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ALK

ALASKA AIR GROUP, INC.

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3976
SEC CIK
0000766421
Parsed reports
581

Last 12 months

Inside the activity.

1 purchase rows · 6 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202500
Dec 202500
Jan 202600
Feb 202605
Mar 202600
Apr 202600
May 202600
Jun 202600
Jul 202600
Aug 202611
Sep 202600
Oct 202600

Latest available

Insider transactions

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
February 11, 2020 Filed Feb 13, 2020 21:42 UTC GrantRESTRICTED STOCK UNITS · Derivative 5,260 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001246360-20-000507 · form.xml · derivative · entry 6

HARRISON ANDREW R · CIK 0001544030 · EVP & CCO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,260

Underlying: COMMON STOCK · 5,260 shares

Expires 2030-02-11

F4 · derivative.exercise_date: RESTRICTED STOCK UNITS CLIFF VEST 3 YEARS FROM GRANT AND CONVERT INTO COMMON STOCK ON A ONE-FOR-ONE-BASIS.

Read SEC document
February 11, 2020 Filed Feb 13, 2020 21:42 UTC GrantEMPLOYEE STOCK OPTION (RT TO BUY) · Derivative 22,750 $0.00 Strike: $64.55 $0.00
Disclosure

SEC source: 0001246360-20-000507 · form.xml · derivative · entry 5

HARRISON ANDREW R · CIK 0001544030 · EVP & CCO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 22,750

Underlying: COMMON STOCK · 22,750 shares

Expires 2030-02-11

F3 · derivative.exercise_date: OPTIONS VEST IN 25% INCREMENTS OVER FOUR YEARS (02/11/2021, 02/11/2022, 02/11/2023 and 02/11/2024).

Read SEC document
February 11, 2020 Filed Feb 13, 2020 21:42 UTC Tax withholdingCOMMON STOCK 1,241 $64.55 $80,106.55
Disclosure

SEC source: 0001246360-20-000507 · form.xml · nonDerivative · entry 4

HARRISON ANDREW R · CIK 0001544030 · EVP & CCO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 20,547

F5 · kind: SHARES FORFEITED TO COVER PAYROLL TAXES UPON VESTING OF PERFORMANCE STOCK UNITS ON 2/11/2020.

F6 · shares: PRICE PROVIDED IN COLUMN 4 REPRESENTS THE FMV OF ALK SHARES ON THE DATE SHARES WERE FORFEITED FOR TAXES.

Read SEC document
February 11, 2020 Filed Feb 13, 2020 21:42 UTC Tax withholdingCOMMON STOCK 469 $64.55 $30,273.95
Disclosure

SEC source: 0001246360-20-000507 · form.xml · nonDerivative · entry 3

HARRISON ANDREW R · CIK 0001544030 · EVP & CCO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 21,788

F5 · kind: SHARES FORFEITED TO COVER PAYROLL TAXES UPON VESTING OF PERFORMANCE STOCK UNITS ON 2/11/2020.

F6 · shares: PRICE PROVIDED IN COLUMN 4 REPRESENTS THE FMV OF ALK SHARES ON THE DATE SHARES WERE FORFEITED FOR TAXES.

Read SEC document
February 11, 2020 Filed Feb 13, 2020 21:42 UTC GrantCOMMON STOCK 1,294 $0.00 $0.00
Disclosure

SEC source: 0001246360-20-000507 · form.xml · nonDerivative · entry 2

HARRISON ANDREW R · CIK 0001544030 · EVP & CCO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 22,257

F2 · kind: COMMON SHARES ISSUED UPON ATTAINING PERFORMANCE GOALS SET FOR A ONE-YEAR PERIOD ENDING 12/31/19 IN ACCORDANCE WITH THE TERMS OF A PERFORMANCE STOCK UNIT AWARD GRANTED ON 3/7/2017 UNDER THE ISSUER'S 2016 PERFORMANCE INCENTIVE PLAN; PER APPROVAL BY THE BOARD'S COMPENSATION COMMITTEE ON 2/11/2020.

Read SEC document
February 11, 2020 Filed Feb 13, 2020 21:42 UTC GrantCOMMON STOCK 5,096 $0.00 $0.00
Disclosure

SEC source: 0001246360-20-000507 · form.xml · nonDerivative · entry 1

HARRISON ANDREW R · CIK 0001544030 · EVP & CCO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 20,963

F1 · kind: COMMON SHARES ISSUED UPON ATTAINING PERFORMANCE GOALS SET FOR A THREE-YEAR PERIOD ENDING 12/31/19 IN ACCORDANCE WITH THE TERMS OF A PERFORMANCE STOCK UNIT AWARD GRANTED ON 2/14/2017 UNDER THE ISSUER'S 2016 PERFORMANCE INCENTIVE PLAN; PER APPROVAL BY THE BOARD'S COMPENSATION COMMITTEE ON 2/11/2020.

