Tapewire

Nasdaq · USD

ALHC

Alignment Healthcare, Inc.

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Tapewire entity
4269
SEC CIK
0001832466
Parsed reports
456

Last 12 months

Inside the activity.

1 purchase rows · 79 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202503
Dec 2025017
Jan 202608
Feb 202603
Mar 2026018
Apr 202608
May 202603
Jun 202617
Jul 202604
Aug 202602
Sep 202605
Oct 202601

Latest available

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
August 01, 2022 Filed Aug 3, 2022 01:18 UTC
KAO JOHN EDirector · Chief Executive Officer
SaleCommon Stock 49,152 $14.60 $717,594.62
Disclosure

SEC source: 0001209191-22-044009 · doc4.xml · nonDerivative · entry 1

KAO JOHN E · CIK 0001222028 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnote

Disclosed balance after: 3,416,239

F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan previously adopted by the reporting person.

F2 · ownership.nature: Represents securities held by JEK Trust, dated February 8, 2021, of which Mr. Kao is the trustee.

Read SEC document
July 11, 2022 Filed Jul 11, 2022 21:55 UTC
KAO JOHN EDirector · Chief Executive Officer
SaleCommon Stock 4,107 $14.08 $57,808.08
Disclosure

SEC source: 0001209191-22-041837 · doc4.xml · nonDerivative · entry 1

KAO JOHN E · CIK 0001222028 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnote

Disclosed balance after: 3,465,391

F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan previously adopted by the reporting person.

F2 · price: The reported price in column 4 is a weighted-average price. Shares were sold in multiple transactions at a per share price ranging from $14.00 to $14.42. The reporting person undertakes to provide to Alignment Healthcare, Inc., any security holder of Alignment Healthcare, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each price within the range.

F3 · ownership.nature: Represents securities held by JEK Trust, dated February 8, 2021, of which Mr. Kao is the trustee.

Read SEC document
July 08, 2022 Filed Jul 8, 2022 22:44 UTC
Maroney Dawn ChristinePresident, Markets
SaleCommon Stock 14,775 $14.30 $211,242.61
Disclosure

SEC source: 0001209191-22-041716 · doc4.xml · nonDerivative · entry 2

Maroney Dawn Christine · CIK 0001850397 · President, Markets

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,631,859

F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan previously adopted by the reporting person.

F3 · price: The reported price in column 4 is a weighted-average price. Shares were sold in multiple transactions at a per share price ranging from $14.09 to $14.56.

Read SEC document
July 08, 2022 Filed Jul 8, 2022 22:41 UTC
KAO JOHN EDirector · Chief Executive Officer
SaleCommon Stock 20,699 $14.33 $296,546.29
Disclosure

SEC source: 0001209191-22-041712 · doc4.xml · nonDerivative · entry 4

KAO JOHN E · CIK 0001222028 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnote

Disclosed balance after: 3,469,498

F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan previously adopted by the reporting person.

F6 · price: The reported price in column 4 is a weighted-average price. Shares were sold in multiple transactions at a per share price ranging from $14.10 to $14.56.

F3 · ownership.nature: Represents securities held by JEK Trust, dated February 8, 2021, of which Mr. Kao is the trustee.

Read SEC document
July 07, 2022 Filed Jul 8, 2022 22:44 UTC
Maroney Dawn ChristinePresident, Markets
SaleCommon Stock 25,225 $14.12 $356,285.47
Disclosure

SEC source: 0001209191-22-041716 · doc4.xml · nonDerivative · entry 1

Maroney Dawn Christine · CIK 0001850397 · President, Markets

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,646,634

F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan previously adopted by the reporting person.

F2 · price: The reported price in column 4 is a weighted-average price. Shares were sold in multiple transactions at a per share price ranging from $14.00 to $14.35. The reporting person undertakes to provide to Alignment Healthcare, Inc., any security holder of Alignment Healthcare, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each price within the ranges set forth in footnotes (2) and (3) to this Form 4.

Read SEC document
July 07, 2022 Filed Jul 8, 2022 22:41 UTC
KAO JOHN EDirector · Chief Executive Officer
SaleCommon Stock 7,370 $14.29 $105,349.73
Disclosure

SEC source: 0001209191-22-041712 · doc4.xml · nonDerivative · entry 3

KAO JOHN E · CIK 0001222028 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnote

Disclosed balance after: 3,490,197

F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan previously adopted by the reporting person.

F5 · price: The reported price in column 4 is a weighted-average price. Shares were sold in multiple transactions at a per share price ranging from $14.16 to $14.35.

