ALKS

SEC source: 0001127602-18-000219 · form4.xml · nonDerivative · entry 1

Brown Iain Michael · CIK 0001643456 · SVP Finance & CAO, Alks Inc.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 16,943

F1 · kind: This sale was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on 11/29/17.

F2 · price: The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $54.55 to $55.28. Full information regarding the number of shares sold at each separate price can be furnished to the SEC staff upon request.

SEC source: 0001127602-18-004971 · form5.xml · nonDerivative · entry 1

BLOOM FLOYD E · CIK 0001236440 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · The Corey-Bloom Family Trust

Disclosed balance after: 19,042

F1 · ownership.nature: The reporting person and his wife are co-trustees and co-beneficiaries of The Corey-Bloom Family Trust originally established on September 4, 1990 and amended and restated on September 10, 2015 ("The Corey-Bloom Family Trust").

SEC source: 0001127602-19-028600 · form4.xml · nonDerivative · entry 1

FRATES JAMES M · CIK 0001235598 · SVP, Alks Inc; CFO ALKS

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 38,256

F1 · balance_after: Includes (a) 80,000 shares transferred to the Reporting Person on June 3, 2019 to satisfy an annuity payment from the Reporting Person's 2018 GRAT No. 1 (the James M. Frates Grantor Retained Annuity Trust dated February 22, 2018 and funded on February 23, 2018), and (b) 17,204 shares transferred to the Reporting Person on June 10, 2019 to satisfy an annuity payment from the Reporting Person's 2014 GRAT (the James M. Frates Grantor Retained Annuity Trust dated December 19, 2013 and funded on March 14, 2014), and (c) 43,331 shares transferred to the Reporting Person on June 11, 2019 to satisfy an annuity payment from the Reporting Person's 2018 GRAT No. 2 (the James M. Frates Grantor Retained Annuity Trust dated May 25, 2018 and funded on May 29, 2018), and excludes 150,000 shares previously owned directly, which were contributed on June 14, 2019 to the 2019 GRAT No. 1 (the James M. Frates 2019 Grantor Retained Annuity Trust No. 1 dated June 13, 2019), each of which transactions was exempt from the reporting obligations of Section 16 of the Securities Exchange Act of 1934, as amended (the "Exchange Act"), by virtue of Rule 16a-13 promulgated thereunder.

SEC source: 0001127602-17-034707 · form4.xml · derivative · entry 4

ANSTICE DAVID W · CIK 0001181171 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Ordinary Shares · 20,000 shares

Expires 2018-10-07

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_date: These options are fully vested in accordance with their terms.

SEC source: 0001127602-17-034707 · form4.xml · derivative · entry 3

ANSTICE DAVID W · CIK 0001181171 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Ordinary Shares · 20,000 shares

Expires 2018-10-07

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_date: These options are fully vested in accordance with their terms.

SEC source: 0001127602-17-034707 · form4.xml · nonDerivative · entry 2

ANSTICE DAVID W · CIK 0001181171 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 55,000

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

SEC source: 0001127602-17-034707 · form4.xml · nonDerivative · entry 1

ANSTICE DAVID W · CIK 0001181171 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 35,000

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

SEC source: 0001127602-18-004970 · form5.xml · nonDerivative · entry 1

BIBERSTEIN KATHRYN L · CIK 0001235595 · EVP/CAO/CCO/CRO Alks Inc;

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,224

F1 · balance_after: Excludes 113,017 shares previously owned directly which were contributed to the Kathryn L. Biberstein 2017 Annuity Trust dated December 11, 2017 (the "2017 GRAT") on December 14, 2017, which was exempt from reporting obligations by virtue of Rule 16a-13 promulgated under the Securities Exchange Act of 1934, as amended.

SEC source: 0001127602-17-033704 · form4.xml · derivative · entry 3

MITCHELL PAUL J · CIK 0001236454 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,000

Underlying: Ordinary Shares · 1,000 shares

Expires 2018-10-07

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: This option exercise was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on 9/13/16.

F3 · derivative.exercise_date: These options are fully vested in accordance with their terms.

SEC source: 0001127602-17-033704 · form4.xml · nonDerivative · entry 2

MITCHELL PAUL J · CIK 0001236454 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,000

F2 · kind: This sale was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on 9/13/16.