Read SEC document
February 11, 2020 Filed Feb 13, 2020 21:49 UTC
PEDERSEN BRANDONEXEC VP/FINANCE & CFO
Tax withholdingCOMMON STOCK 471 $64.55 $30,403.05
Disclosure

SEC source: 0001246360-20-000508 · form.xml · nonDerivative · entry 4

PEDERSEN BRANDON · CIK 0001274498 · EXEC VP/FINANCE & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 24,678

F5 · kind: SHARES FORFEITED TO COVER PAYROLL TAXES UPON VESTING OF PERFORMANCE STOCK UNITS ON 2/11/2020.

F4 · shares: PRICE PROVIDED IN COLUMN 4 REPRESENTS THE FMV OF ALK SHARES ON THE DATE SHARES WERE FORFEITED FOR TAXES.

Read SEC document
February 11, 2020 Filed Feb 13, 2020 21:49 UTC
PEDERSEN BRANDONEXEC VP/FINANCE & CFO
Tax withholdingCOMMON STOCK 1,241 $64.55 $80,106.55
Disclosure

SEC source: 0001246360-20-000508 · form.xml · nonDerivative · entry 3

PEDERSEN BRANDON · CIK 0001274498 · EXEC VP/FINANCE & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 25,149

F3 · kind: SHARES FORFEITED TO COVER PAYROLL TAXES UPON VESTING OF PERFORMANCE STOCK UNITS ON 2/11/2020

F4 · shares: PRICE PROVIDED IN COLUMN 4 REPRESENTS THE FMV OF ALK SHARES ON THE DATE SHARES WERE FORFEITED FOR TAXES.

Read SEC document
February 11, 2020 Filed Feb 13, 2020 21:49 UTC
PEDERSEN BRANDONEXEC VP/FINANCE & CFO
GrantCOMMON STOCK 1,294 $0.00 $0.00
Disclosure

SEC source: 0001246360-20-000508 · form.xml · nonDerivative · entry 2

PEDERSEN BRANDON · CIK 0001274498 · EXEC VP/FINANCE & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 26,390

F2 · kind: COMMON SHARES ISSUED UPON ATTAINING PERFORMANCE GOALS SET FOR A ONE-YEAR PERIOD ENDING 12/31/19 IN ACCORDANCE WITH THE TERMS OF A PERFORMANCE STOCK UNIT AWARD GRANTED ON 3/7/2017 UNDER THE ISSUER'S 2016 PERFORMANCE INCENTIVE PLAN; PER APPROVAL BY THE BOARD'S COMPENSATION COMMITTEE ON 2/11/2020

Read SEC document
February 11, 2020 Filed Feb 13, 2020 21:49 UTC
PEDERSEN BRANDONEXEC VP/FINANCE & CFO
GrantCOMMON STOCK 5,096 $0.00 $0.00
Disclosure

SEC source: 0001246360-20-000508 · form.xml · nonDerivative · entry 1

PEDERSEN BRANDON · CIK 0001274498 · EXEC VP/FINANCE & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 25,096

F1 · kind: COMMON SHARES ISSUED UPON ATTAINING PERFORMANCE GOALS SET FOR A THREE-YEAR PERIOD ENDING 12/31/19 IN ACCORDANCE WITH THE TERMS OF A PERFORMANCE STOCK UNIT AWARD GRANTED ON 2/14/2017 UNDER THE ISSUER'S 2016 PERFORMANCE INCENTIVE PLAN; PER APPROVAL BY THE BOARD'S COMPENSATION COMMITTEE ON 2/11/2020.

Read SEC document
February 11, 2020 Filed Feb 13, 2020 21:35 UTC
BIRKETT RAKOW DIANAVP EXT RELATIONS
GrantEMPLOYEE STOCK OPTION (RT TO BUY) · Derivative 5,280 $0.00 Strike: $64.55 $0.00
Disclosure

SEC source: 0001246360-20-000505 · form.xml · derivative · entry 3

BIRKETT RAKOW DIANA · CIK 0001717592 · VP EXT RELATIONS

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,280

Underlying: COMMON STOCK · 5,280 shares

Expires 2030-02-11

F2 · derivative.exercise_date: OPTIONS VEST IN 25% INCREMENTS OVER FOUR YEARS (02/11/2021, 02/11/2022, 02/11/2023 and 02/11/2024).