F3 · ownership.nature: Represents securities held by JEK Trust, dated February 8, 2021, of which Mr. Kao is the trustee.

Read SEC document
July 07, 2022 Filed Jul 8, 2022 22:41 UTC
KAO JOHN EDirector · Chief Executive Officer
SaleCommon Stock 42,072 $13.88 $583,841.56
Disclosure

SEC source: 0001209191-22-041712 · doc4.xml · nonDerivative · entry 2

KAO JOHN E · CIK 0001222028 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnote

Disclosed balance after: 3,497,567

F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan previously adopted by the reporting person.

F4 · price: The reported price in column 4 is a weighted-average price. Shares were sold in multiple transactions at a per share price ranging from $13.15 to $14.14.

F3 · ownership.nature: Represents securities held by JEK Trust, dated February 8, 2021, of which Mr. Kao is the trustee.

Read SEC document
July 06, 2022 Filed Jul 7, 2022 22:55 UTC
Kumar Dinesh M.Chief Med & Operating Officer
SaleCommon Stock 20,000 $13.04 $260,786.00
Disclosure

SEC source: 0001209191-22-041519 · doc4.xml · nonDerivative · entry 2

Kumar Dinesh M. · CIK 0001850439 · Chief Med & Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,130,970

F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan previously adopted by the reporting person.

F2 · price: The reported prices in column 4 are weighted-average prices. Shares sold on July 5, 2022 were sold in multiple transactions at a per share price ranging from $12.00 to $12.88. Shares sold on July 6, 2022 were sold in multiple transactions at a per share price ranging from $13.00 to $13.26. The reporting person undertakes to provide to Alignment Healthcare, Inc., any security holder of Alignment Healthcare, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each price within the range.

Read SEC document
July 06, 2022 Filed Jul 8, 2022 22:41 UTC
KAO JOHN EDirector · Chief Executive Officer
SaleCommon Stock 25,752 $13.04 $335,924.54
Disclosure

SEC source: 0001209191-22-041712 · doc4.xml · nonDerivative · entry 1

KAO JOHN E · CIK 0001222028 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnote

Disclosed balance after: 3,539,639

F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan previously adopted by the reporting person.

F2 · price: The reported price in column 4 is a weighted-average price. Shares were sold in multiple transactions at a per share price ranging from $13.00 to $13.23. The reporting person undertakes to provide to Alignment Healthcare, Inc., any security holder of Alignment Healthcare, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each price within the ranges set forth in footnotes (2), (4), (5) and (6) to this Form 4.

F3 · ownership.nature: Represents securities held by JEK Trust, dated February 8, 2021, of which Mr. Kao is the trustee.

Read SEC document
July 05, 2022 Filed Jul 7, 2022 22:55 UTC
Kumar Dinesh M.Chief Med & Operating Officer
SaleCommon Stock 16,317 $12.41 $202,516.81
Disclosure

SEC source: 0001209191-22-041519 · doc4.xml · nonDerivative · entry 1

Kumar Dinesh M. · CIK 0001850439 · Chief Med & Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,150,970

F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan previously adopted by the reporting person.

F2 · price: The reported prices in column 4 are weighted-average prices. Shares sold on July 5, 2022 were sold in multiple transactions at a per share price ranging from $12.00 to $12.88. Shares sold on July 6, 2022 were sold in multiple transactions at a per share price ranging from $13.00 to $13.26. The reporting person undertakes to provide to Alignment Healthcare, Inc., any security holder of Alignment Healthcare, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each price within the range.

Read SEC document
July 05, 2022 Filed Jul 7, 2022 18:51 UTC
Freeman Robert ThomasChief Financial Officer
SaleCommon Stock 20,383 $12.48 $254,404.30
Disclosure

SEC source: 0001209191-22-041516 · doc4.xml · nonDerivative · entry 1

Freeman Robert Thomas · CIK 0001850414 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnote

Disclosed balance after: 683,939

F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan previously adopted by the reporting person.

F2 · price: The reported price in column 4 is a weighted-average price. Shares were sold in multiple transactions at a per share price ranging from $12.00 to $12.88. The reporting person undertakes to provide to Alignment Healthcare, Inc., any security holder of Alignment Healthcare, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each price within the range.

F3 · ownership.nature: Represents securities held by FCO Holdings LLC, a limited liability company owned by FCO Holdings Trust One, an irrevocable trust of which Mr. Freeman is an indirect beneficiary.

