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Nasdaq · USD

ALHC

Alignment Healthcare, Inc.

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Tapewire entity
4269
SEC CIK
0001832466
Parsed reports
456

Last 12 months

Inside the activity.

1 purchase rows · 79 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202503
Dec 2025017
Jan 202608
Feb 202603
Mar 2026018
Apr 202608
May 202603
Jun 202617
Jul 202604
Aug 202602
Sep 202605
Oct 202601

Latest available

Insider transactions

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
March 08, 2024 Filed Mar 12, 2024 22:00 UTC
KAO JOHN EDirector · Chief Executive Officer
Tax withholdingCommon Stock 34,520 $5.39 $186,062.80
Disclosure

SEC source: 0001209191-24-004788 · doc4.xml · nonDerivative · entry 1

KAO JOHN E · CIK 0001222028 · Director · Chief Executive Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 2,312,253

F1 · shares: Represents the number of shares withheld for the payment of tax liabilities in connection with the vesting of service-based restricted stock units ("RSUs"). The withholding of these shares occurred automatically upon the vesting of the RSUs, and as such, no investment decision was made by the Reporting Person in connection with this transaction.

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March 08, 2024 Filed Jul 11, 2025 21:07 UTC Amendment
KAO JOHN EDirector · Chief Executive Officer
Tax withholdingCommon Stock 35,801 $5.39 $192,967.39
Disclosure

SEC source: 0001628280-25-034806 · wk-form4a_1752268073.xml · nonDerivative · entry 1

KAO JOHN E · CIK 0001222028 · Director · Chief Executive Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 2,310,972

F1 · shares: Represents the number of shares withheld for the payment of tax liabilities in connection with the vesting of service-based restricted stock units ("RSUs"). The withholding of these shares occurred automatically upon the vesting of the RSUs, and as such, no investment decision was made by the Reporting Person in connection with this transaction.

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March 06, 2024 Filed Mar 7, 2024 23:04 UTC
Maroney Dawn ChristinePresident, Markets
GiftCommon Stock 6,000 $0.00 $0.00
Disclosure

SEC source: 0001209191-24-004691 · doc4.xml · nonDerivative · entry 1

Maroney Dawn Christine · CIK 0001850397 · President, Markets

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,853,008

F1 · shares: Represents bona fide gifts to family members.

Read SEC document
February 07, 2024 Filed Feb 9, 2024 18:00 UTC
Wagner Andreas P.Chief People & Culture Officer
GrantCommon Stock 155,763 $0.00 $0.00
Disclosure

SEC source: 0001209191-24-003056 · doc4.xml · nonDerivative · entry 1

Wagner Andreas P. · CIK 0002006326 · Chief People & Culture Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 155,763

F1 · kind: Represents 155,763 restricted stock units, each restricted stock unit representing the right to receive one share of Common Stock of the Company, that will vest 25% on each of the first four anniversaries of the grant date, subject to the reporting person's continued service to the Company on the applicable vesting date.

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December 21, 2023 Filed Dec 22, 2023 16:31 UTC
Burzacchi SebastianCOO - Mgmt Services Org
GrantCommon Stock 125,945 $0.00 $0.00
Disclosure

SEC source: 0001209191-23-059572 · doc4.xml · nonDerivative · entry 1

Burzacchi Sebastian · CIK 0002002259 · COO - Mgmt Services Org

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 125,945

F1 · kind: Represents 125,945 restricted stock units, each restricted stock unit representing the right to receive one share of Common Stock of the Company, that will vest 25% on each of December 6, 2024, 2025, 2026 and 2027, subject to the reporting person's continued service to the Company on the applicable vesting date.

Read SEC document
December 14, 2023 Filed Dec 15, 2023 17:00 UTC SaleCommon Stock 1,200 $8.46 $10,152.00
Disclosure

SEC source: 0001209191-23-058801 · doc4.xml · nonDerivative · entry 1

MARGOLIS JEFFREY H · CIK 0001105688 · Director

10b5-1 filing: Plan reported

Ownership: Indirect · See Footnote

Disclosed balance after: 417,133

F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan previously adopted by the reporting person.

F2 · ownership.nature: Represents securities held by the Margolis Family trust 12/23/98, of which Mr. Margolis is the trustee.