Read SEC document
February 11, 2020 Filed Feb 13, 2020 21:35 UTC
BIRKETT RAKOW DIANAVP EXT RELATIONS
GrantRESTRICTED STOCK UNITS · Derivative 1,220 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001246360-20-000505 · form.xml · derivative · entry 2

BIRKETT RAKOW DIANA · CIK 0001717592 · VP EXT RELATIONS

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,220

Underlying: COMMON STOCK · 1,220 shares

Expires 2030-02-11

F1 · derivative.exercise_date: RESTRICTED STOCK UNITS CLIFF VEST 3 YEARS FROM GRANT AND CONVERT INTO COMMON STOCK ON A ONE-FOR-ONE-BASIS.

Read SEC document
February 11, 2020 Filed Feb 13, 2020 21:35 UTC GrantEMPLOYEE STOCK OPTION (RT TO BUY) · Derivative 2,520 $0.00 Strike: $64.55 $0.00
Disclosure

SEC source: 0001246360-20-000506 · form.xml · derivative · entry 7

BERRY CHRISTOPHER MICHAEL · CIK 0001636483 · VP & CONTROLLER

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,520

Underlying: COMMON STOCK · 2,520 shares

Expires 2030-02-11

F5 · derivative.exercise_date: OPTIONS VEST IN 25% INCREMENTS OVER FOUR YEARS (02/11/2021, 02/11/2022, 02/11/2023 and 02/11/2024).

Read SEC document
February 11, 2020 Filed Feb 13, 2020 21:35 UTC GrantRESTRICTED STOCK UNITS · Derivative 590 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001246360-20-000506 · form.xml · derivative · entry 6

BERRY CHRISTOPHER MICHAEL · CIK 0001636483 · VP & CONTROLLER

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 590

Underlying: COMMON STOCK · 590 shares

Expires 2030-02-11

F4 · derivative.exercise_date: RESTRICTED STOCK UNITS CLIFF VEST 3 YEARS FROM GRANT AND CONVERT INTO COMMON STOCK ON A ONE-FOR-ONE-BASIS.

Read SEC document
February 11, 2020 Filed Feb 13, 2020 21:35 UTC Tax withholdingCOMMON STOCK 204 $64.55 $13,168.20
Disclosure

SEC source: 0001246360-20-000506 · form.xml · nonDerivative · entry 5

BERRY CHRISTOPHER MICHAEL · CIK 0001636483 · VP & CONTROLLER

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,694

F6 · kind: SHARES FORFEITED TO COVER PAYROLL TAXES UPON VESTING OF PERFORMANCE STOCK UNITS ON 2/11/2020.

F7 · shares: PRICE PROVIDED IN COLUMN 4 REPRESENTS THE FMV OF ALK SHARES ON THE DATE SHARES WERE FORFEITED FOR TAXES.

Read SEC document
February 11, 2020 Filed Feb 13, 2020 21:35 UTC Tax withholdingCOMMON STOCK 187 $64.55 $12,070.85
Disclosure

SEC source: 0001246360-20-000506 · form.xml · nonDerivative · entry 4

BERRY CHRISTOPHER MICHAEL · CIK 0001636483 · VP & CONTROLLER

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,898

F6 · kind: SHARES FORFEITED TO COVER PAYROLL TAXES UPON VESTING OF PERFORMANCE STOCK UNITS ON 2/11/2020.

F7 · shares: PRICE PROVIDED IN COLUMN 4 REPRESENTS THE FMV OF ALK SHARES ON THE DATE SHARES WERE FORFEITED FOR TAXES.

Read SEC document
February 11, 2020 Filed Feb 13, 2020 21:35 UTC GrantCOMMON STOCK 767 $0.00 $0.00
Disclosure

SEC source: 0001246360-20-000506 · form.xml · nonDerivative · entry 3

BERRY CHRISTOPHER MICHAEL · CIK 0001636483 · VP & CONTROLLER

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,085

F3 · kind: COMMON SHARES ISSUED UPON ATTAINING PERFORMANCE GOALS SET FOR A THREE-YEAR PERIOD ENDING 12/31/19 IN ACCORDANCE WITH THE TERMS OF A PERFORMANCE STOCK UNIT AWARD GRANTED ON 2/14/2017 UNDER THE ISSUER'S 2016 PERFORMANCE INCENTIVE PLAN; PER APPROVAL BY THE BOARD'S COMPENSATION COMMITTEE ON 2/11/2020.

