Last 12 months
Inside the activity.
0 purchase rows · 1 sale rows
Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.Monthly counts
| Month | Purchases | Sales |
|---|---|---|
| Nov 2025 | 0 | 0 |
| Dec 2025 | 0 | 0 |
| Jan 2026 | 0 | 0 |
| Feb 2026 | 0 | 1 |
| Mar 2026 | 0 | 0 |
| Apr 2026 | 0 | 0 |
| May 2026 | 0 | 0 |
| Jun 2026 | 0 | 0 |
| Jul 2026 | 0 | 0 |
| Aug 2026 | 0 | 0 |
| Sep 2026 | 0 | 0 |
| Oct 2026 | 0 | 0 |
Latest available
Insider transactions
Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Owner / reported role | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| February 20, 2017 Filed Feb 23, 2017 21:06 UTC |
Tay JulieVP, Asia Pacific
|
Exercise / conversionRestricted Stock Unit · Derivative | 1,123 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0000899243-17-005082 · doc4.xml · derivative · entry 2 Tay Julie · CIK 0001649020 · VP, Asia Pacific 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,123 Underlying: Common Stock · 1,123 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Represents par value of ALGN common stock. F2 · derivative.exercise_date: 1/4th of the restricted stock unit granted on February 20, 2014 became vested on February 20, 2017 and shares were delivered to reporting person on February 21, 2017. The restricted stock unit will continue to vest annually and shares will be delivered to reporting person on each vest date. F2 · derivative.expiration_date: 1/4th of the restricted stock unit granted on February 20, 2014 became vested on February 20, 2017 and shares were delivered to reporting person on February 21, 2017. The restricted stock unit will continue to vest annually and shares will be delivered to reporting person on each vest date. Read SEC document |
| February 20, 2017 Filed Feb 23, 2017 21:06 UTC |
Tay JulieVP, Asia Pacific
|
Exercise / conversionCommon Stock | 8,359 | $0.00 | $0.00 |
DisclosureSEC source: 0000899243-17-005082 · doc4.xml · nonDerivative · entry 1 Tay Julie · CIK 0001649020 · VP, Asia Pacific 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 12,713 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| February 20, 2017 Filed Feb 23, 2017 21:05 UTC |
Pascaud RaphaelCMO & Bus. Dev
|
GrantMarket Stock Unit · Derivative | 15,200 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0000899243-17-005081 · doc4.xml · derivative · entry 13 Pascaud Raphael · CIK 0001596092 · CMO & Bus. Dev 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 15,200 Underlying: Common Stock · 15,200 shares Expires not disclosed F1 · derivative.exercise_price: Represents par value of ALGN common stock. F12 · derivative.exercise_date: Represents the maximum number of shares which may be issued under the market stock unit. All of the shares which may be issued under the market stock unit will vest on the last day of the third year of the Performance Period (as defined in the market stock unit agreement). F12 · derivative.expiration_date: Represents the maximum number of shares which may be issued under the market stock unit. All of the shares which may be issued under the market stock unit will vest on the last day of the third year of the Performance Period (as defined in the market stock unit agreement). Read SEC document |
| February 20, 2017 Filed Feb 23, 2017 21:05 UTC |
Pascaud RaphaelCMO & Bus. Dev
|
GrantRestricted Stock Unit · Derivative | 7,600 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0000899243-17-005081 · doc4.xml · derivative · entry 12 Pascaud Raphael · CIK 0001596092 · CMO & Bus. Dev 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 7,600 Underlying: Common Stock · 7,600 shares Expires not disclosed F1 · derivative.exercise_price: Represents par value of ALGN common stock. F11 · derivative.exercise_date: 1/4th of the restricted stock unit granted on February 20, 2017 will become vested on February 20, 2018 and shares were delivered to reporting person on such vest date. The restricted stock unit will continue to vest annually and shares will be delivered to reporting person on each vest date. F11 · derivative.expiration_date: 1/4th of the restricted stock unit granted on February 20, 2017 will become vested on February 20, 2018 and shares were delivered to reporting person on such vest date. The restricted stock unit will continue to vest annually and shares will be delivered to reporting person on each vest date. Read SEC document |
| February 20, 2017 Filed Feb 23, 2017 21:05 UTC |
