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person · Reporting owner

BIBERSTEIN KATHRYN L

Disclosed activity across 1 company

Tapewire entity
168665
SEC CIK
0001235595

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Reported relationships

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CompanyLast reported asReport datePublished
Alkermes plc.ALKS · Entity 2392EVP/CAO/CCO/CRO Alks Inc;March 01, 2018March 05, 2018

Disclosed balances

About these balances

Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.

Alkermes plc.

Report date March 01, 2018 · Filed March 05, 2018

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Ordinary SharesSEC Table I · non-derivativeDirect40,200 Ending reported balance After 2018-03-03 transaction · row 4
4 source rows · reconciled sequence

Row 1 · 2018-03-01 · Exercise / conversion · Acquired 5,750 · Balance 40,463

Row 2 · 2018-03-01 · Tax withholding · Disposed 2,207 · Balance 38,256

Row 3 · 2018-03-03 · Exercise / conversion · Acquired 3,500 · Balance 41,756

Row 4 · 2018-03-03 · Tax withholding · Disposed 1,556 · Balance 40,200

Restricted Stock Unit AwardSEC Table II · derivative / convertible security · Conversion / exercise price $0.00Direct11,500 Reported balance After 2018-03-01 transaction · row 7 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 7 · 2018-03-01 · Exercise / conversion · Disposed 5,750 · Balance 11,500

F3: Shares subject to the restricted stock unit award vest in equal annual installments over a four year period, commencing on 3/1/2017.

Restricted Stock Unit AwardSEC Table II · derivative / convertible security · Conversion / exercise price $0.00Direct0 Reported balance After 2018-03-03 transaction · row 8 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 8 · 2018-03-03 · Exercise / conversion · Disposed 3,500 · Balance 0

F4: This RSU award is fully vested in accordance with its terms.

Ordinary SharesSEC Table I · non-derivativeIndirectBy 2016 GRAT28,856 Reported balance Holding disclosure · report date 2018-03-01 · row 5 Holding and transaction disclosures are not merged.
1 source row

Row 5 · Balance 28,856

F1: Shares held by the Kathryn L. Biberstein 2016 Annuity Trust dated December 9, 2016 (the "2016 GRAT"). The Reporting Person is a trustee and beneficiary of the 2016 GRAT and may be deemed to hold voting and dispositive power with regard to the reported shares held by the 2016 GRAT.

Ordinary SharesSEC Table I · non-derivativeIndirectBy 2017 GRAT113,017 Reported balance Holding disclosure · report date 2018-03-01 · row 6 Holding and transaction disclosures are not merged.
1 source row

Row 6 · Balance 113,017

F2: Shares held by the Kathryn L. Biberstein 2017 Annuity Trust dated December 11, 2017 (the "2017 GRAT"). The Reporting Person is a trustee and beneficiary of the 2017 GRAT and may be deemed to hold voting and dispositive power with regard to the reported shares held by the 2017 GRAT.

Filing footnotes · ownership attribution and instrument terms

F1: Shares held by the Kathryn L. Biberstein 2016 Annuity Trust dated December 9, 2016 (the "2016 GRAT"). The Reporting Person is a trustee and beneficiary of the 2016 GRAT and may be deemed to hold voting and dispositive power with regard to the reported shares held by the 2016 GRAT.

F2: Shares held by the Kathryn L. Biberstein 2017 Annuity Trust dated December 11, 2017 (the "2017 GRAT"). The Reporting Person is a trustee and beneficiary of the 2017 GRAT and may be deemed to hold voting and dispositive power with regard to the reported shares held by the 2017 GRAT.

F3: Shares subject to the restricted stock unit award vest in equal annual installments over a four year period, commencing on 3/1/2017.

F4: This RSU award is fully vested in accordance with its terms.