Read SEC document
February 11, 2020 Filed Feb 13, 2020 21:35 UTC GrantCOMMON STOCK 834 $0.00 $0.00
Disclosure

SEC source: 0001246360-20-000506 · form.xml · nonDerivative · entry 2

BERRY CHRISTOPHER MICHAEL · CIK 0001636483 · VP & CONTROLLER

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,318

F2 · kind: COMMON SHARES ISSUED UPON ATTAINING PERFORMANCE GOALS SET FOR A ONE-YEAR PERIOD ENDING 12/31/19 IN ACCORDANCE WITH THE TERMS OF A PERFORMANCE STOCK UNIT AWARD GRANTED ON 3/7/2017 UNDER THE ISSUER'S 2016 PERFORMANCE INCENTIVE PLAN; PER APPROVAL BY THE BOARD'S COMPENSATION COMMITTEE ON 2/11/2020.

Read SEC document
February 11, 2020 Filed Feb 13, 2020 21:28 UTC
BECK GARY LEVP & COO/ALASKA AIRLINES
GrantEMPLOYEE STOCK OPTION (RT TO BUY) · Derivative 21,130 $0.00 Strike: $64.55 $0.00
Disclosure

SEC source: 0001246360-20-000504 · form.xml · derivative · entry 3

BECK GARY L · CIK 0001729220 · EVP & COO/ALASKA AIRLINES

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 21,130

Underlying: COMMON STOCK · 21,130 shares

Expires 2030-02-11

F2 · derivative.exercise_date: OPTIONS VEST IN 25% INCREMENTS OVER FOUR YEARS (02/11/2021, 02/11/2022, 02/11/2023 and 02/11/2024).

Read SEC document
February 11, 2020 Filed Feb 13, 2020 21:28 UTC
BECK GARY LEVP & COO/ALASKA AIRLINES
GrantRESTRICTED STOCK UNITS · Derivative 4,880 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001246360-20-000504 · form.xml · derivative · entry 2

BECK GARY L · CIK 0001729220 · EVP & COO/ALASKA AIRLINES

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,880

Underlying: COMMON STOCK · 4,880 shares

Expires 2030-02-11

F1 · derivative.exercise_date: RESTRICTED STOCK UNITS CLIFF VEST 3 YEARS FROM GRANT AND CONVERT INTO COMMON STOCK ON A ONE-FOR-ONE-BASIS.

Read SEC document
November 20, 2019 Filed Feb 13, 2020 22:00 UTC
TILDEN BRADLEY DCHAIRMAN, PRESIDENT AND CEO
GiftCOMMON STOCK 9,550 $0.00 $0.00
Disclosure

SEC source: 0001246360-20-000513 · form.xml · nonDerivative · entry 2

TILDEN BRADLEY D · CIK 0001188835 · CHAIRMAN, PRESIDENT AND CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 134,245

Read SEC document
November 07, 2019 Filed Nov 12, 2019 23:00 UTC
MINICUCCI BENITOPRESIDENT,ALASKA AIRLINES
Exercise / conversionEMPLOYEE STOCK OPTION (RT TO BUY) · Derivative 1,529 $0.00 Strike: $65.37 $0.00
Disclosure

SEC source: 0001246360-19-002418 · form.xml · derivative · entry 3

MINICUCCI BENITO · CIK 0001451455 · PRESIDENT,ALASKA AIRLINES

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,861

Underlying: COMMON STOCK · 1,529 shares

Expires 2025-02-10

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_date: OUTSTANDING OPTIONS ARE FULLY VESTED AS OF 02/10/2019

Read SEC document
November 07, 2019 Filed Nov 12, 2019 23:00 UTC
MINICUCCI BENITOPRESIDENT,ALASKA AIRLINES
Tax withholdingCOMMON STOCK 1,409 $70.93 $99,940.37
Disclosure

SEC source: 0001246360-19-002418 · form.xml · nonDerivative · entry 2

MINICUCCI BENITO · CIK 0001451455 · PRESIDENT,ALASKA AIRLINES

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 95,816

F2 · shares: PRICE PROVIDED IN COLUMN 4 REPRESENTS THE FMV OF ALK COMMON SHARES ON THE STOCK SWAP TRANSACTION DATE.

Read SEC document
November 07, 2019 Filed Nov 12, 2019 23:00 UTC
MINICUCCI BENITOPRESIDENT,ALASKA AIRLINES
Exercise / conversionCOMMON STOCK 1,529 $65.37 $99,950.73
Disclosure

SEC source: 0001246360-19-002418 · form.xml · nonDerivative · entry 1

MINICUCCI BENITO · CIK 0001451455 · PRESIDENT,ALASKA AIRLINES

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 97,225

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
November 07, 2019 Filed Nov 12, 2019 22:56 UTC
SPRAGUE JOSEPH APRESIDENT, HORIZON AIR
GrantRESTRICTED STOCK UNITS · Derivative 3,390 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001246360-19-002417 · form.xml · derivative · entry 4

SPRAGUE JOSEPH A · CIK 0001544031 · PRESIDENT, HORIZON AIR

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,390

Underlying: COMMON STOCK · 3,390 shares

Expires 2029-11-07

F3 · derivative.exercise_date: RESTRICTED STOCK UNITS CLIFF VEST 3 YEARS FROM GRANT AND CONVERT INTO COMMON STOCK ON A ONE-FOR-ONE BASIS.

