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Gaffin David Joseph

Disclosed activity across 1 company

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2393
SEC CIK
0001675905

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Reported relationships

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CompanyLast reported asReport datePublished
Alkermes plc.ALKS · Entity 2392EVP, CLO, Alkermes, Inc.October 02, 2026October 02, 2026

Disclosed balances

About these balances

Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.

Alkermes plc.

Report date October 02, 2026 · Filed October 02, 2026

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Ordinary SharesSEC Table I · non-derivativeDirect221,388 Reported balance After 2026-10-02 transaction · row 1
1 source row

Row 1 · 2026-10-02 · Sale · Disposed 2,034 · Balance 221,388

F1: This sale was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on 11/19/2025.

Filing footnotes · ownership attribution and instrument terms

F1: This sale was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on 11/19/2025.

Transaction history

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateCompanyActivity / securityShares / unitsReported priceReported valueDetails
October 02, 2026 Filed Oct 2, 2026 22:22 UTC Alkermes plc. ALKS · Entity 2392 SaleOrdinary Shares 2,034 $41.03 $83,455.02
Disclosure

SEC source: 0001520262-26-000127 · form4.xml · nonDerivative · entry 1

Gaffin David Joseph · CIK 0001675905 · EVP, CLO, Alkermes, Inc.

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 221,388

F1 · kind: This sale was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on 11/19/2025.

Read SEC document
September 03, 2026 Filed Sep 3, 2026 22:32 UTC Alkermes plc. ALKS · Entity 2392 SaleOrdinary Shares 2,034 $48.01 $97,652.34
Disclosure

SEC source: 0001520262-26-000120 · form4.xml · nonDerivative · entry 1

Gaffin David Joseph · CIK 0001675905 · EVP, CLO, Alkermes, Inc.

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 223,422

F1 · kind: This sale was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on 11/19/2025.

Read SEC document
August 03, 2026 Filed Aug 3, 2026 23:09 UTC Alkermes plc. ALKS · Entity 2392 SaleOrdinary Shares 2,034 $48.58 $98,811.72
Disclosure

SEC source: 0001520262-26-000109 · form4.xml · nonDerivative · entry 1

Gaffin David Joseph · CIK 0001675905 · EVP, CLO, Alkermes, Inc.

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 225,456

F1 · kind: This sale was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on 11/19/2025.

Read SEC document
July 06, 2026 Filed Jul 6, 2026 20:48 UTC Alkermes plc. ALKS · Entity 2392 SaleOrdinary Shares 2,034 $54.03 $109,897.02
Disclosure

SEC source: 0001520262-26-000105 · form4.xml · nonDerivative · entry 1

Gaffin David Joseph · CIK 0001675905 · EVP, CLO, Alkermes, Inc.

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 227,490

F1 · kind: This sale was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on 11/19/2025.

Read SEC document
June 04, 2026 Filed Jun 4, 2026 21:00 UTC Alkermes plc. ALKS · Entity 2392 SaleOrdinary Shares 2,034 $43.05 $87,563.70
Disclosure

SEC source: 0001520262-26-000099 · form4.xml · nonDerivative · entry 1

Gaffin David Joseph · CIK 0001675905 · EVP, CLO, Alkermes, Inc.

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 229,524

F1 · kind: This sale was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on 11/19/2025.

Read SEC document
May 04, 2026 Filed May 5, 2026 00:42 UTC Alkermes plc. ALKS · Entity 2392 SaleOrdinary Shares 2,034 $33.20 $67,528.80
Disclosure

SEC source: 0001520262-26-000074 · form4.xml · nonDerivative · entry 1

Gaffin David Joseph · CIK 0001675905 · EVP, CLO, Alkermes, Inc.

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 231,558

F1 · kind: This sale was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on 11/19/2025.

