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ALK

ALASKA AIR GROUP, INC.

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3976
SEC CIK
0000766421
Parsed reports
581

Last 12 months

Inside the activity.

1 purchase rows · 6 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202500
Dec 202500
Jan 202600
Feb 202605
Mar 202600
Apr 202600
May 202600
Jun 202600
Jul 202600
Aug 202611
Sep 202600
Oct 202600

Latest available

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
December 14, 2016 Filed Dec 15, 2016 00:42 UTC
TILDEN BRADLEY DCHAIRMAN, PRESIDENT AND CEO
Exercise / conversionCOMMON STOCK 13,000 $8.32 $108,095.00
Disclosure

SEC source: 0001246360-16-007462 · form.xml · nonDerivative · entry 4

TILDEN BRADLEY D · CIK 0001188835 · CHAIRMAN, PRESIDENT AND CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 138,698

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · kind: EXERCISE AND SALE EFFECTED PURSUANT TO A RULE 10b5-1 TRADING PLAN ADOPTED BY MR. TILDEN ON 9/6/2016.

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December 09, 2016 Filed Dec 10, 2016 01:28 UTC
PEDERSEN BRANDONEXEC VP/FINANCE & CFO
Exercise / conversionEMPLOYEE STOCK OPTION (RT TO BUY) · Derivative 1,330 $0.00 Strike: $48.95 $0.00
Disclosure

SEC source: 0001246360-16-007404 · form.xml · derivative · entry 6

PEDERSEN BRANDON · CIK 0001274498 · EXEC VP/FINANCE & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,330

Underlying: COMMON STOCK · 1,330 shares

Expires 2024-05-12

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · kind: EXERCISE AND SALE EFFECTED PURSUANT TO A RULE 10b5-1 TRADING PLAN ADOPTED BY MR. PEDERSEN ON 4/26/2016.

F4 · derivative.exercise_date: REMAINING OPTIONS VEST AS FOLLOWS: 664 ON 05/12/2017 AND 666 ON 05/12/2018.

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December 09, 2016 Filed Dec 10, 2016 01:28 UTC
PEDERSEN BRANDONEXEC VP/FINANCE & CFO
Exercise / conversionEMPLOYEE STOCK OPTION (RT TO BUY) · Derivative 2,446 $0.00 Strike: $38.76 $0.00
Disclosure

SEC source: 0001246360-16-007404 · form.xml · derivative · entry 5

PEDERSEN BRANDON · CIK 0001274498 · EXEC VP/FINANCE & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,890

Underlying: COMMON STOCK · 2,446 shares

Expires 2024-02-11

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: EXERCISE AND SALE EFFECTED PURSUANT TO A RULE 10b5-1 TRADING PLAN ADOPTED BY MR. PEDERSEN ON 4/26/2016.

F3 · derivative.exercise_date: REMAINING OPTIONS VEST AS FOLLOWS: 2,444 ON 02/11/2017 AND 2,446 ON 02/11/2018.

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December 09, 2016 Filed Dec 10, 2016 01:28 UTC
PEDERSEN BRANDONEXEC VP/FINANCE & CFO
SaleCOMMON STOCK 4,681 $89.85 $420,601.89
Disclosure

SEC source: 0001246360-16-007404 · form.xml · nonDerivative · entry 4

PEDERSEN BRANDON · CIK 0001274498 · EXEC VP/FINANCE & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 16,000

F5 · kind: SALE OF 3,776 ALK SHARES EFFECTED PURSUANT TO A RULE 10b5-1 TRADING PLAN ADOPTED BY MR. PEDERSEN ON 4/26/2016.

