Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| ALASKA AIR GROUP, INC.ALK · Entity 3976 | EVP & COO/ALASKA AIRLINES | February 13, 2021 | February 17, 2021 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
ALASKA AIR GROUP, INC.
Report date February 13, 2021 · Filed February 17, 2021
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| COMMON STOCKSEC Table I · non-derivative | Direct | 3,558 |
Ending reported balance
After 2021-02-13 transaction · row 2
2 source rows · reconciled sequenceRow 1 · 2021-02-13 · Exercise / conversion · Acquired 1,580 · Balance 3,906 Row 2 · 2021-02-13 · Tax withholding · Disposed 348 · Balance 3,558 F1: SHARES FORFEITED TO COVER PAYROLL TAXES UPON VESTING OF RESTRICTED STOCK UNITS ON 2/13/2021. F2: RICE PROVIDED IN COLUMN 4 REPRESENTS THE FMV OF ALK SHARES ON THE DATE SHARES WERE FORFEITED FOR TAXES. |
| RESTRICTED STOCK UNITSSEC Table II · derivative / convertible security · Conversion / exercise price $0.00 · Expires 2028-02-13 | Direct | 0 |
Reported balance
After 2021-02-13 transaction · row 3
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 3 · 2021-02-13 · Exercise / conversion · Disposed 1,580 · Balance 0 |
Filing footnotes · ownership attribution and instrument terms
F1: SHARES FORFEITED TO COVER PAYROLL TAXES UPON VESTING OF RESTRICTED STOCK UNITS ON 2/13/2021.
F2: RICE PROVIDED IN COLUMN 4 REPRESENTS THE FMV OF ALK SHARES ON THE DATE SHARES WERE FORFEITED FOR TAXES.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| February 13, 2021 Filed Feb 17, 2021 01:07 UTC | ALASKA AIR GROUP, INC. ALK · Entity 3976 | Exercise / conversionRESTRICTED STOCK UNITS · Derivative | 1,580 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001246360-21-000435 · form.xml · derivative · entry 3 BECK GARY L · CIK 0001729220 · EVP & COO/ALASKA AIRLINES 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: COMMON STOCK · 1,580 shares Expires 2028-02-13 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| February 13, 2021 Filed Feb 17, 2021 01:07 UTC | ALASKA AIR GROUP, INC. ALK · Entity 3976 | Tax withholdingCOMMON STOCK | 348 | $57.56 | $20,030.88 |
DisclosureSEC source: 0001246360-21-000435 · form.xml · nonDerivative · entry 2 BECK GARY L · CIK 0001729220 · EVP & COO/ALASKA AIRLINES 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,558 F1 · kind: SHARES FORFEITED TO COVER PAYROLL TAXES UPON VESTING OF RESTRICTED STOCK UNITS ON 2/13/2021. F2 · price: RICE PROVIDED IN COLUMN 4 REPRESENTS THE FMV OF ALK SHARES ON THE DATE SHARES WERE FORFEITED FOR TAXES. Read SEC document |
| February 13, 2021 Filed Feb 17, 2021 01:07 UTC | ALASKA AIR GROUP, INC. ALK · Entity 3976 | Exercise / conversionCOMMON STOCK | 1,580 | $0.00 | $0.00 |
DisclosureSEC source: 0001246360-21-000435 · form.xml · nonDerivative · entry 1 BECK GARY L · CIK 0001729220 · EVP & COO/ALASKA AIRLINES 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,906 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| February 08, 2021 Filed Feb 10, 2021 22:14 UTC | ALASKA AIR GROUP, INC. ALK · Entity 3976 | Tax withholdingCOMMON STOCK | 179 | $57.08 | $10,217.32 |
