: Represents an award of Restricted Stock Units (RSUs). Each RSU represents a contingent right to receive one share of the Companys Common Stock. The RSUs will vest in 4 successive equal annual installments over the four-year period measured from February 2, 2026, subject to continued service through the vesting date.

F4 · derivative.exercise_date: Represents an award of Restricted Stock Units (RSUs). Each RSU represents a contingent right to receive one share of the Companys Common Stock. The RSUs will vest in 4 successive equal annual installments over the four-year period measured from February 2, 2026, subject to continued service through the vesting date.

F4 · derivative.expiration_date: Represents an award of Restricted Stock Units (RSUs). Each RSU represents a contingent right to receive one share of the Companys Common Stock. The RSUs will vest in 4 successive equal annual installments over the four-year period measured from February 2, 2026, subject to continued service through the vesting date.

Read SEC document
February 02, 2026 Filed Feb 4, 2026 22:20 UTC
Beneski Benjamin MachinasSVP, Chief Technical Officer
GrantStock Option (Right to buy) · Derivative 373,757 $0.00 Strike: $1.87 $0.00
Disclosure

SEC source: 0001737287-26-000011 · wk-form4_1770243619.xml · derivative · entry 2

Beneski Benjamin Machinas · CIK 0002057918 · SVP, Chief Technical Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 373,757

Underlying: Common Stock · 373,757 shares

Expires 2036-02-02

F3 · derivative.exercise_date: 25% of the shares subject to the stock option shall vest on February 2, 2027, and the remaining shares shall vest in 36 equal monthly installments thereafter.

Read SEC document
February 02, 2026 Filed Feb 4, 2026 22:20 UTC
Beneski Benjamin MachinasSVP, Chief Technical Officer
SaleCommon Stock 7,549 $1.73 $13,059.77
Disclosure

SEC source: 0001737287-26-000011 · wk-form4_1770243619.xml · nonDerivative · entry 1

Beneski Benjamin Machinas · CIK 0002057918 · SVP, Chief Technical Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 210,172

F1 · shares: Represents the number of shares sold by the reporting person to cover tax withholding obligations in connection with the vesting of restricted stock units. This sale is mandated by the Issuer's election under its equity incentive plan to require the satisfaction of tax withholding obligations to be funded by a "sell to cover" transaction and does not represent a discretionary trade by the reporting person.

F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $1.71 to $1.75, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth above.

Read SEC document
February 02, 2026 Filed Feb 4, 2026 22:07 UTC
Roberts ZacharyEVP of R&D
GrantRestricted Stock Unit · Derivative 203,307 $0.00 $0.00
Disclosure

SEC source: 0001737287-26-000002 · wk-form4_1770242855.xml · derivative · entry 3

Roberts Zachary · CIK 0001851044 · EVP of R&D

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 203,307

Underlying: Common Stock · 203,307 shares

Expires not disclosed

F4 · derivative.exercise_price: Represents an award of Restricted Stock Units (RSUs). Each RSU represents a contingent right to receive one share of the Companys Common Stock. The RSUs will vest in 4 successive equal annual installments over the four-year period measured from February 2, 2026, subject to continued service through the vesting date.

F4 · derivative.exercise_date: Represents an award of Restricted Stock Units (RSUs). Each RSU represents a contingent right to receive one share of the Companys Common Stock. The RSUs will vest in 4 successive equal annual installments over the four-year period measured from February 2, 2026, subject to continued service through the vesting date.

F4 · derivative.expiration_date: Represents an award of Restricted Stock Units (RSUs). Each RSU represents a contingent right to receive one share of the Companys Common Stock. The RSUs will vest in 4 successive equal annual installments over the four-year period measured from February 2, 2026, subject to continued service through the vesting date.

Read SEC document
February 02, 2026 Filed Feb 4, 2026 22:07 UTC
Roberts ZacharyEVP of R&D
GrantStock Option (Right to buy) · Derivative 718,763 $0.00 Strike: $1.87 $0.00
Disclosure

SEC source: 0001737287-26-000002 · wk-form4_1770242855.xml · derivative · entry 2

Roberts Zachary · CIK 0001851044 · EVP of R&D

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 718,763

Underlying: Common Stock · 718,763 shares

Expires 2036-02-02

F3 · derivative.exercise_date: 25% of the shares subject to the stock option shall vest on February 2, 2027, and the remaining shares shall vest in 36 equal monthly installments thereafter.