Read SEC document
April 06, 2026 Filed Apr 6, 2026 23:56 UTC Alkermes plc. ALKS · Entity 2392 SaleOrdinary Shares 2,034 $34.57 $70,315.38
Disclosure

SEC source: 0001520262-26-000067 · form4.xml · nonDerivative · entry 1

Gaffin David Joseph · CIK 0001675905 · EVP, CLO, Alkermes, Inc.

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 233,592

F1 · kind: This sale was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on 11/19/2025.

Read SEC document
March 03, 2026 Filed Mar 5, 2026 01:15 UTC Alkermes plc. ALKS · Entity 2392 SaleOrdinary Shares 2,034 $29.76 $60,531.84
Disclosure

SEC source: 0001520262-26-000057 · form4.xml · nonDerivative · entry 2

Gaffin David Joseph · CIK 0001675905 · EVP, CLO, Alkermes, Inc.

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 235,626

F1 · kind: This sale was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on 11/19/2025.

Read SEC document
March 02, 2026 Filed Mar 5, 2026 01:15 UTC Alkermes plc. ALKS · Entity 2392 GrantRestricted Stock Unit Award · Derivative 36,364 $0.00 $0.00
Disclosure

SEC source: 0001520262-26-000057 · form4.xml · derivative · entry 4

Gaffin David Joseph · CIK 0001675905 · EVP, CLO, Alkermes, Inc.

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 36,364

Underlying: Ordinary Shares · 36,364 shares

Expires not disclosed

F3 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one ordinary share.

F4 · derivative.exercise_date: Shares subject to the restricted stock unit award vest in four equal annual installments, commencing on 3/2/2027.

F4 · derivative.expiration_date: Shares subject to the restricted stock unit award vest in four equal annual installments, commencing on 3/2/2027.

Read SEC document
March 02, 2026 Filed Mar 5, 2026 01:15 UTC Alkermes plc. ALKS · Entity 2392 GrantEmployee Stock Option (Right to Buy) · Derivative 78,292 $0.00 Strike: $30.25 $0.00
Disclosure

SEC source: 0001520262-26-000057 · form4.xml · derivative · entry 3

Gaffin David Joseph · CIK 0001675905 · EVP, CLO, Alkermes, Inc.

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 78,292

Underlying: Ordinary Shares · 78,292 shares

Expires 2036-03-02

F2 · derivative.exercise_date: Shares underlying the stock option vest and become exercisable in four equal annual installments, commencing on 3/2/2027.

Read SEC document
March 02, 2026 Filed Mar 5, 2026 01:15 UTC Alkermes plc. ALKS · Entity 2392 SaleOrdinary Shares 2,034 $29.29 $59,575.86
Disclosure

SEC source: 0001520262-26-000057 · form4.xml · nonDerivative · entry 1

Gaffin David Joseph · CIK 0001675905 · EVP, CLO, Alkermes, Inc.

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 237,660

F1 · kind: This sale was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on 11/19/2025.

Read SEC document
February 26, 2026 Filed Feb 27, 2026 21:37 UTC Alkermes plc. ALKS · Entity 2392 Exercise / conversionRestricted Stock Unit Award · Derivative 6,866 Not disclosed Not disclosed
Disclosure

SEC source: 0001520262-26-000045 · form4.xml · derivative · entry 3

Gaffin David Joseph · CIK 0001675905 · EVP, CLO, Alkermes, Inc.

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 13,732

Underlying: Ordinary Shares · 6,866 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one ordinary share.

F1 · price: Each restricted stock unit represents a contingent right to receive one ordinary share.

F2 · derivative.exercise_date: Shares subject to the restricted stock unit award vest in four equal annual installments, commencing on 2/26/2025.

F2 · derivative.expiration_date: Shares subject to the restricted stock unit award vest in four equal annual installments, commencing on 2/26/2025.

