Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| ALASKA AIR GROUP, INC.ALK · Entity 3976 | VP/HUMAN RESOURCES | December 07, 2016 | December 10, 2016 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
ALASKA AIR GROUP, INC.
Report date December 07, 2016 · Filed December 10, 2016
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| COMMON STOCKSEC Table I · non-derivative | Direct | 19,357 |
Ending reported balance
After 2016-12-07 transaction · row 5
4 source rows · reconciled sequenceRow 2 · 2016-12-07 · Exercise / conversion · Acquired 1,990 · Balance 29,489 Row 3 · 2016-12-07 · Exercise / conversion · Acquired 1,590 · Balance 31,079 Row 4 · 2016-12-07 · Exercise / conversion · Acquired 597 · Balance 31,676 Row 5 · 2016-12-07 · Sale · Disposed 12,319 · Balance 19,357 F4: THE PRICE REPORTED IN COLUMN 4 IS A WEIGHTED AVERAGE PRICE. THESE SHARES SOLD IN MULTIPLE TRANSACTIONS AT PRICES RANGING FROM $86.1720 TO $86.3645, INCLUSIVE. THE REPORTING PERSON UNDERTAKES TO PROVIDE TO ALASKA AIR GROUP, ANY SECURITY HOLDER OF ALASKA AIR GROUP, OR THE STAFF OF THE SECURITIES AND EXCHANGE COMMISSION, UPON REQUEST, FULL INFORMATION REGARDING THE NUMBER OF SHARES SOLD AT EACH SEPARATE PRICE WITHIN THE RANGES SET FORTH IN THIS FOOTNOTE. |
| EMPLOYEE STOCK OPTION (RT TO BUY)SEC Table II · derivative / convertible security · Conversion / exercise price $17.21 · Expires 2022-09-17 | Direct | 0 |
Reported balance
After 2016-12-07 transaction · row 6
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 6 · 2016-12-07 · Exercise / conversion · Disposed 1,990 · Balance 0 |
| EMPLOYEE STOCK OPTION (RT TO BUY)SEC Table II · derivative / convertible security · Conversion / exercise price $38.76 · Expires 2024-02-11 | Direct | 1,590 |
Reported balance
After 2016-12-07 transaction · row 7
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 7 · 2016-12-07 · Exercise / conversion · Disposed 1,590 · Balance 1,590 F2: OPTIONS REMAINING VEST AS FOLLOWS: 794 ON 2/11/2017 AND 796 ON 2/11/2018. |
| EMPLOYEE STOCK OPTION (RT TO BUY)SEC Table II · derivative / convertible security · Conversion / exercise price $65.37 · Expires 2025-02-10 | Direct | 1,793 |
Reported balance
After 2016-12-07 transaction · row 8
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 8 · 2016-12-07 · Exercise / conversion · Disposed 597 · Balance 1,793 F3: OPTIONS REMAINING VEST AS FOLLOWS: 598 ON 2/10/2017; 597 ON 2/10/2018 AND 598 ON 2/10/2019. |
| RESTRICTED STOCK UNITSEC Table I · non-derivative | Direct | 3,490 |
Reported balance
Holding disclosure · report date 2016-12-07 · row 1
Holding and transaction disclosures are not merged.
1 source rowRow 1 · Balance 3,490 F1: STOCK UNITS AWARDED UNDER ALASKA AIR GROUP'S 2008 PERFORMANCE INCENTIVE PLAN; SUBJECT TO FORFEITURE. |
Filing footnotes · ownership attribution and instrument terms
F1: STOCK UNITS AWARDED UNDER ALASKA AIR GROUP'S 2008 PERFORMANCE INCENTIVE PLAN; SUBJECT TO FORFEITURE.
F2: OPTIONS REMAINING VEST AS FOLLOWS: 794 ON 2/11/2017 AND 796 ON 2/11/2018.
F3: OPTIONS REMAINING VEST AS FOLLOWS: 598 ON 2/10/2017; 597 ON 2/10/2018 AND 598 ON 2/10/2019.