Read SEC document
February 02, 2026 Filed Feb 4, 2026 22:07 UTC
Roberts ZacharyEVP of R&D
SaleCommon Stock 35,700 $1.77 $63,189.00
Disclosure

SEC source: 0001737287-26-000002 · wk-form4_1770242855.xml · nonDerivative · entry 1

Roberts Zachary · CIK 0001851044 · EVP of R&D

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 581,166

F1 · shares: Represents the number of shares sold by the reporting person to cover tax withholding obligations in connection with the vesting of restricted stock units. This sale is mandated by the Issuer's election under its equity incentive plan to require the satisfaction of tax withholding obligations to be funded by a "sell to cover" transaction and does not represent a discretionary trade by the reporting person.

F2 · price: The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions ranging from $1.71 to $1.87, inclusive. The reporting person undertakes to provide the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth above.

Read SEC document
February 02, 2026 Filed Feb 4, 2026 22:16 UTC
Parker Geoffrey M.CHIEF FINANCIAL OFFICER
GrantRestricted Stock Unit · Derivative 152,480 $0.00 $0.00
Disclosure

SEC source: 0001737287-26-000007 · wk-form4_1770243376.xml · derivative · entry 3

Parker Geoffrey M. · CIK 0001491874 · CHIEF FINANCIAL OFFICER

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 152,480

Underlying: Common Stock · 152,480 shares

Expires not disclosed

F4 · derivative.exercise_price: Represents an award of Restricted Stock Units (RSUs). Each RSU represents a contingent right to receive one share of the Companys Common Stock. The RSUs will vest in 4 successive equal annual installments over the four-year period measured from February 2, 2026, subject to continued service through the vesting date.

F4 · derivative.exercise_date: Represents an award of Restricted Stock Units (RSUs). Each RSU represents a contingent right to receive one share of the Companys Common Stock. The RSUs will vest in 4 successive equal annual installments over the four-year period measured from February 2, 2026, subject to continued service through the vesting date.

F4 · derivative.expiration_date: Represents an award of Restricted Stock Units (RSUs). Each RSU represents a contingent right to receive one share of the Companys Common Stock. The RSUs will vest in 4 successive equal annual installments over the four-year period measured from February 2, 2026, subject to continued service through the vesting date.

Read SEC document
February 02, 2026 Filed Feb 4, 2026 22:16 UTC
Parker Geoffrey M.CHIEF FINANCIAL OFFICER
GrantStock Option (Right to buy) · Derivative 539,072 $0.00 Strike: $1.87 $0.00
Disclosure

SEC source: 0001737287-26-000007 · wk-form4_1770243376.xml · derivative · entry 2

Parker Geoffrey M. · CIK 0001491874 · CHIEF FINANCIAL OFFICER

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 539,072

Underlying: Common Stock · 539,072 shares

Expires 2036-02-02

F3 · derivative.exercise_date: 25% of the shares subject to the stock option shall vest on February 2, 2027, and the remaining shares shall vest in 36 equal monthly installments thereafter.

Read SEC document
February 02, 2026 Filed Feb 4, 2026 22:16 UTC
Parker Geoffrey M.CHIEF FINANCIAL OFFICER
SaleCommon Stock 24,001 $1.76 $42,241.76
Disclosure

SEC source: 0001737287-26-000007 · wk-form4_1770243376.xml · nonDerivative · entry 1

Parker Geoffrey M. · CIK 0001491874 · CHIEF FINANCIAL OFFICER

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,252,795

F1 · shares: Represents the number of shares sold by the reporting person to cover tax withholding obligations in connection with the vesting of restricted stock units. This sale is mandated by the Issuer's election under its equity incentive plan to require the satisfaction of tax withholding obligations to be funded by a "sell to cover" transaction and does not represent a discretionary trade by the reporting person.

F2 · price: The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions ranging from $1.71 to $1.83, inclusive. The reporting person undertakes to provide the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth above.

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February 02, 2026 Filed Feb 4, 2026 22:04 UTC GrantRestricted Stock Unit · Derivative 263,033 $0.00 $0.00
Disclosure

SEC source: 0001296549-26-000002 · wk-form4_1770242650.xml · derivative · entry 7

Belldegrun Arie · CIK 0001296549 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 263,033

Underlying: Common Stock · 263,033 shares

Expires not disclosed

F6 · derivative.exercise_price: Represents an award of Restricted Stock Units (RSUs). Each RSU represents a contingent right to receive one share of the Companys Common Stock. The RSUs will vest in 4 successive equal annual installments over the four-year period from February 2, 2026, subject to continued service through the vesting date.

