ALK

SEC source: 0001246360-20-001524 · form.xml · nonDerivative · entry 2

BIRKETT RAKOW DIANA · CIK 0001717592 · VP EXT RELATIONS

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 944

F1 · price: PRICE PROVIDED IN COLUMN 4 REPRESENTS THE FMV OF ALK SHARES ON THE DATE SHARES WERE FORFEITED FOR TAXES.

SEC source: 0001246360-20-001524 · form.xml · nonDerivative · entry 1

BIRKETT RAKOW DIANA · CIK 0001717592 · VP EXT RELATIONS

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,046

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

SEC source: 0001246360-20-001515 · form.xml · derivative · entry 6

SPRAGUE JOSEPH A · CIK 0001544031 · PRESIDENT, HORIZON AIR

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: COMMON STOCK · 3,190 shares

Expires 2024-02-11

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

SEC source: 0001246360-20-001515 · form.xml · derivative · entry 5

SPRAGUE JOSEPH A · CIK 0001544031 · PRESIDENT, HORIZON AIR

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: COMMON STOCK · 1,380 shares

Expires 2023-02-11

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

SEC source: 0001246360-20-001515 · form.xml · nonDerivative · entry 4

SPRAGUE JOSEPH A · CIK 0001544031 · PRESIDENT, HORIZON AIR

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,254

SEC source: 0001246360-20-001515 · form.xml · nonDerivative · entry 3

SPRAGUE JOSEPH A · CIK 0001544031 · PRESIDENT, HORIZON AIR

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 17,824

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

SEC source: 0001246360-20-001515 · form.xml · nonDerivative · entry 2

SPRAGUE JOSEPH A · CIK 0001544031 · PRESIDENT, HORIZON AIR

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 16,444

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

SEC source: 0001544030-20-000002 · primary_doc.xml · nonDerivative · entry 1

HARRISON ANDREW R · CIK 0001544030 · EVP and CCO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 20,005

F1 · price: THE PRICE REPORTED IN COLUMN 4 IS A WEIGHTED AVERAGE PRICE. THESE SHARES SOLD IN MULTIPLE TRANSACTIONS AT PRICES RANGING FROM $39.0100 TO $39.0200, INCLUSIVE. THE REPORTING PERSON UNDERTAKES TO PROVIDE TO ALASKA AIR GROUP, ANY SECURITY HOLDER OF ALASKA AIR GROUP, OR THE STAFF OF THE SECURITIES AND EXCHANGE COMMISSION, UPON REQUEST, FULL INFORMATION REGARDING THE NUMBER OF SHARES SOLD AT EACH SEPARATE PRICE WITHIN THE RANGES SET FORTH IN THIS FOOTNOTE.

SEC source: 0001544028-20-000002 · primary_doc.xml · derivative · entry 5

TACKETT SHANE R · CIK 0001544028 · EVP FINANCE/CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: COMMON STOCK · 330 shares

Expires 2027-08-03

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

SEC source: 0001544028-20-000002 · primary_doc.xml · nonDerivative · entry 4

TACKETT SHANE R · CIK 0001544028 · EVP FINANCE/CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,036

F3 · kind: SHARES FORFEITED TO COVER PAYROLL TAXES UPON VESTING OF RESTRICTED STOCK UNITS ON 08/03/2020.

F4 · price: PRICE PROVIDED IN COLUMN 4 REPRESENTS THE FMV OF ALK SHARES ON THE DATES SHARES WERE FORFEITED FOR PAYROLL TAXES.