F6 · shares: THE PRICE REPORTED IN COLUMN 4 IS A WEIGHTED AVERAGE PRICE. THESE SHARES SOLD IN MULTIPLE TRANSACTIONS AT PRICES RANGING FROM $89.231 TO $90.00, INCLUSIVE. THE REPORTING PERSON UNDERTAKES TO PROVIDE TO ALASKA AIR GROUP, ANY SECURITY HOLDER OF ALASKA AIR GROUP, OR THE STAFF OF THE SECURITIES AND EXCHANGE COMMISSION, UPON REQUEST, FULL INFORMATION REGARDING THE NUMBER OF SHARES SOLD AT EACH SEPARATE PRICE WITHIN THE RANGES SET FORTH IN THIS FOOTNOTE.

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December 09, 2016 Filed Dec 10, 2016 01:28 UTC
PEDERSEN BRANDONEXEC VP/FINANCE & CFO
Exercise / conversionCOMMON STOCK 1,330 $48.95 $65,096.85
Disclosure

SEC source: 0001246360-16-007404 · form.xml · nonDerivative · entry 3

PEDERSEN BRANDON · CIK 0001274498 · EXEC VP/FINANCE & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 20,681

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · kind: EXERCISE AND SALE EFFECTED PURSUANT TO A RULE 10b5-1 TRADING PLAN ADOPTED BY MR. PEDERSEN ON 4/26/2016.

Read SEC document
December 09, 2016 Filed Dec 10, 2016 01:28 UTC
PEDERSEN BRANDONEXEC VP/FINANCE & CFO
Exercise / conversionCOMMON STOCK 2,446 $38.76 $94,794.73
Disclosure

SEC source: 0001246360-16-007404 · form.xml · nonDerivative · entry 2

PEDERSEN BRANDON · CIK 0001274498 · EXEC VP/FINANCE & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 19,351

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · kind: EXERCISE AND SALE EFFECTED PURSUANT TO A RULE 10b5-1 TRADING PLAN ADOPTED BY MR. PEDERSEN ON 4/26/2016.

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December 08, 2016 Filed Dec 10, 2016 00:42 UTC
TILDEN BRADLEY DCHAIRMAN, PRESIDENT AND CEO
GiftCOMMON STOCK 14,000 $0.00 $0.00
Disclosure

SEC source: 0001246360-16-007402 · form.xml · nonDerivative · entry 6

TILDEN BRADLEY D · CIK 0001188835 · CHAIRMAN, PRESIDENT AND CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 125,698

Read SEC document
December 08, 2016 Filed Dec 10, 2016 00:35 UTC SaleCOMMON STOCK ESPP 107 $87.56 $9,368.92
Disclosure

SEC source: 0001246360-16-007401 · form.xml · nonDerivative · entry 3

BERRY CHRISTOPHER MICHAEL · CIK 0001636483 · PRIN ACCT OFCR

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 133

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December 08, 2016 Filed Dec 10, 2016 00:35 UTC SaleCOMMON STOCK 2,000 $89.23 $178,460.20
Disclosure

SEC source: 0001246360-16-007400 · form.xml · nonDerivative · entry 3

THOMPSON J KENNETH · CIK 0001188787 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 14,606

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December 08, 2016 Filed Dec 10, 2016 00:28 UTC GiftCOMMON STOCK 250 $0.00 $0.00
Disclosure

SEC source: 0001246360-16-007399 · form.xml · nonDerivative · entry 11

MINICUCCI BENITO · CIK 0001451455 · PRES & COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 63,325

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December 08, 2016 Filed Feb 14, 2017 16:35 UTC
ELIASEN MARK GVP/FINANCE & TREASURER
GiftCOMMON STOCK ESPP 500 $0.00 $0.00
Disclosure

SEC source: 0001246360-17-000596 · form.xml · nonDerivative · entry 1

ELIASEN MARK G · CIK 0001544109 · VP/FINANCE & TREASURER

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,937

Read SEC document
December 07, 2016 Filed Dec 10, 2016 00:42 UTC
TILDEN BRADLEY DCHAIRMAN, PRESIDENT AND CEO
Exercise / conversionEMPLOYEE STOCK OPTION (RT TO BUY) · Derivative 10,520 $0.00 Strike: $19.00 $0.00
Disclosure