F6 · derivative.exercise_date: Represents an award of Restricted Stock Units (RSUs). Each RSU represents a contingent right to receive one share of the Companys Common Stock. The RSUs will vest in 4 successive equal annual installments over the four-year period from February 2, 2026, subject to continued service through the vesting date.

F6 · derivative.expiration_date: Represents an award of Restricted Stock Units (RSUs). Each RSU represents a contingent right to receive one share of the Companys Common Stock. The RSUs will vest in 4 successive equal annual installments over the four-year period from February 2, 2026, subject to continued service through the vesting date.

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February 02, 2026 Filed Feb 4, 2026 22:04 UTC GrantStock Option (Right to buy) · Derivative 929,913 $0.00 Strike: $1.87 $0.00
Disclosure

SEC source: 0001296549-26-000002 · wk-form4_1770242650.xml · derivative · entry 6

Belldegrun Arie · CIK 0001296549 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 929,913

Underlying: Common Stock · 929,913 shares

Expires 2036-02-02

F5 · derivative.exercise_date: 25% of the shares subject to the stock option shall vest on February 2, 2027, and the remaining shares shall vest in 36 equal monthly installments thereafter.

Read SEC document
February 02, 2026 Filed Feb 4, 2026 22:12 UTC
Douglas Earl MartinSVP, General Counsel
GrantRestricted Stock Unit · Derivative 152,480 $0.00 $0.00
Disclosure

SEC source: 0001362155-26-000002 · wk-form4_1770243135.xml · derivative · entry 3

Douglas Earl Martin · CIK 0001362155 · SVP, General Counsel

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 152,480

Underlying: Common Stock · 152,480 shares

Expires not disclosed

F4 · derivative.exercise_price: Represents an award of Restricted Stock Units (RSUs). Each RSU represents a contingent right to receive one share of the Companys Common Stock. The RSUs will vest in 4 successive equal annual installments over the four-year period measured from February 2, 2026, subject to continued service through the vesting date.

F4 · derivative.exercise_date: Represents an award of Restricted Stock Units (RSUs). Each RSU represents a contingent right to receive one share of the Companys Common Stock. The RSUs will vest in 4 successive equal annual installments over the four-year period measured from February 2, 2026, subject to continued service through the vesting date.

F4 · derivative.expiration_date: Represents an award of Restricted Stock Units (RSUs). Each RSU represents a contingent right to receive one share of the Companys Common Stock. The RSUs will vest in 4 successive equal annual installments over the four-year period measured from February 2, 2026, subject to continued service through the vesting date.

Read SEC document
February 02, 2026 Filed Feb 4, 2026 22:12 UTC
Douglas Earl MartinSVP, General Counsel
GrantStock Option (Right to buy) · Derivative 539,072 $0.00 Strike: $1.87 $0.00
Disclosure

SEC source: 0001362155-26-000002 · wk-form4_1770243135.xml · derivative · entry 2

Douglas Earl Martin · CIK 0001362155 · SVP, General Counsel

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 539,072

Underlying: Common Stock · 539,072 shares

Expires 2036-02-02

F3 · derivative.exercise_date: 25% of the shares subject to the stock option shall vest on February 2, 2027, and the remaining shares shall vest in 36 equal monthly installments thereafter.

Read SEC document
February 02, 2026 Filed Feb 4, 2026 22:12 UTC
Douglas Earl MartinSVP, General Counsel
SaleCommon Stock 22,900 $1.76 $40,304.00
Disclosure

SEC source: 0001362155-26-000002 · wk-form4_1770243135.xml · nonDerivative · entry 1

Douglas Earl Martin · CIK 0001362155 · SVP, General Counsel

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 564,948

F1 · shares: Represents the number of shares sold by the reporting person to cover tax withholding obligations in connection with the vesting of restricted stock units. This sale is mandated by the Issuer's election under its equity incentive plan to require the satisfaction of tax withholding obligations to be funded by a "sell to cover" transaction and does not represent a discretionary trade by the reporting person.

F2 · price: The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions ranging from $1.71 to $1.82, inclusive. The reporting person undertakes to provide the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth above.