Read SEC document
November 07, 2019 Filed Nov 12, 2019 22:56 UTC
SPRAGUE JOSEPH APRESIDENT, HORIZON AIR
GrantEMPLOYEE STOCK OPTION (RIGHT TO BUY) · Derivative 14,130 $0.00 Strike: $70.93 $0.00
Disclosure

SEC source: 0001246360-19-002417 · form.xml · derivative · entry 3

SPRAGUE JOSEPH A · CIK 0001544031 · PRESIDENT, HORIZON AIR

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 14,130

Underlying: COMMON STOCK · 14,130 shares

Expires 2029-11-07

F2 · derivative.exercise_date: OPTIONS VEST IN 25% INCREMENTS OVER FOUR YEARS (11/07/2020, 11/07/2021, 11/07/2022 AND 11/07/2023).

Read SEC document
November 07, 2019 Filed Nov 12, 2019 22:56 UTC
BECK GARY LEVP & COO/ALASKA AIRLINES
GrantRESTRICTED STOCK UNITS · Derivative 560 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001246360-19-002416 · form.xml · derivative · entry 3

BECK GARY L · CIK 0001729220 · EVP & COO/ALASKA AIRLINES

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 560

Underlying: COMMON STOCK · 560 shares

Expires 2029-11-07

F2 · derivative.exercise_date: RESTRICTED STOCK UNITS CLIFF VEST 3 YEARS FROM GRANT AND CONVERT INTO COMMON STOCK ON A ONE-FOR-ONE BASIS.

Read SEC document
November 07, 2019 Filed Nov 12, 2019 22:56 UTC
BECK GARY LEVP & COO/ALASKA AIRLINES
GrantEMPLOYEE STOCK OPTION (RIGHT TO BUY) · Derivative 2,340 $0.00 Strike: $70.93 $0.00
Disclosure

SEC source: 0001246360-19-002416 · form.xml · derivative · entry 2

BECK GARY L · CIK 0001729220 · EVP & COO/ALASKA AIRLINES

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,340

Underlying: COMMON STOCK · 2,340 shares

Expires 2029-11-07

F1 · derivative.exercise_date: OPTIONS VEST IN 25% INCREMENTS OVER FOUR YEARS (11/7/2020, 11/7/2021, 11/7/2022 AND 11/07/2023).

Read SEC document
November 04, 2019 Filed Nov 6, 2019 00:21 UTC SaleCOMMON STOCK 1,450 $70.28 $101,911.08
Disclosure

SEC source: 0001246360-19-002378 · form.xml · nonDerivative · entry 2

SCHNEIDER ANDREA L · CIK 0001715974 · VP PEOPLE

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,268

F1 · shares: THE PRICE REPORTED IN COLUMN 4 IS A WEIGHTED AVERAGE PRICE. THESE SHARES SOLD IN MULTIPLE TRANSACTIONS AT PRICES RANGING FROM $70.2701 TO $70.2900, INCLUSIVE. THE REPORTING PERSON UNDERTAKES TO PROVIDE TO ALASKA AIR GROUP, ANY SECURITY HOLDER OF ALASKA AIR GROUP, OR THE STAFF OF THE SECURITIES AND EXCHANGE COMMISSION, UPON REQUEST, FULL INFORMATION REGARDING THE NUMBER OF SHARES SOLD AT EACH SEPARATE PRICE WITHIN THE RANGES SET FORTH IN THIS FOOTNOTE.

Read SEC document
November 04, 2019 Filed Feb 13, 2020 22:00 UTC GiftCOMMON STOCK 1,000 $0.00 $0.00
Disclosure

SEC source: 0001246360-20-000515 · form.xml · nonDerivative · entry 2

THOMPSON J KENNETH · CIK 0001188787 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 33,511

Read SEC document
October 28, 2019 Filed Oct 30, 2019 22:49 UTC
TACKETT SHANE REVP STRATEGY/PLNG
Exercise / conversionEMPLOYEE STOCK OPTION (RT TO BUY) · Derivative 770 $0.00 Strike: $38.76 $0.00
Disclosure

