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ALK

ALASKA AIR GROUP, INC.

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Tapewire entity
3976
SEC CIK
0000766421
Parsed reports
581

Last 12 months

Inside the activity.

1 purchase rows · 6 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202500
Dec 202500
Jan 202600
Feb 202605
Mar 202600
Apr 202600
May 202600
Jun 202600
Jul 202600
Aug 202611
Sep 202600
Oct 202600

Latest available

Insider transactions

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
November 05, 2023 Filed Nov 7, 2023 22:03 UTC Exercise / conversionRESTRICTED STOCK UNITS · Derivative 3,287 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001544030-23-000006 · wk-form4_1699394587.xml · derivative · entry 3

HARRISON ANDREW R · CIK 0001544030 · EVP AND CCO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: COMMON STOCK · 3,287 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit (RSUs) represents a contingent right to receive one share of ALK common stock.

F3 · derivative.exercise_date: The RSUs vesting were from a grant of 9,860 RSUs awarded on November 5, 2020, that vested in three annual installments as follows: 3,286 shares on November 5, 2021; 3,287 shares on November 5, 2022; and 3,287 shares on November 5, 2023.

F3 · derivative.expiration_date: The RSUs vesting were from a grant of 9,860 RSUs awarded on November 5, 2020, that vested in three annual installments as follows: 3,286 shares on November 5, 2021; 3,287 shares on November 5, 2022; and 3,287 shares on November 5, 2023.

Read SEC document
November 05, 2023 Filed Nov 7, 2023 22:03 UTC Tax withholdingCOMMON STOCK 1,294 $33.56 $43,426.64
Disclosure

SEC source: 0001544030-23-000006 · wk-form4_1699394587.xml · nonDerivative · entry 2

HARRISON ANDREW R · CIK 0001544030 · EVP AND CCO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 21,240

F2 · acquired: The shares withheld were an exempt disposition to the Issuer under Rule 16b-3(e) to satisfy tax withholding obligations arising out of the vesting of RSUs and settled with shares by the reporting person.

Read SEC document
November 05, 2023 Filed Nov 7, 2023 22:03 UTC Exercise / conversionCOMMON STOCK 3,287 $0.00 $0.00
Disclosure

SEC source: 0001544030-23-000006 · wk-form4_1699394587.xml · nonDerivative · entry 1

HARRISON ANDREW R · CIK 0001544030 · EVP AND CCO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 22,534

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each restricted stock unit (RSUs) represents a contingent right to receive one share of ALK common stock.

Read SEC document
November 02, 2023 Filed Nov 6, 2023 21:55 UTC
LEVINE KYLE BSVP LEGAL & GEN COUNSEL
GrantRESTRICTED STOCK UNITS · Derivative 14,570 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001663200-23-000007 · wk-form4_1699307719.xml · derivative · entry 3

LEVINE KYLE B · CIK 0001663200 · SVP LEGAL & GEN COUNSEL

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 14,570

Underlying: COMMON STOCK · 14,570 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit (RSUs) represents a contingent right to receive one share of ALK common stock.

F4 · derivative.exercise_date: The RSUs vest in three annual installments as follows: 4,856 shares on November 2, 2024; 4,857 shares on November 2, 2025; and 4,857 shares on November 2, 2026.

F4 · derivative.expiration_date: The RSUs vest in three annual installments as follows: 4,856 shares on November 2, 2024; 4,857 shares on November 2, 2025; and 4,857 shares on November 2, 2026.

Read SEC document
November 02, 2023 Filed Nov 6, 2023 22:21 UTC
HALVERSON EMILYVP FIN AND CONTROLLER
GrantRESTRICTED STOCK UNITS · Derivative 2,910 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001922547-23-000010 · wk-form4_1699309294.xml · derivative · entry 2

HALVERSON EMILY · CIK 0001922547 · VP FIN AND CONTROLLER

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 2,910

Underlying: COMMON STOCK · 2,910 shares

Expires not disclosed

F2 · derivative.exercise_price: Each restricted stock unit (RSUs) represents a contingent right to receive one share of ALK common stock.