Transaction history

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateCompanyActivity / securityShares / unitsReported priceReported valueDetails
March 03, 2018 Filed Mar 5, 2018 17:46 UTC Alkermes plc. ALKS · Entity 2392 Exercise / conversionRestricted Stock Unit Award · Derivative 3,500 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001127602-18-010202 · form4.xml · derivative · entry 8

BIBERSTEIN KATHRYN L · CIK 0001235595 · EVP/CAO/CCO/CRO Alks Inc;

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Ordinary Shares · 3,500 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_date: This RSU award is fully vested in accordance with its terms.

F4 · derivative.expiration_date: This RSU award is fully vested in accordance with its terms.

Read SEC document
March 03, 2018 Filed Mar 5, 2018 17:46 UTC Alkermes plc. ALKS · Entity 2392 Tax withholdingOrdinary Shares 1,556 $60.05 $93,437.80
Disclosure

SEC source: 0001127602-18-010202 · form4.xml · nonDerivative · entry 4

BIBERSTEIN KATHRYN L · CIK 0001235595 · EVP/CAO/CCO/CRO Alks Inc;

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 40,200

Read SEC document
March 03, 2018 Filed Mar 5, 2018 17:46 UTC Alkermes plc. ALKS · Entity 2392 Exercise / conversionOrdinary Shares 3,500 $0.00 $0.00
Disclosure

SEC source: 0001127602-18-010202 · form4.xml · nonDerivative · entry 3

BIBERSTEIN KATHRYN L · CIK 0001235595 · EVP/CAO/CCO/CRO Alks Inc;

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 41,756

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
March 01, 2018 Filed Mar 5, 2018 17:46 UTC Alkermes plc. ALKS · Entity 2392 Exercise / conversionRestricted Stock Unit Award · Derivative 5,750 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001127602-18-010202 · form4.xml · derivative · entry 7

BIBERSTEIN KATHRYN L · CIK 0001235595 · EVP/CAO/CCO/CRO Alks Inc;

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,500

Underlying: Ordinary Shares · 5,750 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_date: Shares subject to the restricted stock unit award vest in equal annual installments over a four year period, commencing on 3/1/2017.

F3 · derivative.expiration_date: Shares subject to the restricted stock unit award vest in equal annual installments over a four year period, commencing on 3/1/2017.

Read SEC document
March 01, 2018 Filed Mar 5, 2018 17:46 UTC Alkermes plc. ALKS · Entity 2392 Tax withholdingOrdinary Shares 2,207 $57.41 $126,703.87
Disclosure

SEC source: 0001127602-18-010202 · form4.xml · nonDerivative · entry 2

BIBERSTEIN KATHRYN L · CIK 0001235595 · EVP/CAO/CCO/CRO Alks Inc;

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 38,256

Read SEC document
March 01, 2018 Filed Mar 5, 2018 17:46 UTC Alkermes plc. ALKS · Entity 2392 Exercise / conversionOrdinary Shares 5,750 $0.00 $0.00
Disclosure

SEC source: 0001127602-18-010202 · form4.xml · nonDerivative · entry 1

BIBERSTEIN KATHRYN L · CIK 0001235595 · EVP/CAO/CCO/CRO Alks Inc;

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 40,463

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
February 26, 2018 Filed Feb 28, 2018 17:40 UTC Alkermes plc. ALKS · Entity 2392 Exercise / conversionRestricted Stock Unit Award · Derivative 3,750 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001127602-18-009191 · form4.xml · derivative · entry 5

BIBERSTEIN KATHRYN L · CIK 0001235595 · EVP/CAO/CCO/CRO Alks Inc;

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,750

Underlying: Ordinary Shares · 3,750 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_date: Shares subject to the restricted stock unit award vest in equal annual installments over a four year period, commencing on 2/26/2016.

F3 · derivative.expiration_date: Shares subject to the restricted stock unit award vest in equal annual installments over a four year period, commencing on 2/26/2016.