Read SEC document
July 01, 2022 Filed Jul 1, 2022 23:06 UTC
Kumar Dinesh M.Chief Med & Operating Officer
SaleCommon Stock 10,000 $11.40 $113,980.00
Disclosure

SEC source: 0001209191-22-040366 · doc4.xml · nonDerivative · entry 1

Kumar Dinesh M. · CIK 0001850439 · Chief Med & Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,167,287

F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan previously adopted by the reporting person.

F2 · price: The reported price in column 4 is a weighted-average price. Shares were sold in multiple transactions at a per share price ranging from $11.02 to $11.51. The reporting person undertakes to provide to Alignment Healthcare, Inc., any security holder of Alignment Healthcare, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each price within the range.

Read SEC document
July 01, 2022 Filed Jul 1, 2022 19:04 UTC
Freeman Robert ThomasChief Financial Officer
SaleCommon Stock 12,000 $11.40 $136,838.40
Disclosure

SEC source: 0001209191-22-040365 · doc4.xml · nonDerivative · entry 1

Freeman Robert Thomas · CIK 0001850414 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnote

Disclosed balance after: 704,322

F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan previously adopted by the reporting person.

F2 · price: The reported price in column 4 is a weighted-average price. Shares were sold in multiple transactions at a per share price ranging from $11.00 to $11.51. The reporting person undertakes to provide to Alignment Healthcare, Inc., any security holder of Alignment Healthcare, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each price within the range.

F3 · ownership.nature: Represents securities held by FCO Holdings LLC, a limited liability company owned by FCO Holdings Trust One, an irrevocable trust of which Mr. Freeman is an indirect beneficiary.

Read SEC document
June 22, 2022 Filed Jun 23, 2022 16:46 UTC
Freeman Robert ThomasChief Financial Officer
SaleCommon Stock 100 $12.00 $1,200.00
Disclosure

SEC source: 0001209191-22-038918 · doc4.xml · nonDerivative · entry 2

Freeman Robert Thomas · CIK 0001850414 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnote

Disclosed balance after: 716,322

F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan previously adopted by the reporting person.

F3 · ownership.nature: Represents securities held by FCO Holdings LLC, a limited liability company owned by FCO Holdings Trust One, an irrevocable trust of which Mr. Freeman is an indirect beneficiary.

Read SEC document
June 22, 2022 Filed Jun 23, 2022 20:54 UTC
Kumar Dinesh M.Chief Med & Operating Officer
SaleCommon Stock 100 $12.00 $1,200.00
Disclosure

SEC source: 0001209191-22-038942 · doc4.xml · nonDerivative · entry 2

Kumar Dinesh M. · CIK 0001850439 · Chief Med & Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,177,287

F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan previously adopted by the reporting person.

Read SEC document
June 21, 2022 Filed Jun 23, 2022 16:46 UTC
Freeman Robert ThomasChief Financial Officer
SaleCommon Stock 3,517 $12.01 $42,249.02
Disclosure

SEC source: 0001209191-22-038918 · doc4.xml · nonDerivative · entry 1

Freeman Robert Thomas · CIK 0001850414 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnote

Disclosed balance after: 716,422

F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan previously adopted by the reporting person.

F2 · price: The reported price in column 4 is a weighted-average price. Shares were sold in multiple transactions at a per share price ranging from $12.00 to $12.06. The reporting person undertakes to provide to Alignment Healthcare, Inc., any security holder of Alignment Healthcare, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each price within the range.

F3 · ownership.nature: Represents securities held by FCO Holdings LLC, a limited liability company owned by FCO Holdings Trust One, an irrevocable trust of which Mr. Freeman is an indirect beneficiary.

Read SEC document
June 21, 2022 Filed Jun 23, 2022 20:54 UTC
Kumar Dinesh M.Chief Med & Operating Officer
SaleCommon Stock 3,583 $12.01 $43,035.05
Disclosure

SEC source: 0001209191-22-038942 · doc4.xml · nonDerivative · entry 1

Kumar Dinesh M. · CIK 0001850439 · Chief Med & Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,177,387

F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan previously adopted by the reporting person.

F2 · price: The reported price in column 4 is a weighted-average price. Shares were sold in multiple transactions at a per share price ranging from $12.00 to $12.04. The reporting person undertakes to provide to Alignment Healthcare, Inc., any security holder of Alignment Healthcare, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each price within the range.