F3 · derivative.exercise_date: The RSUs vest in three annual installments of 970 shares beginning on the first anniversary of the grant date.

F3 · derivative.expiration_date: The RSUs vest in three annual installments of 970 shares beginning on the first anniversary of the grant date.

Read SEC document
November 02, 2023 Filed Nov 6, 2023 21:45 UTC
Berry Jason MPresident, Horizon Air
GrantRESTRICTED STOCK UNITS · Derivative 3,910 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001999104-23-000004 · wk-form4_1699307137.xml · derivative · entry 2

Berry Jason M · CIK 0001999104 · President, Horizon Air

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 3,910

Underlying: COMMON STOCK · 3,910 shares

Expires 2026-11-02

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of ALK common stock.

Read SEC document
June 08, 2023 Filed Jun 9, 2023 21:12 UTC
MINICUCCI BENITODirector · CEO AND PRESIDENT
SaleCOMMON STOCK 5,000 $48.73 $243,659.00
Disclosure

SEC source: 0001451455-23-000006 · wk-form4_1686345122.xml · nonDerivative · entry 1

MINICUCCI BENITO · CIK 0001451455 · Director · CEO AND PRESIDENT

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 114,506

F1 · price: The price reported in column 4 is a weighted average price. These shares sold in multiple transactions at prices ranging from $48.7304 to $48.7340, inclusive. The reporting person undertakes to provide to Alaska Air Group, Inc., any security holder of Alaska Air Group, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.

Read SEC document
May 04, 2023 Filed May 4, 2023 21:04 UTC GrantRESTRICTED STOCK UNITS · Derivative 13,160 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001855774-23-000005 · wf-form4_168323425796556.xml · derivative · entry 13

VON MUEHLEN CONSTANCE E · CIK 0001855774 · EVP AND COO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 13,160

Underlying: COMMON STOCK · 13,160 shares

Expires 2026-05-04

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of ALK common stock.

Read SEC document
May 04, 2023 Filed May 4, 2023 20:48 UTC
TACKETT SHANE REVP AND CFO
GrantRESTRICTED STOCK UNITS · Derivative 18,060 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001544028-23-000004 · wf-form4_168323330840764.xml · derivative · entry 5

TACKETT SHANE R · CIK 0001544028 · EVP AND CFO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 18,060

Underlying: COMMON STOCK · 18,060 shares

Expires 2026-05-04

F3 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of ALK common stock.

Read SEC document
May 04, 2023 Filed May 4, 2023 20:43 UTC
SPRAGUE JOSEPH APRESIDENT, HORIZON AIR
GrantRESTRICTED STOCK UNITS · Derivative 7,480 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001544031-23-000003 · wf-form4_168323297438159.xml · derivative · entry 4

SPRAGUE JOSEPH A · CIK 0001544031 · PRESIDENT, HORIZON AIR

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 7,480

Underlying: COMMON STOCK · 7,480 shares

Expires 2026-05-04

F2 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of ALK common stock.

Read SEC document
May 04, 2023 Filed May 4, 2023 20:39 UTC GrantRESTRICTED STOCK UNITS · Derivative 7,600 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001715974-23-000006 · wf-form4_168323276912554.xml · derivative · entry 5

SCHNEIDER ANDREA L · CIK 0001715974 · SVP PEOPLE

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 7,600

Underlying: COMMON STOCK · 7,600 shares

Expires 2026-05-04

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of ALK common stock.

Read SEC document
May 04, 2023 Filed May 4, 2023 20:28 UTC
MINICUCCI BENITOCEO AND PRESIDENT
GrantRESTRICTED STOCK UNITS · Derivative 39,160 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001451455-23-000004 · wf-form4_168323208656938.xml · derivative · entry 4

MINICUCCI BENITO · CIK 0001451455 · CEO AND PRESIDENT

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 39,160

Underlying: COMMON STOCK · 39,160 shares

Expires 2026-05-04

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of ALK common stock.