Read SEC document
February 02, 2026 Filed Feb 4, 2026 22:18 UTC
Chang David DDirector · President and CEO
GrantRestricted Stock Unit · Derivative 392,586 $0.00 $0.00
Disclosure

SEC source: 0001737287-26-000009 · wk-form4_1770243495.xml · derivative · entry 6

Chang David D · CIK 0001611024 · Director · President and CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 392,586

Underlying: Common Stock · 392,586 shares

Expires not disclosed

F8 · derivative.exercise_price: Represents an award of Restricted Stock Units (RSUs). Each RSU represents a contingent right to receive one share of the Companys Common Stock. The RSUs will vest in 4 successive equal annual installments over the four-year period measured from February 2, 2026, subject to continued service through the vesting date.

F8 · derivative.exercise_date: Represents an award of Restricted Stock Units (RSUs). Each RSU represents a contingent right to receive one share of the Companys Common Stock. The RSUs will vest in 4 successive equal annual installments over the four-year period measured from February 2, 2026, subject to continued service through the vesting date.

F8 · derivative.expiration_date: Represents an award of Restricted Stock Units (RSUs). Each RSU represents a contingent right to receive one share of the Companys Common Stock. The RSUs will vest in 4 successive equal annual installments over the four-year period measured from February 2, 2026, subject to continued service through the vesting date.

Read SEC document
February 02, 2026 Filed Feb 4, 2026 22:18 UTC
Chang David DDirector · President and CEO
GrantStock Option (Right to buy) · Derivative 1,387,931 $0.00 Strike: $1.87 $0.00
Disclosure

SEC source: 0001737287-26-000009 · wk-form4_1770243495.xml · derivative · entry 5

Chang David D · CIK 0001611024 · Director · President and CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,387,931

Underlying: Common Stock · 1,387,931 shares

Expires 2036-02-02

F7 · derivative.exercise_date: 25% of the shares subject to the stock option shall vest on February 2, 2027, and the remaining shares shall vest in 36 equal monthly installments thereafter.

Read SEC document
February 02, 2026 Filed Feb 4, 2026 22:18 UTC
Chang David DDirector · President and CEO
SaleCommon Stock 95,269 $1.80 $171,484.20
Disclosure

SEC source: 0001737287-26-000009 · wk-form4_1770243495.xml · nonDerivative · entry 1

Chang David D · CIK 0001611024 · Director · President and CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 5,185,862

F1 · shares: Represents the number of shares sold by the reporting person to cover tax withholding obligations in connection with the vesting of restricted stock units. This sale is mandated by the Issuer's election under its equity incentive plan to require the satisfaction of tax withholding obligations to be funded by a "sell to cover" transaction and does not represent a discretionary trade by the reporting person.

F2 · price: The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions ranging from $1.71 to $1.87, inclusive. The reporting person undertakes to provide the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth above.

F3 · balance_after: Includes 4,562 shares of the Issuer's common stock acquired by the reporting person on September 15, 2025 pursuant to an employee stock purchase program.

Read SEC document
February 02, 2026 Filed Feb 4, 2026 22:09 UTC
Yoshiyama AnnieSVP, Finance
GrantRestricted Stock Unit · Derivative 50,827 $0.00 $0.00
Disclosure

SEC source: 0001737287-26-000005 · wk-form4_1770242977.xml · derivative · entry 3

Yoshiyama Annie · CIK 0001835208 · SVP, Finance

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 50,827

Underlying: Common Stock · 50,827 shares

Expires not disclosed

F5 · derivative.exercise_price: Represents an award of Restricted Stock Units (RSUs). Each RSU represents a contingent right to receive one share of the Companys Common Stock. The RSUs will vest in 4 successive equal annual installments over the four-year period measured from February 2, 2026, subject to continued service through the vesting date.

F5 · derivative.exercise_date: Represents an award of Restricted Stock Units (RSUs). Each RSU represents a contingent right to receive one share of the Companys Common Stock. The RSUs will vest in 4 successive equal annual installments over the four-year period measured from February 2, 2026, subject to continued service through the vesting date.

F5 · derivative.expiration_date: Represents an award of Restricted Stock Units (RSUs). Each RSU represents a contingent right to receive one share of the Companys Common Stock. The RSUs will vest in 4 successive equal annual installments over the four-year period measured from February 2, 2026, subject to continued service through the vesting date.

Read SEC document
February 02, 2026 Filed Feb 4, 2026 22:09 UTC
Yoshiyama AnnieSVP, Finance
GrantStock Option (Right to buy) · Derivative 179,691 $0.00 Strike: $1.87 $0.00
Disclosure

SEC source: 0001737287-26-000005 · wk-form4_1770242977.xml · derivative · entry 2

Yoshiyama Annie · CIK 0001835208 · SVP, Finance

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 179,691

Underlying: Common Stock · 179,691 shares

Expires 2036-02-02

F4 · derivative.exercise_date: 25% of the shares subject to the stock option shall vest on February 2, 2027, and the remaining shares shall vest in 36 equal monthly installments thereafter.