Read SEC document
February 26, 2018 Filed Feb 28, 2018 17:40 UTC Alkermes plc. ALKS · Entity 2392 Tax withholdingOrdinary Shares 1,105 $58.12 $64,222.60
Disclosure

SEC source: 0001127602-18-009191 · form4.xml · nonDerivative · entry 2

BIBERSTEIN KATHRYN L · CIK 0001235595 · EVP/CAO/CCO/CRO Alks Inc;

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 34,713

Read SEC document
February 26, 2018 Filed Feb 28, 2018 17:40 UTC Alkermes plc. ALKS · Entity 2392 Exercise / conversionOrdinary Shares 3,750 $0.00 $0.00
Disclosure

SEC source: 0001127602-18-009191 · form4.xml · nonDerivative · entry 1

BIBERSTEIN KATHRYN L · CIK 0001235595 · EVP/CAO/CCO/CRO Alks Inc;

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 35,818

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
February 20, 2018 Filed Feb 21, 2018 17:37 UTC Alkermes plc. ALKS · Entity 2392 Exercise / conversionEmployee Stock Option (Right to Buy) · Derivative 2,965 $0.00 Strike: $33.72 $0.00
Disclosure

SEC source: 0001127602-18-007593 · form4.xml · derivative · entry 15

BIBERSTEIN KATHRYN L · CIK 0001235595 · EVP/CAO/CCO/CRO Alks Inc;

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 77,035

Underlying: Ordinary Shares · 2,965 shares

Expires 2023-05-28

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F6 · derivative.exercise_date: These options are fully vested in accordance with their terms.

Read SEC document
February 20, 2018 Filed Feb 21, 2018 17:37 UTC Alkermes plc. ALKS · Entity 2392 Exercise / conversionEmployee Stock Option (Right to Buy) · Derivative 4,107 $0.00 Strike: $16.55 $0.00
Disclosure

SEC source: 0001127602-18-007593 · form4.xml · derivative · entry 14

BIBERSTEIN KATHRYN L · CIK 0001235595 · EVP/CAO/CCO/CRO Alks Inc;

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 113,958

Underlying: Ordinary Shares · 4,107 shares

Expires 2022-05-21

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F6 · derivative.exercise_date: These options are fully vested in accordance with their terms.

Read SEC document
February 20, 2018 Filed Feb 21, 2018 17:37 UTC Alkermes plc. ALKS · Entity 2392 Exercise / conversionEmployee Stock Option (Right to Buy) · Derivative 3,588 $0.00 Strike: $18.11 $0.00
Disclosure

SEC source: 0001127602-18-007593 · form4.xml · derivative · entry 13

BIBERSTEIN KATHRYN L · CIK 0001235595 · EVP/CAO/CCO/CRO Alks Inc;

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 94,477

Underlying: Ordinary Shares · 3,588 shares

Expires 2021-05-20

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F6 · derivative.exercise_date: These options are fully vested in accordance with their terms.

Read SEC document
February 20, 2018 Filed Feb 21, 2018 17:37 UTC Alkermes plc. ALKS · Entity 2392 Exercise / conversionEmployee Stock Option (Right to Buy) · Derivative 6,582 $0.00 Strike: $11.74 $0.00
Disclosure

SEC source: 0001127602-18-007593 · form4.xml · derivative · entry 12

BIBERSTEIN KATHRYN L · CIK 0001235595 · EVP/CAO/CCO/CRO Alks Inc;

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 77,983

Underlying: Ordinary Shares · 6,582 shares

Expires 2020-05-17

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F6 · derivative.exercise_date: These options are fully vested in accordance with their terms.

Read SEC document
February 20, 2018 Filed Feb 21, 2018 17:37 UTC Alkermes plc. ALKS · Entity 2392 Exercise / conversionOrdinary Shares 2,965 $33.72 $99,979.80
Disclosure

SEC source: 0001127602-18-007593 · form4.xml · nonDerivative · entry 6

BIBERSTEIN KATHRYN L · CIK 0001235595 · EVP/CAO/CCO/CRO Alks Inc;

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 32,068

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
February 20, 2018 Filed Feb 21, 2018 17:37 UTC Alkermes plc. ALKS · Entity 2392 Exercise / conversionOrdinary Shares 4,107 $16.55 $67,970.85
Disclosure