SEC source: 0001246360-16-007402 · form.xml · derivative · entry 7

TILDEN BRADLEY D · CIK 0001188835 · CHAIRMAN, PRESIDENT AND CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: COMMON STOCK · 10,520 shares

Expires 2022-02-14

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
December 07, 2016 Filed Dec 10, 2016 00:42 UTC
TILDEN BRADLEY DCHAIRMAN, PRESIDENT AND CEO
Tax withholdingCOMMON STOCK 2,279 $87.67 $199,799.93
Disclosure

SEC source: 0001246360-16-007402 · form.xml · nonDerivative · entry 5

TILDEN BRADLEY D · CIK 0001188835 · CHAIRMAN, PRESIDENT AND CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 139,698

F3 · shares: THE PRICE REPORTED IN COLUMN 4 IS THE CLOSING PRICE OF ALK STOCK ON THE TRANSACTION DATE.

Read SEC document
December 07, 2016 Filed Dec 10, 2016 00:42 UTC
TILDEN BRADLEY DCHAIRMAN, PRESIDENT AND CEO
Exercise / conversionCOMMON STOCK 10,520 $0.00 $0.00
Disclosure

SEC source: 0001246360-16-007402 · form.xml · nonDerivative · entry 4

TILDEN BRADLEY D · CIK 0001188835 · CHAIRMAN, PRESIDENT AND CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 141,977

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
December 07, 2016 Filed Dec 10, 2016 00:28 UTC Exercise / conversionEMPLOYEE STOCK OPTION (RT TO BUY) · Derivative 1,640 $0.00 Strike: $19.00 $0.00
Disclosure

SEC source: 0001246360-16-007399 · form.xml · derivative · entry 17

MINICUCCI BENITO · CIK 0001451455 · PRES & COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: COMMON STOCK · 1,640 shares

Expires 2022-02-14

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
December 07, 2016 Filed Dec 10, 2016 00:28 UTC Exercise / conversionEMPLOYEE STOCK OPTION (RT TO BUY) · Derivative 3,620 $0.00 Strike: $19.00 $0.00
Disclosure

SEC source: 0001246360-16-007399 · form.xml · derivative · entry 16

MINICUCCI BENITO · CIK 0001451455 · PRES & COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: COMMON STOCK · 3,620 shares

Expires 2022-02-14

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
December 07, 2016 Filed Dec 10, 2016 00:28 UTC Exercise / conversionEMPLOYEE STOCK OPTION (RT TO BUY) · Derivative 2,230 $0.00 Strike: $48.95 $0.00
Disclosure

SEC source: 0001246360-16-007399 · form.xml · derivative · entry 15

MINICUCCI BENITO · CIK 0001451455 · PRES & COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,230

Underlying: COMMON STOCK · 2,230 shares

Expires 2024-05-12

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_date: REMAINING OPTIONS VEST AS FOLLOWS: 1,114 ON 05/12/2017 AND 1,116 ON 05/12/2018.

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December 07, 2016 Filed Dec 10, 2016 00:28 UTC Exercise / conversionEMPLOYEE STOCK OPTION (RT TO BUY) · Derivative 3,050 $0.00 Strike: $38.76 $0.00
Disclosure

SEC source: 0001246360-16-007399 · form.xml · derivative · entry 14

MINICUCCI BENITO · CIK 0001451455 · PRES & COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,100

Underlying: COMMON STOCK · 3,050 shares

Expires 2024-02-11

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_date: REMAINING OPTIONS VEST AS FOLLOWS: 3,050 ON 2/11/2017 AND 3,050 ON 2/11/2018.