Read SEC document
February 02, 2026 Filed Feb 4, 2026 22:09 UTC
Yoshiyama AnnieSVP, Finance
SaleCommon Stock 4,167 $1.72 $7,167.24
Disclosure

SEC source: 0001737287-26-000005 · wk-form4_1770242977.xml · nonDerivative · entry 1

Yoshiyama Annie · CIK 0001835208 · SVP, Finance

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 130,322

F1 · shares: Represents the number of shares sold by the reporting person to cover tax withholding obligations in connection with the vesting of restricted stock units. This sale is mandated by the Issuer's election under its equity incentive plan to require the satisfaction of tax withholding obligations to be funded by a "sell to cover" transaction and does not represent a discretionary trade by the reporting person.

F2 · price: The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions ranging from $1.71 to $1.74, inclusive. The reporting person undertakes to provide the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth above.

F3 · balance_after: Includes 3,826 shares of the Issuer's common stock acquired by the reporting person on September 15, 2025 pursuant to an employee stock purchase program.

Read SEC document
January 21, 2026 Filed Jan 23, 2026 21:15 UTC
Roberts ZacharyEVP of R&D
SaleCommon Stock 26,269 $1.56 $40,979.64
Disclosure

SEC source: 0001851044-26-000003 · wk-form4_1769202908.xml · nonDerivative · entry 1

Roberts Zachary · CIK 0001851044 · EVP of R&D

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 616,866

F1 · shares: Represents the number of shares sold by the reporting person to cover tax withholding obligations in connection with the vesting of restricted stock units. This sale is mandated by the Issuer's election under its equity incentive plan to require the satisfaction of tax withholding obligations to be funded by a "sell to cover" transaction and does not represent a discretionary trade by the reporting person.

Read SEC document
December 18, 2025 Filed Dec 22, 2025 23:57 UTC Exercise / conversionRestricted Stock Unit · Derivative 47,700 $0.00 $0.00
Disclosure

SEC source: 0001221355-25-000005 · wk-form4_1766447828.xml · derivative · entry 2

Kazam Joshua A · CIK 0001221355 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 47,700

Underlying: Common Stock · 47,700 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · security: On June 23, 2025, this grant was erroneously reported as 94,500 shares and is corrected here upon the vesting of the first of the semi-annual installments.

F2 · derivative.exercise_price: Each RSU represents a contingent right to receive either one share of common stock of the Issuer or cash in lieu thereof, at the Issuer's discretion, in accordance with the terms of the 2018 Plan.

F3 · derivative.exercise_date: Represents an award of Restricted Stock Units (RSUs). Each RSU represents a contingent right to receive one share of the Companys Common Stock. The RSUs will vest in two successive equal semi-annual installments over the one-year period measured from the date of grant, subject to continued service through the vesting date.

F3 · derivative.expiration_date: Represents an award of Restricted Stock Units (RSUs). Each RSU represents a contingent right to receive one share of the Companys Common Stock. The RSUs will vest in two successive equal semi-annual installments over the one-year period measured from the date of grant, subject to continued service through the vesting date.

Read SEC document
December 18, 2025 Filed Dec 22, 2025 23:57 UTC Exercise / conversionCommon Stock 47,700 $0.00 $0.00
Disclosure

SEC source: 0001221355-25-000005 · wk-form4_1766447828.xml · nonDerivative · entry 1

Kazam Joshua A · CIK 0001221355 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 350,763

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
November 17, 2025 Filed Nov 19, 2025 21:09 UTC
Beneski Benjamin MachinasSVP, Chief Technical Officer
SaleCommon Stock 786 $1.22 $958.92
Disclosure

SEC source: 0001737287-25-000094 · wk-form4_1763586562.xml · nonDerivative · entry 1

Beneski Benjamin Machinas · CIK 0002057918 · SVP, Chief Technical Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 217,721

F1 · shares: Represents the number of shares sold by the reporting person to cover tax withholding obligations in connection with the vesting of restricted stock units. This sale is mandated by the Issuer's election under its equity incentive plan to require the satisfaction of tax withholding obligations to be funded by a "sell to cover" transaction and does not represent a discretionary trade by the reporting person.