Read SEC document
May 04, 2023 Filed May 4, 2023 20:34 UTC
BIRKETT RAKOW DIANASVP PUB AFFAIRS/SUSTAINABILITY
GrantCOMMON STOCK · Derivative 5,160 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001717592-23-000005 · wf-form4_168323242980750.xml · derivative · entry 7

BIRKETT RAKOW DIANA · CIK 0001717592 · SVP PUB AFFAIRS/SUSTAINABILITY

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 5,160

Underlying: COMMON STOCK · 5,160 shares

Expires 2026-05-04

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of ALK common stock.

Read SEC document
May 04, 2023 Filed May 4, 2023 20:23 UTC
LEVINE KYLE BSVP LEGAL & GEN COUNSEL
GrantRESTRICTED STOCK UNITS · Derivative 7,740 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001663200-23-000005 · wf-form4_168323179885919.xml · derivative · entry 11

LEVINE KYLE B · CIK 0001663200 · SVP LEGAL & GEN COUNSEL

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 7,740

Underlying: COMMON STOCK · 7,740 shares

Expires 2026-05-04

F3 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of ALK common stock.

Read SEC document
May 04, 2023 Filed May 4, 2023 20:19 UTC GrantRESTRICTED STOCK UNITS · Derivative 17,020 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001544030-23-000004 · wf-form4_168323156336242.xml · derivative · entry 3

HARRISON ANDREW R · CIK 0001544030 · EVP AND CCO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 17,020

Underlying: COMMON STOCK · 17,020 shares

Expires 2026-05-04

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of ALK common stock.

Read SEC document
May 04, 2023 Filed May 9, 2023 00:00 UTC GrantCOMMON STOCK 2,851 $0.00 $0.00
Disclosure

SEC source: 0001628280-23-016585 · wf-form4_168359042031845.xml · nonDerivative · entry 1

Fonseca Dhiren R. · CIK 0001460261 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 15,298

F1 · shares: Shares of Alaska Air Group, Inc. (the "Issuer") common stock granted under the Issuer's 2016 Performance Incentive Plan in connection with the reporting person's re-election to serve on the Issuer's Board of Directors until the 2024 Annual Stockholders Meeting.

Read SEC document
May 04, 2023 Filed May 8, 2023 23:45 UTC GrantCOMMON STOCK 2,851 $0.00 $0.00
Disclosure

SEC source: 0001628280-23-016579 · wf-form4_168358953671803.xml · nonDerivative · entry 1

Bedient Patricia M · CIK 0001310643 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 56,538

F1 · shares: Shares of Alaska Air Group, Inc. (the "Issuer") common stock granted under the Issuer's 2016 Performance Incentive Plan in connection with the reporting person's re-election to serve on the Issuer's Board of Directors until the 2024 Annual Stockholders Meeting.

F2 · balance_after: Includes 22,914 deferred stock units ("DSUs") previously granted under the issuer's 2008 Performance Incentive Plan and 2,625 DSUs granted under the Issuer's 2016 Performance Incentive Plan. The DSUs are 100% vested on the date of grant and issuable in common stock upon resignation from the Issuer's Board of Directors.

Read SEC document
May 04, 2023 Filed May 8, 2023 23:44 UTC
BEER JAMES ADirector
GrantCOMMON STOCK 2,851 $0.00 $0.00
Disclosure

SEC source: 0001628280-23-016578 · wf-form4_168358944664968.xml · nonDerivative · entry 1

BEER JAMES A · CIK 0001272505 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 14,460

F1 · shares: Deferred stock units ("DSUs") granted under the Alaska Air Group, Inc. (the "Issuer") 2016 Performance Incentive Plan in connection with the reporting person's re-election to serve on the Board of Directors until the 2024 Annual Stockholders Meeting. The DSUs are 100% vested and payable in shares of the Issuer's common stock on a one-for-one basis following the resignation of the reporting person from the Issuer's Board of Directors.