Read SEC document
December 07, 2016 Filed Dec 10, 2016 00:28 UTC Exercise / conversionEMPLOYEE STOCK OPTION (RT TO BUY) · Derivative 4,978 $0.00 Strike: $24.40 $0.00
Disclosure

SEC source: 0001246360-16-007399 · form.xml · derivative · entry 13

MINICUCCI BENITO · CIK 0001451455 · PRES & COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,986

Underlying: COMMON STOCK · 4,978 shares

Expires 2023-02-11

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: REMAINING OPTIONS VEST ON 02/11/2017.

Read SEC document
December 07, 2016 Filed Dec 10, 2016 00:28 UTC Exercise / conversionEMPLOYEE STOCK OPTION (RT TO BUY) · Derivative 1,640 $0.00 Strike: $19.00 $0.00
Disclosure

SEC source: 0001246360-16-007399 · form.xml · derivative · entry 12

MINICUCCI BENITO · CIK 0001451455 · PRES & COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,620

Underlying: COMMON STOCK · 1,640 shares

Expires 2022-02-14

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
December 07, 2016 Filed Dec 10, 2016 00:28 UTC Tax withholdingCOMMON STOCK 1,139 $87.67 $99,856.13
Disclosure

SEC source: 0001246360-16-007399 · form.xml · nonDerivative · entry 10

MINICUCCI BENITO · CIK 0001451455 · PRES & COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 63,575

F7 · shares: THE PRICE REPORTED IN COLUMN 4 IS THE CLOSING PRICE OF ALK STOCK ON THE TRANSACTION DATE.

Read SEC document
December 07, 2016 Filed Dec 10, 2016 00:28 UTC SaleCOMMON STOCK 472 $85.66 $40,431.38
Disclosure

SEC source: 0001246360-16-007399 · form.xml · nonDerivative · entry 9

MINICUCCI BENITO · CIK 0001451455 · PRES & COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 64,714

F6 · shares: THE PRICE REPORTED IN COLUMN 4 IS A WEIGHTED AVERAGE PRICE. THESE SHARES SOLD IN MULTIPLE TRANSACTIONS AT PRICES RANGING FROM $85.52 TO $85.73, INCLUSIVE. THE REPORTING PERSON UNDERTAKES TO PROVIDE TO ALASKA AIR GROUP, ANY SECURITY HOLDER OF ALASKA AIR GROUP, OR THE STAFF OF THE SECURITIES AND EXCHANGE COMMISSION, UPON REQUEST, FULL INFORMATION REGARDING THE NUMBER OF SHARES SOLD AT EACH SEPARATE PRICE WITHIN THE RANGES SET FORTH IN THIS FOOTNOTE.

Read SEC document
December 07, 2016 Filed Dec 10, 2016 00:28 UTC SaleCOMMON STOCK 11,426 $85.12 $972,555.98
Disclosure

SEC source: 0001246360-16-007399 · form.xml · nonDerivative · entry 8

MINICUCCI BENITO · CIK 0001451455 · PRES & COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 65,186

F5 · shares: THE PRICE REPORTED IN COLUMN 4 IS A WEIGHTED AVERAGE PRICE. THESE SHARES SOLD IN MULTIPLE TRANSACTIONS AT PRICES RANGING FROM $84.52 TO $85.51, INCLUSIVE. THE REPORTING PERSON UNDERTAKES TO PROVIDE TO ALASKA AIR GROUP, ANY SECURITY HOLDER OF ALASKA AIR GROUP, OR THE STAFF OF THE SECURITIES AND EXCHANGE COMMISSION, UPON REQUEST, FULL INFORMATION REGARDING THE NUMBER OF SHARES SOLD AT EACH SEPARATE PRICE WITHIN THE RANGES SET FORTH IN THIS FOOTNOTE.