SEC source: 0001127602-18-007593 · form4.xml · nonDerivative · entry 5

BIBERSTEIN KATHRYN L · CIK 0001235595 · EVP/CAO/CCO/CRO Alks Inc;

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 29,103

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
February 20, 2018 Filed Feb 21, 2018 17:37 UTC Alkermes plc. ALKS · Entity 2392 Exercise / conversionOrdinary Shares 3,588 $18.11 $64,960.74
Disclosure

SEC source: 0001127602-18-007593 · form4.xml · nonDerivative · entry 4

BIBERSTEIN KATHRYN L · CIK 0001235595 · EVP/CAO/CCO/CRO Alks Inc;

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 24,996

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
February 20, 2018 Filed Feb 21, 2018 17:37 UTC Alkermes plc. ALKS · Entity 2392 Exercise / conversionOrdinary Shares 6,582 $11.74 $77,272.68
Disclosure

SEC source: 0001127602-18-007593 · form4.xml · nonDerivative · entry 3

BIBERSTEIN KATHRYN L · CIK 0001235595 · EVP/CAO/CCO/CRO Alks Inc;

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 21,408

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
February 17, 2018 Filed Feb 21, 2018 17:37 UTC Alkermes plc. ALKS · Entity 2392 Exercise / conversionRestricted Stock Unit Award · Derivative 3,750 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001127602-18-007593 · form4.xml · derivative · entry 11

BIBERSTEIN KATHRYN L · CIK 0001235595 · EVP/CAO/CCO/CRO Alks Inc;

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,250

Underlying: Ordinary Shares · 3,750 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F5 · derivative.exercise_date: Shares subject to the restricted stock unit award vest in equal annual installments over a four year period, commencing on 2/17/18.

F5 · derivative.expiration_date: Shares subject to the restricted stock unit award vest in equal annual installments over a four year period, commencing on 2/17/18.

Read SEC document
February 17, 2018 Filed Feb 21, 2018 17:37 UTC Alkermes plc. ALKS · Entity 2392 Tax withholdingOrdinary Shares 1,148 $67.26 $77,214.48
Disclosure

SEC source: 0001127602-18-007593 · form4.xml · nonDerivative · entry 2

BIBERSTEIN KATHRYN L · CIK 0001235595 · EVP/CAO/CCO/CRO Alks Inc;

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 14,826

Read SEC document
February 17, 2018 Filed Feb 21, 2018 17:37 UTC Alkermes plc. ALKS · Entity 2392 Exercise / conversionOrdinary Shares 3,750 $0.00 $0.00
Disclosure

SEC source: 0001127602-18-007593 · form4.xml · nonDerivative · entry 1

BIBERSTEIN KATHRYN L · CIK 0001235595 · EVP/CAO/CCO/CRO Alks Inc;

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,974

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
February 16, 2018 Filed Feb 21, 2018 17:37 UTC Alkermes plc. ALKS · Entity 2392 GrantEmployee Stock Option (Right to Buy) · Derivative 71,000 $0.00 Strike: $67.26 $0.00
Disclosure

SEC source: 0001127602-18-007593 · form4.xml · derivative · entry 10

BIBERSTEIN KATHRYN L · CIK 0001235595 · EVP/CAO/CCO/CRO Alks Inc;

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 71,000

Underlying: Ordinary Shares · 71,000 shares

Expires 2028-02-16

F4 · derivative.exercise_date: Shares subject to the stock option award vest in four equal annual installments commencing on 2/16/2019.

Read SEC document
February 16, 2018 Filed Feb 21, 2018 17:37 UTC Alkermes plc. ALKS · Entity 2392 GrantRestricted Stock Unit Award · Derivative 17,500 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001127602-18-007593 · form4.xml · derivative · entry 9

BIBERSTEIN KATHRYN L · CIK 0001235595 · EVP/CAO/CCO/CRO Alks Inc;

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 17,500

Underlying: Ordinary Shares · 17,500 shares

Expires not disclosed

F3 · derivative.exercise_date: Shares subject to the restricted stock unit award vest in equal annual installments over a four year period, commencing on 2/16/19.