Read SEC document
June 17, 2022 Filed Jun 17, 2022 17:55 UTC
Freeman Robert ThomasChief Financial Officer
SaleCommon Stock 12,000 $11.18 $134,114.40
Disclosure

SEC source: 0001209191-22-038017 · doc4.xml · nonDerivative · entry 1

Freeman Robert Thomas · CIK 0001850414 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnote

Disclosed balance after: 719,939

F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan previously adopted by the reporting person.

F2 · price: The reported price in column 4 is a weighted-average price. Shares were sold in multiple transactions at a per share price ranging from $11.03 to $11.35. The reporting person undertakes to provide to Alignment Healthcare, Inc., any security holder of Alignment Healthcare, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each price within the range.

F3 · ownership.nature: Represents securities held by FCO Holdings LLC, a limited liability company owned by FCO Holdings Trust One, an irrevocable trust of which Mr. Freeman is an indirect beneficiary.

Read SEC document
June 16, 2022 Filed Jun 17, 2022 22:11 UTC
Maroney Dawn ChristinePresident, Markets
SaleCommon Stock 2,150 $10.96 $23,564.00
Disclosure

SEC source: 0001209191-22-038060 · doc4.xml · nonDerivative · entry 1

Maroney Dawn Christine · CIK 0001850397 · President, Markets

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,671,859

F1 · shares: Represents shares sold in a private transaction.

Read SEC document
June 16, 2022 Filed Jun 17, 2022 22:06 UTC
Kumar Dinesh M.Chief Med & Operating Officer
SaleCommon Stock 10,000 $11.04 $110,393.00
Disclosure

SEC source: 0001209191-22-038053 · doc4.xml · nonDerivative · entry 1

Kumar Dinesh M. · CIK 0001850439 · Chief Med & Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,180,970

F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan previously adopted by the reporting person.

F2 · price: The reported price in column 4 is a weighted-average price. Shares were sold in multiple transactions at a per share price ranging from $11.00 to $11.45. The reporting person undertakes to provide to Alignment Healthcare, Inc., any security holder of Alignment Healthcare, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each price within the range.

Read SEC document
June 02, 2022 Filed Jun 3, 2022 21:05 UTC
Maroney Dawn ChristinePresident, Markets
SaleCommon Stock 13,782 $11.10 $153,017.41
Disclosure

SEC source: 0001209191-22-034198 · doc4.xml · nonDerivative · entry 1

Maroney Dawn Christine · CIK 0001850397 · President, Markets

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,674,009

F1 · price: The reported price in column 4 is a weighted-average price. Shares were sold in multiple transactions at a per share price ranging from $11.00 to $11.3250. The reporting person undertakes to provide to Alignment Healthcare, Inc., any security holder of Alignment Healthcare, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each price within the range.

Read SEC document
April 26, 2022 Filed May 17, 2022 01:02 UTC
Maroney Dawn ChristinePresident, Markets
GiftCommon Stock 9,415 $0.00 $0.00
Disclosure

SEC source: 0001209191-22-029454 · doc4.xml · nonDerivative · entry 4

Maroney Dawn Christine · CIK 0001850397 · President, Markets

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,687,791

F1 · kind: Represents shares of Common Stock that the reporting person donated as a gift to a charitable entity.

Read SEC document
April 25, 2022 Filed May 17, 2022 01:02 UTC
Maroney Dawn ChristinePresident, Markets
GiftCommon Stock 1,000 $0.00 $0.00
Disclosure

SEC source: 0001209191-22-029454 · doc4.xml · nonDerivative · entry 3

Maroney Dawn Christine · CIK 0001850397 · President, Markets

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,697,206

F1 · kind: Represents shares of Common Stock that the reporting person donated as a gift to a charitable entity.

Read SEC document
April 22, 2022 Filed May 17, 2022 01:02 UTC
Maroney Dawn ChristinePresident, Markets
GiftCommon Stock 1,000 $0.00 $0.00
Disclosure

SEC source: 0001209191-22-029454 · doc4.xml · nonDerivative · entry 2

Maroney Dawn Christine · CIK 0001850397 · President, Markets

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,698,206

F1 · kind: Represents shares of Common Stock that the reporting person donated as a gift to a charitable entity.

Read SEC document
April 12, 2022 Filed May 17, 2022 01:02 UTC
Maroney Dawn ChristinePresident, Markets
GiftCommon Stock 15,000 $0.00 $0.00
Disclosure

SEC source: 0001209191-22-029454 · doc4.xml · nonDerivative · entry 1

Maroney Dawn Christine · CIK 0001850397 · President, Markets

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,699,206

F1 · kind: Represents shares of Common Stock that the reporting person donated as a gift to a charitable entity.