Read SEC document
December 07, 2016 Filed Dec 10, 2016 00:28 UTC Exercise / conversionCOMMON STOCK 1,640 $0.00 $0.00
Disclosure

SEC source: 0001246360-16-007399 · form.xml · nonDerivative · entry 7

MINICUCCI BENITO · CIK 0001451455 · PRES & COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 76,612

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
December 07, 2016 Filed Dec 10, 2016 00:28 UTC Exercise / conversionCOMMON STOCK 3,620 $0.00 $0.00
Disclosure

SEC source: 0001246360-16-007399 · form.xml · nonDerivative · entry 6

MINICUCCI BENITO · CIK 0001451455 · PRES & COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 74,972

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
December 07, 2016 Filed Dec 10, 2016 00:28 UTC Exercise / conversionCOMMON STOCK 2,230 $48.95 $109,147.35
Disclosure

SEC source: 0001246360-16-007399 · form.xml · nonDerivative · entry 5

MINICUCCI BENITO · CIK 0001451455 · PRES & COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 71,352

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
December 07, 2016 Filed Dec 10, 2016 00:28 UTC Exercise / conversionCOMMON STOCK 3,050 $38.76 $118,202.75
Disclosure

SEC source: 0001246360-16-007399 · form.xml · nonDerivative · entry 4

MINICUCCI BENITO · CIK 0001451455 · PRES & COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 69,122

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
December 07, 2016 Filed Dec 10, 2016 00:28 UTC Exercise / conversionCOMMON STOCK 4,978 $24.40 $121,463.20
Disclosure

SEC source: 0001246360-16-007399 · form.xml · nonDerivative · entry 3

MINICUCCI BENITO · CIK 0001451455 · PRES & COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 66,072

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
December 07, 2016 Filed Dec 10, 2016 00:28 UTC Exercise / conversionCOMMON STOCK 1,640 $19.00 $31,160.00
Disclosure

SEC source: 0001246360-16-007399 · form.xml · nonDerivative · entry 2

MINICUCCI BENITO · CIK 0001451455 · PRES & COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 61,094

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
December 07, 2016 Filed Dec 10, 2016 00:28 UTC Exercise / conversionEMPLOYEE STOCK OPTION (RT TO BUY) · Derivative 1,572 $0.00 Strike: $65.37 $0.00
Disclosure

SEC source: 0001246360-16-007398 · form.xml · derivative · entry 6

HARRISON ANDREW R · CIK 0001544030 · EVP & CRO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,718

Underlying: COMMON STOCK · 1,572 shares

Expires 2025-02-10

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_date: REMAINING OPTIONS WILL VEST AS FOLLOWS: 1,573 ON 2/10/2017; 1,572 ON 2/10/2018 AND 1,573 ON 2/10/2019.

Read SEC document
December 07, 2016 Filed Dec 10, 2016 00:28 UTC Exercise / conversionEMPLOYEE STOCK OPTION (RT TO BUY) · Derivative 750 $0.00 Strike: $48.95 $0.00
Disclosure

SEC source: 0001246360-16-007398 · form.xml · derivative · entry 5

HARRISON ANDREW R · CIK 0001544030 · EVP & CRO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,500

Underlying: COMMON STOCK · 750 shares

Expires 2024-05-12

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: REMAINING OPTIONS WILL VEST AS FOLLOWS: 750 ON 05/12/2017 AND 750 ON 05/12/2018.

Read SEC document
December 07, 2016 Filed Dec 10, 2016 00:28 UTC SaleCOMMON STOCK 6,528 $85.00 $554,891.10
Disclosure

SEC source: 0001246360-16-007398 · form.xml · nonDerivative · entry 4

HARRISON ANDREW R · CIK 0001544030 · EVP & CRO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 14,728

F4 · shares: THE PRICE REPORTED IN COLUMN 4 IS A WEIGHTED AVERAGE PRICE. THESE SHARES SOLD IN MULTIPLE TRANSACTIONS AT PRICES RANGING FROM $84.9416 TO $85.0271, INCLUSIVE. THE REPORTING PERSON UNDERTAKES TO PROVIDE TO ALASKA AIR GROUP, ANY SECURITY HOLDER OF ALASKA AIR GROUP, OR THE STAFF OF THE SECURITIES AND EXCHANGE COMMISSION, UPON REQUEST, FULL INFORMATION REGARDING THE NUMBER OF SHARES SOLD AT EACH SEPARATE PRICE WITHIN THE RANGES SET FORTH IN THIS FOOTNOTE.