Read SEC document
December 06, 2023 Filed Dec 7, 2023 08:00 UTC SaleCommon Stock 1,200 $8.00 $9,600.00
Disclosure

SEC source: 0001209191-23-057683 · doc4.xml · nonDerivative · entry 1

MARGOLIS JEFFREY H · CIK 0001105688 · Director

10b5-1 filing: Plan reported

Ownership: Indirect · See Footnote

Disclosed balance after: 418,333

F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan previously adopted by the reporting person.

F2 · ownership.nature: Represents securities held by the Margolis Family trust 12/23/98, of which Mr. Margolis is the trustee.

Read SEC document
November 10, 2023 Filed Nov 16, 2023 01:24 UTC
KONOWIECKI JOSEPH SDirector · Chairman of the Board
SaleCommon Stock 4,898 $5.90 $28,898.20
Disclosure

SEC source: 0001209191-23-055440 · doc4.xml · nonDerivative · entry 1

KONOWIECKI JOSEPH S · CIK 0001209523 · Director · Chairman of the Board

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,188,221

F1 · shares: Represents the number of shares required to be sold by the reporting person to cover tax withholding obligations in connection with the vesting of restricted stock units. This transaction does not represent a discretionary trade by the reporting person.

Read SEC document
October 16, 2023 Filed Oct 18, 2023 17:00 UTC SaleCommon Stock 6,000 $8.00 $48,016.20
Disclosure

SEC source: 0001209191-23-053097 · doc4.xml · nonDerivative · entry 1

MARGOLIS JEFFREY H · CIK 0001105688 · Director

10b5-1 filing: Plan reported

Ownership: Indirect · See Footnote

Disclosed balance after: 419,533

F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan previously adopted by the reporting person.

F2 · price: The reported price in column 4 is a weighted-average price. Shares were sold in multiple transactions at a per share price ranging from $8.00 to $8.07. The reporting person undertakes to provide to Alignment Healthcare, Inc., any security holder of Alignment Healthcare, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each price within the range.

F3 · ownership.nature: Represents securities held by the Margolis Family trust 12/23/98, of which Mr. Margolis is the trustee.

Read SEC document
October 04, 2023 Filed Oct 6, 2023 21:00 UTC
Kim HyongChief Medical Officer
GrantCommon Stock 340,136 $0.00 $0.00
Disclosure

SEC source: 0001209191-23-052350 · doc4.xml · nonDerivative · entry 1

Kim Hyong · CIK 0001993255 · Chief Medical Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 402,136

F1 · kind: Represents 340,136 restricted stock units ("RSUs"), each RSU representing the right to receive one share of Common Stock of the Company, that will vest 25% on each of the first four anniversaries of the grant date, subject to the reporting person's continued service to the Company as of the applicable vesting date.

Read SEC document
September 14, 2023 Filed Sep 15, 2023 21:00 UTC
KONOWIECKI JOSEPH SDirector · Chairman of the Board
GrantCommon Stock 174,216 $0.00 $0.00
Disclosure

SEC source: 0001209191-23-049618 · doc4.xml · nonDerivative · entry 1

KONOWIECKI JOSEPH S · CIK 0001209523 · Director · Chairman of the Board

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,193,119

F1 · kind: Represents 174,216 restricted stock units ("RSUs"), each RSU representing the right to receive one share of Common Stock of the Company, that will vest 25% on each of the first four anniversaries of the grant date, subject to the reporting person's continued service to the Company as of the applicable vesting date.

Read SEC document
September 13, 2023 Filed Sep 15, 2023 17:00 UTC
JOYCE CHRISTOPHER JChief Legal and Admin. Officer
SaleCommon Stock 15,474 $5.20 $80,464.80
Disclosure

SEC source: 0001209191-23-049616 · doc4.xml · nonDerivative · entry 1

JOYCE CHRISTOPHER J · CIK 0001032563 · Chief Legal and Admin. Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 267,834

F1 · shares: Represents the number of shares required to be sold by the reporting person to cover tax withholding obligations in connection with the vesting of restricted stock units. This transaction does not represent a discretionary trade by the reporting person.

Read SEC document
September 06, 2023 Filed Sep 8, 2023 17:00 UTC
JOYCE CHRISTOPHER JChief Legal and Admin. Officer
GrantCommon Stock 283,308 $0.00 $0.00
Disclosure

SEC source: 0001209191-23-048812 · doc4.xml · nonDerivative · entry 1

JOYCE CHRISTOPHER J · CIK 0001032563 · Chief Legal and Admin. Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 283,308

F1 · kind: Represents (i) 245,023 restricted stock units ("RSUs"), each RSU representing the right to receive one share of Common Stock of the Company, that will vest 25% on each of the first four anniversaries of the grant date, subject to the reporting person's continued service to the Company as of the applicable vesting date, and (ii) 38,285 RSUs which vested immediately on the grant date, subject to forfeiture to the Company in the event of certain qualyfing terminations of employment, 100% if prior to the first anniversary of the grant date and 50% if after the first annivesary but prior to the second anniversary of the grant date.