SEC source: 0001544028-20-000002 · primary_doc.xml · nonDerivative · entry 3

TACKETT SHANE R · CIK 0001544028 · EVP FINANCE/CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,117

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

SEC source: 0001246360-20-001328 · form.xml · nonDerivative · entry 2

BERRY CHRISTOPHER MICHAEL · CIK 0001636483 · VP & CONTROLLER

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,291

SEC source: 0001246360-20-001251 · form.xml · nonDerivative · entry 1

Fonseca Dhiren R. · CIK 0001460261 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,535

F1 · price: THE PRICE REPORTED IN COLUMN 4 IS A WEIGHTED AVERAGE PRICE. THESE SHARES SOLD IN MULTIPLE TRANSACTIONS AT PRICES RANGING FROM $28.9600 TO $28.9626, INCLUSIVE. THE REPORTING PERSON UNDERTAKES TO PROVIDE TO ALASKA AIR GROUP, ANY SECURITY HOLDER OF ALASKA AIR GROUP, OR THE STAFF OF THE SECURITIES AND EXCHANGE COMMISSION, UPON REQUEST, FULL INFORMATION REGARDING THE NUMBER OF SHARES SOLD AT EACH SEPARATE PRICE WITHIN THE RANGES SET FORTH IN THIS FOOTNOTE.

SEC source: 0001246360-20-001172 · form.xml · nonDerivative · entry 2

YEAMAN ERIC K · CIK 0001215819 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 14,879

F3 · security: TOTAL HELD IN COLUMN 5 INCLUDES 1,108 DEFERRED STOCK UNITS (DSUs) PREVIOUSLY GRANTED UNDER THE ISSUER'S 2008 PERFORMANCE INCENTIVE PLAN AND 1,875 DSUs GRANTED UNDER THE ISSUER'S 2016 PERFORMANCE INCENTIVE PLAN. THE DSUs ARE 100% VESTED ON THE DATE OF GRANT AND ISSUABLE IN COMMON SHARES UPON RESIGNATION FROM THE ALASKA AIR GROUP, INC. BOARD OF DIRECTORS.

F4 · kind: SHARES OF ALASKA AIR GROUP COMMON STOCK GRANTED UNDER THE ISSUER'S 2016 PERFORMANCE INCENTIVE PLAN IN CONNECTION WITH THE REPORTING PERSON'S RE-ELECTION TO SERVE ON THE COMPANY'S BOARD OF DIRECTORS UNTIL THE 2020 ANNUAL STOCKHOLDERS MEETING.

SEC source: 0001246360-20-001172 · form.xml · nonDerivative · entry 1

YEAMAN ERIC K · CIK 0001215819 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,340

F1 · security: TOTAL HELD IN COLUMN 5 INCLUDES 1,108 DEFERRED STOCK UNITS (DSUs) PREVIOUSLY GRANTED UNDER THE ISSUER'S 2008 PERFORMANCE INCENTIVE PLAN AND 1,582 DSUs GRANTED UNDER THE ISSUER'S 2016 PERFORMANCE INCENTIVE PLAN. THE DSUs ARE 100% VESTED ON THE DATE OF GRANT AND ISSUABLE IN COMMON SHARES UPON RESIGNATION FROM THE ALASKA AIR GROUP, INC. BOARD OF DIRECTORS.

F2 · kind: DIVIDEND EQUIVALENTS IN THE FORM OF DEFERRED STOCK UNITS (DSUs), GRANTED PURSUANT TO PREVIOUSLY REPORTED DSU AWARDS UNDER THE ISSUER'S 2008 PERFORMANCE INCENTIVE PLAN OR 2016 PERFORMANCE INCENTIVE PLAN. THE DSUs REPORTED ON THIS FORM ARE 100% VESTED ON THE DATE OF GRANT AND PAYABLE IN SHARES OF COMMON STOCK ON A ONE-FOR-ONE BASIS UPON THE REPORT PERSON'S RESIGNATION FROM THE ISSUER'S BOARD OF DIRECTORS.

SEC source: 0001246360-20-001171 · form.xml · nonDerivative · entry 1

Fonseca Dhiren R. · CIK 0001460261 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,326

F1 · kind: SHARES OF ALASKA AIR GROUP COMMON STOCK GRANTED UNDER THE ISSUER'S 2016 PERFORMANCE INCENTIVE PLAN IN CONNECTION WITH THE REPORTING PERSON'S RE-ELECTION TO SERVE ON THE COMPANY'S BOARD OF DIRECTORS UNTIL THE 2020 ANNUAL STOCKHOLDERS MEETING.