Read SEC document
December 07, 2016 Filed Dec 10, 2016 00:28 UTC Exercise / conversionCOMMON STOCK 1,572 $65.37 $102,761.64
Disclosure

SEC source: 0001246360-16-007398 · form.xml · nonDerivative · entry 3

HARRISON ANDREW R · CIK 0001544030 · EVP & CRO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 21,256

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
December 07, 2016 Filed Dec 10, 2016 00:28 UTC Exercise / conversionCOMMON STOCK 750 $48.95 $36,708.75
Disclosure

SEC source: 0001246360-16-007398 · form.xml · nonDerivative · entry 2

HARRISON ANDREW R · CIK 0001544030 · EVP & CRO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 19,684

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
December 07, 2016 Filed Dec 10, 2016 00:21 UTC
SPRAGUE JOSEPH ASR VP/COMM & EXT RELATIONS
Exercise / conversionEMPLOYEE STOCK OPTION (RT TO BUY) · Derivative 882 $0.00 Strike: $65.37 $0.00
Disclosure

SEC source: 0001246360-16-007396 · form.xml · derivative · entry 9

SPRAGUE JOSEPH A · CIK 0001544031 · SR VP/COMM & EXT RELATIONS

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,648

Underlying: COMMON STOCK · 882 shares

Expires 2025-02-10

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F5 · derivative.exercise_date: REMAINING OPTIONS VEST AS FOLLOWS: 883 ON 02/10/2017; 882 ON 02/10/2018; AND 883 ON 02/10/2019.

Read SEC document
December 07, 2016 Filed Dec 10, 2016 00:21 UTC
SPRAGUE JOSEPH ASR VP/COMM & EXT RELATIONS
Exercise / conversionEMPLOYEE STOCK OPTION (RT TO BUY) · Derivative 1,410 $0.00 Strike: $48.95 $0.00
Disclosure

SEC source: 0001246360-16-007396 · form.xml · derivative · entry 8

SPRAGUE JOSEPH A · CIK 0001544031 · SR VP/COMM & EXT RELATIONS

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,410

Underlying: COMMON STOCK · 1,410 shares

Expires 2024-05-12

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_date: REMAINING OPTIONS VEST AS FOLLOWS: 704 ON 05/12/2017 AND 706 ON 05/12/2018.

Read SEC document
December 07, 2016 Filed Dec 10, 2016 00:21 UTC
SPRAGUE JOSEPH ASR VP/COMM & EXT RELATIONS
Exercise / conversionEMPLOYEE STOCK OPTION (RT TO BUY) · Derivative 170 $0.00 Strike: $38.76 $0.00
Disclosure

SEC source: 0001246360-16-007396 · form.xml · derivative · entry 7

SPRAGUE JOSEPH A · CIK 0001544031 · SR VP/COMM & EXT RELATIONS

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,190

Underlying: COMMON STOCK · 170 shares

Expires 2024-02-11

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_date: REMAINING OPTIONS VEST AS FOLLOWS: 840 ON 02/11/2017 AND 840 ON 02/11/2018.