Read SEC document
July 05, 2023 Filed Jul 7, 2023 17:27 UTC
Kimbro Melinda MicheleChief People Officer
GrantCommon Stock 175,439 $0.00 $0.00
Disclosure

SEC source: 0001209191-23-041829 · doc4.xml · nonDerivative · entry 1

Kimbro Melinda Michele · CIK 0001653953 · Chief People Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 175,439

F1 · kind: Represents 175,439 restricted stock units, each restricted stock unit representing the right to receive one share of Common Stock of the Company, that will vest 25% on each of the first four anniversaries of the grant date, subject to the reporting person's continued service to the Company.

Read SEC document
May 09, 2023 Filed May 10, 2023 21:00 UTC
Maroney Dawn ChristinePresident, Markets
GiftCommon Stock 5,300 $0.00 $0.00
Disclosure

SEC source: 0001209191-23-028510 · doc4.xml · nonDerivative · entry 2

Maroney Dawn Christine · CIK 0001850397 · President, Markets

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,859,008

F1 · kind: Reflects bona fide gifts to a charitable donor advised fund.

Read SEC document
May 08, 2023 Filed May 10, 2023 21:00 UTC
Maroney Dawn ChristinePresident, Markets
GiftCommon Stock 65,000 $0.00 $0.00
Disclosure

SEC source: 0001209191-23-028510 · doc4.xml · nonDerivative · entry 1

Maroney Dawn Christine · CIK 0001850397 · President, Markets

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,864,308

F1 · kind: Reflects bona fide gifts to a charitable donor advised fund.

Read SEC document
March 31, 2023 Filed Mar 31, 2023 17:00 UTC
Freeman Robert ThomasChief Financial Officer
SaleCommon Stock 3,290 $6.26 $20,608.23
Disclosure

SEC source: 0001209191-23-021894 · doc4.xml · nonDerivative · entry 2

Freeman Robert Thomas · CIK 0001850414 · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 709,376

F3 · shares: Represents the number of shares required to be sold by the reporting person to cover tax withholding obligations in connection with the vesting of restricted stock. This transaction does not represent a discretionary trade by the reporting person.

F4 · price: The reported price in column 4 is a weighted-average price. Shares were sold in multiple transactions at a per share price ranging from $6.211 to $6.33. The reporting person undertakes to provide to Alignment Healthcare, Inc., any security holder of Alignment Healthcare, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each price within the range.

Read SEC document
March 29, 2023 Filed Mar 31, 2023 17:00 UTC
Cross Richard A.SVP, General Counsel
SaleCommon Stock 1,710 $6.11 $10,453.74
Disclosure

SEC source: 0001209191-23-021890 · doc4.xml · nonDerivative · entry 1

Cross Richard A. · CIK 0001879095 · SVP, General Counsel

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 393,460

F1 · shares: Represents the number of shares required to be sold by the reporting person to cover tax withholding obligations in connection with the vesting of restricted stock units. This transaction does not represent a discretionary trade by the reporting person.

F2 · price: The reported price in column 4 is a weighted-average price. Shares were sold in multiple transactions at a per share price ranging from $6.02 to $6.25. The reporting person undertakes to provide to Alignment Healthcare, Inc., any security holder of Alignment Healthcare, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each price within the range.

Read SEC document
March 29, 2023 Filed Mar 31, 2023 21:00 UTC
Maroney Dawn ChristinePresident, Markets
SaleCommon Stock 7,178 $6.11 $43,881.27
Disclosure

SEC source: 0001209191-23-021893 · doc4.xml · nonDerivative · entry 1

Maroney Dawn Christine · CIK 0001850397 · President, Markets

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,929,308

F1 · shares: Represents the number of shares required to be sold by the reporting person to cover tax withholding obligations in connection with the vesting of restricted stock units. This transaction does not represent a discretionary trade by the reporting person.

F2 · price: The reported price in column 4 is a weighted-average price. Shares were sold in multiple transactions at a per share price ranging from $6.02 to $6.25. The reporting person undertakes to provide to Alignment Healthcare, Inc., any security holder of Alignment Healthcare, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each price within the range.