Read SEC document
April 01, 2022 Filed Apr 1, 2022 19:14 UTC
Freeman Robert ThomasChief Financial Officer
SaleCommon Stock 3,292 $11.42 $37,582.13
Disclosure

SEC source: 0001209191-22-022083 · doc4.xml · nonDerivative · entry 2

Freeman Robert Thomas · CIK 0001850414 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 412,269

F3 · shares: Represents the number of shares required to be sold by the reporting person to cover tax withholding obligations in connection with the vesting of restricted stock. This transaction does not represent a discretionary trade by the reporting person.

F2 · price: The reported price in column 4 is a weighted-average price. Shares sold on March 31, 2022 were sold in multiple transactions at a per share price ranging from $10.73 to $11.45. Shares sold on April 1, 2022 were sold in multiple transactions at a per share price ranging from $11.31 to $11.61. The reporting person undertakes to provide to Alignment Healthcare, Inc., any security holder of Alignment Healthcare, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each price within the range.

Read SEC document
March 31, 2022 Filed Apr 1, 2022 19:21 UTC
Shrestha RajeshPres., New Markets & CBO
SaleCommon Stock 14,224 $11.18 $158,961.73
Disclosure

SEC source: 0001209191-22-022092 · doc4.xml · nonDerivative · entry 1

Shrestha Rajesh · CIK 0001879090 · Pres., New Markets & CBO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 170,220

F1 · shares: Represents the number of shares required to be sold by the reporting person to cover tax withholding obligations in connection with the vesting of restricted stock units. This transaction does not represent a discretionary trade by the reporting person.

F2 · price: The reported price in column 4 is a weighted-average price. Shares were sold in multiple transactions at a per share price ranging from $10.73 to $11.45. The Reporting Person undertakes to provide to Alignment Healthcare, Inc., any security holder of Alignment Healthcare, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each price within the range.

Read SEC document
March 31, 2022 Filed Apr 1, 2022 18:47 UTC
Cross Richard A.SVP, General Counsel
SaleCommon Stock 1,592 $11.18 $17,791.56
Disclosure

SEC source: 0001209191-22-022067 · doc4.xml · nonDerivative · entry 1

Cross Richard A. · CIK 0001879095 · SVP, General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 297,927

F1 · shares: Represents the number of shares required to be sold by the reporting person to cover tax withholding obligations in connection with the vesting of restricted stock units. This transaction does not represent a discretionary trade by the reporting person.

F2 · price: The reported price in column 4 is a weighted-average price. Shares were sold in multiple transactions at a per share price ranging from $10.73 to $11.45. The reporting person undertakes to provide to Alignment Healthcare, Inc., any security holder of Alignment Healthcare, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each price within the range.

Read SEC document
March 31, 2022 Filed Apr 1, 2022 19:14 UTC
Freeman Robert ThomasChief Financial Officer
SaleCommon Stock 4,944 $11.18 $55,252.66
Disclosure

SEC source: 0001209191-22-022083 · doc4.xml · nonDerivative · entry 1

Freeman Robert Thomas · CIK 0001850414 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 415,561

F1 · shares: Represents the number of shares required to be sold by the reporting person to cover tax withholding obligations in connection with the vesting of restricted stock units. This transaction does not represent a discretionary trade by the reporting person.

F2 · price: The reported price in column 4 is a weighted-average price. Shares sold on March 31, 2022 were sold in multiple transactions at a per share price ranging from $10.73 to $11.45. Shares sold on April 1, 2022 were sold in multiple transactions at a per share price ranging from $11.31 to $11.61. The reporting person undertakes to provide to Alignment Healthcare, Inc., any security holder of Alignment Healthcare, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each price within the range.

Read SEC document
March 31, 2022 Filed Apr 1, 2022 23:15 UTC
Maroney Dawn ChristinePresident, Markets
SaleCommon Stock 6,681 $11.18 $74,664.18
Disclosure

SEC source: 0001209191-22-022084 · doc4.xml · nonDerivative · entry 1

Maroney Dawn Christine · CIK 0001850397 · President, Markets

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,714,206

F1 · shares: Represents the number of shares required to be sold by the reporting person to cover tax withholding obligations in connection with the vesting of restricted stock units. This transaction does not represent a discretionary trade by the reporting person.