Read SEC document
February 26, 2026 Filed Feb 27, 2026 21:37 UTC Alkermes plc. ALKS · Entity 2392 Tax withholdingOrdinary Shares 3,049 $30.73 $93,695.77
Disclosure

SEC source: 0001520262-26-000045 · form4.xml · nonDerivative · entry 2

Gaffin David Joseph · CIK 0001675905 · EVP, CLO, Alkermes, Inc.

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 239,694

Read SEC document
February 26, 2026 Filed Feb 27, 2026 21:37 UTC Alkermes plc. ALKS · Entity 2392 Exercise / conversionOrdinary Shares 6,866 Not disclosed Not disclosed
Disclosure

SEC source: 0001520262-26-000045 · form4.xml · nonDerivative · entry 1

Gaffin David Joseph · CIK 0001675905 · EVP, CLO, Alkermes, Inc.

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 242,743

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each restricted stock unit represents a contingent right to receive one ordinary share.

Read SEC document
February 23, 2026 Filed Feb 25, 2026 22:44 UTC Alkermes plc. ALKS · Entity 2392 Exercise / conversionRestricted Stock Unit Award · Derivative 7,689 Not disclosed Not disclosed
Disclosure

SEC source: 0001520262-26-000031 · form4.xml · derivative · entry 3

Gaffin David Joseph · CIK 0001675905 · EVP, CLO, Alkermes, Inc.

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 7,690

Underlying: Ordinary Shares · 7,689 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one ordinary share.

F1 · price: Each restricted stock unit represents a contingent right to receive one ordinary share.

F2 · derivative.exercise_date: Shares subject to the restricted stock unit award vest in four equal annual installments, commencing on 2/23/2024.

F2 · derivative.expiration_date: Shares subject to the restricted stock unit award vest in four equal annual installments, commencing on 2/23/2024.

Read SEC document
February 23, 2026 Filed Feb 25, 2026 22:44 UTC Alkermes plc. ALKS · Entity 2392 Tax withholdingOrdinary Shares 3,414 $32.19 $109,896.66
Disclosure

SEC source: 0001520262-26-000031 · form4.xml · nonDerivative · entry 2

Gaffin David Joseph · CIK 0001675905 · EVP, CLO, Alkermes, Inc.

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 235,877

Read SEC document
February 23, 2026 Filed Feb 25, 2026 22:44 UTC Alkermes plc. ALKS · Entity 2392 Exercise / conversionOrdinary Shares 7,689 Not disclosed Not disclosed
Disclosure

SEC source: 0001520262-26-000031 · form4.xml · nonDerivative · entry 1

Gaffin David Joseph · CIK 0001675905 · EVP, CLO, Alkermes, Inc.

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 239,291

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each restricted stock unit represents a contingent right to receive one ordinary share.

Read SEC document
February 19, 2026 Filed Feb 20, 2026 21:20 UTC Alkermes plc. ALKS · Entity 2392 Exercise / conversionRestricted Stock Unit Award · Derivative 7,673 Not disclosed Not disclosed
Disclosure

SEC source: 0001520262-26-000025 · form4.xml · derivative · entry 6

Gaffin David Joseph · CIK 0001675905 · EVP, CLO, Alkermes, Inc.

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 23,019

Underlying: Ordinary Shares · 7,673 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one ordinary share.

F1 · price: Each restricted stock unit represents a contingent right to receive one ordinary share.

F3 · derivative.exercise_date: Shares subject to the restricted stock unit award vest in four equal annual installments, commencing on 2/19/2026.

F3 · derivative.expiration_date: Shares subject to the restricted stock unit award vest in four equal annual installments, commencing on 2/19/2026.

Read SEC document
February 19, 2026 Filed Feb 20, 2026 21:20 UTC Alkermes plc. ALKS · Entity 2392 Tax withholdingOrdinary Shares 3,407 $32.00 $109,024.00
Disclosure

SEC source: 0001520262-26-000025 · form4.xml · nonDerivative · entry 4

Gaffin David Joseph · CIK 0001675905 · EVP, CLO, Alkermes, Inc.