Pascaud RaphaelCMO & Bus. Dev
|
Exercise / conversionMarket Stock Unit · Derivative | 1,500 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0000899243-17-005081 · doc4.xml · derivative · entry 11 Pascaud Raphael · CIK 0001596092 · CMO & Bus. Dev 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 1,500 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Represents par value of ALGN common stock. F10 · derivative.exercise_date: Represents the maximum number of shares issued under the market stock unit granted on February 20, 2014. Shares were delivered to reporting person on February 21, 2017. F10 · derivative.expiration_date: Represents the maximum number of shares issued under the market stock unit granted on February 20, 2014. Shares were delivered to reporting person on February 21, 2017. Read SEC document |
| February 20, 2017 Filed Feb 23, 2017 21:05 UTC |
Pascaud RaphaelCMO & Bus. Dev
|
Exercise / conversionMarket Stock Unit · Derivative | 7,350 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0000899243-17-005081 · doc4.xml · derivative · entry 10 Pascaud Raphael · CIK 0001596092 · CMO & Bus. Dev 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 7,350 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Represents par value of ALGN common stock. F9 · derivative.exercise_date: Represents the maximum number of shares issued under the market stock unit granted on February 20, 2014. Shares were delivered to reporting person on February 21, 2017. F9 · derivative.expiration_date: Represents the maximum number of shares issued under the market stock unit granted on February 20, 2014. Shares were delivered to reporting person on February 21, 2017. Read SEC document |
| February 20, 2017 Filed Feb 23, 2017 21:05 UTC |
Pascaud RaphaelCMO & Bus. Dev
|
Exercise / conversionRestricted Stock Unit · Derivative | 3,000 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0000899243-17-005081 · doc4.xml · derivative · entry 9 Pascaud Raphael · CIK 0001596092 · CMO & Bus. Dev 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 9,000 Underlying: Common Stock · 3,000 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Represents par value of ALGN common stock. F8 · derivative.exercise_date: 1/4th of the restricted stock unit granted on February 20, 2016 became vested on February 20, 2017 and shares were delivered to reporting person on such vest date. The restricted stock unit will continue to vest annually and shares will be delivered to reporting person on each vest date. F8 · derivative.expiration_date: 1/4th of the restricted stock unit granted on February 20, 2016 became vested on February 20, 2017 and shares were delivered to reporting person on such vest date. The restricted stock unit will continue to vest annually and shares will be delivered to reporting person on each vest date. Read SEC document |
| February 20, 2017 Filed Feb 23, 2017 21:05 UTC |
Pascaud RaphaelCMO & Bus. Dev
|
Exercise / conversionRestricted Stock Unit · Derivative | 3,000 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0000899243-17-005081 · doc4.xml · derivative · entry 8 Pascaud Raphael · CIK 0001596092 · CMO & Bus. Dev 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 6,000 Underlying: Common Stock · 3,000 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Represents par value of ALGN common stock. F7 · derivative.exercise_date: 1/4th of the restricted stock unit granted on February 20, 2015 became vested on February 20, 2017 and shares were delivered to reporting person on February 21, 2017. The restricted stock unit will continue to vest annually and shares will be delivered to reporting person on each vest date. F7 · derivative.expiration_date: 1/4th of the restricted stock unit granted on February 20, 2015 became vested on February 20, 2017 and shares were delivered to reporting person on February 21, 2017. The restricted stock unit will continue to vest annually and shares will be delivered to reporting person on each vest date. Read SEC document |
| February 20, 2017 Filed Feb 23, 2017 21:05 UTC |
Pascaud RaphaelCMO & Bus. Dev
|