Read SEC document
December 07, 2016 Filed Dec 10, 2016 00:21 UTC
SPRAGUE JOSEPH ASR VP/COMM & EXT RELATIONS
SaleCOMMON STOCK 9,482 $87.23 $827,160.37
Disclosure

SEC source: 0001246360-16-007396 · form.xml · nonDerivative · entry 6

SPRAGUE JOSEPH A · CIK 0001544031 · SR VP/COMM & EXT RELATIONS

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,498

F6 · shares: THE PRICE REPORTED IN COLUMN 4 IS A WEIGHTED AVERAGE PRICE. THESE SHARES SOLD IN MULTIPLE TRANSACTIONS AT PRICES RANGING FROM $86.9831 TO $87.9525, INCLUSIVE. THE REPORTING PERSON UNDERTAKES TO PROVIDE TO ALASKA AIR GROUP, ANY SECURITY HOLDER OF ALASKA AIR GROUP, OR THE STAFF OF THE SECURITIES AND EXCHANGE COMMISSION, UPON REQUEST, FULL INFORMATION REGARDING THE NUMBER OF SHARES SOLD AT EACH SEPARATE PRICE WITHIN THE RANGES SET FORTH IN THIS FOOTNOTE.

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December 07, 2016 Filed Dec 10, 2016 00:21 UTC
SPRAGUE JOSEPH ASR VP/COMM & EXT RELATIONS
Exercise / conversionCOMMON STOCK 882 $65.37 $57,656.34
Disclosure

SEC source: 0001246360-16-007396 · form.xml · nonDerivative · entry 5

SPRAGUE JOSEPH A · CIK 0001544031 · SR VP/COMM & EXT RELATIONS

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 21,980

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

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December 07, 2016 Filed Dec 10, 2016 00:21 UTC
SPRAGUE JOSEPH ASR VP/COMM & EXT RELATIONS
Exercise / conversionCOMMON STOCK 1,410 $48.95 $69,012.45
Disclosure

SEC source: 0001246360-16-007396 · form.xml · nonDerivative · entry 4

SPRAGUE JOSEPH A · CIK 0001544031 · SR VP/COMM & EXT RELATIONS

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 21,098

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

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December 07, 2016 Filed Dec 10, 2016 00:21 UTC
SPRAGUE JOSEPH ASR VP/COMM & EXT RELATIONS
Exercise / conversionCOMMON STOCK 170 $38.76 $6,588.35
Disclosure

SEC source: 0001246360-16-007396 · form.xml · nonDerivative · entry 3

SPRAGUE JOSEPH A · CIK 0001544031 · SR VP/COMM & EXT RELATIONS

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 19,688

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

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December 07, 2016 Filed Dec 10, 2016 00:28 UTC
YOUNG TAMARA SVP/HUMAN RESOURCES
Exercise / conversionEMPLOYEE STOCK OPTION (RT TO BUY) · Derivative 597 $0.00 Strike: $65.37 $0.00
Disclosure

SEC source: 0001246360-16-007397 · form.xml · derivative · entry 8

YOUNG TAMARA S · CIK 0001558225 · VP/HUMAN RESOURCES

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,793

Underlying: COMMON STOCK · 597 shares

Expires 2025-02-10

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_date: OPTIONS REMAINING VEST AS FOLLOWS: 598 ON 2/10/2017; 597 ON 2/10/2018 AND 598 ON 2/10/2019.

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December 07, 2016 Filed Dec 10, 2016 00:28 UTC
YOUNG TAMARA SVP/HUMAN RESOURCES
Exercise / conversionEMPLOYEE STOCK OPTION (RT TO BUY) · Derivative 1,590 $0.00 Strike: $38.76 $0.00
Disclosure

SEC source: 0001246360-16-007397 · form.xml · derivative · entry 7

YOUNG TAMARA S · CIK 0001558225 · VP/HUMAN RESOURCES

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,590

Underlying: COMMON STOCK · 1,590 shares

Expires 2024-02-11

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: OPTIONS REMAINING VEST AS FOLLOWS: 794 ON 2/11/2017 AND 796 ON 2/11/2018.

