ALGN

SEC source: 0001209191-22-012819 · doc4.xml · derivative · entry 10

HOGAN JOSEPH M · CIK 0001233163 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 37,302

Underlying: Common Stock · 37,302 shares

Expires not disclosed

F9 · derivative.exercise_date: Represents the maximum number of shares which may be issued under the market stock unit. 100% of the market stock unit will vest on the last day of the third year of the Performance Period (as defined in the market stock unit agreement).

F9 · derivative.expiration_date: Represents the maximum number of shares which may be issued under the market stock unit. 100% of the market stock unit will vest on the last day of the third year of the Performance Period (as defined in the market stock unit agreement).

SEC source: 0001209191-22-012819 · doc4.xml · derivative · entry 9

HOGAN JOSEPH M · CIK 0001233163 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,460

Underlying: Common Stock · 7,460 shares

Expires not disclosed

F8 · derivative.exercise_date: 1/4th of the restricted stock unit granted on February 20, 2022 will become vested on February 20, 2023 and shares will be delivered to reporting person on such vest date. 1/4th of the restricted stock unit will continue to vest annually and shares will be delivered to reporting person on each vest date.

F8 · derivative.expiration_date: 1/4th of the restricted stock unit granted on February 20, 2022 will become vested on February 20, 2023 and shares will be delivered to reporting person on such vest date. 1/4th of the restricted stock unit will continue to vest annually and shares will be delivered to reporting person on each vest date.

SEC source: 0001209191-22-012819 · doc4.xml · derivative · entry 8

HOGAN JOSEPH M · CIK 0001233163 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,236

Underlying: Common Stock · 1,413 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F7 · derivative.exercise_date: 1/4th of the restricted stock unit granted on February 20, 2021 became vested on February 20, 2022 and shares were delivered to reporting person on such vest date. 1/4th of the restricted stock unit will continue to vest annually and shares will be delivered to reporting person on each vest date.

F7 · derivative.expiration_date: 1/4th of the restricted stock unit granted on February 20, 2021 became vested on February 20, 2022 and shares were delivered to reporting person on such vest date. 1/4th of the restricted stock unit will continue to vest annually and shares will be delivered to reporting person on each vest date.

SEC source: 0001209191-22-012819 · doc4.xml · derivative · entry 7

HOGAN JOSEPH M · CIK 0001233163 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,432

Underlying: Common Stock · 2,716 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F6 · derivative.exercise_date: 1/4th of the restricted stock unit granted on February 20, 2020 became vested on February 20, 2022 and shares were delivered to reporting person on such vest date. 1/4th of the restricted stock unit will continue to vest annually and shares will be delivered to reporting person on each vest date.

F6 · derivative.expiration_date: 1/4th of the restricted stock unit granted on February 20, 2020 became vested on February 20, 2022 and shares were delivered to reporting person on such vest date. 1/4th of the restricted stock unit will continue to vest annually and shares will be delivered to reporting person on each vest date.

SEC source: 0001209191-22-012819 · doc4.xml · derivative · entry 6

HOGAN JOSEPH M · CIK 0001233163 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,348

Underlying: Common Stock · 3,349 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F5 · derivative.exercise_date: 1/4th of the restricted stock unit granted on February 20, 2019 became vested on February 20, 2022 and shares were delivered to reporting person on such vest date. 1/4th of the restricted stock unit will continue to vest annually and shares will be delivered to reporting person on each vest date.

F5 · derivative.expiration_date: 1/4th of the restricted stock unit granted on February 20, 2019 became vested on February 20, 2022 and shares were delivered to reporting person on such vest date. 1/4th of the restricted stock unit will continue to vest annually and shares will be delivered to reporting person on each vest date.

SEC source: 0001209191-22-012819 · doc4.xml · derivative · entry 5

HOGAN JOSEPH M · CIK 0001233163 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 49,958 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_date: The market stock unit granted February 20, 2019 became fully vested on February 20, 2022, and shares were delivered to reporting person on such vest date.