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 231,602

Read SEC document
February 19, 2026 Filed Feb 20, 2026 21:20 UTC Alkermes plc. ALKS · Entity 2392 Exercise / conversionOrdinary Shares 7,673 Not disclosed Not disclosed
Disclosure

SEC source: 0001520262-26-000025 · form4.xml · nonDerivative · entry 3

Gaffin David Joseph · CIK 0001675905 · EVP, CLO, Alkermes, Inc.

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 235,009

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each restricted stock unit represents a contingent right to receive one ordinary share.

Read SEC document
February 18, 2026 Filed Feb 20, 2026 21:20 UTC Alkermes plc. ALKS · Entity 2392 Exercise / conversionRestricted Stock Unit Award · Derivative 6,355 Not disclosed Not disclosed
Disclosure

SEC source: 0001520262-26-000025 · form4.xml · derivative · entry 5

Gaffin David Joseph · CIK 0001675905 · EVP, CLO, Alkermes, Inc.

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Ordinary Shares · 6,355 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one ordinary share.

F1 · price: Each restricted stock unit represents a contingent right to receive one ordinary share.

F2 · derivative.exercise_date: This award is fully vested in accordance with its terms.

F2 · derivative.expiration_date: This award is fully vested in accordance with its terms.

Read SEC document
February 18, 2026 Filed Feb 20, 2026 21:20 UTC Alkermes plc. ALKS · Entity 2392 Tax withholdingOrdinary Shares 2,126 $32.02 $68,074.52
Disclosure

SEC source: 0001520262-26-000025 · form4.xml · nonDerivative · entry 2

Gaffin David Joseph · CIK 0001675905 · EVP, CLO, Alkermes, Inc.

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 227,336

Read SEC document
February 18, 2026 Filed Feb 20, 2026 21:20 UTC Alkermes plc. ALKS · Entity 2392 Exercise / conversionOrdinary Shares 6,355 Not disclosed Not disclosed
Disclosure

SEC source: 0001520262-26-000025 · form4.xml · nonDerivative · entry 1

Gaffin David Joseph · CIK 0001675905 · EVP, CLO, Alkermes, Inc.

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 229,462

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each restricted stock unit represents a contingent right to receive one ordinary share.

Read SEC document
February 05, 2026 Filed Feb 7, 2026 00:11 UTC Alkermes plc. ALKS · Entity 2392 Tax withholdingOrdinary Shares 7,619 $33.55 $255,617.45
Disclosure

SEC source: 0001520262-26-000015 · form4.xml · nonDerivative · entry 2

Gaffin David Joseph · CIK 0001675905 · EVP, CLO, Alkermes, Inc.

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 223,107

Read SEC document
February 05, 2026 Filed Feb 7, 2026 00:11 UTC Alkermes plc. ALKS · Entity 2392 GrantOrdinary Shares 25,352 Not disclosed Not disclosed
Disclosure

SEC source: 0001520262-26-000015 · form4.xml · nonDerivative · entry 1

Gaffin David Joseph · CIK 0001675905 · EVP, CLO, Alkermes, Inc.

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 230,726

F1 · price: These ordinary shares were acquired by the reporting person as a result of the vesting of performance-vesting restricted stock unit awards granted to the reporting person on February 23, 2023 with a three-year performance period that ended on December 31, 2025 (the "2023 PRSUs"). The vesting of this portion of the 2023 PRSUs was triggered by the determination of achievement of certain pre-specified performance goals and application of a relative total shareholder return modifier and represents the final vesting event under the 2023 PRSUs.

Read SEC document
August 03, 2025 Filed Aug 4, 2025 20:43 UTC Alkermes plc. ALKS · Entity 2392 Exercise / conversionRestricted Stock Unit Award · Derivative 2,014 Not disclosed Not disclosed
Disclosure

SEC source: 0001127602-25-019974 · form4.xml · derivative · entry 3

Gaffin David Joseph · CIK 0001675905 · EVP, CLO, Alkermes, Inc.