Exercise / conversionRestricted Stock Unit · Derivative | 1,225 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0000899243-17-005081 · doc4.xml · derivative · entry 7 Pascaud Raphael · CIK 0001596092 · CMO & Bus. Dev 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,225 Underlying: Common Stock · 1,225 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Represents par value of ALGN common stock. F6 · derivative.exercise_date: 1/4th of the restricted stock unit granted on February 20, 2014 became vested on February 20, 2017 and shares were delivered to reporting person on February 21, 2017. The restricted stock unit will continue to vest annually and shares will be delivered to reporting person on each vest date. F6 · derivative.expiration_date: 1/4th of the restricted stock unit granted on February 20, 2014 became vested on February 20, 2017 and shares were delivered to reporting person on February 21, 2017. The restricted stock unit will continue to vest annually and shares will be delivered to reporting person on each vest date. Read SEC document |
| February 20, 2017 Filed Feb 23, 2017 21:05 UTC |
Pascaud RaphaelCMO & Bus. Dev
|
Exercise / conversionRestricted Stock Unit · Derivative | 500 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0000899243-17-005081 · doc4.xml · derivative · entry 6 Pascaud Raphael · CIK 0001596092 · CMO & Bus. Dev 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 500 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Represents par value of ALGN common stock. F5 · derivative.exercise_date: 1/2 of the restricted stock unit granted on February 20, 2014 became vested on February 20, 2017 and shares were delivered to reporting person on February 21, 2017. F5 · derivative.expiration_date: 1/2 of the restricted stock unit granted on February 20, 2014 became vested on February 20, 2017 and shares were delivered to reporting person on February 21, 2017. Read SEC document |
| February 20, 2017 Filed Feb 23, 2017 21:05 UTC |
Pascaud RaphaelCMO & Bus. Dev
|
Exercise / conversionRestricted Stock Unit · Derivative | 1,225 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0000899243-17-005081 · doc4.xml · derivative · entry 5 Pascaud Raphael · CIK 0001596092 · CMO & Bus. Dev 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,225 Underlying: Common Stock · 1,225 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Represents par value of ALGN common stock. F4 · derivative.exercise_date: 1/4th of the restricted stock unit granted on February 20, 2014 became vested on February 20, 2017 and shares were delivered to reporting person on February 21, 2017. The restricted stock unit will continue to vest annually and shares will be delivered to reporting person on each vest date. F4 · derivative.expiration_date: 1/4th of the restricted stock unit granted on February 20, 2014 became vested on February 20, 2017 and shares were delivered to reporting person on February 21, 2017. The restricted stock unit will continue to vest annually and shares will be delivered to reporting person on each vest date. Read SEC document |
| February 20, 2017 Filed Feb 23, 2017 21:05 UTC |
Pascaud RaphaelCMO & Bus. Dev
|
Exercise / conversionRestricted Stock Unit · Derivative | 1,000 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0000899243-17-005081 · doc4.xml · derivative · entry 4 Pascaud Raphael · CIK 0001596092 · CMO & Bus. Dev 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 1,000 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Represents par value of ALGN common stock. F3 · derivative.exercise_date: 1/4th of the restricted stock unit granted on March 1, 2013 became vested on February 20, 2017 and shares were delivered to reporting person on February 21, 2017. F3 · derivative.expiration_date: 1/4th of the restricted stock unit granted on March 1, 2013 became vested on February 20, 2017 and shares were delivered to reporting person on February 21, 2017. Read SEC document |
| February 20, 2017 Filed Feb 23, 2017 21:05 UTC |
Pascaud RaphaelCMO & Bus. Dev
|
Exercise / conversionRestricted Stock Unit · Derivative | 875 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0000899243-17-005081 · doc4.xml · derivative · entry 3 Pascaud Raphael · CIK 0001596092 · CMO & Bus. Dev 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 875 Underlying: Common Stock · 875 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Represents par value of ALGN common stock. F2 · derivative.exercise_date: 1/4th of the restricted stock unit granted on February 20, 2013 became vested on February 20, 2017 and shares were delivered to reporting person on February 21, 2017. F2 · derivative.expiration_date: 1/4th of the restricted stock unit granted on February 20, 2013 became vested on February 20, 2017 and shares were delivered to reporting person on February 21, 2017. Read SEC document |