F4: THE PRICE REPORTED IN COLUMN 4 IS A WEIGHTED AVERAGE PRICE. THESE SHARES SOLD IN MULTIPLE TRANSACTIONS AT PRICES RANGING FROM $86.1720 TO $86.3645, INCLUSIVE. THE REPORTING PERSON UNDERTAKES TO PROVIDE TO ALASKA AIR GROUP, ANY SECURITY HOLDER OF ALASKA AIR GROUP, OR THE STAFF OF THE SECURITIES AND EXCHANGE COMMISSION, UPON REQUEST, FULL INFORMATION REGARDING THE NUMBER OF SHARES SOLD AT EACH SEPARATE PRICE WITHIN THE RANGES SET FORTH IN THIS FOOTNOTE.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| December 07, 2016 Filed Dec 10, 2016 00:28 UTC | ALASKA AIR GROUP, INC. ALK · Entity 3976 | Exercise / conversionEMPLOYEE STOCK OPTION (RT TO BUY) · Derivative | 597 | $0.00 Strike: $65.37 | $0.00 |
DisclosureSEC source: 0001246360-16-007397 · form.xml · derivative · entry 8 YOUNG TAMARA S · CIK 0001558225 · VP/HUMAN RESOURCES 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,793 Underlying: COMMON STOCK · 597 shares Expires 2025-02-10 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_date: OPTIONS REMAINING VEST AS FOLLOWS: 598 ON 2/10/2017; 597 ON 2/10/2018 AND 598 ON 2/10/2019. Read SEC document |
| December 07, 2016 Filed Dec 10, 2016 00:28 UTC | ALASKA AIR GROUP, INC. ALK · Entity 3976 | Exercise / conversionEMPLOYEE STOCK OPTION (RT TO BUY) · Derivative | 1,590 | $0.00 Strike: $38.76 | $0.00 |
DisclosureSEC source: 0001246360-16-007397 · form.xml · derivative · entry 7 YOUNG TAMARA S · CIK 0001558225 · VP/HUMAN RESOURCES 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,590 Underlying: COMMON STOCK · 1,590 shares Expires 2024-02-11 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_date: OPTIONS REMAINING VEST AS FOLLOWS: 794 ON 2/11/2017 AND 796 ON 2/11/2018. Read SEC document |
| December 07, 2016 Filed Dec 10, 2016 00:28 UTC | ALASKA AIR GROUP, INC. ALK · Entity 3976 | Exercise / conversionEMPLOYEE STOCK OPTION (RT TO BUY) · Derivative | 1,990 | $0.00 Strike: $17.21 | $0.00 |
DisclosureSEC source: 0001246360-16-007397 · form.xml · derivative · entry 6 YOUNG TAMARA S · CIK 0001558225 · VP/HUMAN RESOURCES 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: COMMON STOCK · 1,990 shares Expires 2022-09-17 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| December 07, 2016 Filed Dec 10, 2016 00:28 UTC | ALASKA AIR GROUP, INC. ALK · Entity 3976 | SaleCOMMON STOCK | 12,319 | $86.20 | $1,061,921.21 |
DisclosureSEC source: 0001246360-16-007397 · form.xml · nonDerivative · entry 5 YOUNG TAMARA S · CIK 0001558225 · VP/HUMAN RESOURCES 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 19,357 F4 · shares: THE PRICE REPORTED IN COLUMN 4 IS A WEIGHTED AVERAGE PRICE. THESE SHARES SOLD IN MULTIPLE TRANSACTIONS AT PRICES RANGING FROM $86.1720 TO $86.3645, INCLUSIVE. THE REPORTING PERSON UNDERTAKES TO PROVIDE TO ALASKA AIR GROUP, ANY SECURITY HOLDER OF ALASKA AIR GROUP, OR THE STAFF OF THE SECURITIES AND EXCHANGE COMMISSION, UPON REQUEST, FULL INFORMATION REGARDING THE NUMBER OF SHARES SOLD AT EACH SEPARATE PRICE WITHIN THE RANGES SET FORTH IN THIS FOOTNOTE. Read SEC document |
| December 07, 2016 Filed Dec 10, 2016 00:28 UTC | ALASKA AIR GROUP, INC. ALK · Entity 3976 | Exercise / conversionCOMMON STOCK | 597 | $65.37 | $39,025.89 |
DisclosureSEC source: 0001246360-16-007397 · form.xml · nonDerivative · entry 4 YOUNG TAMARA S · CIK 0001558225 · VP/HUMAN RESOURCES 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 31,676 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| December 07, 2016 Filed Dec 10, 2016 00:28 UTC | ALASKA AIR GROUP, INC. ALK · Entity 3976 | Exercise / conversionCOMMON STOCK | 1,590 | $38.75 | $61,612.50 |
DisclosureSEC source: 0001246360-16-007397 · form.xml · nonDerivative · entry 3 YOUNG TAMARA S · CIK 0001558225 · VP/HUMAN RESOURCES 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 31,079 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| December 07, 2016 Filed Dec 10, 2016 00:28 UTC | ALASKA AIR GROUP, INC. ALK · Entity 3976 | Exercise / conversionCOMMON STOCK | 1,990 | $17.21 | $34,247.90 |
DisclosureSEC source: 0001246360-16-007397 · form.xml · nonDerivative · entry 2 YOUNG TAMARA S · CIK 0001558225 · VP/HUMAN RESOURCES 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 29,489 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.