F3 · derivative.expiration_date: Shares subject to the restricted stock unit award vest in equal annual installments over a four year period, commencing on 2/16/19.

Read SEC document
December 04, 2017 Filed Feb 9, 2018 17:24 UTC Alkermes plc. ALKS · Entity 2392 GiftOrdinary Shares 879 $0.00 $0.00
Disclosure

SEC source: 0001127602-18-004970 · form5.xml · nonDerivative · entry 1

BIBERSTEIN KATHRYN L · CIK 0001235595 · EVP/CAO/CCO/CRO Alks Inc;

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,224

F1 · balance_after: Excludes 113,017 shares previously owned directly which were contributed to the Kathryn L. Biberstein 2017 Annuity Trust dated December 11, 2017 (the "2017 GRAT") on December 14, 2017, which was exempt from reporting obligations by virtue of Rule 16a-13 promulgated under the Securities Exchange Act of 1934, as amended.

Read SEC document
September 15, 2017 Filed Sep 18, 2017 18:08 UTC Alkermes plc. ALKS · Entity 2392 Exercise / conversionEmployee Stock Option (Right to Buy) · Derivative 1,935 $0.00 Strike: $16.55 $0.00
Disclosure

SEC source: 0001127602-17-027639 · form4.xml · derivative · entry 11

BIBERSTEIN KATHRYN L · CIK 0001235595 · EVP/CAO/CCO Alks Inc; Sec ALKS

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 118,065

Underlying: Ordinary Shares · 1,935 shares

Expires 2022-05-21

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_date: These options are fully vested in accordance with their terms.

Read SEC document
September 15, 2017 Filed Sep 18, 2017 18:08 UTC Alkermes plc. ALKS · Entity 2392 Exercise / conversionEmployee Stock Option (Right to Buy) · Derivative 1,935 $0.00 Strike: $18.11 $0.00
Disclosure

SEC source: 0001127602-17-027639 · form4.xml · derivative · entry 10

BIBERSTEIN KATHRYN L · CIK 0001235595 · EVP/CAO/CCO Alks Inc; Sec ALKS

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 98,065

Underlying: Ordinary Shares · 1,935 shares

Expires 2021-05-20

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_date: These options are fully vested in accordance with their terms.

Read SEC document
September 15, 2017 Filed Sep 18, 2017 18:08 UTC Alkermes plc. ALKS · Entity 2392 Exercise / conversionEmployee Stock Option (Right to Buy) · Derivative 1,935 $0.00 Strike: $11.74 $0.00
Disclosure

SEC source: 0001127602-17-027639 · form4.xml · derivative · entry 9

BIBERSTEIN KATHRYN L · CIK 0001235595 · EVP/CAO/CCO Alks Inc; Sec ALKS

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 84,565

Underlying: Ordinary Shares · 1,935 shares

Expires 2020-05-17

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_date: These options are fully vested in accordance with their terms.

Read SEC document
September 15, 2017 Filed Sep 18, 2017 18:08 UTC Alkermes plc. ALKS · Entity 2392 Tax withholdingOrdinary Shares 613 $52.22 $32,010.86
Disclosure

SEC source: 0001127602-17-027639 · form4.xml · nonDerivative · entry 6

BIBERSTEIN KATHRYN L · CIK 0001235595 · EVP/CAO/CCO Alks Inc; Sec ALKS

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 60,976

Read SEC document
September 15, 2017 Filed Sep 18, 2017 18:08 UTC Alkermes plc. ALKS · Entity 2392 Exercise / conversionOrdinary Shares 1,935 $16.55 $32,024.25
Disclosure

SEC source: 0001127602-17-027639 · form4.xml · nonDerivative · entry 5

BIBERSTEIN KATHRYN L · CIK 0001235595 · EVP/CAO/CCO Alks Inc; Sec ALKS

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 61,589

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
September 15, 2017 Filed Sep 18, 2017 18:08 UTC Alkermes plc. ALKS · Entity 2392 Tax withholdingOrdinary Shares 670 $52.22 $34,987.40
Disclosure