F2 · price: The reported price in column 4 is a weighted-average price. Shares were sold in multiple transactions at a per share price ranging from $10.73 to $11.45. The reporting person undertakes to provide to Alignment Healthcare, Inc., any security holder of Alignment Healthcare, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each price within the range.

Read SEC document
March 31, 2022 Filed Apr 1, 2022 18:47 UTC
Furman Donald StevenChief Clinical Officer
SaleCommon Stock 3,006 $11.18 $33,593.85
Disclosure

SEC source: 0001209191-22-022068 · doc4.xml · nonDerivative · entry 1

Furman Donald Steven · CIK 0001850417 · Chief Clinical Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,826,538

F1 · shares: Represents the number of shares required to be sold by the reporting person to cover tax withholding obligations in connection with the vesting of restricted stock units. This transaction does not represent a discretionary trade by the reporting person.

F2 · price: The reported price in column 4 is a weighted-average price. Shares were sold in multiple transactions at a per share price ranging from $10.73 to $11.45. The reporting person undertakes to provide to Alignment Healthcare, Inc., any security holder of Alignment Healthcare, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each price within the range.

Read SEC document
March 31, 2022 Filed Apr 1, 2022 23:10 UTC
Kumar Dinesh M.Chief Medical Officer
SaleCommon Stock 3,058 $11.18 $34,175.29
Disclosure

SEC source: 0001209191-22-022078 · doc4.xml · nonDerivative · entry 1

Kumar Dinesh M. · CIK 0001850439 · Chief Medical Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,190,970

F1 · shares: Represents the number of shares required to be sold by the reporting person to cover tax withholding obligations in connection with the vesting of restricted stock units. This transaction does not represent a discretionary trade by the reporting person.

F2 · price: The reported price in column 4 is a weighted-average price. Shares were sold in multiple transactions at a per share price ranging from $10.73 to $11.45. The reporting person undertakes to provide to Alignment Healthcare, Inc., any security holder of Alignment Healthcare, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each price within the range.

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March 31, 2022 Filed Apr 1, 2022 22:49 UTC
KAO JOHN EDirector · Chief Executive Officer
SaleCommon Stock 26,366 $11.18 $294,655.87
Disclosure

SEC source: 0001209191-22-022069 · doc4.xml · nonDerivative · entry 1

KAO JOHN E · CIK 0001222028 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 781,353

F1 · shares: Represents the number of shares required to be sold by the reporting person to cover tax withholding obligations in connection with the vesting of restricted stock units. This transaction does not represent a discretionary trade by the reporting person.

F2 · price: The reported price in column 4 is a weighted-average price. Shares were sold in multiple transactions at a per share price ranging from $10.73 to $11.45. The Reporting Person undertakes to provide to Alignment Healthcare, Inc., any security holder of Alignment Healthcare, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each price within the range.

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March 08, 2022 Filed Mar 10, 2022 17:05 UTC GrantCommon Stock 19,316 $0.00 $0.00
Disclosure

SEC source: 0001209191-22-017970 · doc4.xml · nonDerivative · entry 1

MARGOLIS JEFFREY H · CIK 0001105688 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 52,649

F1 · timeliness: Represents 19,316 restricted stock units, each restricted stock unit representing a right to receive one share of Common Stock of the Company, all of which will vest on the one-year anniversary of the grant date unless the reporting person ceases to serve as a member of the Board of Directors prior to such date.

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March 08, 2022 Filed Mar 10, 2022 17:28 UTC
Cross Richard A.SVP, General Counsel
GrantOptions (Right to Buy) · Derivative 36,496 $0.00 Strike: $9.06 $0.00
Disclosure

SEC source: 0001209191-22-018006 · doc4.xml · derivative · entry 2

Cross Richard A. · CIK 0001879095 · SVP, General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 36,496

Underlying: Common Stock · 36,496 shares

Expires 2032-03-08

F2 · derivative.exercise_date: Options vest 25% on each of the first four anniversaries of the grant date, subject to the reporting person's continued service to the Company as of the applicable vesting date.

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March 08, 2022 Filed Mar 10, 2022 17:28 UTC
Cross Richard A.SVP, General Counsel
GrantCommon Stock 49,669 $0.00 $0.00
Disclosure

SEC source: 0001209191-22-018006 · doc4.xml · nonDerivative · entry 1

Cross Richard A. · CIK 0001879095 · SVP, General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 299,519

F1 · kind: Represents 49,669 restricted stock units, each restricted stock unit representing the right to receive one share of Common Stock of the Company, that will vest 25% on each of the first four anniversaries of the grant date, subject to the reporting person's continued service to the Company as of the applicable vesting date.