F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $1.22 to $1.23, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth above.

Read SEC document
October 21, 2025 Filed Oct 23, 2025 22:20 UTC
Parker Geoffrey M.CHIEF FINANCIAL OFFICER
SaleCommon Stock 36,744 $1.26 $46,168.84
Disclosure

SEC source: 0001737287-25-000091 · wk-form4_1761258041.xml · nonDerivative · entry 1

Parker Geoffrey M. · CIK 0001491874 · CHIEF FINANCIAL OFFICER

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,276,796

F1 · shares: Represents the number of shares sold by the reporting person to cover tax withholding obligations in connection with the vesting of restricted stock units. This sale is mandated by the Issuer's election under its equity incentive plan to require the satisfaction of tax withholding obligations to be funded by a "sell to cover" transaction and does not represent a discretionary trade by the reporting person.

F2 · balance_after: Pursuant to an employee stock purchase program, includes 6,000 shares of the Issuer's common stock acquired by the reporting person on March 14, 2025 and 6,000 shares of the Issuer's common stock acquired by the reporting person on September 15,2025.

Read SEC document
June 18, 2025 Filed Jun 24, 2025 01:03 UTC GrantRestricted Stock Unit · Derivative 94,500 $0.00 $0.00
Disclosure

SEC source: 0001737287-25-000071 · wk-form4_1750726975.xml · derivative · entry 1

Kazam Joshua A · CIK 0001221355 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 94,500

Underlying: Common Stock · 94,500 shares

Expires not disclosed

F1 · derivative.exercise_price: Represents an award of Restricted Stock Units (RSUs). Each RSU represents a contingent right to receive one share of the Companys Common Stock. The RSUs will vest in two successive equal semi-annual installments over the one-year period measured from the date of grant, subject to continued service through the vesting date.

F1 · derivative.exercise_date: Represents an award of Restricted Stock Units (RSUs). Each RSU represents a contingent right to receive one share of the Companys Common Stock. The RSUs will vest in two successive equal semi-annual installments over the one-year period measured from the date of grant, subject to continued service through the vesting date.

F1 · derivative.expiration_date: Represents an award of Restricted Stock Units (RSUs). Each RSU represents a contingent right to receive one share of the Companys Common Stock. The RSUs will vest in two successive equal semi-annual installments over the one-year period measured from the date of grant, subject to continued service through the vesting date.

Read SEC document
June 18, 2025 Filed Jun 24, 2025 01:04 UTC
SATO VICKI LDirector
GrantStock Option (Right to buy) · Derivative 144,400 $0.00 Strike: $1.29 $0.00
Disclosure

SEC source: 0001737287-25-000077 · wk-form4_1750727037.xml · derivative · entry 1

SATO VICKI L · CIK 0001197020 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 144,400

Underlying: Common Stock · 144,400 shares

Expires 2035-06-18

F1 · derivative.exercise_date: Vesting in 12 equal monthly installments.

Read SEC document
June 18, 2025 Filed Jun 24, 2025 01:03 UTC GrantRestricted Stock Unit · Derivative 95,400 $0.00 $0.00
Disclosure

SEC source: 0001737287-25-000075 · wk-form4_1750727017.xml · derivative · entry 1

Humer Franz B · CIK 0001548072 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 95,400

Underlying: Common Stock · 95,400 shares

Expires not disclosed

F1 · derivative.exercise_price: Represents an award of Restricted Stock Units (RSUs). Each RSU represents a contingent right to receive one share of the Companys Common Stock. The RSUs will vest in two successive equal semi-annual installments over the one-year period measured from the date of grant, subject to continued service through the vesting date. Mr. Humer has elected to defer the receipt of Common Stock upon the vesting of her RSUs pursuant to the Companys Non-Employee Director Compensation Policy until the earlier of (i) 30 days following separation from the Board or (ii) a change in control of the Company.

F1 · derivative.exercise_date: Represents an award of Restricted Stock Units (RSUs). Each RSU represents a contingent right to receive one share of the Companys Common Stock. The RSUs will vest in two successive equal semi-annual installments over the one-year period measured from the date of grant, subject to continued service through the vesting date. Mr. Humer has elected to defer the receipt of Common Stock upon the vesting of her RSUs pursuant to the Companys Non-Employee Director Compensation Policy until the earlier of (i) 30 days following separation from the Board or (ii) a change in control of the Company.