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December 07, 2016 Filed Dec 10, 2016 00:28 UTC
YOUNG TAMARA SVP/HUMAN RESOURCES
Exercise / conversionEMPLOYEE STOCK OPTION (RT TO BUY) · Derivative 1,990 $0.00 Strike: $17.21 $0.00
Disclosure

SEC source: 0001246360-16-007397 · form.xml · derivative · entry 6

YOUNG TAMARA S · CIK 0001558225 · VP/HUMAN RESOURCES

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: COMMON STOCK · 1,990 shares

Expires 2022-09-17

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

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December 07, 2016 Filed Dec 10, 2016 00:28 UTC
YOUNG TAMARA SVP/HUMAN RESOURCES
SaleCOMMON STOCK 12,319 $86.20 $1,061,921.21
Disclosure

SEC source: 0001246360-16-007397 · form.xml · nonDerivative · entry 5

YOUNG TAMARA S · CIK 0001558225 · VP/HUMAN RESOURCES

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 19,357

F4 · shares: THE PRICE REPORTED IN COLUMN 4 IS A WEIGHTED AVERAGE PRICE. THESE SHARES SOLD IN MULTIPLE TRANSACTIONS AT PRICES RANGING FROM $86.1720 TO $86.3645, INCLUSIVE. THE REPORTING PERSON UNDERTAKES TO PROVIDE TO ALASKA AIR GROUP, ANY SECURITY HOLDER OF ALASKA AIR GROUP, OR THE STAFF OF THE SECURITIES AND EXCHANGE COMMISSION, UPON REQUEST, FULL INFORMATION REGARDING THE NUMBER OF SHARES SOLD AT EACH SEPARATE PRICE WITHIN THE RANGES SET FORTH IN THIS FOOTNOTE.

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December 07, 2016 Filed Dec 10, 2016 00:28 UTC
YOUNG TAMARA SVP/HUMAN RESOURCES
Exercise / conversionCOMMON STOCK 597 $65.37 $39,025.89
Disclosure

SEC source: 0001246360-16-007397 · form.xml · nonDerivative · entry 4

YOUNG TAMARA S · CIK 0001558225 · VP/HUMAN RESOURCES

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 31,676

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

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December 07, 2016 Filed Dec 10, 2016 00:28 UTC
YOUNG TAMARA SVP/HUMAN RESOURCES
Exercise / conversionCOMMON STOCK 1,590 $38.75 $61,612.50
Disclosure

SEC source: 0001246360-16-007397 · form.xml · nonDerivative · entry 3

YOUNG TAMARA S · CIK 0001558225 · VP/HUMAN RESOURCES

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 31,079

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
December 07, 2016 Filed Dec 10, 2016 00:28 UTC
YOUNG TAMARA SVP/HUMAN RESOURCES
Exercise / conversionCOMMON STOCK 1,990 $17.21 $34,247.90
Disclosure

SEC source: 0001246360-16-007397 · form.xml · nonDerivative · entry 2

YOUNG TAMARA S · CIK 0001558225 · VP/HUMAN RESOURCES

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 29,489

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
December 07, 2016 Filed Feb 13, 2017 21:56 UTC GiftCOMMON STOCK 1,210 $0.00 $0.00
Disclosure

SEC source: 0001246360-17-000582 · form.xml · nonDerivative · entry 2

KNIGHT JESSIE J JR · CIK 0001174961 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,459

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November 10, 2016 Filed Nov 10, 2016 23:14 UTC
SPRAGUE JOSEPH ASR VP/COMM & EXT RELATIONS
SaleCOMMON STOCK 6,667 $75.00 $500,025.00
Disclosure

SEC source: 0001246360-16-007120 · form.xml · nonDerivative · entry 3

SPRAGUE JOSEPH A · CIK 0001544031 · SR VP/COMM & EXT RELATIONS

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 19,518

F3 · kind: SALE OF ALK COMMON SHARES EFFECTED PURSUANT TO A RULE 10b5-1 TRADING PLAN ADOPTED BY MR. SPRAGUE ON 4/27/2016.

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.