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March 08, 2022 Filed Mar 10, 2022 22:23 UTC
Maroney Dawn ChristinePresident, Markets
GrantOptions (Right to Buy) · Derivative 152,068 $0.00 Strike: $9.06 $0.00
Disclosure

SEC source: 0001209191-22-018002 · doc4.xml · derivative · entry 2

Maroney Dawn Christine · CIK 0001850397 · President, Markets

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 152,068

Underlying: Common Stock · 152,068 shares

Expires 2032-03-08

F2 · derivative.exercise_date: Options vest 25% on each of the first four anniversaries of the grant date, subject to the reporting person's continued service to the Company as of the applicable vesting date.

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March 08, 2022 Filed Mar 10, 2022 22:23 UTC
Maroney Dawn ChristinePresident, Markets
GrantCommon Stock 206,954 $0.00 $0.00
Disclosure

SEC source: 0001209191-22-018002 · doc4.xml · nonDerivative · entry 1

Maroney Dawn Christine · CIK 0001850397 · President, Markets

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,720,887

F1 · kind: Represents 206,954 restricted stock units, each restricted stock unit representing the right to receive one share of Common Stock of the Company, that will vest 25% on each of the first four anniversaries of the grant date, subject to the reporting person's continued service to the Company as of the applicable vesting date.

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March 08, 2022 Filed Mar 10, 2022 17:25 UTC
Freeman Robert ThomasChief Financial Officer
GrantOptions (Right to Buy) · Derivative 100,365 $0.00 Strike: $9.06 $0.00
Disclosure

SEC source: 0001209191-22-018003 · doc4.xml · derivative · entry 3

Freeman Robert Thomas · CIK 0001850414 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 100,365

Underlying: Common Stock · 100,365 shares

Expires 2032-03-08

F3 · derivative.exercise_date: Options vest 25% on each of the first four anniversaries of the grant date, subject to the reporting person's continued service to the Company as of the applicable vesting date.

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March 08, 2022 Filed Mar 10, 2022 17:25 UTC
Freeman Robert ThomasChief Financial Officer
GrantCommon Stock 136,589 $0.00 $0.00
Disclosure

SEC source: 0001209191-22-018003 · doc4.xml · nonDerivative · entry 1

Freeman Robert Thomas · CIK 0001850414 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 420,505

F1 · kind: Represents 136,589 restricted stock units, each restricted stock unit representing the right to receive one share of Common Stock of the Company, that will vest 25% on each of the first four anniversaries of the grant date, subject to the reporting person's continued service to the Company.

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March 08, 2022 Filed Mar 10, 2022 22:26 UTC
Kumar Dinesh M.Chief Medical Officer
GrantOptions (Right to Buy) · Derivative 152,068 $0.00 Strike: $9.06 $0.00
Disclosure

SEC source: 0001209191-22-018005 · doc4.xml · derivative · entry 2

Kumar Dinesh M. · CIK 0001850439 · Chief Medical Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 152,068

Underlying: Common Stock · 152,068 shares

Expires 2032-03-08

F2 · derivative.exercise_date: Options vest 25% on each of the first four anniversaries of the grant date, subject to the reporting person's continued service to the Company as of the applicable vesting date.

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March 08, 2022 Filed Mar 10, 2022 22:26 UTC
Kumar Dinesh M.Chief Medical Officer
GrantCommon Stock 206,954 $0.00 $0.00
Disclosure

SEC source: 0001209191-22-018005 · doc4.xml · nonDerivative · entry 1

Kumar Dinesh M. · CIK 0001850439 · Chief Medical Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,194,028

F1 · kind: Represents 206,954 restricted stock units, each restricted stock unit representing the right to receive one share of Common Stock of the Company, that will vest 25% on each of the first four anniversaries of the grant date, subject to the reporting person's continued service to the Company.

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March 08, 2022 Filed Mar 10, 2022 22:09 UTC GrantCommon Stock 16,556 $0.00 $0.00
Disclosure

SEC source: 0001209191-22-017988 · doc4.xml · nonDerivative · entry 1

McCarthy Margaret M · CIK 0001485980 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 59,889

F1 · kind: Represents 16,556 restricted stock units, each restricted stock unit representing a right to receive one share of Common Stock of the Company, all of which will vest on the one-year anniversary of the grant date unless the reporting person ceases to serve as a member of the Board of Directors prior to such date. The reporting person has elected to defer receipt of the underlying shares for five years (or, if earlier, until separation of service or a change of control of the Company).