Read SEC document
March 29, 2023 Filed Mar 31, 2023 17:00 UTC
Freeman Robert ThomasChief Financial Officer
SaleCommon Stock 5,312 $6.11 $32,473.85
Disclosure

SEC source: 0001209191-23-021894 · doc4.xml · nonDerivative · entry 1

Freeman Robert Thomas · CIK 0001850414 · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 712,666

F1 · shares: Represents the number of shares required to be sold by the reporting person to cover tax withholding obligations in connection with the vesting of restricted stock units. This transaction does not represent a discretionary trade by the reporting person.

F2 · price: The reported price in column 4 is a weighted-average price. Shares were sold in multiple transactions at a per share price ranging from $6.02 to $6.25. The reporting person undertakes to provide to Alignment Healthcare, Inc., any security holder of Alignment Healthcare, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each price within the range.

Read SEC document
March 29, 2023 Filed Mar 31, 2023 21:00 UTC
Kumar Dinesh M.Chief Med & Operating Officer
SaleCommon Stock 3,286 $6.11 $20,088.30
Disclosure

SEC source: 0001209191-23-021891 · doc4.xml · nonDerivative · entry 1

Kumar Dinesh M. · CIK 0001850439 · Chief Med & Operating Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,088,651

F1 · shares: Represents the number of shares required to be sold by the reporting person to cover tax withholding obligations in connection with the vesting of restricted stock units. This transaction does not represent a discretionary trade by the reporting person.

F2 · price: The reported price in column 4 is a weighted-average price. Shares were sold in multiple transactions at a per share price ranging from $6.02 to $6.25. The reporting person undertakes to provide to Alignment Healthcare, Inc., any security holder of Alignment Healthcare, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each price within the range.

Read SEC document
March 29, 2023 Filed Mar 31, 2023 21:00 UTC
KAO JOHN EDirector · Chief Executive Officer
SaleCommon Stock 34,506 $6.11 $210,945.53
Disclosure

SEC source: 0001209191-23-021892 · doc4.xml · nonDerivative · entry 1

KAO JOHN E · CIK 0001222028 · Director · Chief Executive Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 2,346,773

F1 · shares: Represents the number of shares required to be sold by the reporting person to cover tax withholding obligations in connection with the vesting of restricted stock units. This transaction does not represent a discretionary trade by the reporting person.

F2 · price: The reported price in column 4 is a weighted-average price. Shares were sold in multiple transactions at a per share price ranging from $6.02 to $6.25. The reporting person undertakes to provide to Alignment Healthcare, Inc., any security holder of Alignment Healthcare, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each price within the range.

Read SEC document
March 14, 2023 Filed Mar 15, 2023 18:00 UTC
Cross Richard A.SVP, General Counsel
SaleCommon Stock 5,516 $6.33 $34,899.73
Disclosure

SEC source: 0001209191-23-018986 · doc4.xml · nonDerivative · entry 1

Cross Richard A. · CIK 0001879095 · SVP, General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 395,170

F1 · shares: Represents the number of shares required to be sold by the reporting person to cover tax withholding obligations in connection with the vesting of restricted stock units. This transaction does not represent a discretionary trade by the reporting person.

F2 · price: The reported price in column 4 is a weighted-average price. Shares were sold in multiple transactions at a per share price ranging from $5.93 to $6.74. The reporting person undertakes to provide to Alignment Healthcare, Inc., any security holder of Alignment Healthcare, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each price within the range.

Read SEC document
March 14, 2023 Filed Mar 15, 2023 22:00 UTC
Maroney Dawn ChristinePresident, Markets
GiftCommon Stock 2,400 $0.00 $0.00
Disclosure

SEC source: 0001209191-23-018984 · doc4.xml · nonDerivative · entry 2

Maroney Dawn Christine · CIK 0001850397 · President, Markets

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,936,486

F3 · shares: Represents bona fide gifts to family members.

Read SEC document
March 14, 2023 Filed Mar 15, 2023 22:00 UTC
Maroney Dawn ChristinePresident, Markets
SaleCommon Stock 20,006 $6.33 $126,577.96
Disclosure

SEC source: 0001209191-23-018984 · doc4.xml · nonDerivative · entry 1

Maroney Dawn Christine · CIK 0001850397 · President, Markets

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,938,886

F1 · shares: Represents the number of shares required to be sold by the reporting person to cover tax withholding obligations in connection with the vesting of restricted stock units. This transaction does not represent a discretionary trade by the reporting person.