F2 · balance_after: Includes 10,815 DSUs previously granted under the Issuers' 2016 Performance Incentive Plan.

Read SEC document
May 04, 2023 Filed May 8, 2023 23:34 UTC GrantCOMMON STOCK 2,851 $0.00 $0.00
Disclosure

SEC source: 0001841043-23-000003 · wf-form4_168358884763614.xml · nonDerivative · entry 1

ELWELL DANIEL KEVIN · CIK 0001841043 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 7,288

F1 · shares: Deferred stock units (DSUs) granted under the Alaska Air Group, Inc. (the "Issuer") 2016 Performance Incentive Plan in connection with the reporting person's re-election to serve on the Board of Directors until the 2024 Annual Stockholders Meeting. The DSUs are 100% vested and payable in shares of the Issuer's common stock on a one-for-one basis following the resignation of the reporting person from the Issuer's Board of Directors.

F2 · balance_after: Includes 2,346 DSUs previously granted under the Issuer's 2016 Performance Incentive Plan.

Read SEC document
May 04, 2023 Filed May 8, 2023 23:08 UTC GrantCOMMON STOCK 2,851 $0.00 $0.00
Disclosure

SEC source: 0001188787-23-000005 · wf-form4_168358728851114.xml · nonDerivative · entry 1

THOMPSON J KENNETH · CIK 0001188787 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 32,758

F1 · shares: Shares of Alaska Air Group, Inc. (the "Issuer") common stock granted under the Issuer's 2016 Performance Incentive Plan in connection with the reporting person's re-election to serve on the Issuer's Board of Directors until the 2024 Annual Stockholders Meeting.

F2 · balance_after: Includes 23,789 deferred stock units ("DSUs") previously granted under the Issuer's 2016 Performance Incentive Plan. The DSUs are 100% vested on the date of grant and issuable in common stock upon resignation from the Issuer's Board of Directors.

Read SEC document
May 04, 2023 Filed May 8, 2023 23:00 UTC GrantCOMMON STOCK 2,851 $0.00 $0.00
Disclosure

SEC source: 0001626431-23-000002 · wf-form4_168358681045668.xml · nonDerivative · entry 1

Hogan Kathleen T · CIK 0001626431 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 11,495

F1 · shares: Deferred stock units ("DSUs") granted under the Alaska Air Group, Inc. (the "Issuer") 2016 Performance Incentive Plan in connection with the reporting person's re-election to serve on the Board of Directors until the 2024 Annual Stockholders Meeting. The DSUs are 100% vested and payable in shares of the Issuer's common stock on a one-for-one basis following the resignation of the reporting person from the Issuer's Board of Directors.

F2 · balance_after: Includes 7,451 DSUs previously granted under the Issuer's 2016 Performance Incentive Plan.

Read SEC document
May 04, 2023 Filed May 8, 2023 22:56 UTC GrantCOMMON STOCK 2,851 $0.00 $0.00
Disclosure

SEC source: 0001888417-23-000002 · wf-form4_168358655715826.xml · nonDerivative · entry 1

LOFTON ADRIENNE ROCHELLE · CIK 0001888417 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 6,222

F1 · shares: Shares of Alaska Air Group, Inc. (the "Issuer") common stock granted under the Issuer's 2016 Performance Incentive Plan in connection with the reporting person's re-election to serve on the Issuer's Board of Directors until the 2024 Annual Stockholders Meeting.

Read SEC document
May 04, 2023 Filed May 8, 2023 22:49 UTC GrantCOMMON STOCK 2,851 $0.00 $0.00
Disclosure

SEC source: 0001553498-23-000003 · wf-form4_168358616052672.xml · nonDerivative · entry 1

Conner Raymond L. · CIK 0001553498 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 13,971

F1 · shares: Shares of Alaska Air Group, Inc. (the "Issuer") common stock granted under the Issuer's 2016 Performance Incentive Plan in connection with the reporting person's re-election to serve on the Issuer's Board of Directors until the 2024 Annual Stockholders Meeting.