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March 08, 2022 Filed Mar 10, 2022 16:50 UTC GrantCommon Stock 22,075 $0.00 $0.00
Disclosure

SEC source: 0001209191-22-017936 · doc4.xml · nonDerivative · entry 1

CARELLA THOMAS J. · CIK 0001477767 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 55,408

F1 · kind: Represents 22,075 restricted stock units, each restricted stock unit representing a right to receive one share of Common Stock of the Company, all of which will vest on the one-year anniversary of the grant date unless the reporting person ceases to serve as a member of the Board of Directors prior to such date.

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March 08, 2022 Filed Mar 10, 2022 22:21 UTC
KAO JOHN EDirector · Chief Executive Officer
GrantOptions (Right to Buy) · Derivative 364,964 $0.00 Strike: $9.06 $0.00
Disclosure

SEC source: 0001209191-22-018000 · doc4.xml · derivative · entry 3

KAO JOHN E · CIK 0001222028 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 364,964

Underlying: Common Stock · 364,964 shares

Expires 2032-03-08

F3 · derivative.exercise_date: Options vest 25% on each of the first four anniversaries of the grant date, subject to the reporting person's continued service to the Company as of the applicable vesting date.

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March 08, 2022 Filed Mar 10, 2022 22:21 UTC
KAO JOHN EDirector · Chief Executive Officer
GrantCommon Stock 496,689 $0.00 $0.00
Disclosure

SEC source: 0001209191-22-018000 · doc4.xml · nonDerivative · entry 1

KAO JOHN E · CIK 0001222028 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 807,719

F1 · kind: Represents 496,689 restricted stock units, each restricted stock unit representing the right to receive one share of Common Stock of the Company, that will vest 25% on each of the first four anniversaries of the grant date, subject to the reporting person's continued service to the Company as of the applicable vesting date.

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March 08, 2022 Filed Mar 10, 2022 23:27 UTC GrantCommon Stock 16,556 $0.00 $0.00
Disclosure

SEC source: 0001209191-22-018030 · doc4.xml · nonDerivative · entry 1

KOSECOFF JACQUELINE B · CIK 0001209524 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 209,539

F1 · kind: Represents 16,556 restricted stock units, each restricted stock unit representing a right to receive one share of Common Stock of the Company, all of which will vest on the one-year anniversary of the grant date unless the reporting person ceases to serve as a member of the Board of Directors prior to such date.

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March 08, 2022 Filed Mar 10, 2022 22:01 UTC GrantCommon Stock 33,113 $0.00 $0.00
Disclosure

SEC source: 0001209191-22-017959 · doc4.xml · nonDerivative · entry 1

KONOWIECKI JOSEPH S · CIK 0001209523 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 864,997

F1 · kind: Represents 33,113 restricted stock units ("RSUs"), each RSU representing a right to receive one share of Common Stock of the Company. 11,038 RSUs will vest on January 1, 2023, and 22,075 RSUs will vest on the one-year anniversary of the grant date, subject to the reporting person's continued service to the Company on the applicable vesting date. The reporting person has elected to defer receipt of the latter 22,075 underlying shares for three years (or, if earlier, upon separation of service or a change of control of the Company).

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March 08, 2022 Filed Mar 10, 2022 16:48 UTC GrantCommon Stock 16,556 $0.00 $0.00
Disclosure

SEC source: 0001209191-22-017931 · doc4.xml · nonDerivative · entry 1

BILNEY JODY L · CIK 0001185995 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 45,230

F1 · kind: Represents 16,556 restricted stock units, each restricted stock unit representing a right to receive one share of Common Stock of the Company, all of which will vest on the one-year anniversary of the grant date unless the reporting person ceases to serve as a member of the Board of Directors prior to such date.

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March 08, 2022 Filed Mar 10, 2022 21:55 UTC
JORDEN YONDirector
GrantCommon Stock 22,075 $0.00 $0.00
Disclosure

SEC source: 0001209191-22-017947 · doc4.xml · nonDerivative · entry 1

JORDEN YON · CIK 0001189397 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 50,749

F1 · kind: Represents 22,075 restricted stock units, each restricted stock unit representing a right to receive one share of Common Stock of the Company, all of which will vest on the one-year anniversary of the grant date unless the reporting person ceases to serve as a member of the Board of Directors prior to such date. The reporting person has elected to defer receipt of 50% of the underlying shares until separation of service as a director (or, if earlier, upon a change of control of the Company).

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.