| February 20, 2017 Filed Feb 23, 2017 21:05 UTC |
Pascaud RaphaelCMO & Bus. Dev
|
Tax withholdingCommon Stock | 9,250 | $101.77 | $941,326.25 |
DisclosureSEC source: 0000899243-17-005081 · doc4.xml · nonDerivative · entry 2 Pascaud Raphael · CIK 0001596092 · CMO & Bus. Dev 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 20,328 Read SEC document |
| February 20, 2017 Filed Feb 23, 2017 21:05 UTC |
Pascaud RaphaelCMO & Bus. Dev
|
Exercise / conversionCommon Stock | 19,675 | $0.00 | $0.00 |
DisclosureSEC source: 0000899243-17-005081 · doc4.xml · nonDerivative · entry 1 Pascaud Raphael · CIK 0001596092 · CMO & Bus. Dev 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 29,578 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| February 20, 2017 Filed Feb 23, 2017 21:05 UTC |
PRESCOTT THOMAS MDirector
|
Exercise / conversionMarket Stock Unit · Derivative | 90,000 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0000899243-17-005080 · doc4.xml · derivative · entry 10 PRESCOTT THOMAS M · CIK 0001234773 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 90,000 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_price: Represents par value of ALGN common stock. F9 · derivative.exercise_date: Represents the maximum number of shares issued under the market stock unit granted on February 20, 2014. Shares were delivered to reporting person on February 21, 2017. F9 · derivative.expiration_date: Represents the maximum number of shares issued under the market stock unit granted on February 20, 2014. Shares were delivered to reporting person on February 21, 2017. Read SEC document |
| February 20, 2017 Filed Feb 23, 2017 21:05 UTC |
PRESCOTT THOMAS MDirector
|
Exercise / conversionMarket Stock Unit · Derivative | 45,000 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0000899243-17-005080 · doc4.xml · derivative · entry 9 PRESCOTT THOMAS M · CIK 0001234773 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 45,000 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_price: Represents par value of ALGN common stock. F8 · derivative.exercise_date: Represents the maximum number of shares issued under the market stock unit granted on February 20, 2014. Shares were delivered to reporting person on February 21, 2017. F8 · derivative.expiration_date: Represents the maximum number of shares issued under the market stock unit granted on February 20, 2014. Shares were delivered to reporting person on February 21, 2017. Read SEC document |
| February 20, 2017 Filed Feb 23, 2017 21:05 UTC |
PRESCOTT THOMAS MDirector
|
Exercise / conversionRestricted Stock Unit · Derivative | 12,250 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0000899243-17-005080 · doc4.xml · derivative · entry 8 PRESCOTT THOMAS M · CIK 0001234773 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 24,500 Underlying: Common Stock · 12,250 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_price: Represents par value of ALGN common stock. F7 · derivative.exercise_date: 1/4th of the restricted stock unit granted on February 20, 2015 became vested on February 20, 2017 and shares were delivered to reporting person on February 21, 2017. The restricted stock unit will continue to vest annually and shares will be delivered to reporting person on each vest date. F7 · derivative.expiration_date: 1/4th of the restricted stock unit granted on February 20, 2015 became vested on February 20, 2017 and shares were delivered to reporting person on February 21, 2017. The restricted stock unit will continue to vest annually and shares will be delivered to reporting person on each vest date. Read SEC document |
| February 20, 2017 Filed Feb 23, 2017 21:05 UTC |
PRESCOTT THOMAS MDirector
|
Exercise / conversionRestricted Stock Unit · Derivative | 10,000 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0000899243-17-005080 · doc4.xml · derivative · entry 7 PRESCOTT THOMAS M · CIK 0001234773 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 10,000 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_price: Represents par value of ALGN common stock. F6 · derivative.exercise_date: 1/2 of the restricted stock unit granted on February 20, 2014 became vested on February 20, 2017 and shares were delivered to reporting person on February 21, 2017. F6 · derivative.expiration_date: 1/2 of the restricted stock unit granted on February 20, 2014 became vested on February 20, 2017 and shares were delivered to reporting person on February 21, 2017. Read SEC document |