SEC source: 0001246360-19-002330 · form.xml · derivative · entry 5

TACKETT SHANE R · CIK 0001544028 · EVP STRATEGY/PLNG

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: COMMON STOCK · 770 shares

Expires 2024-02-11

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
October 28, 2019 Filed Oct 30, 2019 22:49 UTC
TACKETT SHANE REVP STRATEGY/PLNG
SaleCOMMON STOCK 1,500 $69.95 $104,931.90
Disclosure

SEC source: 0001246360-19-002330 · form.xml · nonDerivative · entry 4

TACKETT SHANE R · CIK 0001544028 · EVP STRATEGY/PLNG

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,735

Read SEC document
October 28, 2019 Filed Oct 30, 2019 22:49 UTC
TACKETT SHANE REVP STRATEGY/PLNG
Exercise / conversionCOMMON STOCK 770 $38.76 $29,841.35
Disclosure

SEC source: 0001246360-19-002330 · form.xml · nonDerivative · entry 3

TACKETT SHANE R · CIK 0001544028 · EVP STRATEGY/PLNG

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,235

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
October 28, 2019 Filed Oct 30, 2019 22:49 UTC
PEDERSEN BRANDONEXEC VP/FINANCE & CFO
Exercise / conversionEMPLOYEE STOCK OPTION (RT TO BUY) · Derivative 1,330 $0.00 Strike: $48.95 $0.00
Disclosure

SEC source: 0001246360-19-002329 · form.xml · derivative · entry 3

PEDERSEN BRANDON · CIK 0001274498 · EXEC VP/FINANCE & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: COMMON STOCK · 1,330 shares

Expires 2024-05-12

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
October 28, 2019 Filed Oct 30, 2019 22:49 UTC
PEDERSEN BRANDONEXEC VP/FINANCE & CFO
SaleCOMMON STOCK 3,830 $71.00 $271,914.30
Disclosure

SEC source: 0001246360-19-002329 · form.xml · nonDerivative · entry 2

PEDERSEN BRANDON · CIK 0001274498 · EXEC VP/FINANCE & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 20,000

F1 · shares: THE PRICE REPORTED IN COLUMN 4 IS A WEIGHTED AVERAGE PRICE. THESE SHARES SOLD IN MULTIPLE TRANSACTIONS AT PRICES RANGING FROM $70.9872 TO $71.0398, INCLUSIVE. THE REPORTING PERSON UNDERTAKES TO PROVIDE TO ALASKA AIR GROUP, ANY SECURITY HOLDER OF ALASKA AIR GROUP, OR THE STAFF OF THE SECURITIES AND EXCHANGE COMMISSION, UPON REQUEST, FULL INFORMATION REGARDING THE NUMBER OF SHARES SOLD AT EACH SEPARATE PRICE WITHIN THE RANGES SET FORTH IN THIS FOOTNOTE.

Read SEC document
October 28, 2019 Filed Oct 30, 2019 22:49 UTC
PEDERSEN BRANDONEXEC VP/FINANCE & CFO
Exercise / conversionCOMMON STOCK 1,330 $48.95 $65,096.85
Disclosure

SEC source: 0001246360-19-002329 · form.xml · nonDerivative · entry 1

PEDERSEN BRANDON · CIK 0001274498 · EXEC VP/FINANCE & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 23,830

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
October 11, 2019 Filed Oct 11, 2019 22:42 UTC
PEDERSEN BRANDONEXEC VP/FINANCE & CFO
SaleCOMMON STOCK 4,024 $67.01 $269,630.53
Disclosure

SEC source: 0001246360-19-002230 · form.xml · nonDerivative · entry 1

PEDERSEN BRANDON · CIK 0001274498 · EXEC VP/FINANCE & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 22,500

F1 · kind: SALE OF ALK COMMON SHARES EFFECTED PURSUANT TO A RULE 10b5-1 TRADING PLAN ADOPTED BY MR. PEDERSEN ON 2/7/2019.

F2 · shares: THE PRICE REPORTED IN COLUMN 4 IS A WEIGHTED AVERAGE PRICE. THESE SHARES SOLD IN MULTIPLE TRANSACTIONS AT PRICES RANGING FROM $67.0000 TO $67.0650, INCLUSIVE. THE REPORTING PERSON UNDERTAKES TO PROVIDE TO ALASKA AIR GROUP, ANY SECURITY HOLDER OF ALASKA AIR GROUP, OR THE STAFF OF THE SECURITIES AND EXCHANGE COMMISSION, UPON REQUEST, FULL INFORMATION REGARDING THE NUMBER OF SHARES SOLD AT EACH SEPARATE PRICE WITHIN THE RANGES SET FORTH IN THIS FOOTNOTE.