SEC source: 0001127602-17-027639 · form4.xml · nonDerivative · entry 4

BIBERSTEIN KATHRYN L · CIK 0001235595 · EVP/CAO/CCO Alks Inc; Sec ALKS

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 59,654

Read SEC document
September 15, 2017 Filed Sep 18, 2017 18:08 UTC Alkermes plc. ALKS · Entity 2392 Exercise / conversionOrdinary Shares 1,935 $18.11 $35,033.18
Disclosure

SEC source: 0001127602-17-027639 · form4.xml · nonDerivative · entry 3

BIBERSTEIN KATHRYN L · CIK 0001235595 · EVP/CAO/CCO Alks Inc; Sec ALKS

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 60,324

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
September 15, 2017 Filed Sep 18, 2017 18:08 UTC Alkermes plc. ALKS · Entity 2392 Tax withholdingOrdinary Shares 435 $52.22 $22,715.70
Disclosure

SEC source: 0001127602-17-027639 · form4.xml · nonDerivative · entry 2

BIBERSTEIN KATHRYN L · CIK 0001235595 · EVP/CAO/CCO Alks Inc; Sec ALKS

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 58,389

Read SEC document
September 15, 2017 Filed Sep 18, 2017 18:08 UTC Alkermes plc. ALKS · Entity 2392 Exercise / conversionOrdinary Shares 1,935 $11.74 $22,716.90
Disclosure

SEC source: 0001127602-17-027639 · form4.xml · nonDerivative · entry 1

BIBERSTEIN KATHRYN L · CIK 0001235595 · EVP/CAO/CCO Alks Inc; Sec ALKS

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 58,824

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
September 11, 2017 Filed Sep 13, 2017 17:36 UTC Alkermes plc. ALKS · Entity 2392 Exercise / conversionEmployee Stock Option (Right to Buy) · Derivative 13,566 $0.00 Strike: $14.13 $0.00
Disclosure

SEC source: 0001127602-17-027393 · form4.xml · derivative · entry 6

BIBERSTEIN KATHRYN L · CIK 0001235595 · EVP/CAO/CCO Alks Inc; Sec ALKS

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Ordinary Shares · 13,566 shares

Expires 2017-11-05

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: This option exercise was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on 11/23/16.

F7 · derivative.exercise_date: These options are fully vested in accordance with their terms.

Read SEC document
September 11, 2017 Filed Sep 13, 2017 17:36 UTC Alkermes plc. ALKS · Entity 2392 SaleOrdinary Shares 2,499 $51.77 $129,379.23
Disclosure

SEC source: 0001127602-17-027393 · form4.xml · nonDerivative · entry 3

BIBERSTEIN KATHRYN L · CIK 0001235595 · EVP/CAO/CCO Alks Inc; Sec ALKS

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 56,889

F2 · kind: This sale was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on 11/23/16.

F4 · price: The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $51.605 to $51.91. Full information regarding the number of shares sold at each separate price can be furnished to the SEC staff upon request. Cancel

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September 11, 2017 Filed Sep 13, 2017 17:36 UTC Alkermes plc. ALKS · Entity 2392 SaleOrdinary Shares 11,067 $51.18 $566,437.83
Disclosure

SEC source: 0001127602-17-027393 · form4.xml · nonDerivative · entry 2

BIBERSTEIN KATHRYN L · CIK 0001235595 · EVP/CAO/CCO Alks Inc; Sec ALKS

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 59,388

F2 · kind: This sale was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on 11/23/16.

F3 · price: The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $50.55 to $51.54. Full information regarding the number of shares sold at each separate price can be furnished to the SEC staff upon request.

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September 11, 2017 Filed Sep 13, 2017 17:36 UTC Alkermes plc. ALKS · Entity 2392 Exercise / conversionOrdinary Shares 13,566 $14.13 $191,687.58
Disclosure

SEC source: 0001127602-17-027393 · form4.xml · nonDerivative · entry 1

BIBERSTEIN KATHRYN L · CIK 0001235595 · EVP/CAO/CCO Alks Inc; Sec ALKS

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 70,455

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: This option exercise was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on 11/23/16.