F1 · derivative.expiration_date: Represents an award of Restricted Stock Units (RSUs). Each RSU represents a contingent right to receive one share of the Companys Common Stock. The RSUs will vest in two successive equal semi-annual installments over the one-year period measured from the date of grant, subject to continued service through the vesting date. Mr. Humer has elected to defer the receipt of Common Stock upon the vesting of her RSUs pursuant to the Companys Non-Employee Director Compensation Policy until the earlier of (i) 30 days following separation from the Board or (ii) a change in control of the Company.

Read SEC document
June 18, 2025 Filed Jun 24, 2025 01:03 UTC GrantRestricted Stock Unit · Derivative 95,400 $0.00 $0.00
Disclosure

SEC source: 0001737287-25-000072 · wk-form4_1750726985.xml · derivative · entry 1

WITTE OWEN N. · CIK 0001700969 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 95,400

Underlying: Common Stock · 95,400 shares

Expires not disclosed

F1 · derivative.exercise_price: Represents an award of Restricted Stock Units (RSUs). Each RSU represents a contingent right to receive one share of the Company Common Stock. The RSUs will vest in two successive equal semi-annual installments over the one-year period measured from the date of grant, subject to continued service through the vesting date. The reporting person has elected to defer the receipt of Common Stock upon the vesting of their RSUs pursuant to the Company's Non-Employee Director Compensation Policy until earlier of (i) 30 days following separation from continuous service with the company and (ii) a change in control of the Company.

F1 · derivative.exercise_date: Represents an award of Restricted Stock Units (RSUs). Each RSU represents a contingent right to receive one share of the Company Common Stock. The RSUs will vest in two successive equal semi-annual installments over the one-year period measured from the date of grant, subject to continued service through the vesting date. The reporting person has elected to defer the receipt of Common Stock upon the vesting of their RSUs pursuant to the Company's Non-Employee Director Compensation Policy until earlier of (i) 30 days following separation from continuous service with the company and (ii) a change in control of the Company.

F1 · derivative.expiration_date: Represents an award of Restricted Stock Units (RSUs). Each RSU represents a contingent right to receive one share of the Company Common Stock. The RSUs will vest in two successive equal semi-annual installments over the one-year period measured from the date of grant, subject to continued service through the vesting date. The reporting person has elected to defer the receipt of Common Stock upon the vesting of their RSUs pursuant to the Company's Non-Employee Director Compensation Policy until earlier of (i) 30 days following separation from continuous service with the company and (ii) a change in control of the Company.

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June 18, 2025 Filed Jun 24, 2025 01:03 UTC GrantRestricted Stock Unit · Derivative 95,400 $0.00 $0.00
Disclosure

SEC source: 0001737287-25-000076 · wk-form4_1750727027.xml · derivative · entry 1

MESSEMER DEBORAH M. · CIK 0001754424 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 95,400

Underlying: Common Stock · 95,400 shares

Expires not disclosed

F1 · derivative.exercise_price: Represents an award of Restricted Stock Units (RSUs). Each RSU represents a contingent right to receive one share of the Companys Common Stock. The RSUs will vest in two successive equal semi-annual installments over the one-year period measured from the date of grant, subject to continued service through the vesting date. Ms. Messemer has elected to defer the receipt of Common Stock upon the vesting of her RSUs pursuant to the Companys Non-Employee Director Compensation Policy until the earlier of (i) 30 days following separation from the Board or (ii) a change in control of the Company.

F1 · derivative.exercise_date: Represents an award of Restricted Stock Units (RSUs). Each RSU represents a contingent right to receive one share of the Companys Common Stock. The RSUs will vest in two successive equal semi-annual installments over the one-year period measured from the date of grant, subject to continued service through the vesting date. Ms. Messemer has elected to defer the receipt of Common Stock upon the vesting of her RSUs pursuant to the Companys Non-Employee Director Compensation Policy until the earlier of (i) 30 days following separation from the Board or (ii) a change in control of the Company.

F1 · derivative.expiration_date: Represents an award of Restricted Stock Units (RSUs). Each RSU represents a contingent right to receive one share of the Companys Common Stock. The RSUs will vest in two successive equal semi-annual installments over the one-year period measured from the date of grant, subject to continued service through the vesting date. Ms. Messemer has elected to defer the receipt of Common Stock upon the vesting of her RSUs pursuant to the Companys Non-Employee Director Compensation Policy until the earlier of (i) 30 days following separation from the Board or (ii) a change in control of the Company.