SEC source: 0001127602-17-033704 · form4.xml · nonDerivative · entry 1

MITCHELL PAUL J · CIK 0001236454 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,000

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: This option exercise was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on 9/13/16.

SEC source: 0001127602-17-033569 · form4.xml · derivative · entry 7

FRATES JAMES M · CIK 0001235598 · SVP, Alks Inc; CFO ALKS

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Ordinary Shares · 20,932 shares

Expires 2018-05-27

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: This option exercise was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on 6/9/17.

F6 · derivative.exercise_date: These options are fully vested in accordance with their terms.

SEC source: 0001127602-17-033569 · form4.xml · nonDerivative · entry 3

FRATES JAMES M · CIK 0001235598 · SVP, Alks Inc; CFO ALKS

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 144,039

F2 · kind: This sale was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on 6/9/17.

SEC source: 0001127602-17-033569 · form4.xml · nonDerivative · entry 2

FRATES JAMES M · CIK 0001235598 · SVP, Alks Inc; CFO ALKS

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 144,439

F2 · kind: This sale was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on 6/9/17.

F3 · price: The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $50.00 to $50.96. Full information regarding the number of shares sold at each separate price can be furnished to the SEC staff upon request.

SEC source: 0001127602-17-033569 · form4.xml · nonDerivative · entry 1

FRATES JAMES M · CIK 0001235598 · SVP, Alks Inc; CFO ALKS

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 164,971

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: This option exercise was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on 6/9/17.

SEC source: 0001127602-17-031773 · form4.xml · derivative · entry 7

FRATES JAMES M · CIK 0001235598 · SVP, Alks Inc; CFO ALKS

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 20,932

Underlying: Ordinary Shares · 20,932 shares

Expires 2018-05-27

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · kind: This option exercise was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on 6/9/17.

F7 · derivative.exercise_date: These options are fully vested in accordance with their terms.

SEC source: 0001127602-17-031773 · form4.xml · nonDerivative · entry 3

FRATES JAMES M · CIK 0001235598 · SVP, Alks Inc; CFO ALKS

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 144,039

F3 · kind: This sale was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on 6/9/17.

F4 · price: The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $47.06 to $48.00. Full information regarding the number of shares sold at each separate price can be furnished to the SEC staff upon request.

SEC source: 0001127602-17-031773 · form4.xml · nonDerivative · entry 2

FRATES JAMES M · CIK 0001235598 · SVP, Alks Inc; CFO ALKS

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 164,971

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · kind: This option exercise was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on 6/9/17.

SEC source: 0001127602-17-031226 · form4.xml · derivative · entry 3

POPS RICHARD F · CIK 0001126490 · Director · Director and CEO, Alkermes plc

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Ordinary Shares · 50,000 shares

Expires 2017-11-05

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: This option exercise was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on 11/6/15.

F4 · derivative.exercise_date: These options are fully vested in accordance with their terms.

SEC source: 0001127602-17-031226 · form4.xml · nonDerivative · entry 2

POPS RICHARD F · CIK 0001126490 · Director · Director and CEO, Alkermes plc

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 637,686

F2 · kind: This sale was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on 11/6/15.

F3 · price: The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $48.53 to $49.14. Full information regarding the number of shares sold at each separate price can be furnished to the SEC staff upon request.

SEC source: 0001127602-17-031226 · form4.xml · nonDerivative · entry 1

POPS RICHARD F · CIK 0001126490 · Director · Director and CEO, Alkermes plc

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 687,686

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: This option exercise was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on 11/6/15.

SEC source: 0001127602-17-031225 · form4.xml · derivative · entry 3

MITCHELL PAUL J · CIK 0001236454 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,000

Underlying: Ordinary Shares · 1,000 shares

Expires 2018-10-07

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: This option exercise was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on 9/13/16.

F3 · derivative.exercise_date: These options are fully vested in accordance with their terms.

SEC source: 0001127602-17-031225 · form4.xml · nonDerivative · entry 2

MITCHELL PAUL J · CIK 0001236454 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,000

F2 · kind: This sale was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on 9/13/16.