Read SEC document
May 04, 2023 Filed May 8, 2023 22:44 UTC GrantCOMMON STOCK 2,851 $0.00 $0.00
Disclosure

SEC source: 0001215819-23-000002 · wf-form4_168358587061037.xml · nonDerivative · entry 1

YEAMAN ERIC K · CIK 0001215819 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 21,642

F1 · shares: Deferred stock units (DSUs) granted under the Alaska Air Group, Inc. (the "Issuer") 2016 Performance Incentive Plan in connection with the reporting person's re-election to serve on the Board of Directors until the 2024 Annual Stockholders Meeting. The DSUs are 100% vested and payable in shares of the Issuer's common stock on a one-for-one basis following the resignation of the reporting person from the Issuer's Board of Directors.

F2 · balance_after: Includes 1,108 DSUs previously granted under the Issuer's 2008 Performance Incentive Plan and 1,875 DSUs previously granted under the Issuer's 2016 Performance Incentive Plan.

Read SEC document
May 04, 2023 Filed May 8, 2023 22:40 UTC GrantCOMMON STOCK 2,851 $0.00 $0.00
Disclosure

SEC source: 0001592033-23-000003 · wf-form4_168358560664738.xml · nonDerivative · entry 1

SANDVIK HELVI KAY · CIK 0001592033 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 19,725

F1 · shares: Shares of Alaska Air Group, Inc. (the "Issuer") common stock granted under the Issuer's 2016 Performance Incentive Plan in connection with the reporting person's re-election to serve on the Issuer's Board of Directors until the 2024 Annual Stockholders Meeting.

F2 · balance_after: Includes 4,108 deferred stock units ("DSUs") previously granted under the Issuer's 2008 Performance Incentive Plan and 3,026 DSUs previously granted under the Issuer's 2016 Performance Incentive Plan.

Read SEC document
May 02, 2023 Filed May 4, 2023 21:04 UTC GrantCOMMON STOCK · Derivative 13,770 $0.00 Strike: $55.36 $0.00
Disclosure

SEC source: 0001855774-23-000005 · wf-form4_168323425796556.xml · derivative · entry 12

VON MUEHLEN CONSTANCE E · CIK 0001855774 · EVP AND COO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 13,770

Underlying: COMMON STOCK · 13,770 shares

Expires 2033-05-02

F7 · derivative.exercise_date: The option vests as to 3,442 shares on May 2, 2023; as to 3,443 shares on February 7, 2024; as to 3,442 shares on February 7, 2025; and as to 3,443 shares on February 7, 2026.

Read SEC document
May 02, 2023 Filed May 4, 2023 21:04 UTC GrantEMPLOYEE STOCK OPTION (RIGHT TO BUY) · Derivative 2,585 $0.00 Strike: $64.55 $0.00
Disclosure

SEC source: 0001855774-23-000005 · wf-form4_168323425796556.xml · derivative · entry 11

VON MUEHLEN CONSTANCE E · CIK 0001855774 · EVP AND COO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 2,585

Underlying: COMMON STOCK · 2,585 shares

Expires 2033-05-02

F6 · derivative.exercise_date: The option vests as to 1,292 shares on May 2, 2023, and as to 1,293 shares on February 11, 2024.

Read SEC document
May 02, 2023 Filed May 4, 2023 21:04 UTC GrantEMPLOYEE STOCK OPTION (RIGHT TO BUY) · Derivative 8,576 $0.00 Strike: $69.49 $0.00
Disclosure

SEC source: 0001855774-23-000005 · wf-form4_168323425796556.xml · derivative · entry 10

VON MUEHLEN CONSTANCE E · CIK 0001855774 · EVP AND COO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 8,576

Underlying: COMMON STOCK · 8,576 shares

Expires 2033-05-02

F5 · derivative.exercise_date: The option vests as to 3,546 shares on May 2, 2023; as to 2,515 shares on April 3, 2024; and as to 2,515 shares on April 3, 2025.