F4 · derivative.expiration_date: The market stock unit granted February 20, 2019 became fully vested on February 20, 2022, and shares were delivered to reporting person on such vest date.

SEC source: 0001209191-22-012819 · doc4.xml · derivative · entry 4

HOGAN JOSEPH M · CIK 0001233163 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 2,400 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_date: 1/4th of the restricted stock unit granted on February 20, 2018 became vested on February 20, 2022 and shares were delivered to reporting person on such vest date.

F3 · derivative.expiration_date: 1/4th of the restricted stock unit granted on February 20, 2018 became vested on February 20, 2022 and shares were delivered to reporting person on such vest date.

SEC source: 0001209191-22-012819 · doc4.xml · nonDerivative · entry 2

HOGAN JOSEPH M · CIK 0001233163 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 168,101

SEC source: 0001209191-22-012819 · doc4.xml · nonDerivative · entry 1

HOGAN JOSEPH M · CIK 0001233163 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 194,976

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · balance_after: Includes 35 shares acquired under the ALGN ESPP on January 31, 2022.

SEC source: 0001209191-22-012816 · doc4.xml · derivative · entry 9

Hockridge Stuart A · CIK 0001675043 · EVP Global HR

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,540

Underlying: Common Stock · 4,540 shares

Expires not disclosed

F7 · derivative.exercise_date: Represents the maximum number of shares which may be issued under the market stock unit. 100% of the market stock unit will vest on the last day of the third year of the Performance Period (as defined in the market stock unit agreement).

F7 · derivative.expiration_date: Represents the maximum number of shares which may be issued under the market stock unit. 100% of the market stock unit will vest on the last day of the third year of the Performance Period (as defined in the market stock unit agreement).

SEC source: 0001209191-22-012816 · doc4.xml · derivative · entry 8

Hockridge Stuart A · CIK 0001675043 · EVP Global HR

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 908

Underlying: Common Stock · 908 shares

Expires not disclosed

F6 · derivative.exercise_date: 1/4th of the restricted stock unit granted on February 20, 2022 will become vested on February 20, 2023 and shares will be delivered to reporting person on such vest date. 1/4th of the restricted stock unit will continue to vest annually and shares will be delivered to reporting person on each vest date.

F6 · derivative.expiration_date: 1/4th of the restricted stock unit granted on February 20, 2022 will become vested on February 20, 2023 and shares will be delivered to reporting person on such vest date. 1/4th of the restricted stock unit will continue to vest annually and shares will be delivered to reporting person on each vest date.

SEC source: 0001209191-22-012816 · doc4.xml · derivative · entry 7

Hockridge Stuart A · CIK 0001675043 · EVP Global HR

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 624

Underlying: Common Stock · 208 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F5 · derivative.exercise_date: 1/4th of the restricted stock unit granted on February 20, 2021 became vested on February 20, 2022 and shares were delivered to reporting person on such vest date. 1/4th of the restricted stock unit will continue to vest annually and shares will be delivered to reporting person on each vest date.

F5 · derivative.expiration_date: 1/4th of the restricted stock unit granted on February 20, 2021 became vested on February 20, 2022 and shares were delivered to reporting person on such vest date. 1/4th of the restricted stock unit will continue to vest annually and shares will be delivered to reporting person on each vest date.

SEC source: 0001209191-22-012816 · doc4.xml · derivative · entry 6

Hockridge Stuart A · CIK 0001675043 · EVP Global HR

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 905

Underlying: Common Stock · 453 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_date: 1/4th of the restricted stock unit granted on February 20, 2020 became vested on February 20, 2022 and shares were delivered to reporting person on such vest date. 1/4th of the restricted stock unit will continue to vest annually and shares will be delivered to reporting person on each vest date.