F2 · price: The reported price in column 4 is a weighted-average price. Shares were sold in multiple transactions at a per share price ranging from $5.93 to $6.74. The reporting person undertakes to provide to Alignment Healthcare, Inc., any security holder of Alignment Healthcare, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each price within the range.

Read SEC document
March 14, 2023 Filed Mar 15, 2023 18:00 UTC
Freeman Robert ThomasChief Financial Officer
SaleCommon Stock 13,470 $6.33 $85,224.69
Disclosure

SEC source: 0001209191-23-018988 · doc4.xml · nonDerivative · entry 1

Freeman Robert Thomas · CIK 0001850414 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 717,978

F1 · shares: Represents the number of shares required to be sold by the reporting person to cover tax withholding obligations in connection with the vesting of restricted stock units. This transaction does not represent a discretionary trade by the reporting person.

F2 · price: The reported price in column 4 is a weighted-average price. Shares were sold in multiple transactions at a per share price ranging from $5.93 to $6.74. The reporting person undertakes to provide to Alignment Healthcare, Inc., any security holder of Alignment Healthcare, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each price within the range.

Read SEC document
March 14, 2023 Filed Mar 15, 2023 22:00 UTC
Kumar Dinesh M.Chief Med & Operating Officer
SaleCommon Stock 14,164 $6.33 $89,615.63
Disclosure

SEC source: 0001209191-23-018987 · doc4.xml · nonDerivative · entry 1

Kumar Dinesh M. · CIK 0001850439 · Chief Med & Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,091,937

F1 · shares: Represents the number of shares required to be sold by the reporting person to cover tax withholding obligations in connection with the vesting of restricted stock units. This transaction does not represent a discretionary trade by the reporting person.

F2 · price: The reported price in column 4 is a weighted-average price. Shares were sold in multiple transactions at a per share price ranging from $5.93 to $6.74. The reporting person undertakes to provide to Alignment Healthcare, Inc., any security holder of Alignment Healthcare, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each price within the range.

Read SEC document
March 14, 2023 Filed Mar 15, 2023 22:00 UTC
KAO JOHN EDirector · Chief Executive Officer
SaleCommon Stock 39,101 $6.33 $247,392.03
Disclosure

SEC source: 0001209191-23-018985 · doc4.xml · nonDerivative · entry 1

KAO JOHN E · CIK 0001222028 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,381,279

F1 · shares: Represents the number of shares required to be sold by the reporting person to cover tax withholding obligations in connection with the vesting of restricted stock units. This transaction does not represent a discretionary trade by the reporting person.

F2 · price: The reported price in column 4 is a weighted-average price. Shares were sold in multiple transactions at a per share price ranging from $5.93 to $6.74. The reporting person undertakes to provide to Alignment Healthcare, Inc., any security holder of Alignment Healthcare, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each price within the range.

Read SEC document
March 09, 2023 Filed Mar 10, 2023 22:00 UTC
KONOWIECKI JOSEPH SDirector · Chairman of the Board
PurchaseCommon Stock 100,000 $6.62 $661,610.00
Disclosure

SEC source: 0001209191-23-017853 · doc4.xml · nonDerivative · entry 1

KONOWIECKI JOSEPH S · CIK 0001209523 · Director · Chairman of the Board

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,018,903

Read SEC document
March 08, 2023 Filed Mar 10, 2023 17:00 UTC GrantCommon Stock 21,802 $0.00 $0.00
Disclosure

SEC source: 0001209191-23-017850 · doc4.xml · nonDerivative · entry 1

MARGOLIS JEFFREY H · CIK 0001105688 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 74,451

F1 · kind: Represents 21,802 restricted stock units, each restricted stock unit representing a right to receive one share of Common Stock of the Company, all of which will vest on the one-year anniversary of the grant date unless the reporting person ceases to serve as a member of the Board of Directors prior to such date.

Read SEC document
March 08, 2023 Filed Mar 10, 2023 22:00 UTC GrantCommon Stock 21,802 $0.00 $0.00
Disclosure

SEC source: 0001209191-23-017847 · doc4.xml · nonDerivative · entry 1

McCarthy Margaret M · CIK 0001485980 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 83,120

F1 · kind: Represents 21,802 restricted stock units, each restricted stock unit representing a right to receive one share of Common Stock of the Company, all of which will vest on the one-year anniversary of the grant date unless the reporting person ceases to serve as a member of the Board of Directors prior to such date. The reporting person has elected to defer receipt of the underlying shares for five years (or, if earlier, until separation from service or a change of control of the Company).