Read SEC document
May 02, 2023 Filed May 4, 2023 21:04 UTC GrantRESTRICTED STOCK UNITS · Derivative 5,810 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001855774-23-000005 · wf-form4_168323425796556.xml · derivative · entry 9

VON MUEHLEN CONSTANCE E · CIK 0001855774 · EVP AND COO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 5,810

Underlying: COMMON STOCK · 5,810 shares

Expires 2025-02-07

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of ALK common stock.

Read SEC document
May 02, 2023 Filed May 4, 2023 21:04 UTC GrantRESTRICTED STOCK UNITS · Derivative 4,110 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001855774-23-000005 · wf-form4_168323425796556.xml · derivative · entry 8

VON MUEHLEN CONSTANCE E · CIK 0001855774 · EVP AND COO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 4,110

Underlying: COMMON STOCK · 4,110 shares

Expires 2024-04-03

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of ALK common stock.

Read SEC document
May 02, 2023 Filed May 4, 2023 21:04 UTC Exercise / conversionRESTRICTED STOCK UNITS · Derivative 1,190 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001855774-23-000005 · wf-form4_168323425796556.xml · derivative · entry 7

VON MUEHLEN CONSTANCE E · CIK 0001855774 · EVP AND COO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: COMMON STOCK · 1,190 shares

Expires 2023-05-02

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of ALK common stock.

Read SEC document
May 02, 2023 Filed May 4, 2023 21:04 UTC GrantRESTRICTED STOCK UNITS · Derivative 1,190 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001855774-23-000005 · wf-form4_168323425796556.xml · derivative · entry 6

VON MUEHLEN CONSTANCE E · CIK 0001855774 · EVP AND COO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,190

Underlying: COMMON STOCK · 1,190 shares

Expires 2023-05-02

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of ALK common stock.

Read SEC document
May 02, 2023 Filed May 4, 2023 21:04 UTC Tax withholdingCOMMON STOCK 219 $43.37 $9,498.03
Disclosure

SEC source: 0001855774-23-000005 · wf-form4_168323425796556.xml · nonDerivative · entry 4

VON MUEHLEN CONSTANCE E · CIK 0001855774 · EVP AND COO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 8,221

F4 · acquired: The shares withheld were an exempt disposition to the Issuer under Rule 16b-3(e) to satisfy tax withholding obligations arising out of the vesting of PSUs and settled with shares by the reporting person.

Read SEC document
May 02, 2023 Filed May 4, 2023 21:04 UTC GrantCOMMON STOCK 556 $0.00 $0.00
Disclosure

SEC source: 0001855774-23-000005 · wf-form4_168323425796556.xml · nonDerivative · entry 3

VON MUEHLEN CONSTANCE E · CIK 0001855774 · EVP AND COO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 8,440

F3 · acquired: The acquisition resulted from the vesting of Performance Stock Units (PSUs) pursuant to the attainment of certain performance goals over a three-year period ending December 31, 2022, in accordance with the terms of a PSU award agreement granted under the Issuer's 2016 Performance Incentive Plan and per approval by the Board's Compensation Committee.

Read SEC document
May 02, 2023 Filed May 4, 2023 21:04 UTC Tax withholdingCOMMON STOCK 436 $43.37 $18,909.32
Disclosure

SEC source: 0001855774-23-000005 · wf-form4_168323425796556.xml · nonDerivative · entry 2

VON MUEHLEN CONSTANCE E · CIK 0001855774 · EVP AND COO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 7,884

F2 · acquired: The shares withheld were an exempt disposition to the Issuer under Rule 16b-3(e) to satisfy tax withholding obligations arising out of the vesting of RSUs and settled with shares by the reporting person.

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May 02, 2023 Filed May 4, 2023 21:04 UTC Exercise / conversionCOMMON STOCK 1,190 $0.00 $0.00
Disclosure

SEC source: 0001855774-23-000005 · wf-form4_168323425796556.xml · nonDerivative · entry 1

VON MUEHLEN CONSTANCE E · CIK 0001855774 · EVP AND COO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 8,320

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each restricted stock unit represents a contingent right to receive one share of ALK common stock.