SEC source: 0001246360-20-001170 · form.xml · nonDerivative · entry 2

SANDVIK HELVI KAY · CIK 0001592033 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,962

F3 · security: TOTAL HELD IN COLUMN 5 INCLUDES 4,108 DEFERRED STOCK UNITS (DSUs) PREVIOUSLY GRANTED UNDER THE ISSUER'S 2008 PERFORMANCE INCENTIVE PLAN AND 1,460 DSUs GRANTED UNDER THE ISSUER'S 2016 PERFORMANCE INCENTIVE PLAN. THE DSUs ARE 100% VESTED ON THE DATE OF GRANT AND ISSUABLE IN COMMON SHARES UPON RESIGNATION FROM THE ALASKA AIR GROUP, INC. BOARD OF DIRECTORS.

F4 · kind: SHARES OF ALASKA AIR GROUP COMMON STOCK GRANTED UNDER THE ISSUER'S 2016 PERFORMANCE INCENTIVE PLAN IN CONNECTION WITH THE REPORTING PERSON'S RE-ELECTION TO SERVE ON THE COMPANY'S BOARD OF DIRECTORS UNTIL THE 2020 ANNUAL STOCKHOLDERS MEETING.

SEC source: 0001246360-20-001170 · form.xml · nonDerivative · entry 1

SANDVIK HELVI KAY · CIK 0001592033 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,423

F1 · security: TOTAL HELD IN COLUMN 5 INCLUDES 4,108 DEFERRED STOCK UNITS (DSUs) PREVIOUSLY GRANTED UNDER THE ISSUER'S 2008 PERFORMANCE INCENTIVE PLAN AND 1,014 DSUs GRANTED UNDER THE ISSUER'S 2016 PERFORMANCE INCENTIVE PLAN. THE DSUs ARE 100% VESTED ON THE DATE OF GRANT AND ISSUABLE IN COMMON SHARES UPON RESIGNATION FROM THE ALASKA AIR GROUP, INC. BOARD OF DIRECTORS.

F2 · kind: DIVIDEND EQUIVALENTS IN THE FORM OF DEFERRED STOCK UNITS (DSUs), GRANTED PURSUANT TO PREVIOUSLY REPORTED DSU AWARDS UNDER THE ISSUER'S 2008 PERFORMANCE INCENTIVE PLAN OR 2016 PERFORMANCE INCENTIVE PLAN. THE DSUs REPORTED ON THIS FORM ARE 100% VESTED ON THE DATE OF GRANT AND PAYABLE IN SHARES OF COMMON STOCK ON A ONE-FOR-ONE BASIS UPON THE REPORT PERSON'S RESIGNATION FROM THE ISSUER'S BOARD OF DIRECTORS.

SEC source: 0001246360-20-001169 · form.xml · nonDerivative · entry 2

BEER JAMES A · CIK 0001272505 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,697

F3 · security: TOTAL HELD IN COLUMN 5 INCLUDES 3,364 DEFERRED STOCK UNITS (DSUs) PREVIOUSLY GRANTED UNDER THE ISSUER'S 2016 PERFORMANCE INCENTIVE PLAN. THE DSUs ARE 100% VESTED ON THE DATE OF GRANT AND ISSUABLE IN COMMON SHARES UPON RESIGNATION FROM THE ALASKA AIR GROUP, INC. BOARD OF DIRECTORS.

F4 · kind: DEFERRED STOCK UNITS GRANTED UNDER THE ISSUER'S 2016 PERFORMANCE INCENTIVE PLAN IN CONNECTION WITH THE REPORTING PERSON'S RE-ELECTION TO SERVE ON THE BOARD OF DIRECTORS UNTIL THE 2021 ANNUAL STOCKHOLDERS MEETING. UNITS ARE 100% VESTED AND PAYABLE IN SHARES OF THE ISSUER'S COMMON STOCK ON A ONE-FOR-ONE BASIS FOLLOWING THE RESIGNATION OF THE REPORTING PERSON FROM THE BOARD OF DIRECTORS.