SEC source: 0001127602-17-031225 · form4.xml · nonDerivative · entry 1

MITCHELL PAUL J · CIK 0001236454 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,000

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: This option exercise was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on 9/13/16.

SEC source: 0001127602-17-031223 · form4.xml · derivative · entry 3

LANDINE MICHAEL J · CIK 0001235600 · SVP, Corp Dev., Alkermes, Inc.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Ordinary Shares · 15,000 shares

Expires 2017-11-05

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: This option exercise was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on 11/6/15.

F4 · derivative.exercise_date: These options are fully vested in accordance with their terms.

SEC source: 0001127602-17-031223 · form4.xml · nonDerivative · entry 2

LANDINE MICHAEL J · CIK 0001235600 · SVP, Corp Dev., Alkermes, Inc.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 163,693

F2 · kind: This sale was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on 11/6/15.

F3 · price: The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $48.49 to $49.01. Full information regarding the number of shares sold at each separate price can be furnished to the SEC staff upon request.

SEC source: 0001127602-17-031223 · form4.xml · nonDerivative · entry 1

LANDINE MICHAEL J · CIK 0001235600 · SVP, Corp Dev., Alkermes, Inc.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 178,693

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: This option exercise was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on 11/6/15.

SEC source: 0001127602-17-029241 · form4.xml · derivative · entry 3

MITCHELL PAUL J · CIK 0001236454 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,000

Underlying: Ordinary Shares · 1,500 shares

Expires 2018-10-07

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: This option exercise was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on 9/13/16.

F3 · derivative.exercise_date: These options are fully vested in accordance with their terms.

SEC source: 0001127602-17-029241 · form4.xml · nonDerivative · entry 2

MITCHELL PAUL J · CIK 0001236454 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,000

F2 · kind: This sale was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on 9/13/16.

SEC source: 0001127602-17-029241 · form4.xml · nonDerivative · entry 1

MITCHELL PAUL J · CIK 0001236454 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,500

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: This option exercise was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on 9/13/16.

SEC source: 0001127602-17-027639 · form4.xml · derivative · entry 11

BIBERSTEIN KATHRYN L · CIK 0001235595 · EVP/CAO/CCO Alks Inc; Sec ALKS

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 118,065

Underlying: Ordinary Shares · 1,935 shares

Expires 2022-05-21

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_date: These options are fully vested in accordance with their terms.

SEC source: 0001127602-17-027639 · form4.xml · derivative · entry 10

BIBERSTEIN KATHRYN L · CIK 0001235595 · EVP/CAO/CCO Alks Inc; Sec ALKS

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 98,065

Underlying: Ordinary Shares · 1,935 shares

Expires 2021-05-20

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_date: These options are fully vested in accordance with their terms.

SEC source: 0001127602-17-027639 · form4.xml · derivative · entry 9

BIBERSTEIN KATHRYN L · CIK 0001235595 · EVP/CAO/CCO Alks Inc; Sec ALKS

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 84,565

Underlying: Ordinary Shares · 1,935 shares

Expires 2020-05-17

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_date: These options are fully vested in accordance with their terms.

SEC source: 0001127602-17-027639 · form4.xml · nonDerivative · entry 6

BIBERSTEIN KATHRYN L · CIK 0001235595 · EVP/CAO/CCO Alks Inc; Sec ALKS

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 60,976

SEC source: 0001127602-17-027639 · form4.xml · nonDerivative · entry 5

BIBERSTEIN KATHRYN L · CIK 0001235595 · EVP/CAO/CCO Alks Inc; Sec ALKS

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 61,589

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

SEC source: 0001127602-17-027639 · form4.xml · nonDerivative · entry 4

BIBERSTEIN KATHRYN L · CIK 0001235595 · EVP/CAO/CCO Alks Inc; Sec ALKS

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 59,654

SEC source: 0001127602-17-027639 · form4.xml · nonDerivative · entry 3

BIBERSTEIN KATHRYN L · CIK 0001235595 · EVP/CAO/CCO Alks Inc; Sec ALKS

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 60,324

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

SEC source: 0001127602-17-027639 · form4.xml · nonDerivative · entry 2

BIBERSTEIN KATHRYN L · CIK 0001235595 · EVP/CAO/CCO Alks Inc; Sec ALKS

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 58,389

SEC source: 0001127602-17-027639 · form4.xml · nonDerivative · entry 1

BIBERSTEIN KATHRYN L · CIK 0001235595 · EVP/CAO/CCO Alks Inc; Sec ALKS

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 58,824

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

SEC source: 0001127602-17-027634 · form4.xml · derivative · entry 2

Gaffin David Joseph · CIK 0001675905 · SVP, CLO, Alkermes, Inc.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Ordinary Shares · 250 shares

Expires 2017-11-05

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_date: These options are fully vested in accordance with their terms.