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September 11, 2019 Filed Sep 12, 2019 21:49 UTC
BIRKETT RAKOW DIANAVP EXT RELATIONS
Exercise / conversionRESTRICTED STOCK UNITS · Derivative 417 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001246360-19-002099 · form.xml · derivative · entry 3

BIRKETT RAKOW DIANA · CIK 0001717592 · VP EXT RELATIONS

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 417

Underlying: COMMON STOCK · 417 shares

Expires 2027-09-11

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: REMAINING STOCK UNITS WILL VEST ON 9/11/2020.

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September 11, 2019 Filed Sep 12, 2019 21:49 UTC
BIRKETT RAKOW DIANAVP EXT RELATIONS
Tax withholdingCOMMON STOCK 102 $65.83 $6,714.66
Disclosure

SEC source: 0001246360-19-002099 · form.xml · nonDerivative · entry 2

BIRKETT RAKOW DIANA · CIK 0001717592 · VP EXT RELATIONS

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 629

F3 · kind: SHARES FORFEITED TO COVER PAYROLL TAXES UPON VESTING OF STOCK UNITS ON 9/11/2019.

F4 · shares: PRICE PROVIDED IN COLUMN 4 REPRESENTS THE FMV OF ALK SHARES ON THE DATE SHARES WERE FORFEITED FOR TAXES.

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September 11, 2019 Filed Sep 12, 2019 21:49 UTC
BIRKETT RAKOW DIANAVP EXT RELATIONS
Exercise / conversionCOMMON STOCK 417 $0.00 $0.00
Disclosure

SEC source: 0001246360-19-002099 · form.xml · nonDerivative · entry 1

BIRKETT RAKOW DIANA · CIK 0001717592 · VP EXT RELATIONS

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 731

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: RESTRICTED STOCK UNITS CONVERT INTO COMMON STOCK ON A ONE-FOR-ONE BASIS.

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August 31, 2019 Filed Oct 30, 2019 22:49 UTC
TACKETT SHANE REVP STRATEGY/PLNG
GrantCOMMON STOCK 83 $50.76 $4,213.25
Disclosure

SEC source: 0001246360-19-002330 · form.xml · nonDerivative · entry 2

TACKETT SHANE R · CIK 0001544028 · EVP STRATEGY/PLNG

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,465

F2 · kind: THESE SHARES WERE ACQUIRED UNDER THE ALASKA AIR GROUP, INC. EMPLOYEE STOCK PURCHASE PLAN IN TRANSACTIONS THAT WERE EXEMPT UNDER BOTH RULE 16b-3(d) and RULE 16b-3(c).

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August 31, 2019 Filed Feb 13, 2020 21:49 UTC
LEVINE KYLE BSR VP LEGAL
GrantCOMMON STOCK 34 $50.76 $1,725.91
Disclosure

SEC source: 0001246360-20-000510 · form.xml · nonDerivative · entry 1

LEVINE KYLE B · CIK 0001663200 · SR VP LEGAL

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,643

F1 · kind: THESE SHARES WERE ACQUIRED UNDER THE ALASKA AIR GROUP, INC. EMPLOYEE STOCK PURCHASE PLAN IN TRANSACTIONS THAT WERE EXEMPT UNDER BOTH RULE 16b-3(d) and RULE 16b-3(c).

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August 31, 2019 Filed Feb 13, 2020 21:35 UTC GrantCOMMON STOCK 169 $50.76 $8,578.78
Disclosure

SEC source: 0001246360-20-000506 · form.xml · nonDerivative · entry 1

BERRY CHRISTOPHER MICHAEL · CIK 0001636483 · VP & CONTROLLER

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,484

F1 · kind: THESE SHARES WERE ACQUIRED UNDER THE ALASKA AIR GROUP, INC. EMPLOYEE STOCK PURCHASE PLAN IN TRANSACTIONS THAT WERE EXEMPT UNDER BOTH RULE 16b-3(d) and RULE 16b-3(c).

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August 07, 2019 Filed Aug 8, 2019 21:56 UTC GrantCOMMON STOCK 1,193 $0.00 $0.00
Disclosure

SEC source: 0001246360-19-001928 · form.xml · nonDerivative · entry 1

Hogan Kathleen T · CIK 0001626431 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,193

F1 · kind: COMMON SHARES GRANTED UNDER THE ISSUER'S 2016 PERFORMANCE INCENTIVE PLAN IN CONNECTION WITH THE REPORTING PERSON'S APPOINTMENT TO SERVE ON THE COMPANY'S BOARD OF DIRECTORS UNTIL THE 2020 ANNUAL STOCKHOLDERS MEETING.