SEC source: 0001246360-20-001169 · form.xml · nonDerivative · entry 1

BEER JAMES A · CIK 0001272505 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,158

F1 · security: TOTAL HELD IN COLUMN 5 INCLUDES 3,247 DEFERRED STOCK UNITS (DSUs) PREVIOUSLY GRANTED UNDER THE ISSUER'S 2016 PERFORMANCE INCENTIVE PLAN. THE DSUs ARE 100% VESTED ON THE DATE OF GRANT AND ISSUABLE IN COMMON SHARES UPON RESIGNATION FROM THE ALASKA AIR GROUP, INC. BOARD OF DIRECTORS.

F2 · kind: DIVIDEND EQUIVALENTS IN THE FORM OF DEFERRED STOCK UNITS (DSUs), GRANTED PURSUANT TO PREVIOUSLY REPORTED DSU AWARDS UNDER THE ISSUER'S 2016 PERFORMANCE INCENTIVE PLAN. THE DSUs REPORTED ON THIS FORM ARE 100% VESTED ON THE DATE OF GRANT AND PAYABLE IN SHARES OF COMMON STOCK ON A ONE-FOR-ONE BASIS UPON THE REPORT PERSON'S RESIGNATION FROM THE ISSUER'S BOARD OF DIRECTORS.

SEC source: 0001246360-20-001168 · form.xml · nonDerivative · entry 1

Hogan Kathleen T · CIK 0001626431 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,732

F1 · kind: DEFERRED STOCK UNITS GRANTED UNDER THE ISSUER'S 2016 PERFORMANCE INCENTIVE PLAN IN CONNECTION WITH THE REPORTING PERSON'S RE-ELECTION TO SERVE ON THE BOARD OF DIRECTORS UNTIL THE 2021 ANNUAL STOCKHOLDERS MEETING. UNITS ARE 100% VESTED AND PAYABLE IN SHARES OF THE ISSUER'S COMMON STOCK ON A ONE-FOR-ONE BASIS FOLLOWING THE RESIGNATION OF THE REPORTING PERSON FROM THE BOARD OF DIRECTORS.

SEC source: 0001246360-20-001167 · form.xml · nonDerivative · entry 1

Conner Raymond L. · CIK 0001553498 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,208

F1 · kind: SHARES OF ALASKA AIR GROUP COMMON STOCK GRANTED UNDER THE ISSUER'S 2016 PERFORMANCE INCENTIVE PLAN IN CONNECTION WITH THE REPORTING PERSON'S RE-ELECTION TO SERVE ON THE COMPANY'S BOARD OF DIRECTORS UNTIL THE 2020 ANNUAL STOCKHOLDERS MEETING.

SEC source: 0001246360-20-001166 · form.xml · nonDerivative · entry 1

CAMPBELL PHYLLIS J · CIK 0001141648 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 46,624

F1 · security: TOTAL HELD IN COLUMN 5 INCLUDES 21,344 DEFERRED STOCK UNITS (DSUs) PREVIOUSLY GRANTED UNDER THE ISSUER'S 2008 PERFORMANCE INCENTIVE PLAN. THE DSUs ARE 100% VESTED ON THE DATE OF GRANT AND ISSUABLE IN COMMON SHARES UPON RESIGNATION FROM THE ALASKA AIR GROUP, INC. BOARD OF DIRECTORS.

F2 · kind: DIVIDEND EQUIVALENTS IN THE FORM OF DEFERRED STOCK UNITS (DSUs), GRANTED PURSUANT TO PREVIOUSLY REPORTED DSU AWARDS UNDER THE ISSUER'S 2008 PERFORMANCE INCENTIVE PLAN. THE DSUs REPORTED ON THIS FORM ARE 100% VESTED ON THE DATE OF GRANT AND PAYABLE IN SHARES OF COMMON STOCK ON A ONE-FOR-ONE BASIS UPON THE REPORT PERSON'S RESIGNATION FROM THE ISSUER'S BOARD OF DIRECTORS.