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 2,015

Underlying: Ordinary Shares · 2,014 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one ordinary share.

F1 · price: Each restricted stock unit represents a contingent right to receive one ordinary share.

F2 · derivative.exercise_date: Shares subject to the restricted stock unit award vest in four equal annual installments commencing on 8/3/2023.

F2 · derivative.expiration_date: Shares subject to the restricted stock unit award vest in four equal annual installments commencing on 8/3/2023.

Read SEC document
August 03, 2025 Filed Aug 4, 2025 20:43 UTC Alkermes plc. ALKS · Entity 2392 Tax withholdingOrdinary Shares 895 $26.55 $23,762.25
Disclosure

SEC source: 0001127602-25-019974 · form4.xml · nonDerivative · entry 2

Gaffin David Joseph · CIK 0001675905 · EVP, CLO, Alkermes, Inc.

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 205,374

Read SEC document
August 03, 2025 Filed Aug 4, 2025 20:43 UTC Alkermes plc. ALKS · Entity 2392 Exercise / conversionOrdinary Shares 2,014 Not disclosed Not disclosed
Disclosure

SEC source: 0001127602-25-019974 · form4.xml · nonDerivative · entry 1

Gaffin David Joseph · CIK 0001675905 · EVP, CLO, Alkermes, Inc.

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 206,269

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each restricted stock unit represents a contingent right to receive one ordinary share.

Read SEC document
February 26, 2025 Filed Feb 28, 2025 22:15 UTC Alkermes plc. ALKS · Entity 2392 Exercise / conversionRestricted Stock Unit Award · Derivative 6,866 Not disclosed Not disclosed
Disclosure

SEC source: 0001127602-25-007312 · form4.xml · derivative · entry 3

Gaffin David Joseph · CIK 0001675905 · EVP, CLO, Alkermes, Inc.

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 20,598

Underlying: Ordinary Shares · 6,866 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one ordinary share.

F1 · price: Each restricted stock unit represents a contingent right to receive one ordinary share.

F2 · derivative.exercise_date: Shares subject to the restricted stock unit award vest in four equal annual installments, commencing on 2/26/2025.

F2 · derivative.expiration_date: Shares subject to the restricted stock unit award vest in four equal annual installments, commencing on 2/26/2025.

Read SEC document
February 26, 2025 Filed Feb 28, 2025 22:15 UTC Alkermes plc. ALKS · Entity 2392 Tax withholdingOrdinary Shares 3,049 $34.80 $106,089.96
Disclosure

SEC source: 0001127602-25-007312 · form4.xml · nonDerivative · entry 2

Gaffin David Joseph · CIK 0001675905 · EVP, CLO, Alkermes, Inc.

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 204,255

Read SEC document
February 26, 2025 Filed Feb 28, 2025 22:15 UTC Alkermes plc. ALKS · Entity 2392 Exercise / conversionOrdinary Shares 6,866 Not disclosed Not disclosed
Disclosure

SEC source: 0001127602-25-007312 · form4.xml · nonDerivative · entry 1

Gaffin David Joseph · CIK 0001675905 · EVP, CLO, Alkermes, Inc.

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 207,304

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each restricted stock unit represents a contingent right to receive one ordinary share.

Read SEC document
February 23, 2025 Filed Feb 25, 2025 23:39 UTC Alkermes plc. ALKS · Entity 2392 Exercise / conversionRestricted Stock Unit Award · Derivative 7,689 Not disclosed Not disclosed
Disclosure

SEC source: 0001127602-25-006724 · form4.xml · derivative · entry 6

Gaffin David Joseph · CIK 0001675905 · EVP, CLO, Alkermes, Inc.

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 15,379

Underlying: Ordinary Shares · 7,689 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one ordinary share.