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May 28, 2017 Filed May 30, 2017 17:16 UTC Alkermes plc. ALKS · Entity 2392 Exercise / conversionRestricted Stock Unit Award · Derivative 3,750 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001127602-17-019697 · form4.xml · derivative · entry 5

BIBERSTEIN KATHRYN L · CIK 0001235595 · EVP/CAO/CCO Alks Inc; Sec ALKS

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Ordinary Shares · 3,750 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_date: This RSU award is fully vested in accordance with its terms.

F3 · derivative.expiration_date: This RSU award is fully vested in accordance with its terms.

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May 28, 2017 Filed May 30, 2017 17:16 UTC Alkermes plc. ALKS · Entity 2392 Tax withholdingOrdinary Shares 1,765 $57.70 $101,840.50
Disclosure

SEC source: 0001127602-17-019697 · form4.xml · nonDerivative · entry 2

BIBERSTEIN KATHRYN L · CIK 0001235595 · EVP/CAO/CCO Alks Inc; Sec ALKS

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 56,889

Read SEC document
May 28, 2017 Filed May 30, 2017 17:16 UTC Alkermes plc. ALKS · Entity 2392 Exercise / conversionOrdinary Shares 3,750 $0.00 $0.00
Disclosure

SEC source: 0001127602-17-019697 · form4.xml · nonDerivative · entry 1

BIBERSTEIN KATHRYN L · CIK 0001235595 · EVP/CAO/CCO Alks Inc; Sec ALKS

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 58,654

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
April 03, 2017 Filed Apr 4, 2017 17:28 UTC Alkermes plc. ALKS · Entity 2392 Exercise / conversionNon Qualified Stock Option (Right to Buy) · Derivative 15,000 $0.00 Strike: $15.95 $0.00
Disclosure

SEC source: 0001127602-17-014039 · form4.xml · derivative · entry 7

BIBERSTEIN KATHRYN L · CIK 0001235595 · EVP/CAO/CCO Alks Inc; Sec ALKS

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Ordinary Shares · 15,000 shares

Expires 2017-06-01

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: This option exercise was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person.

F8 · derivative.exercise_date: These options are fully vested in accordance with their terms.

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April 03, 2017 Filed Apr 4, 2017 17:28 UTC Alkermes plc. ALKS · Entity 2392 SaleOrdinary Shares 300 $59.13 $17,737.50
Disclosure

SEC source: 0001127602-17-014039 · form4.xml · nonDerivative · entry 4

BIBERSTEIN KATHRYN L · CIK 0001235595 · EVP/CAO/CCO Alks Inc; Sec ALKS

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 54,904

F2 · kind: This sale was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person.

F5 · price: The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $59.05 to $59.18. Full information regarding the number of shares sold at each separate price can be furnished to the SEC staff upon request.

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April 03, 2017 Filed Apr 4, 2017 17:28 UTC Alkermes plc. ALKS · Entity 2392 SaleOrdinary Shares 3,763 $58.35 $219,587.61
Disclosure

SEC source: 0001127602-17-014039 · form4.xml · nonDerivative · entry 3

BIBERSTEIN KATHRYN L · CIK 0001235595 · EVP/CAO/CCO Alks Inc; Sec ALKS

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 55,204

F2 · kind: This sale was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person.

F4 · price: The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $58.05 to $59.01. Full information regarding the number of shares sold at each separate price can be furnished to the SEC staff upon request.

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April 03, 2017 Filed Apr 4, 2017 17:28 UTC Alkermes plc. ALKS · Entity 2392 SaleOrdinary Shares 10,937 $57.41 $627,908.48
Disclosure

SEC source: 0001127602-17-014039 · form4.xml · nonDerivative · entry 2

BIBERSTEIN KATHRYN L · CIK 0001235595 · EVP/CAO/CCO Alks Inc; Sec ALKS

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 58,967

F2 · kind: This sale was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person.