SEC source: 0001246360-20-001165 · form.xml · nonDerivative · entry 2

THOMPSON J KENNETH · CIK 0001188787 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 39,495

F3 · security: TOTAL HELD IN COLUMN 5 INCLUDES 21,344 DEFERRED STOCK UNITS (DSUs) PREVIOUSLY GRANTED UNDER THE ISSUER'S 2008 PERFORMANCE INCENTIVE PLAN AND 3,459 DSUs GRANTED UNDER THE ISSUER'S 2016 PERFORMANCE INCENTIVE PLAN. THE DSUs ARE 100% VESTED ON THE DATE OF GRANT AND ISSUABLE IN COMMON SHARES UPON RESIGNATION FROM THE ALASKA AIR GROUP, INC. BOARD OF DIRECTORS.

F4 · kind: SHARES OF ALASKA AIR GROUP COMMON STOCK GRANTED UNDER THE ISSUER'S 2016 PERFORMANCE INCENTIVE PLAN IN CONNECTION WITH THE REPORTING PERSON'S RE-ELECTION TO SERVE ON THE COMPANY'S BOARD OF DIRECTORS UNTIL THE 2020 ANNUAL STOCKHOLDERS MEETING.

SEC source: 0001246360-20-001165 · form.xml · nonDerivative · entry 1

THOMPSON J KENNETH · CIK 0001188787 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 35,956

F1 · security: TOTAL HELD IN COLUMN 5 INCLUDES 21,344 DEFERRED STOCK UNITS (DSUs) PREVIOUSLY GRANTED UNDER THE ISSUER'S 2008 PERFORMANCE INCENTIVE PLAN AND 1,014 DSUs GRANTED UNDER THE ISSUER'S 2016 PERFORMANCE INCENTIVE PLAN. THE DSUs ARE 100% VESTED ON THE DATE OF GRANT AND ISSUABLE IN COMMON SHARES UPON RESIGNATION FROM THE ALASKA AIR GROUP, INC. BOARD OF DIRECTORS.

F2 · kind: DIVIDEND EQUIVALENTS IN THE FORM OF DEFERRED STOCK UNITS (DSUs), GRANTED PURSUANT TO PREVIOUSLY REPORTED DSU AWARDS UNDER THE ISSUER'S 2008 PERFORMANCE INCENTIVE PLAN OR 2016 PERFORMANCE INCENTIVE PLAN. THE DSUs REPORTED ON THIS FORM ARE 100% VESTED ON THE DATE OF GRANT AND PAYABLE IN SHARES OF COMMON STOCK ON A ONE-FOR-ONE BASIS UPON THE REPORT PERSON'S RESIGNATION FROM THE ISSUER'S BOARD OF DIRECTORS.

SEC source: 0001246360-20-001164 · form.xml · nonDerivative · entry 2

BLAKEY MARION C · CIK 0001503987 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 21,221

F3 · security: TOTAL HELD IN COLUMN 5 INCLUDES 10,846 DEFERRED STOCK UNITS (DSUs) PREVIOUSLY GRANTED UNDER THE ISSUER'S 2008 PERFORMANCE INCENTIVE PLAN AND 1,203 DSUs GRANTED UNDER THE ISSUER'S 2016 PERFORMANCE INCENTIVE PLAN. THE DSUs ARE 100% VESTED ON THE DATE OF GRANT AND ISSUABLE IN COMMON SHARES UPON RESIGNATION FROM THE ALASKA AIR GROUP, INC. BOARD OF DIRECTORS.

F4 · kind: SHARES OF ALASKA AIR GROUP COMMON STOCK GRANTED UNDER THE ISSUER'S 2016 PERFORMANCE INCENTIVE PLAN IN CONNECTION WITH THE REPORTING PERSON'S RE-ELECTION TO SERVE ON THE COMPANY'S BOARD OF DIRECTORS UNTIL THE 2020 ANNUAL STOCKHOLDERS MEETING.

SEC source: 0001246360-20-001164 · form.xml · nonDerivative · entry 1

BLAKEY MARION C · CIK 0001503987 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 17,682

F1 · security: TOTAL HELD IN COLUMN 5 INCLUDES 10,846 DEFERRED STOCK UNITS (DSUs) PREVIOUSLY GRANTED UNDER THE ISSUER'S 2008 PERFORMANCE INCENTIVE PLAN. THE DSUs ARE 100% VESTED ON THE DATE OF GRANT AND ISSUABLE IN COMMON SHARES UPON RESIGNATION FROM THE ALASKA AIR GROUP, INC. BOARD OF DIRECTORS.