DisclosureSEC source: 0001246360-21-000410 · form.xml · nonDerivative · entry 2 BECK GARY L · CIK 0001729220 · EVP & COO/ALASKA AIRLINES 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,326 F2 · kind: SHARES FORFEITED TO COVER PAYROLL TAXES UPON VESTING OF PERFORMANCE STOCK UNITS ON 2/8/2021. F3 · price: PRICE PROVIDED IN COLUMN 4 REPRESENTS THE FMV OF ALK SHARES ON THE DATE SHARES WERE FORFEITED FOR TAXES. Read SEC document |
| February 08, 2021 Filed Feb 10, 2021 22:14 UTC | ALASKA AIR GROUP, INC. ALK · Entity 3976 | GrantCOMMON STOCK | 709 | $0.00 | $0.00 |
DisclosureSEC source: 0001246360-21-000410 · form.xml · nonDerivative · entry 1 BECK GARY L · CIK 0001729220 · EVP & COO/ALASKA AIRLINES 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,505 F1 · kind: COMMON SHARES ISSUED UPON ATTAINING PERFORMANCE GOALS SET FOR A THREE-YEAR PERIOD ENDING 12/31/20 IN ACCORDANCE WITH THE TERMS OF A PERFORMANCE STOCK UNIT AWARD GRANTED ON 2/13/2018 UNDER THE ISSUER'S 2016 PERFORMANCE INCENTIVE PLAN; PER APPROVAL BY THE BOARD'S COMPENSATION COMMITTEE ON 2/8/2021. Read SEC document |
| November 05, 2020 Filed Nov 9, 2020 21:28 UTC | ALASKA AIR GROUP, INC. ALK · Entity 3976 | GrantRESTRICTED STOCK UNITS · Derivative | 9,860 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001246360-20-001798 · form.xml · derivative · entry 3 BECK GARY L · CIK 0001729220 · EVP & COO/ALASKA AIRLINES 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 9,860 Underlying: COMMON STOCK · 9,860 shares Expires 2030-11-05 F2 · derivative.exercise_date: RESTRICTED STOCK UNITS WILL VEST ANNUALLY IN EQUAL INSTALLMENTS ON THE FIRST THREE ANNIVERSARIES OF THE GRANT DATE AND CONVERT INTO COMMON STOCK ON A ONE-FOR-ONE-BASIS. Read SEC document |
| November 05, 2020 Filed Nov 9, 2020 21:28 UTC | ALASKA AIR GROUP, INC. ALK · Entity 3976 | GrantEMPLOYEE STOCK OPTIONS (RT TO BUY) · Derivative | 8,470 | $0.00 Strike: $39.18 | $0.00 |
DisclosureSEC source: 0001246360-20-001798 · form.xml · derivative · entry 2 BECK GARY L · CIK 0001729220 · EVP & COO/ALASKA AIRLINES 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 8,470 Underlying: COMMON STOCK · 8,470 shares Expires 2030-11-05 F1 · derivative.exercise_date: OPTIONS VEST IN EQUAL INSTALLMENTS ON THE FIRST THREE ANNIVERSARIES OF THE GRANT DATE (11/5/2021, 11/5/2022 AND 11/5/2023). Read SEC document |
| February 11, 2020 Filed Feb 13, 2020 21:28 UTC | ALASKA AIR GROUP, INC. ALK · Entity 3976 | GrantEMPLOYEE STOCK OPTION (RT TO BUY) · Derivative | 21,130 | $0.00 Strike: $64.55 | $0.00 |
DisclosureSEC source: 0001246360-20-000504 · form.xml · derivative · entry 3 BECK GARY L · CIK 0001729220 · EVP & COO/ALASKA AIRLINES 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 21,130 Underlying: COMMON STOCK · 21,130 shares Expires 2030-02-11 F2 · derivative.exercise_date: OPTIONS VEST IN 25% INCREMENTS OVER FOUR YEARS (02/11/2021, 02/11/2022, 02/11/2023 and 02/11/2024). Read SEC document |