F4 · derivative.expiration_date: 1/4th of the restricted stock unit granted on February 20, 2020 became vested on February 20, 2022 and shares were delivered to reporting person on such vest date. 1/4th of the restricted stock unit will continue to vest annually and shares will be delivered to reporting person on each vest date.

SEC source: 0001209191-22-012816 · doc4.xml · derivative · entry 5

Hockridge Stuart A · CIK 0001675043 · EVP Global HR

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 521

Underlying: Common Stock · 521 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_date: 1/4th of the restricted stock unit granted on February 20, 2019 became vested on February 20, 2022 and shares were delivered to reporting person on such vest date. 1/4th of the restricted stock unit will continue to vest annually and shares will be delivered to reporting person on each vest date.

F3 · derivative.expiration_date: 1/4th of the restricted stock unit granted on February 20, 2019 became vested on February 20, 2022 and shares were delivered to reporting person on such vest date. 1/4th of the restricted stock unit will continue to vest annually and shares will be delivered to reporting person on each vest date.

SEC source: 0001209191-22-012816 · doc4.xml · derivative · entry 4

Hockridge Stuart A · CIK 0001675043 · EVP Global HR

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 7,771 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: The market stock unit granted February 20, 2019 became fully vested on February 20, 2022, and shares were delivered to reporting person on such vest date.

F2 · derivative.expiration_date: The market stock unit granted February 20, 2019 became fully vested on February 20, 2022, and shares were delivered to reporting person on such vest date.

SEC source: 0001209191-22-012816 · doc4.xml · derivative · entry 3

Hockridge Stuart A · CIK 0001675043 · EVP Global HR

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 450 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_date: 1/4th of the restricted stock unit granted on February 20, 2018 became vested on February 20, 2022 and shares were delivered to reporting person on such vest date.

F1 · derivative.expiration_date: 1/4th of the restricted stock unit granted on February 20, 2018 became vested on February 20, 2022 and shares were delivered to reporting person on such vest date.

SEC source: 0001209191-22-012816 · doc4.xml · nonDerivative · entry 2

Hockridge Stuart A · CIK 0001675043 · EVP Global HR

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,279

SEC source: 0001209191-22-012816 · doc4.xml · nonDerivative · entry 1

Hockridge Stuart A · CIK 0001675043 · EVP Global HR

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,552

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

SEC source: 0001209191-22-012813 · doc4.xml · derivative · entry 7

Coletti Julie Ann · CIK 0001777603 · EVP, Chief Legal & Regulatory

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,837

Underlying: Common Stock · 5,837 shares

Expires not disclosed

F2 · derivative.exercise_price: Represents par value of ALGN common stock.

F7 · derivative.exercise_date: Represents the maximum number of shares which may be issued under the market stock unit. 100% of the market stock unit will vest on the last day of the third year of the Performance Period (as defined in the market stock unit agreement).

F7 · derivative.expiration_date: Represents the maximum number of shares which may be issued under the market stock unit. 100% of the market stock unit will vest on the last day of the third year of the Performance Period (as defined in the market stock unit agreement).

SEC source: 0001209191-22-012813 · doc4.xml · derivative · entry 6

Coletti Julie Ann · CIK 0001777603 · EVP, Chief Legal & Regulatory

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,167

Underlying: Common Stock · 1,167 shares

Expires not disclosed

F2 · derivative.exercise_price: Represents par value of ALGN common stock.

F6 · derivative.exercise_date: 1/4th of the restricted stock unit granted on February 20, 2022 will become vested on February 20, 2023 and shares will be delivered to reporting person on such vest date. 1/4th of the restricted stock unit will continue to vest annually and shares will be delivered to reporting person on each vest date.

F6 · derivative.expiration_date: 1/4th of the restricted stock unit granted on February 20, 2022 will become vested on February 20, 2023 and shares will be delivered to reporting person on such vest date. 1/4th of the restricted stock unit will continue to vest annually and shares will be delivered to reporting person on each vest date.