F2 · kind: DIVIDEND EQUIVALENTS IN THE FORM OF DEFERRED STOCK UNITS (DSUs), GRANTED PURSUANT TO PREVIOUSLY REPORTED DSU AWARDS UNDER THE ISSUER'S 2008 PERFORMANCE INCENTIVE PLAN. THE DSUs REPORTED ON THIS FORM ARE 100% VESTED ON THE DATE OF GRANT AND PAYABLE IN SHARES OF COMMON STOCK ON A ONE-FOR-ONE BASIS UPON THE REPORT PERSON'S RESIGNATION FROM THE ISSUER'S BOARD OF DIRECTORS.

SEC source: 0001246360-20-001163 · form.xml · nonDerivative · entry 1

LI SUSAN J · CIK 0001739092 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,786

F1 · kind: DEFERRED STOCK UNITS GRANTED UNDER THE ISSUER'S 2016 PERFORMANCE INCENTIVE PLAN IN CONNECTION WITH THE REPORTING PERSON'S RE-ELECTION TO SERVE ON THE BOARD OF DIRECTORS UNTIL THE 2021 ANNUAL STOCKHOLDERS MEETING. UNITS ARE 100% VESTED AND PAYABLE IN SHARES OF THE ISSUER'S COMMON STOCK ON A ONE-FOR-ONE BASIS FOLLOWING THE RESIGNATION OF THE REPORTING PERSON FROM THE BOARD OF DIRECTORS.

SEC source: 0001246360-20-001162 · form.xml · nonDerivative · entry 2

Bedient Patricia M · CIK 0001310643 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 49,775

F3 · security: TOTAL HELD IN COLUMN 5 INCLUDES 22,914 DEFERRED STOCK UNITS (DSUs) PREVIOUSLY GRANTED UNDER THE ISSUER'S 2008 PERFORMANCE INCENTIVE PLAN AND 2,625 DSUs GRANTED UNDER THE ISSUER'S 2016 PERFORMANCE INCENTIVE PLAN . THE DSUS ARE 100% VESTED ON THE DATE OF GRANT AND ISSUABLE IN COMMON SHARES UPON RESIGNATION FROM THE ALASKA AIR GROUP, INC. BOARD OF DIRECTORS.

F4 · kind: SHARES OF ALASKA AIR GROUP COMMON STOCK GRANTED UNDER THE ISSUER'S 2016 PERFORMANCE INCENTIVE PLAN IN CONNECTION WITH THE REPORTING PERSON'S RE-ELECTION TO SERVE ON THE COMPANY'S BOARD OF DIRECTORS UNTIL THE 2020 ANNUAL STOCKHOLDERS MEETING.

SEC source: 0001246360-20-001162 · form.xml · nonDerivative · entry 1

Bedient Patricia M · CIK 0001310643 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 46,236

F1 · security: TOTAL HELD IN COLUMN 5 INCLUDES 22,914 DEFERRED STOCK UNITS (DSUs) PREVIOUSLY GRANTED UNDER THE ISSUER'S 2008 PERFORMANCE INCENTIVE PLAN. THE DSUS ARE 100% VESTED ON THE DATE OF GRANT AND ISSUABLE IN COMMON SHARES UPON RESIGNATION FROM THE ALASKA AIR GROUP, INC. BOARD OF DIRECTORS.

F2 · kind: DIVIDEND EQUIVALENTS IN THE FORM OF DEFERRED STOCK UNITS (DSUs), GRANTED PURSUANT TO PREVIOUSLY REPORTED DSU AWARDS UNDER THE ISSUER'S 2008 PERFORMANCE INCENTIVE PLAN. THE DSUs REPORTED ON THIS FORM ARE 100% VESTED ON THE DATE OF GRANT AND PAYABLE IN SHARES OF COMMON STOCK ON A ONE-FOR-ONE BASIS UPON THE REPORT PERSON'S RESIGNATION FROM THE ISSUER'S BOARD OF DIRECTORS.