Read SEC document
March 08, 2023 Filed Mar 10, 2023 17:00 UTC GrantCommon Stock 29,070 $0.00 $0.00
Disclosure

SEC source: 0001209191-23-017844 · doc4.xml · nonDerivative · entry 1

CARELLA THOMAS J. · CIK 0001477767 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 84,478

F1 · kind: Represents 29,070 restricted stock units, each restricted stock unit representing a right to receive one share of Common Stock of the Company, all of which will vest on the one-year anniversary of the grant date unless the reporting person ceases to serve as a member of the Board of Directors prior to such date.

Read SEC document
March 08, 2023 Filed Mar 10, 2023 22:00 UTC GrantCommon Stock 29,070 $0.00 $0.00
Disclosure

SEC source: 0001209191-23-017845 · doc4.xml · nonDerivative · entry 1

KOSECOFF JACQUELINE B · CIK 0001209524 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 238,609

F1 · kind: Represents 29,070 restricted stock units, each restricted stock unit representing a right to receive one share of Common Stock of the Company, all of which will vest on the one-year anniversary of the grant date unless the reporting person ceases to serve as a member of the Board of Directors prior to such date. The reporting person has elected to defer receipt of the underlying shares for three years (or, if earlier, until separation from service or a change of control of the Company).

Read SEC document
March 08, 2023 Filed Mar 10, 2023 17:00 UTC GrantCommon Stock 29,070 $0.00 $0.00
Disclosure

SEC source: 0001209191-23-017851 · doc4.xml · nonDerivative · entry 1

BILNEY JODY L · CIK 0001185995 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 57,744

F1 · kind: Represents 29,070 restricted stock units, each restricted stock unit representing a right to receive one share of Common Stock of the Company, all of which will vest on the one-year anniversary of the grant date unless the reporting person ceases to serve as a member of the Board of Directors prior to such date. The reporting person has elected to defer receipt of the underlying shares until separation from service (or, if earlier, until change of control of the Company).

Read SEC document
March 08, 2023 Filed Mar 10, 2023 22:00 UTC
JORDEN YONDirector
GrantCommon Stock 21,802 $0.00 $0.00
Disclosure

SEC source: 0001209191-23-017848 · doc4.xml · nonDerivative · entry 1

JORDEN YON · CIK 0001189397 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 50,476

F1 · kind: Represents 21,802 restricted stock units, each restricted stock unit representing a right to receive one share of Common Stock of the Company, all of which will vest on the one-year anniversary of the grant date unless the reporting person ceases to serve as a member of the Board of Directors prior to such date.

Read SEC document
March 08, 2023 Filed Mar 10, 2023 22:00 UTC GrantCommon Stock 36,337 $0.00 $0.00
Disclosure

SEC source: 0001209191-23-017852 · doc4.xml · nonDerivative · entry 1

HODGSON DAVID C · CIK 0001193346 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 85,716

F1 · kind: Represents 36,337 restricted stock units, each restricted stock unit representing a right to receive one share of Common Stock of the Company, all of which will vest on the one-year anniversary of the grant date unless the reporting person ceases to serve as a member of the Board of Directors prior to such date. The reporting person has elected to defer receipt of the underlying shares until separation of service as a director (or, if earlier, until a change of control of the Company).

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March 08, 2023 Filed Mar 10, 2023 22:00 UTC GrantCommon Stock 21,802 $0.00 $0.00
Disclosure

SEC source: 0001209191-23-017843 · doc4.xml · nonDerivative · entry 1

McClellan Mark B. · CIK 0001567006 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 315,177

F1 · kind: Represents 21,802 restricted stock units, each restricted stock unit representing a right to receive one share of Common Stock of the Company, all of which will vest on the one-year anniversary of the grant date unless the reporting person ceases to serve as a member of the Board of Directors prior to such date.

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March 08, 2023 Filed Mar 10, 2023 17:00 UTC GrantCommon Stock 36,337 $0.00 $0.00
Disclosure

SEC source: 0001209191-23-017846 · doc4.xml · nonDerivative · entry 1

Vorhoff Nicholas Robbert · CIK 0001794455 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 85,716

F1 · kind: Represents 36,337 restricted stock units, each restricted stock unit representing a right to receive one share of Common Stock of the Company, all of which will vest on the one-year anniversary of the grant date unless the reporting person ceases to serve as a member of the Board of Directors prior to such date. The reporting person has elected to defer receipt of the underlying shares until separation of service as a director (or, if earlier, until a change of control of the Company).