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July 16, 2019 Filed Jul 16, 2019 21:07 UTC SaleCOMMON STOCK 2,430 $65.00 $157,950.00
Disclosure

SEC source: 0001246360-19-001775 · form.xml · nonDerivative · entry 2

LEVINE KYLE B · CIK 0001663200 · VP LEGAL

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,609

F2 · kind: SALE OF ALK COMMON SHARES EFFECTED PURSUANT TO A RULE 10b5-1 TRADING PLAN ADOPTED BY MR. LEVINE ON 6/4/2019.

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June 03, 2019 Filed Jun 5, 2019 22:35 UTC GrantRESTRICTED STOCK UNITS · Derivative 700 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001246360-19-001610 · form.xml · derivative · entry 4

SCHNEIDER ANDREA L · CIK 0001715974 · VP PEOPLE

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 700

Underlying: COMMON STOCK · 700 shares

Expires 2029-06-03

F2 · derivative.exercise_date: RESTRICTED STOCK UNITS CLIFF VEST 3 YEARS FROM GRANT AND CONVERT INTO COMMON STOCK ON A ONE-FOR-ONE BASIS.

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June 03, 2019 Filed Jun 5, 2019 22:35 UTC GrantEMPLOYEE STOCK OPTION (RT TO BUY) · Derivative 2,850 $0.00 Strike: $59.07 $0.00
Disclosure

SEC source: 0001246360-19-001610 · form.xml · derivative · entry 3

SCHNEIDER ANDREA L · CIK 0001715974 · VP PEOPLE

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,850

Underlying: COMMON STOCK · 2,850 shares

Expires 2029-06-03

F1 · derivative.exercise_date: OPTIONS VEST IN 25% INCREMENTS OVER FOUR YEARS (712 on 06/03/2020; 713 on 06/03/2021; 712 on 06/03/2022; and 713 on 06/03/2023).

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May 30, 2019 Filed Feb 13, 2020 22:00 UTC GiftCOMMON STOCK 1,000 $0.00 $0.00
Disclosure

SEC source: 0001246360-20-000515 · form.xml · nonDerivative · entry 1

THOMPSON J KENNETH · CIK 0001188787 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 34,511

F1 · security: TOTAL HELD IN COLUMN 5 INCLUDES 21,344 DEFERRED STOCK UNITS PREVIOUSLY GRANTED UNDER THE ISSUER'S 2008 PERFORMANCE INCENTIVE PLAN. THE DEFERRED STOCK UNITS ARE 100% VESTED ON THE DATE OF GRANT AND ISSUABLE IN COMMON SHARES UPON RESIGNATION FROM THE ALASKA AIR GROUP, INC. BOARD OF DIRECTORS.

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May 16, 2019 Filed May 20, 2019 10:00 UTC SaleCOMMON STOCK 4,700 $62.63 $294,347.84
Disclosure

SEC source: 0001246360-19-001490 · form.xml · nonDerivative · entry 1

HARRISON ANDREW R · CIK 0001544030 · EVP & CRO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,867

F1 · shares: THE PRICE REPORTED IN COLUMN 4 IS A WEIGHTED AVERAGE PRICE. THESE SHARES SOLD IN MULTIPLE TRANSACTIONS AT PRICES RANGING FROM $62.6001 TO $62,6280, INCLUSIVE. THE REPORTING PERSON UNDERTAKES TO PROVIDE TO ALASKA AIR GROUP, ANY SECURITY HOLDER OF ALASKA AIR GROUP, OR THE STAFF OF THE SECURITIES AND EXCHANGE COMMISSION, UPON REQUEST, FULL INFORMATION REGARDING THE NUMBER OF SHARES SOLD AT EACH SEPARATE PRICE WITHIN THE RANGES SET FORTH IN THIS FOOTNOTE.

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May 14, 2019 Filed May 14, 2019 22:14 UTC SaleCOMMON STOCK 1,600 $61.53 $98,441.92
Disclosure

SEC source: 0001246360-19-001444 · form.xml · nonDerivative · entry 1

HARRISON ANDREW R · CIK 0001544030 · EVP & CRO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 20,567

F1 · shares: THE PRICE REPORTED IN COLUMN 4 IS A WEIGHTED AVERAGE PRICE. THESE SHARES SOLD IN MULTIPLE TRANSACTIONS AT PRICES RANGING FROM $61.5433 TO $61.5262, INCLUSIVE. THE REPORTING PERSON UNDERTAKES TO PROVIDE TO ALASKA AIR GROUP, ANY SECURITY HOLDER OF ALASKA AIR GROUP, OR THE STAFF OF THE SECURITIES AND EXCHANGE COMMISSION, UPON REQUEST, FULL INFORMATION REGARDING THE NUMBER OF SHARES SOLD AT EACH SEPARATE PRICE WITHIN THE RANGES SET FORTH IN THIS FOOTNOTE.

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.