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May 02, 2023 Filed May 4, 2023 20:48 UTC
TACKETT SHANE REVP AND CFO
GrantRESTRICTED STOCK UNITS · Derivative 3,670 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001544028-23-000004 · wf-form4_168323330840764.xml · derivative · entry 4

TACKETT SHANE R · CIK 0001544028 · EVP AND CFO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 3,670

Underlying: COMMON STOCK · 3,670 shares

Expires 2025-02-07

F3 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of ALK common stock.

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May 02, 2023 Filed May 4, 2023 20:48 UTC
TACKETT SHANE REVP AND CFO
GrantRESTRICTED STOCK UNITS · Derivative 7,240 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001544028-23-000004 · wf-form4_168323330840764.xml · derivative · entry 3

TACKETT SHANE R · CIK 0001544028 · EVP AND CFO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 7,240

Underlying: COMMON STOCK · 7,240 shares

Expires 2024-02-09

F3 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of ALK common stock.

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May 02, 2023 Filed May 4, 2023 20:43 UTC
SPRAGUE JOSEPH APRESIDENT, HORIZON AIR
GrantRESTRICTED STOCK UNITS · Derivative 2,900 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001544031-23-000003 · wf-form4_168323297438159.xml · derivative · entry 3

SPRAGUE JOSEPH A · CIK 0001544031 · PRESIDENT, HORIZON AIR

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 2,900

Underlying: COMMON STOCK · 2,900 shares

Expires 2024-02-09

F2 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of ALK common stock.

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May 02, 2023 Filed May 4, 2023 20:39 UTC GrantRESTRICTED STOCK UNITS · Derivative 3,100 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001715974-23-000006 · wf-form4_168323276912554.xml · derivative · entry 4

SCHNEIDER ANDREA L · CIK 0001715974 · SVP PEOPLE

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 3,100

Underlying: COMMON STOCK · 3,100 shares

Expires 2025-02-07

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of ALK common stock.

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May 02, 2023 Filed May 4, 2023 20:39 UTC GrantRESTRICTED STOCK UNITS · Derivative 2,900 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001715974-23-000006 · wf-form4_168323276912554.xml · derivative · entry 3

SCHNEIDER ANDREA L · CIK 0001715974 · SVP PEOPLE

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 2,900

Underlying: COMMON STOCK · 2,900 shares

Expires 2024-02-09

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of ALK common stock.

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May 02, 2023 Filed May 4, 2023 20:28 UTC
MINICUCCI BENITOCEO AND PRESIDENT
GrantRESTRICTED STOCK UNITS · Derivative 6,635 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001451455-23-000004 · wf-form4_168323208656938.xml · derivative · entry 3

MINICUCCI BENITO · CIK 0001451455 · CEO AND PRESIDENT

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 6,635

Underlying: COMMON STOCK · 6,635 shares

Expires 2025-02-07

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of ALK common stock.

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May 02, 2023 Filed May 4, 2023 20:28 UTC
MINICUCCI BENITOCEO AND PRESIDENT
GrantRESTRICTED STOCK UNITS · Derivative 12,580 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001451455-23-000004 · wf-form4_168323208656938.xml · derivative · entry 2

MINICUCCI BENITO · CIK 0001451455 · CEO AND PRESIDENT

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 12,580

Underlying: COMMON STOCK · 12,580 shares

Expires 2024-02-25

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of ALK common stock.

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May 02, 2023 Filed May 4, 2023 20:34 UTC
BIRKETT RAKOW DIANASVP PUB AFFAIRS/SUSTAINABILITY
GrantRESTRICTED STOCK UNITS · Derivative 2,090 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001717592-23-000005 · wf-form4_168323242980750.xml · derivative · entry 6

BIRKETT RAKOW DIANA · CIK 0001717592 · SVP PUB AFFAIRS/SUSTAINABILITY

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 2,090

Underlying: COMMON STOCK · 2,090 shares

Expires 2025-02-07

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of ALK common stock.