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March 02, 2023 Filed Mar 3, 2023 22:00 UTC
Maroney Dawn ChristinePresident, Markets
GiftCommon Stock 6,800 $0.00 $0.00
Disclosure

SEC source: 0001209191-23-015676 · doc4.xml · nonDerivative · entry 1

Maroney Dawn Christine · CIK 0001850397 · President, Markets

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,958,892

F1 · kind: Represents bona fide gifts to family members.

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February 01, 2023 Filed Feb 3, 2023 22:00 UTC
Kumar Dinesh M.Chief Med & Operating Officer
SaleCommon Stock 10,000 $12.19 $121,921.00
Disclosure

SEC source: 0001209191-23-006991 · doc4.xml · nonDerivative · entry 1

Kumar Dinesh M. · CIK 0001850439 · Chief Med & Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,106,101

F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan previously adopted by the reporting person.

F2 · price: The reported price in column 4 is a weighted-average price. Shares were sold in multiple transactions at a per share price ranging from $12.00 to $12.41. The reporting person undertakes to provide to Alignment Healthcare, Inc., any security holder of Alignment Healthcare, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each price within the range.

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January 18, 2023 Filed Jan 20, 2023 18:00 UTC
Freeman Robert ThomasChief Financial Officer
SaleCommon Stock 1,100 $13.01 $14,308.03
Disclosure

SEC source: 0001209191-23-004323 · doc4.xml · nonDerivative · entry 1

Freeman Robert Thomas · CIK 0001850414 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnote

Disclosed balance after: 519,429

F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan previously adopted by the reporting person.

F2 · price: The reported price in column 4 is a weighted-average price. Shares were sold in multiple transactions at a per share price ranging from $13.00 to $13.05. The reporting person undertakes to provide to Alignment Healthcare, Inc., any security holder of Alignment Healthcare, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each price within the range.

F3 · ownership.nature: Represents securities held by FCO Holdings LLC, a limited liability company owned by FCO Holdings Trust One, an irrevocable trust of which Mr. Freeman is an indirect beneficiary.

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January 18, 2023 Filed Jan 20, 2023 23:00 UTC
Kumar Dinesh M.Chief Med & Operating Officer
SaleCommon Stock 1,125 $13.01 $14,632.99
Disclosure

SEC source: 0001209191-23-004325 · doc4.xml · nonDerivative · entry 1

Kumar Dinesh M. · CIK 0001850439 · Chief Med & Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,116,101

F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan previously adopted by the reporting person.

F2 · price: The reported price in column 4 is a weighted-average price. Shares were sold in multiple transactions at a per share price ranging from $13.00 to $13.05. The reporting person undertakes to provide to Alignment Healthcare, Inc., any security holder of Alignment Healthcare, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each price within the range.

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January 18, 2023 Filed Jan 20, 2023 23:00 UTC
KAO JOHN EDirector · Chief Executive Officer
SaleCommon Stock 1,100 $13.01 $14,310.01
Disclosure

SEC source: 0001209191-23-004324 · doc4.xml · nonDerivative · entry 1

KAO JOHN E · CIK 0001222028 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnote

Disclosed balance after: 2,723,100

F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan previously adopted by the reporting person.

F2 · price: The reported price in column 4 is a weighted-average price. Shares were sold in multiple transactions at a per share price ranging from $13.00 to $13.05. The reporting person undertakes to provide to Alignment Healthcare, Inc., any security holder of Alignment Healthcare, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each price within the range.

F3 · ownership.nature: Represents securities held by JEK Trust, dated February 8, 2021, of which Mr. Kao is the trustee.

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January 17, 2023 Filed Jan 19, 2023 23:00 UTC
Maroney Dawn ChristinePresident, Markets
SaleCommon Stock 5,000 $12.54 $62,720.50
Disclosure

SEC source: 0001209191-23-004073 · doc4.xml · nonDerivative · entry 1

Maroney Dawn Christine · CIK 0001850397 · President, Markets

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,965,692

F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan previously adopted by the reporting person.

F2 · price: The reported price in column 4 is a weighted-average price. Shares were sold in multiple transactions at a per share price ranging from $12.31 to $12.67. The reporting person undertakes to provide to Alignment Healthcare, Inc., any security holder of Alignment Healthcare, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each price within the range.