SEC source: 0001246360-20-001328 · form.xml · nonDerivative · entry 1

BERRY CHRISTOPHER MICHAEL · CIK 0001636483 · VP & CONTROLLER

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,721

F1 · kind: THESE SHARES WERE ACQUIRED UNDER THE ALASKA AIR GROUP, INC. EMPLOYEE STOCK PURCHASE PLAN IN TRANSACTIONS THAT WERE EXEMPT UNDER BOTH RULE 16b-3(d) and RULE 16b-3(c).

SEC source: 0001544028-20-000002 · primary_doc.xml · nonDerivative · entry 2

TACKETT SHANE R · CIK 0001544028 · EVP FINANCE/CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,787

F2 · kind: SHARES ACQUIRED UNDER THE ALASKA AIR GROUP, INC. EMPLOYEE STOCK PURCHASE PLAN IN A TRANSACTION THAT IS EXEMPT UNDER BOTH RULE 16b-3(d) and RULE 16b-3(c).

SEC source: 0001663200-20-000001 · primary_doc.xml · nonDerivative · entry 1

LEVINE KYLE B · CIK 0001663200 · SR VP LEGAL

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,487

F1 · kind: SHARES WERE ACQUIRED UNDER THE ALASKA AIR GROUP, INC. EMPLOYEE STOCK PURCHASE PLAN IN TRANSACTIONS THAT WERE EXEMPT UNDER BOTH RULE 16b-3(d) and RULE 16b-3(c).

SEC source: 0001246360-20-000981 · form.xml · nonDerivative · entry 2

SANDVIK HELVI KAY · CIK 0001592033 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,977

F1 · security: TOTAL HELD IN COLUMN 5 INCLUDES 4,108 DEFERRED STOCK UNITS PREVIOUSLY GRANTED UNDER THE ISSUER'S 2008 PERFORMANCE INCENTIVE PLAN AND 1,014 DEFERRED STOCK UNITS PREVIOUSLY GRANTED UNDER THE ISSUER'S 2016 PERFORMANCE INCENTIVE PLAN. THE DEFERRED STOCK UNITS ARE 100% VESTED ON THE DATE OF GRANT AND ISSUABLE IN COMMON SHARES UPON RESIGNATION FROM THE ALASKA AIR GROUP, INC. BOARD OF DIRECTORS.

F2 · kind: THE REPORTING PERSON'S SALE OF ALK COMMON STOCK REPORTED HEREIN WAS MATCHABLE UNDER SECTION 16(b) OF THE SECURITIES EXCHANGE ACT OF 1934, WITH THE PURCHASE OF THE ALK COMMON STOCK REPORTED HEREIN. THE REPORTING PERSON HAS AGREED TO PAY TO ALK, UPON SETTLEMENT, $3,291.70, REPRESENTING THE FULL AMOUNT OF THE PROFIT REALIZED IN CONNECTION WITH THE SHORT-SWING TRANSACTION, LESS DIRECT TRANSACTION COSTS.

SEC source: 0001246360-20-000981 · form.xml · nonDerivative · entry 1

SANDVIK HELVI KAY · CIK 0001592033 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,398.2841

F1 · security: TOTAL HELD IN COLUMN 5 INCLUDES 4,108 DEFERRED STOCK UNITS PREVIOUSLY GRANTED UNDER THE ISSUER'S 2008 PERFORMANCE INCENTIVE PLAN AND 1,014 DEFERRED STOCK UNITS PREVIOUSLY GRANTED UNDER THE ISSUER'S 2016 PERFORMANCE INCENTIVE PLAN. THE DEFERRED STOCK UNITS ARE 100% VESTED ON THE DATE OF GRANT AND ISSUABLE IN COMMON SHARES UPON RESIGNATION FROM THE ALASKA AIR GROUP, INC. BOARD OF DIRECTORS.