Read SEC document
June 18, 2025 Filed Jun 24, 2025 01:03 UTC GrantRestricted Stock Unit · Derivative 95,400 $0.00 $0.00
Disclosure

SEC source: 0001737287-25-000074 · wk-form4_1750727007.xml · derivative · entry 1

Barrett Elizabeth A. · CIK 0001764157 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 95,400

Underlying: Common Stock · 95,400 shares

Expires not disclosed

F1 · derivative.exercise_price: Represents an award of Restricted Stock Units (RSUs). Each RSU represents a contingent right to receive one share of the Companys Common Stock. The RSUs will vest in two successive equal semi-annual installments over the one-year period measured from the date of grant, subject to continued service through the vesting date. Ms. Barrett has elected to defer the receipt of Common Stock upon the vesting of her RSUs pursuant to the Companys Non-Employee Director Compensation Policy until the earlier of (i) 30 days following separation from the Board or (ii) a change in control of the Company.

F1 · derivative.exercise_date: Represents an award of Restricted Stock Units (RSUs). Each RSU represents a contingent right to receive one share of the Companys Common Stock. The RSUs will vest in two successive equal semi-annual installments over the one-year period measured from the date of grant, subject to continued service through the vesting date. Ms. Barrett has elected to defer the receipt of Common Stock upon the vesting of her RSUs pursuant to the Companys Non-Employee Director Compensation Policy until the earlier of (i) 30 days following separation from the Board or (ii) a change in control of the Company.

F1 · derivative.expiration_date: Represents an award of Restricted Stock Units (RSUs). Each RSU represents a contingent right to receive one share of the Companys Common Stock. The RSUs will vest in two successive equal semi-annual installments over the one-year period measured from the date of grant, subject to continued service through the vesting date. Ms. Barrett has elected to defer the receipt of Common Stock upon the vesting of her RSUs pursuant to the Companys Non-Employee Director Compensation Policy until the earlier of (i) 30 days following separation from the Board or (ii) a change in control of the Company.

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June 18, 2025 Filed Jun 24, 2025 01:03 UTC
Mayo StephenDirector
GrantRestricted Stock Unit · Derivative 95,400 $0.00 $0.00
Disclosure

SEC source: 0001737287-25-000073 · wk-form4_1750726995.xml · derivative · entry 1

Mayo Stephen · CIK 0001849061 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 95,400

Underlying: Common Stock · 95,400 shares

Expires not disclosed

F1 · derivative.exercise_price: Represents an award of Restricted Stock Units (RSUs). Each RSU represents a contingent right to receive one share of the Companys Common Stock. The RSUs will vest in two successive equal semi-annual installments over the one-year period measured from the date of grant, subject to continued service through the vesting date. Mr. Mayo has elected to defer the receipt of Common Stock upon the vesting of her RSUs pursuant to the Companys Non-Employee Director Compensation Policy until the earlier of (i) 30 days following separation from the Board or (ii) a change in control of the Company.

F1 · derivative.exercise_date: Represents an award of Restricted Stock Units (RSUs). Each RSU represents a contingent right to receive one share of the Companys Common Stock. The RSUs will vest in two successive equal semi-annual installments over the one-year period measured from the date of grant, subject to continued service through the vesting date. Mr. Mayo has elected to defer the receipt of Common Stock upon the vesting of her RSUs pursuant to the Companys Non-Employee Director Compensation Policy until the earlier of (i) 30 days following separation from the Board or (ii) a change in control of the Company.

F1 · derivative.expiration_date: Represents an award of Restricted Stock Units (RSUs). Each RSU represents a contingent right to receive one share of the Companys Common Stock. The RSUs will vest in two successive equal semi-annual installments over the one-year period measured from the date of grant, subject to continued service through the vesting date. Mr. Mayo has elected to defer the receipt of Common Stock upon the vesting of her RSUs pursuant to the Companys Non-Employee Director Compensation Policy until the earlier of (i) 30 days following separation from the Board or (ii) a change in control of the Company.

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June 10, 2025 Filed Jun 12, 2025 20:18 UTC SaleCommon Stock 36,885 $1.42 $52,376.70
Disclosure

SEC source: 0001737287-25-000066 · wk-form4_1749759007.xml · nonDerivative · entry 1

MESSEMER DEBORAH M. · CIK 0001754424 · Director

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 107,431

F1 · kind: This transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on 8/30/2024.

F2 · price: The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions ranging from $1.38 to $1.445, inclusive. The reporting person undertakes to provide the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth above.

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.