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January 13, 2023 Filed Jan 18, 2023 22:00 UTC
Kumar Dinesh M.Chief Med & Operating Officer
SaleCommon Stock 9,000 $12.09 $108,818.10
Disclosure

SEC source: 0001209191-23-003777 · doc4.xml · nonDerivative · entry 1

Kumar Dinesh M. · CIK 0001850439 · Chief Med & Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,117,226

F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan previously adopted by the reporting person.

F2 · price: The reported price in column 4 is a weighted-average price. Shares were sold in multiple transactions at a per share price ranging from $12.00 to $12.18. The reporting person undertakes to provide to Alignment Healthcare, Inc., any security holder of Alignment Healthcare, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each price within the range.

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January 03, 2023 Filed Jan 5, 2023 22:01 UTC
Kumar Dinesh M.Chief Med & Operating Officer
SaleCommon Stock 1,000 $12.01 $12,013.00
Disclosure

SEC source: 0001209191-23-001934 · doc4.xml · nonDerivative · entry 1

Kumar Dinesh M. · CIK 0001850439 · Chief Med & Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,126,226

F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan previously adopted by the reporting person.

F2 · price: The reported price in column 4 is a weighted-average price. Shares were sold in multiple transactions at a per share price ranging from $12.00 to $12.03. The reporting person undertakes to provide to Alignment Healthcare, Inc., any security holder of Alignment Healthcare, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each price within the range.

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December 21, 2022 Filed Dec 22, 2022 22:00 UTC
Maroney Dawn ChristinePresident, Markets
SaleCommon Stock 4,274 $12.01 $51,345.27
Disclosure

SEC source: 0001209191-22-062458 · doc4.xml · nonDerivative · entry 1

Maroney Dawn Christine · CIK 0001850397 · President, Markets

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,970,692

F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan previously adopted by the reporting person.

F2 · price: The reported price in column 4 is a weighted-average price. Shares were sold in multiple transactions at a per share price ranging from $12.00 to $12.04. The reporting person undertakes to provide to Alignment Healthcare, Inc., any security holder of Alignment Healthcare, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each price within the range.

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December 15, 2022 Filed Dec 19, 2022 23:32 UTC
Maroney Dawn ChristinePresident, Markets
SaleCommon Stock 726 $12.02 $8,727.25
Disclosure

SEC source: 0001209191-22-062017 · doc4.xml · nonDerivative · entry 3

Maroney Dawn Christine · CIK 0001850397 · President, Markets

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,974,966

F3 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan previously adopted by the reporting person.

F4 · price: The reported price in column 4 is a weighted-average price. Shares were sold in multiple transactions at a per share price ranging from $12.00 to $12.07. The reporting person undertakes to provide to Alignment Healthcare, Inc., any security holder of Alignment Healthcare, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each price within the range.

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December 01, 2022 Filed Dec 2, 2022 19:26 UTC
Freeman Robert ThomasChief Financial Officer
SaleCommon Stock 24,000 $13.10 $314,445.60
Disclosure

SEC source: 0001209191-22-059509 · doc4.xml · nonDerivative · entry 1

Freeman Robert Thomas · CIK 0001850414 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnote

Disclosed balance after: 520,529

F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan previously adopted by the reporting person.

F2 · price: The reported price in column 4 is a weighted-average price. Shares were sold in multiple transactions at a per share price ranging from $13.00 to $13.41. The reporting person undertakes to provide to Alignment Healthcare, Inc., any security holder of Alignment Healthcare, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each price within the range.

F3 · ownership.nature: Represents securities held by FCO Holdings LLC, a limited liability company owned by FCO Holdings Trust One, an irrevocable trust of which Mr. Freeman is an indirect beneficiary.

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December 01, 2022 Filed Dec 3, 2022 00:28 UTC
Kumar Dinesh M.Chief Med & Operating Officer
SaleCommon Stock 20,000 $13.08 $261,572.00
Disclosure

SEC source: 0001209191-22-059510 · doc4.xml · nonDerivative · entry 1

Kumar Dinesh M. · CIK 0001850439 · Chief Med & Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,127,226

F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan previously adopted by the reporting person.

F2 · price: The reported price in column 4 is a weighted-average price. Shares were sold in multiple transactions at a per share price ranging from $12.82 to $13.43. The reporting person undertakes to provide to Alignment Healthcare, Inc., any security holder of Alignment Healthcare, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each price within the range.

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.