F1 · price: Each restricted stock unit represents a contingent right to receive one ordinary share.

F3 · derivative.exercise_date: Shares subject to the restricted stock unit award vest in four equal annual installments, commencing on 2/23/2024.

F3 · derivative.expiration_date: Shares subject to the restricted stock unit award vest in four equal annual installments, commencing on 2/23/2024.

Read SEC document
February 23, 2025 Filed Feb 25, 2025 23:39 UTC Alkermes plc. ALKS · Entity 2392 Tax withholdingOrdinary Shares 3,414 $35.32 $120,582.48
Disclosure

SEC source: 0001127602-25-006724 · form4.xml · nonDerivative · entry 4

Gaffin David Joseph · CIK 0001675905 · EVP, CLO, Alkermes, Inc.

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 200,438

Read SEC document
February 23, 2025 Filed Feb 25, 2025 23:39 UTC Alkermes plc. ALKS · Entity 2392 Exercise / conversionOrdinary Shares 7,689 Not disclosed Not disclosed
Disclosure

SEC source: 0001127602-25-006724 · form4.xml · nonDerivative · entry 3

Gaffin David Joseph · CIK 0001675905 · EVP, CLO, Alkermes, Inc.

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 203,852

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each restricted stock unit represents a contingent right to receive one ordinary share.

Read SEC document
February 22, 2025 Filed Feb 25, 2025 23:39 UTC Alkermes plc. ALKS · Entity 2392 Exercise / conversionRestricted Stock Unit Award · Derivative 7,432 Not disclosed Not disclosed
Disclosure

SEC source: 0001127602-25-006724 · form4.xml · derivative · entry 5

Gaffin David Joseph · CIK 0001675905 · EVP, CLO, Alkermes, Inc.

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Ordinary Shares · 7,432 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one ordinary share.

F1 · price: Each restricted stock unit represents a contingent right to receive one ordinary share.

F2 · derivative.exercise_date: This award is fully vested in accordance with its terms.

F2 · derivative.expiration_date: This award is fully vested in accordance with its terms.

Read SEC document
February 22, 2025 Filed Feb 25, 2025 23:39 UTC Alkermes plc. ALKS · Entity 2392 Tax withholdingOrdinary Shares 3,300 $35.32 $116,556.00
Disclosure

SEC source: 0001127602-25-006724 · form4.xml · nonDerivative · entry 2

Gaffin David Joseph · CIK 0001675905 · EVP, CLO, Alkermes, Inc.

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 196,163

Read SEC document
February 22, 2025 Filed Feb 25, 2025 23:39 UTC Alkermes plc. ALKS · Entity 2392 Exercise / conversionOrdinary Shares 7,432 Not disclosed Not disclosed
Disclosure

SEC source: 0001127602-25-006724 · form4.xml · nonDerivative · entry 1

Gaffin David Joseph · CIK 0001675905 · EVP, CLO, Alkermes, Inc.

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 199,463

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each restricted stock unit represents a contingent right to receive one ordinary share.

Read SEC document
February 19, 2025 Filed Feb 20, 2025 22:16 UTC Alkermes plc. ALKS · Entity 2392 GrantRestricted Stock Unit Award · Derivative 30,692 $0.00 $0.00
Disclosure

SEC source: 0001127602-25-006038 · form4.xml · derivative · entry 5

Gaffin David Joseph · CIK 0001675905 · EVP, CLO, Alkermes, Inc.

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 30,692

Underlying: Ordinary Shares · 30,692 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one ordinary share.

F4 · derivative.exercise_date: Shares subject to the restricted stock unit award vest in four equal annual installments, commencing on 2/19/2026.

F4 · derivative.expiration_date: Shares subject to the restricted stock unit award vest in four equal annual installments, commencing on 2/19/2026.