| February 11, 2020 Filed Feb 13, 2020 21:28 UTC | ALASKA AIR GROUP, INC. ALK · Entity 3976 | GrantRESTRICTED STOCK UNITS · Derivative | 4,880 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001246360-20-000504 · form.xml · derivative · entry 2 BECK GARY L · CIK 0001729220 · EVP & COO/ALASKA AIRLINES 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,880 Underlying: COMMON STOCK · 4,880 shares Expires 2030-02-11 F1 · derivative.exercise_date: RESTRICTED STOCK UNITS CLIFF VEST 3 YEARS FROM GRANT AND CONVERT INTO COMMON STOCK ON A ONE-FOR-ONE-BASIS. Read SEC document |
| November 07, 2019 Filed Nov 12, 2019 22:56 UTC | ALASKA AIR GROUP, INC. ALK · Entity 3976 | GrantRESTRICTED STOCK UNITS · Derivative | 560 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001246360-19-002416 · form.xml · derivative · entry 3 BECK GARY L · CIK 0001729220 · EVP & COO/ALASKA AIRLINES 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 560 Underlying: COMMON STOCK · 560 shares Expires 2029-11-07 F2 · derivative.exercise_date: RESTRICTED STOCK UNITS CLIFF VEST 3 YEARS FROM GRANT AND CONVERT INTO COMMON STOCK ON A ONE-FOR-ONE BASIS. Read SEC document |
| November 07, 2019 Filed Nov 12, 2019 22:56 UTC | ALASKA AIR GROUP, INC. ALK · Entity 3976 | GrantEMPLOYEE STOCK OPTION (RIGHT TO BUY) · Derivative | 2,340 | $0.00 Strike: $70.93 | $0.00 |
DisclosureSEC source: 0001246360-19-002416 · form.xml · derivative · entry 2 BECK GARY L · CIK 0001729220 · EVP & COO/ALASKA AIRLINES 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,340 Underlying: COMMON STOCK · 2,340 shares Expires 2029-11-07 F1 · derivative.exercise_date: OPTIONS VEST IN 25% INCREMENTS OVER FOUR YEARS (11/7/2020, 11/7/2021, 11/7/2022 AND 11/07/2023). Read SEC document |
| February 14, 2019 Filed Feb 19, 2019 23:49 UTC | ALASKA AIR GROUP, INC. ALK · Entity 3976 | GrantRESTRICTED STOCK UNITS · Derivative | 2,290 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001246360-19-000674 · form.xml · derivative · entry 3 BECK GARY L · CIK 0001729220 · PRES & CEO/HORIZON AIR 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,290 Underlying: COMMON STOCK · 2,290 shares Expires 2029-02-14 F2 · derivative.exercise_date: RESTRICTED STOCK UNITS CLIFF VEST 3 YEARS FROM GRANT AND CONVERT INTO COMMON STOCK ON A ONE-FOR-ONE-BASIS. Read SEC document |
| February 14, 2019 Filed Feb 19, 2019 23:49 UTC | ALASKA AIR GROUP, INC. ALK · Entity 3976 | GrantEMPLOYEE STOCK OPTION (RT TO BUY) · Derivative | 8,780 | $0.00 Strike: $66.57 | $0.00 |
DisclosureSEC source: 0001246360-19-000674 · form.xml · derivative · entry 2 BECK GARY L · CIK 0001729220 · PRES & CEO/HORIZON AIR 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 8,780 Underlying: COMMON STOCK · 8,780 shares Expires 2029-02-14 F1 · derivative.exercise_date: OPTIONS VEST IN 25% INCREMENTS OVER FOUR YEARS (02/14/2020, 02/14/2021, 02/14/2022 and 02/14/2023). Read SEC document |
| March 09, 2018 Filed Mar 9, 2018 23:07 UTC | ALASKA AIR GROUP, INC. ALK · Entity 3976 | Exercise / conversionEMPLOYEE STOCK OPTION (RT TO BUY) · Derivative | 100 | $0.00 Strike: $19.00 | $0.00 |