SEC source: 0001209191-22-012813 · doc4.xml · derivative · entry 5

Coletti Julie Ann · CIK 0001777603 · EVP, Chief Legal & Regulatory

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 668

Underlying: Common Stock · 223 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Represents par value of ALGN common stock.

F5 · derivative.exercise_date: 1/4th of the restricted stock unit granted on February 20, 2021 became vested on February 20, 2022 and shares were delivered to reporting person on such vest date. 1/4th of the restricted stock unit will continue to vest annually and shares will be delivered to reporting person on each vest date.

F5 · derivative.expiration_date: 1/4th of the restricted stock unit granted on February 20, 2021 became vested on February 20, 2022 and shares were delivered to reporting person on such vest date. 1/4th of the restricted stock unit will continue to vest annually and shares will be delivered to reporting person on each vest date.

SEC source: 0001209191-22-012813 · doc4.xml · derivative · entry 4

Coletti Julie Ann · CIK 0001777603 · EVP, Chief Legal & Regulatory

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 905

Underlying: Common Stock · 453 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Represents par value of ALGN common stock.

F4 · derivative.exercise_date: 1/4th of the restricted stock unit granted on February 20, 2020 became vested on February 20, 2022 and shares were delivered to reporting person on such vest date. 1/4th of the restricted stock unit will continue to vest annually and shares will be delivered to reporting person on each vest date.

F4 · derivative.expiration_date: 1/4th of the restricted stock unit granted on February 20, 2020 became vested on February 20, 2022 and shares were delivered to reporting person on such vest date. 1/4th of the restricted stock unit will continue to vest annually and shares will be delivered to reporting person on each vest date.

SEC source: 0001209191-22-012813 · doc4.xml · derivative · entry 3

Coletti Julie Ann · CIK 0001777603 · EVP, Chief Legal & Regulatory

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 251

Underlying: Common Stock · 251 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Represents par value of ALGN common stock.

F3 · derivative.exercise_date: 1/4th of the restricted stock unit granted on February 20, 2019 became vested on February 20, 2022 and shares were delivered to reporting person on such vest date. 1/4th of the restricted stock unit will continue to vest annually and shares will be delivered to reporting person on each vest date.

F3 · derivative.expiration_date: 1/4th of the restricted stock unit granted on February 20, 2019 became vested on February 20, 2022 and shares were delivered to reporting person on such vest date. 1/4th of the restricted stock unit will continue to vest annually and shares will be delivered to reporting person on each vest date.

SEC source: 0001209191-22-012813 · doc4.xml · nonDerivative · entry 2

Coletti Julie Ann · CIK 0001777603 · EVP, Chief Legal & Regulatory

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 569

SEC source: 0001209191-22-012813 · doc4.xml · nonDerivative · entry 1

Coletti Julie Ann · CIK 0001777603 · EVP, Chief Legal & Regulatory

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 970

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · balance_after: Includes 17 shares acquired under the ALGN ESPP on January 31, 2022.

SEC source: 0001209191-21-071402 · doc4.xml · derivative · entry 3

Hockridge Stuart A · CIK 0001675043 · SVP Global HR

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 1,199 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Represents par value of ALGN common stock.

F2 · derivative.exercise_date: 1/4th of the restricted stock unit granted on December 27, 2017 became vested on December 27, 2021 and shares were delivered to reporting person on such vest date.

F2 · derivative.expiration_date: 1/4th of the restricted stock unit granted on December 27, 2017 became vested on December 27, 2021 and shares were delivered to reporting person on such vest date.