SEC source: 0001127602-17-027634 · form4.xml · nonDerivative · entry 1

Gaffin David Joseph · CIK 0001675905 · SVP, CLO, Alkermes, Inc.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 31,407

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

SEC source: 0001127602-17-027440 · form4.xml · derivative · entry 3

BLOOM FLOYD E · CIK 0001236440 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · The Corey-Bloom Family Trust

Disclosed balance after: 0

Underlying: Ordinary Shares · 20,000 shares

Expires 2018-10-07

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: These options are fully vested in accordance with their terms.

F1 · ownership.nature: The reporting person and his wife are co-trustees and co-beneficiaries of The Corey-Bloom Family Trust originally established on September 4, 1990 and amended and restated on September 10, 2015 ("The Corey-Bloom Family Trust").

F3 · ownership.nature: This option was transferred from the reporting person to The Corey-Bloom Family Trust on April 19, 2017.

SEC source: 0001127602-17-027440 · form4.xml · nonDerivative · entry 1

BLOOM FLOYD E · CIK 0001236440 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · The Corey-Bloom Family Trust

Disclosed balance after: 20,000

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · ownership.nature: The reporting person and his wife are co-trustees and co-beneficiaries of The Corey-Bloom Family Trust originally established on September 4, 1990 and amended and restated on September 10, 2015 ("The Corey-Bloom Family Trust").

SEC source: 0001127602-17-027393 · form4.xml · derivative · entry 6

BIBERSTEIN KATHRYN L · CIK 0001235595 · EVP/CAO/CCO Alks Inc; Sec ALKS

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Ordinary Shares · 13,566 shares

Expires 2017-11-05

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: This option exercise was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on 11/23/16.

F7 · derivative.exercise_date: These options are fully vested in accordance with their terms.

SEC source: 0001127602-17-027393 · form4.xml · nonDerivative · entry 3

BIBERSTEIN KATHRYN L · CIK 0001235595 · EVP/CAO/CCO Alks Inc; Sec ALKS

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 56,889

F2 · kind: This sale was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on 11/23/16.

F4 · price: The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $51.605 to $51.91. Full information regarding the number of shares sold at each separate price can be furnished to the SEC staff upon request. Cancel

SEC source: 0001127602-17-027393 · form4.xml · nonDerivative · entry 2

BIBERSTEIN KATHRYN L · CIK 0001235595 · EVP/CAO/CCO Alks Inc; Sec ALKS

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 59,388

F2 · kind: This sale was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on 11/23/16.

F3 · price: The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $50.55 to $51.54. Full information regarding the number of shares sold at each separate price can be furnished to the SEC staff upon request.

SEC source: 0001127602-17-027393 · form4.xml · nonDerivative · entry 1

BIBERSTEIN KATHRYN L · CIK 0001235595 · EVP/CAO/CCO Alks Inc; Sec ALKS

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 70,455

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: This option exercise was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on 11/23/16.

SEC source: 0001127602-17-026983 · form4.xml · derivative · entry 3

MITCHELL PAUL J · CIK 0001236454 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,500

Underlying: Ordinary Shares · 1,500 shares

Expires 2018-10-07

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: This option exercise was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on 9/13/16.

F3 · derivative.exercise_date: These options are fully vested in accordance with their terms.

SEC source: 0001127602-17-026983 · form4.xml · nonDerivative · entry 2

MITCHELL PAUL J · CIK 0001236454 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,000

F2 · kind: This sale was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on 9/13/16.

SEC source: 0001127602-17-026983 · form4.xml · nonDerivative · entry 1

MITCHELL PAUL J · CIK 0001236454 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,500

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: This option exercise was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on 9/13/16.