F3 · price: The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $57.04 to $58.03. Full information regarding the number of shares sold at each separate price can be furnished to the SEC staff upon request.

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April 03, 2017 Filed Apr 4, 2017 17:28 UTC Alkermes plc. ALKS · Entity 2392 Exercise / conversionOrdinary Shares 15,000 $15.95 $239,250.00
Disclosure

SEC source: 0001127602-17-014039 · form4.xml · nonDerivative · entry 1

BIBERSTEIN KATHRYN L · CIK 0001235595 · EVP/CAO/CCO Alks Inc; Sec ALKS

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 69,904

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: This option exercise was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person.

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March 10, 2017 Filed Mar 10, 2017 22:13 UTC Alkermes plc. ALKS · Entity 2392 Exercise / conversionEmployee Stock Option (Right to Buy) · Derivative 8,137 $0.00 Strike: $12.29 $0.00
Disclosure

SEC source: 0001127602-17-011256 · form4.xml · derivative · entry 4

BIBERSTEIN KATHRYN L · CIK 0001235595 · EVP/CAO/CCO Alks Inc; Sec ALKS

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 36,863

Underlying: Ordinary Shares · 8,137 shares

Expires 2018-05-27

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_date: These options are fully vested in accordance with their terms.

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March 10, 2017 Filed Mar 10, 2017 22:13 UTC Alkermes plc. ALKS · Entity 2392 Exercise / conversionOrdinary Shares 8,137 $12.29 $100,003.73
Disclosure

SEC source: 0001127602-17-011256 · form4.xml · nonDerivative · entry 1

BIBERSTEIN KATHRYN L · CIK 0001235595 · EVP/CAO/CCO Alks Inc; Sec ALKS

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 54,904

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
March 03, 2017 Filed Mar 6, 2017 22:31 UTC Alkermes plc. ALKS · Entity 2392 Exercise / conversionRestricted Stock Unit Award · Derivative 3,500 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001127602-17-010463 · form4.xml · derivative · entry 5

BIBERSTEIN KATHRYN L · CIK 0001235595 · EVP/CAO/CCO Alks Inc; Sec ALKS

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,500

Underlying: Ordinary Shares · 3,500 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_date: Shares subject to the restricted stock unit award vest in equal annual installments over a four year period, commencing on 3/3/2015.

F3 · derivative.expiration_date: Shares subject to the restricted stock unit award vest in equal annual installments over a four year period, commencing on 3/3/2015.

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March 03, 2017 Filed Mar 6, 2017 22:31 UTC Alkermes plc. ALKS · Entity 2392 Tax withholdingOrdinary Shares 1,647 $60.97 $100,417.59
Disclosure

SEC source: 0001127602-17-010463 · form4.xml · nonDerivative · entry 2

BIBERSTEIN KATHRYN L · CIK 0001235595 · EVP/CAO/CCO Alks Inc; Sec ALKS

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 46,767

Read SEC document
March 03, 2017 Filed Mar 6, 2017 22:31 UTC Alkermes plc. ALKS · Entity 2392 Exercise / conversionOrdinary Shares 3,500 $0.00 $0.00
Disclosure

SEC source: 0001127602-17-010463 · form4.xml · nonDerivative · entry 1

BIBERSTEIN KATHRYN L · CIK 0001235595 · EVP/CAO/CCO Alks Inc; Sec ALKS

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 48,414

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
March 01, 2017 Filed Mar 2, 2017 22:47 UTC Alkermes plc. ALKS · Entity 2392 Exercise / conversionRestricted Stock Unit Award · Derivative 5,750 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001127602-17-009843 · form4.xml · derivative · entry 5

BIBERSTEIN KATHRYN L · CIK 0001235595 · EVP/CAO/CCO Alks Inc; Sec ALKS

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 17,250

Underlying: Ordinary Shares · 5,750 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_date: Shares subject to the restricted stock unit award vest in equal annual installments over a four year period, commencing on 3/1/2017.

F3 · derivative.expiration_date: Shares subject to the restricted stock unit award vest in equal annual installments over a four year period, commencing on 3/1/2017.

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.