SEC source: 0001209191-21-071402 · doc4.xml · nonDerivative · entry 2

Hockridge Stuart A · CIK 0001675043 · SVP Global HR

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,149

SEC source: 0001209191-21-071402 · doc4.xml · nonDerivative · entry 1

Hockridge Stuart A · CIK 0001675043 · SVP Global HR

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,756

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

SEC source: 0001209191-21-064369 · doc4.xml · nonDerivative · entry 1

Thaler Warren S · CIK 0001293595 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnote

Disclosed balance after: 46,378

F1 · price: The price reported in column 4 is an average price. These shares were sold in multiple transactions at prices ranging from $702.75 to $703.415, inclusive. The reporting person undertakes to provide Align Technology, Inc., any security holder of Align Technology, Inc. or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

F2 · ownership.nature: The shares are held directly by the Thaler Family Trust for which the spouse of the reporting person is the trustee.

SEC source: 0001209191-21-063693 · doc4.xml · nonDerivative · entry 1

Morici John · CIK 0001689552 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 827

SEC source: 0001209191-21-063688 · doc4.xml · nonDerivative · entry 1

LARKIN C RAYMOND JR · CIK 0001034464 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 17,190

SEC source: 0001209191-21-063685 · doc4.xml · nonDerivative · entry 2

HOGAN JOSEPH M · CIK 0001233163 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 135,105

SEC source: 0001209191-21-063685 · doc4.xml · nonDerivative · entry 1

HOGAN JOSEPH M · CIK 0001233163 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 143,940

SEC source: 0001209191-21-057269 · doc4.xml · derivative · entry 3

Morici John · CIK 0001689552 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 1,573 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Represents par value of ALGN common stock.

F2 · derivative.exercise_date: 1/4th of the restricted stock unit granted on September 20, 2017 became vested on September 20, 2021 and shares were delivered to reporting person on such vest date.

F2 · derivative.expiration_date: 1/4th of the restricted stock unit granted on September 20, 2017 became vested on September 20, 2021 and shares were delivered to reporting person on such vest date.

SEC source: 0001209191-21-057269 · doc4.xml · nonDerivative · entry 2

Morici John · CIK 0001689552 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,827

SEC source: 0001209191-21-057269 · doc4.xml · nonDerivative · entry 1

Morici John · CIK 0001689552 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,613

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

SEC source: 0001209191-21-053407 · doc4.xml · nonDerivative · entry 2

Thaler Warren S · CIK 0001293595 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnotes

Disclosed balance after: 51,378

F3 · price: The price reported in column 4 is an average price. These shares were sold in multiple transactions at prices ranging from $711.35 to $712.30, inclusive. The reporting person undertakes to provide Align Technology, Inc., any security holder of Align Technology, Inc. or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

F2 · ownership.nature: The shares are held directly by the Thaler Family Trust for which the spouse of the reporting person is the trustee.

SEC source: 0001209191-21-053407 · doc4.xml · nonDerivative · entry 1

Thaler Warren S · CIK 0001293595 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnotes

Disclosed balance after: 54,692

F1 · price: The price reported in column 4 is an average price. These shares were sold in multiple transactions at prices ranging from $710.25 to $711.1759, inclusive. The reporting person undertakes to provide Align Technology, Inc., any security holder of Align Technology, Inc. or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

F2 · ownership.nature: The shares are held directly by the Thaler Family Trust for which the spouse of the reporting person is the trustee.

SEC source: 0001209191-21-050202 · doc4.xml · nonDerivative · entry 1

Coletti Julie Ann · CIK 0001777603 · SVP, Chief Legal & Regulatory

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 26

SEC source: 0001209191-21-049460 · doc4.xml · nonDerivative · entry 1

Thaler Warren S · CIK 0001293595 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By Trust

Disclosed balance after: 56,378

F1 · price: The price reported in column 4 is an average price. These shares were sold in multiple transactions at prices ranging from $701.61 to $702.20, inclusive. The reporting person undertakes to provide Align Technology, Inc., any security holder of Align Technology, Inc. or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

F2 · ownership.nature: The shares are held directly by the Thaler Family Trust for which the spouse of the reporting person is the trustee.