DisclosureSEC source: 0001246360-18-001064 · form.xml · derivative · entry 10 BECK GARY L · CIK 0001729220 · PRES & CEO/HORIZON AIR 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: COMMON STOCK · 100 shares Expires 2018-06-30 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| March 09, 2018 Filed Mar 9, 2018 23:07 UTC | ALASKA AIR GROUP, INC. ALK · Entity 3976 | Exercise / conversionEMPLOYEE STOCK OPTION (RT TO BUY) · Derivative | 3,400 | $0.00 Strike: $38.76 | $0.00 |
DisclosureSEC source: 0001246360-18-001064 · form.xml · derivative · entry 9 BECK GARY L · CIK 0001729220 · PRES & CEO/HORIZON AIR 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: COMMON STOCK · 3,400 shares Expires 2018-06-30 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| March 09, 2018 Filed Mar 9, 2018 23:07 UTC | ALASKA AIR GROUP, INC. ALK · Entity 3976 | Exercise / conversionEMPLOYEE STOCK OPTION (RT TO BUY) · Derivative | 2,860 | $0.00 Strike: $24.40 | $0.00 |
DisclosureSEC source: 0001246360-18-001064 · form.xml · derivative · entry 8 BECK GARY L · CIK 0001729220 · PRES & CEO/HORIZON AIR 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: COMMON STOCK · 2,860 shares Expires 2018-06-30 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| March 09, 2018 Filed Mar 9, 2018 23:07 UTC | ALASKA AIR GROUP, INC. ALK · Entity 3976 | SaleCOMMON STOCK | 6,360 | $65.10 | $414,036.00 |
DisclosureSEC source: 0001246360-18-001064 · form.xml · nonDerivative · entry 6 BECK GARY L · CIK 0001729220 · PRES & CEO/HORIZON AIR 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,796 Read SEC document |
| March 09, 2018 Filed Mar 9, 2018 23:07 UTC | ALASKA AIR GROUP, INC. ALK · Entity 3976 | Exercise / conversionCOMMON STOCK | 100 | $19.00 | $1,900.00 |
DisclosureSEC source: 0001246360-18-001064 · form.xml · nonDerivative · entry 5 BECK GARY L · CIK 0001729220 · PRES & CEO/HORIZON AIR 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 8,156 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| March 09, 2018 Filed Mar 9, 2018 23:07 UTC | ALASKA AIR GROUP, INC. ALK · Entity 3976 | Exercise / conversionCOMMON STOCK | 3,400 | $38.75 | $131,750.00 |
DisclosureSEC source: 0001246360-18-001064 · form.xml · nonDerivative · entry 4 BECK GARY L · CIK 0001729220 · PRES & CEO/HORIZON AIR 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 8,056 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| March 09, 2018 Filed Mar 9, 2018 23:07 UTC | ALASKA AIR GROUP, INC. ALK · Entity 3976 | Exercise / conversionCOMMON STOCK | 2,860 | $24.40 | $69,784.00 |
DisclosureSEC source: 0001246360-18-001064 · form.xml · nonDerivative · entry 3 BECK GARY L · CIK 0001729220 · PRES & CEO/HORIZON AIR 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,656 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| March 08, 2018 Filed Mar 9, 2018 23:07 UTC | ALASKA AIR GROUP, INC. ALK · Entity 3976 | Exercise / conversionEMPLOYEE STOCK OPTION (RT TO BUY) · Derivative | 1,520 | $0.00 Strike: $19.00 | $0.00 |
DisclosureSEC source: 0001246360-18-001064 · form.xml · derivative · entry 7 BECK GARY L · CIK 0001729220 · PRES & CEO/HORIZON AIR 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 100 Underlying: COMMON STOCK · 1,520 shares Expires 2018-06-30 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| March 08, 2018 Filed Mar 9, 2018 23:07 UTC | ALASKA AIR GROUP, INC. ALK · Entity 3976 | SaleCOMMON STOCK | 1,520 | $64.31 | $97,743.90 |