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May 02, 2023 Filed May 4, 2023 20:34 UTC
BIRKETT RAKOW DIANASVP PUB AFFAIRS/SUSTAINABILITY
GrantRESTRICTED STOCK UNITS · Derivative 1,930 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001717592-23-000005 · wf-form4_168323242980750.xml · derivative · entry 5

BIRKETT RAKOW DIANA · CIK 0001717592 · SVP PUB AFFAIRS/SUSTAINABILITY

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,930

Underlying: COMMON STOCK · 1,930 shares

Expires 2024-02-09

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of ALK common stock.

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May 02, 2023 Filed May 4, 2023 20:34 UTC
BIRKETT RAKOW DIANASVP PUB AFFAIRS/SUSTAINABILITY
Exercise / conversionRESTRICTED STOCK UNITS · Derivative 1,055 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001717592-23-000005 · wf-form4_168323242980750.xml · derivative · entry 4

BIRKETT RAKOW DIANA · CIK 0001717592 · SVP PUB AFFAIRS/SUSTAINABILITY

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: COMMON STOCK · 1,055 shares

Expires 2023-05-02

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of ALK common stock.

Read SEC document
May 02, 2023 Filed May 4, 2023 20:34 UTC
BIRKETT RAKOW DIANASVP PUB AFFAIRS/SUSTAINABILITY
GrantRESTRICTED STOCK UNITS · Derivative 1,055 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001717592-23-000005 · wf-form4_168323242980750.xml · derivative · entry 3

BIRKETT RAKOW DIANA · CIK 0001717592 · SVP PUB AFFAIRS/SUSTAINABILITY

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,055

Underlying: COMMON STOCK · 1,055 shares

Expires 2023-05-02

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of ALK common stock.

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May 02, 2023 Filed May 4, 2023 20:34 UTC
BIRKETT RAKOW DIANASVP PUB AFFAIRS/SUSTAINABILITY
Tax withholdingCOMMON STOCK 257 $43.37 $11,146.09
Disclosure

SEC source: 0001717592-23-000005 · wf-form4_168323242980750.xml · nonDerivative · entry 2

BIRKETT RAKOW DIANA · CIK 0001717592 · SVP PUB AFFAIRS/SUSTAINABILITY

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 6,923

F2 · acquired: The shares withheld were an exempt disposition to the Issuer under Rule 16b-3(e) to satisfy tax withholding obligations arising out of the vesting of RSUs and settled with shares by the reporting person.

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May 02, 2023 Filed May 4, 2023 20:34 UTC
BIRKETT RAKOW DIANASVP PUB AFFAIRS/SUSTAINABILITY
Exercise / conversionCOMMON STOCK 1,055 $0.00 $0.00
Disclosure

SEC source: 0001717592-23-000005 · wf-form4_168323242980750.xml · nonDerivative · entry 1

BIRKETT RAKOW DIANA · CIK 0001717592 · SVP PUB AFFAIRS/SUSTAINABILITY

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 7,180

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each restricted stock unit represents a contingent right to receive one share of ALK common stock.

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May 02, 2023 Filed May 4, 2023 20:23 UTC
LEVINE KYLE BSVP LEGAL & GEN COUNSEL
GrantEMPLOYEE STOCK OPTION (RIGHT TO BUY) · Derivative 485 $0.00 Strike: $55.36 $0.00
Disclosure

SEC source: 0001663200-23-000005 · wf-form4_168323179885919.xml · derivative · entry 10

LEVINE KYLE B · CIK 0001663200 · SVP LEGAL & GEN COUNSEL

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 485

Underlying: COMMON STOCK · 485 shares

Expires 2033-05-02

F7 · derivative.exercise_date: The option vests as to 363 shares on February 7, 2025, and as to 122 shares on February 7, 2026.

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.