SEC source: 0001209191-21-049655 · doc4.xml · nonDerivative · entry 2

SANTORA GREG J · CIK 0001188901 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnote

Disclosed balance after: 10,349

F2 · ownership.nature: The shares are held directly by a family trust for which the reporting person is a co-trustee.

SEC source: 0001209191-21-049655 · doc4.xml · nonDerivative · entry 1

SANTORA GREG J · CIK 0001188901 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnote

Disclosed balance after: 10,449

F1 · price: The price reported in column 4 is an average price. These shares were sold in multiple transactions at prices ranging from $700.725 to $701.575, inclusive. The reporting person undertakes to provide Align Technology, Inc., any security holder of Align Technology, Inc. or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

F2 · ownership.nature: The shares are held directly by a family trust for which the reporting person is a co-trustee.

SEC source: 0001209191-21-049652 · doc4.xml · nonDerivative · entry 18

HOGAN JOSEPH M · CIK 0001233163 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 145,440

F18 · price: The price reported in column 4 is an average price. These shares were sold in multiple transactions at prices ranging from $705.02 to $705.475, inclusive. The reporting person undertakes to provide Align Technology, Inc., any security holder of Align Technology, Inc. or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

SEC source: 0001209191-21-049652 · doc4.xml · nonDerivative · entry 17

HOGAN JOSEPH M · CIK 0001233163 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 146,036

F17 · price: The price reported in column 4 is an average price. These shares were sold in multiple transactions at prices ranging from $704.015 to $704.98, inclusive. The reporting person undertakes to provide Align Technology, Inc., any security holder of Align Technology, Inc. or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

SEC source: 0001209191-21-049652 · doc4.xml · nonDerivative · entry 16

HOGAN JOSEPH M · CIK 0001233163 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 150,356

F16 · price: The price reported in column 4 is an average price. These shares were sold in multiple transactions at prices ranging from $703.01 to $703.99, inclusive. The reporting person undertakes to provide Align Technology, Inc., any security holder of Align Technology, Inc. or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

SEC source: 0001209191-21-049652 · doc4.xml · nonDerivative · entry 15

HOGAN JOSEPH M · CIK 0001233163 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 155,931

F15 · price: The price reported in column 4 is an average price. These shares were sold in multiple transactions at prices ranging from $701.97 to $702.95, inclusive. The reporting person undertakes to provide Align Technology, Inc., any security holder of Align Technology, Inc. or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

SEC source: 0001209191-21-049652 · doc4.xml · nonDerivative · entry 14

HOGAN JOSEPH M · CIK 0001233163 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 165,748

F14 · price: The price reported in column 4 is an average price. These shares were sold in multiple transactions at prices ranging from $700.97 to $701.965, inclusive. The reporting person undertakes to provide Align Technology, Inc., any security holder of Align Technology, Inc. or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

SEC source: 0001209191-21-049652 · doc4.xml · nonDerivative · entry 13

HOGAN JOSEPH M · CIK 0001233163 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 178,051

F13 · price: The price reported in column 4 is an average price. These shares were sold in multiple transactions at prices ranging from $699.97 to $700.96, inclusive. The reporting person undertakes to provide Align Technology, Inc., any security holder of Align Technology, Inc. or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

SEC source: 0001209191-21-049652 · doc4.xml · nonDerivative · entry 12

HOGAN JOSEPH M · CIK 0001233163 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 186,270

F12 · price: The price reported in column 4 is an average price. These shares were sold in multiple transactions at prices ranging from $698.945 to $699.94, inclusive. The reporting person undertakes to provide Align Technology, Inc., any security holder of Align Technology, Inc. or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

SEC source: 0001209191-21-049652 · doc4.xml · nonDerivative · entry 11

HOGAN JOSEPH M · CIK 0001233163 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 189,276

F11 · price: The price reported in column 4 is an average price. These shares were sold in multiple transactions at prices ranging from $697.935 to $698.88, inclusive. The reporting person undertakes to provide Align Technology, Inc., any security holder of Align Technology, Inc. or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.