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February 19, 2025 Filed Feb 20, 2025 22:16 UTC Alkermes plc. ALKS · Entity 2392 GrantEmployee Stock Option (Right to Buy) · Derivative 63,991 $0.00 Strike: $35.84 $0.00
Disclosure

SEC source: 0001127602-25-006038 · form4.xml · derivative · entry 4

Gaffin David Joseph · CIK 0001675905 · EVP, CLO, Alkermes, Inc.

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 63,991

Underlying: Ordinary Shares · 63,991 shares

Expires 2035-02-19

F3 · derivative.exercise_date: Shares underlying the stock option vest and become exercisable in four equal annual installments commencing on 2/19/2026.

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February 18, 2025 Filed Feb 20, 2025 22:16 UTC Alkermes plc. ALKS · Entity 2392 Exercise / conversionRestricted Stock Unit Award · Derivative 6,354 Not disclosed Not disclosed
Disclosure

SEC source: 0001127602-25-006038 · form4.xml · derivative · entry 3

Gaffin David Joseph · CIK 0001675905 · EVP, CLO, Alkermes, Inc.

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 6,355

Underlying: Ordinary Shares · 6,354 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one ordinary share.

F1 · price: Each restricted stock unit represents a contingent right to receive one ordinary share.

F2 · derivative.exercise_date: Shares subject to the restricted stock unit award vest in four equal annual installments, commencing on 2/18/2023.

F2 · derivative.expiration_date: Shares subject to the restricted stock unit award vest in four equal annual installments, commencing on 2/18/2023.

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February 18, 2025 Filed Feb 20, 2025 22:16 UTC Alkermes plc. ALKS · Entity 2392 Tax withholdingOrdinary Shares 2,822 $35.90 $101,309.80
Disclosure

SEC source: 0001127602-25-006038 · form4.xml · nonDerivative · entry 2

Gaffin David Joseph · CIK 0001675905 · EVP, CLO, Alkermes, Inc.

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 192,031

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February 18, 2025 Filed Feb 20, 2025 22:16 UTC Alkermes plc. ALKS · Entity 2392 Exercise / conversionOrdinary Shares 6,354 Not disclosed Not disclosed
Disclosure

SEC source: 0001127602-25-006038 · form4.xml · nonDerivative · entry 1

Gaffin David Joseph · CIK 0001675905 · EVP, CLO, Alkermes, Inc.

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 194,853

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each restricted stock unit represents a contingent right to receive one ordinary share.

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February 06, 2025 Filed Feb 8, 2025 01:30 UTC Alkermes plc. ALKS · Entity 2392 Tax withholdingOrdinary Shares 9,752 $31.39 $306,115.28
Disclosure

SEC source: 0001127602-25-003678 · form4.xml · nonDerivative · entry 2

Gaffin David Joseph · CIK 0001675905 · EVP, CLO, Alkermes, Inc.

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 188,499

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February 06, 2025 Filed Feb 8, 2025 01:30 UTC Alkermes plc. ALKS · Entity 2392 GrantOrdinary Shares 32,350 Not disclosed Not disclosed
Disclosure

SEC source: 0001127602-25-003678 · form4.xml · nonDerivative · entry 1

Gaffin David Joseph · CIK 0001675905 · EVP, CLO, Alkermes, Inc.

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 198,251

F1 · price: These ordinary shares were acquired by the reporting person as a result of the vesting of performance-vesting restricted stock unit awards granted to the reporting person on February 18, 2022 and August 3, 2022 with a three-year performance period that ended on December 31, 2024 (the "2022 PRSUs"). The vesting of this portion of the 2022 PRSUs was triggered by the determination of achievement of certain pre-specified performance goals and application of a total shareholder return modifier and represents the final vesting event under the 2022 PRSUs.

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August 03, 2024 Filed Aug 5, 2024 20:13 UTC Alkermes plc. ALKS · Entity 2392 Exercise / conversionRestricted Stock Unit Award · Derivative 2,014 Not disclosed Not disclosed
Disclosure

SEC source: 0001127602-24-021587 · form4.xml · derivative · entry 3

Gaffin David Joseph · CIK 0001675905 · EVP, CLO, Alkermes, Inc.