SEC source: 0001246360-20-000836 · form.xml · derivative · entry 3

BERRY CHRISTOPHER MICHAEL · CIK 0001636483 · VP & CONTROLLER

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: COMMON STOCK · 417 shares

Expires 2027-03-07

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

SEC source: 0001246360-20-000836 · form.xml · nonDerivative · entry 2

BERRY CHRISTOPHER MICHAEL · CIK 0001636483 · VP & CONTROLLER

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,379

F1 · price: PRICE PROVIDED IN COLUMN 4 REPRESENTS THE FMV OF ALK SHARES ON THE DATE SHARES WERE FORFEITED FOR TAXES.

SEC source: 0001246360-20-000836 · form.xml · nonDerivative · entry 1

BERRY CHRISTOPHER MICHAEL · CIK 0001636483 · VP & CONTROLLER

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,481

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

SEC source: 0001246360-20-000835 · form.xml · derivative · entry 4

SCHNEIDER ANDREA L · CIK 0001715974 · SR VP PEOPLE

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: COMMON STOCK · 530 shares

Expires 2027-03-07

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

SEC source: 0001246360-20-000835 · form.xml · nonDerivative · entry 3

SCHNEIDER ANDREA L · CIK 0001715974 · SR VP PEOPLE

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,979

F1 · price: PRICE PROVIDED IN COLUMN 4 REPRESENTS THE FMV OF ALK SHARES ON THE DATE SHARES WERE FORFEITED FOR TAXES.

SEC source: 0001246360-20-000835 · form.xml · nonDerivative · entry 2

SCHNEIDER ANDREA L · CIK 0001715974 · SR VP PEOPLE

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,109

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

SEC source: 0001246360-20-000834 · form.xml · derivative · entry 4

TACKETT SHANE R · CIK 0001544028 · EVP FINANCE/CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: COMMON STOCK · 557 shares

Expires 2027-03-07

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

SEC source: 0001246360-20-000834 · form.xml · nonDerivative · entry 3

TACKETT SHANE R · CIK 0001544028 · EVP FINANCE/CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,585

F2 · price: PRICE PROVIDED IN COLUMN 4 REPRESENTS THE FMV OF ALK SHARES ON THE DATE SHARES WERE FORFEITED FOR TAXES.

SEC source: 0001246360-20-000834 · form.xml · nonDerivative · entry 2

TACKETT SHANE R · CIK 0001544028 · EVP FINANCE/CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,721

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

SEC source: 0001246360-20-000609 · form.xml · derivative · entry 4

TILDEN BRADLEY D · CIK 0001188835 · CHAIRMAN, PRESIDENT AND CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: COMMON STOCK · 7,000 shares

Expires 2027-02-14

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

SEC source: 0001246360-20-000609 · form.xml · nonDerivative · entry 3

TILDEN BRADLEY D · CIK 0001188835 · CHAIRMAN, PRESIDENT AND CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 145,314

F2 · price: PRICE PROVIDED IN COLUMN 4 REPRESENTS THE FMV OF ALK SHARES ON THE DATE SHARES WERE FORFEITED FOR TAXES.

SEC source: 0001246360-20-000609 · form.xml · nonDerivative · entry 2

TILDEN BRADLEY D · CIK 0001188835 · CHAIRMAN, PRESIDENT AND CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 147,904

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

SEC source: 0001246360-20-000607 · form.xml · derivative · entry 4

SCHNEIDER ANDREA L · CIK 0001715974 · SR VP PEOPLE

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: COMMON STOCK · 780 shares

Expires 2027-02-14

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

SEC source: 0001246360-20-000607 · form.xml · nonDerivative · entry 3

SCHNEIDER ANDREA L · CIK 0001715974 · SR VP PEOPLE

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,579

F1 · price: PRICE PROVIDED IN COLUMN 4 REPRESENTS THE FMV OF ALK SHARES ON THE DATE SHARES WERE FORFEITED FOR TAXES.

SEC source: 0001246360-20-000607 · form.xml · nonDerivative · entry 2

SCHNEIDER ANDREA L · CIK 0001715974 · SR VP PEOPLE

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,769

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.