DisclosureSEC source: 0001246360-18-001064 · form.xml · nonDerivative · entry 2 BECK GARY L · CIK 0001729220 · PRES & CEO/HORIZON AIR 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,796 Read SEC document |
| March 08, 2018 Filed Mar 9, 2018 23:07 UTC | ALASKA AIR GROUP, INC. ALK · Entity 3976 | Exercise / conversionCOMMON STOCK | 1,520 | $19.00 | $28,880.00 |
DisclosureSEC source: 0001246360-18-001064 · form.xml · nonDerivative · entry 1 BECK GARY L · CIK 0001729220 · PRES & CEO/HORIZON AIR 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,316 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| February 13, 2018 Filed Feb 15, 2018 02:14 UTC | ALASKA AIR GROUP, INC. ALK · Entity 3976 | GrantEMPLOYEE STOCK OPTION (RT TO BUY) · Derivative | 6,100 | $0.00 Strike: $66.89 | $0.00 |
DisclosureSEC source: 0001246360-18-000670 · form.xml · derivative · entry 4 BECK GARY L · CIK 0001729220 · PRES & CEO/HORIZON AIR 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 6,100 Underlying: COMMON STOCK · 6,100 shares Expires 2028-02-13 F1 · derivative.exercise_date: OPTIONS VEST IN 25% INCREMENTS OVER FOUR YEARS (02/13/2019, 02/13/2020, 02/13/2021 and 02/13/2022). Read SEC document |
| February 13, 2018 Filed Feb 15, 2018 02:14 UTC | ALASKA AIR GROUP, INC. ALK · Entity 3976 | GrantRESTRICTED STOCK UNITS · Derivative | 1,580 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001246360-18-000670 · form.xml · derivative · entry 3 BECK GARY L · CIK 0001729220 · PRES & CEO/HORIZON AIR 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,580 Underlying: COMMON STOCK · 1,580 shares Expires 2028-02-13 Read SEC document |
| February 13, 2018 Filed Feb 15, 2018 02:14 UTC | ALASKA AIR GROUP, INC. ALK · Entity 3976 | Tax withholdingCOMMON STOCK | 131 | $66.89 | $8,762.59 |
DisclosureSEC source: 0001246360-18-000670 · form.xml · nonDerivative · entry 2 BECK GARY L · CIK 0001729220 · PRES & CEO/HORIZON AIR 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,796 F3 · kind: SHARES FORFEITED TO COVER PAYROLL TAXES UPON VESTING OF PERFORMANCE STOCK UNITS ON 2/13/2018. F4 · shares: PRICE PROVIDED IN COLUMN 4 REPRESENTS THE FMV OF ALK SHARES ON THE DATE SHARES WERE FORFEITED FOR TAXES. Read SEC document |
| February 13, 2018 Filed Feb 15, 2018 02:14 UTC | ALASKA AIR GROUP, INC. ALK · Entity 3976 | GrantCOMMON STOCK | 439 | $0.00 | $0.00 |
DisclosureSEC source: 0001246360-18-000670 · form.xml · nonDerivative · entry 1 BECK GARY L · CIK 0001729220 · PRES & CEO/HORIZON AIR 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,927 F2 · kind: COMMON SHARES ISSUED UPON ATTAINING PERFORMANCE GOALS SET FOR A THREE-YEAR PERIOD ENDING 12/31/17 IN ACCORDANCE WITH THE TERMS OF A PERFORMANCE STOCK UNIT AWARD GRANTED ON 2/10/2015 UNDER THE ISSUER'S 2008 PERFORMANCE INCENTIVE PLAN; PER APPROVAL BY THE BOARD'S COMPENSATION COMMITTEE ON 2/13/2018. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.