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 4,029

Underlying: Ordinary Shares · 2,014 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one ordinary share.

F1 · price: Each restricted stock unit represents a contingent right to receive one ordinary share.

F2 · derivative.exercise_date: Shares subject to the restricted stock unit award vest in four equal annual installments commencing on 8/3/2023.

F2 · derivative.expiration_date: Shares subject to the restricted stock unit award vest in four equal annual installments commencing on 8/3/2023.

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August 03, 2024 Filed Aug 5, 2024 20:13 UTC Alkermes plc. ALKS · Entity 2392 Tax withholdingOrdinary Shares 895 $27.72 $24,809.40
Disclosure

SEC source: 0001127602-24-021587 · form4.xml · nonDerivative · entry 2

Gaffin David Joseph · CIK 0001675905 · EVP, CLO, Alkermes, Inc.

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 165,901

Read SEC document
August 03, 2024 Filed Aug 5, 2024 20:13 UTC Alkermes plc. ALKS · Entity 2392 Exercise / conversionOrdinary Shares 2,014 Not disclosed Not disclosed
Disclosure

SEC source: 0001127602-24-021587 · form4.xml · nonDerivative · entry 1

Gaffin David Joseph · CIK 0001675905 · EVP, CLO, Alkermes, Inc.

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 166,796

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each restricted stock unit represents a contingent right to receive one ordinary share.

Read SEC document
February 26, 2024 Filed Feb 27, 2024 21:07 UTC Alkermes plc. ALKS · Entity 2392 GrantRestricted Stock Unit Award · Derivative 27,464 $0.00 $0.00
Disclosure

SEC source: 0001127602-24-007146 · form4.xml · derivative · entry 5

Gaffin David Joseph · CIK 0001675905 · EVP, CLO, Alkermes, Inc.

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 27,464

Underlying: Ordinary Shares · 27,464 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one ordinary share.

F4 · derivative.exercise_date: Shares subject to the restricted stock unit award vest in four equal annual installments, commencing on 2/26/2025.

F4 · derivative.expiration_date: Shares subject to the restricted stock unit award vest in four equal annual installments, commencing on 2/26/2025.

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February 26, 2024 Filed Feb 27, 2024 21:07 UTC Alkermes plc. ALKS · Entity 2392 GrantEmployee Stock Option (Right to Buy) · Derivative 111,186 $0.00 Strike: $30.04 $0.00
Disclosure

SEC source: 0001127602-24-007146 · form4.xml · derivative · entry 4

Gaffin David Joseph · CIK 0001675905 · EVP, CLO, Alkermes, Inc.

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 111,186

Underlying: Ordinary Shares · 111,186 shares

Expires 2034-02-26

F3 · derivative.exercise_date: Shares underlying the stock option vest and become exercisable in four equal annual installments commencing on 2/26/2025.

Read SEC document
February 23, 2024 Filed Feb 27, 2024 21:07 UTC Alkermes plc. ALKS · Entity 2392 Exercise / conversionRestricted Stock Unit Award · Derivative 7,689 Not disclosed Not disclosed
Disclosure

SEC source: 0001127602-24-007146 · form4.xml · derivative · entry 3

Gaffin David Joseph · CIK 0001675905 · EVP, CLO, Alkermes, Inc.

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 23,068

Underlying: Ordinary Shares · 7,689 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one ordinary share.

F1 · price: Each restricted stock unit represents a contingent right to receive one ordinary share.

F2 · derivative.exercise_date: Shares subject to the restricted stock unit award vest in four equal annual installments, commencing on 2/23/2024.

F2 · derivative.expiration_date: Shares subject to the restricted stock unit award vest in four equal annual installments, commencing on 2/23/2024.

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.