| February 20, 2017 Filed Feb 23, 2017 21:05 UTC |
PRESCOTT THOMAS MDirector
|
Exercise / conversionRestricted Stock Unit · Derivative | 10,000 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0000899243-17-005080 · doc4.xml · derivative · entry 6 PRESCOTT THOMAS M · CIK 0001234773 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 10,000 Underlying: Common Stock · 10,000 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_price: Represents par value of ALGN common stock. F5 · derivative.exercise_date: 1/4th of the restricted stock unit granted on February 20, 2014 became vested on February 20, 2017 and shares were delivered to reporting person on February 21, 2017. The restricted stock unit will continue to vest annually and shares will be delivered to reporting person on each vest date. F5 · derivative.expiration_date: 1/4th of the restricted stock unit granted on February 20, 2014 became vested on February 20, 2017 and shares were delivered to reporting person on February 21, 2017. The restricted stock unit will continue to vest annually and shares will be delivered to reporting person on each vest date. Read SEC document |
| February 20, 2017 Filed Feb 23, 2017 21:05 UTC |
PRESCOTT THOMAS MDirector
|
Exercise / conversionRestricted Stock Unit · Derivative | 13,750 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0000899243-17-005080 · doc4.xml · derivative · entry 5 PRESCOTT THOMAS M · CIK 0001234773 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 13,750 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_price: Represents par value of ALGN common stock. F4 · derivative.exercise_date: 1/4th of the restricted stock unit granted on February 20, 2013 became vested on February 20, 2017 and shares were delivered to reporting person on February 21, 2017. F4 · derivative.expiration_date: 1/4th of the restricted stock unit granted on February 20, 2013 became vested on February 20, 2017 and shares were delivered to reporting person on February 21, 2017. Read SEC document |
| February 20, 2017 Filed Feb 23, 2017 21:05 UTC |
PRESCOTT THOMAS MDirector
|
Tax withholdingCommon Stock | 54,344 | $101.77 | $5,530,317.16 |
DisclosureSEC source: 0000899243-17-005080 · doc4.xml · nonDerivative · entry 2 PRESCOTT THOMAS M · CIK 0001234773 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 217,909 Read SEC document |
| February 20, 2017 Filed Feb 23, 2017 21:05 UTC |
PRESCOTT THOMAS MDirector
|
Exercise / conversionCommon Stock | 181,000 | $0.00 | $0.00 |
DisclosureSEC source: 0000899243-17-005080 · doc4.xml · nonDerivative · entry 1 PRESCOTT THOMAS M · CIK 0001234773 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 272,253 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| February 20, 2017 Filed Feb 23, 2017 21:05 UTC |
GEORGE ROGER EVP, Legal Affairs & GC
|
GrantMarket Stock Unit · Derivative | 13,000 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0000899243-17-005079 · doc4.xml · derivative · entry 12 GEORGE ROGER E · CIK 0001234778 · VP, Legal Affairs & GC 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 13,000 Underlying: Common Stock · 13,000 shares Expires not disclosed F2 · derivative.exercise_price: Represents par value of ALGN common stock. F11 · derivative.exercise_date: Represents the maximum number of shares which may be issued under the market stock unit. All of the shares which may be issued under the market stock unit will vest on the last day of the third year of the Performance Period (as defined in the market stock unit agreement). F11 · derivative.expiration_date: Represents the maximum number of shares which may be issued under the market stock unit. All of the shares which may be issued under the market stock unit will vest on the last day of the third year of the Performance Period (as defined in the market stock unit agreement). Read SEC document |
| February 20, 2017 Filed Feb 23, 2017 21:05 UTC |
GEORGE ROGER EVP, Legal Affairs & GC
|
GrantRestricted Stock Unit · Derivative | 6,500 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0000899243-17-005079 · doc4.xml · derivative · entry 11 GEORGE ROGER E · CIK 0001234778 · VP, Legal Affairs & GC 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 6,500 Underlying: Common Stock · 6,500 shares Expires not disclosed F2 · derivative.exercise_price: Represents par value of ALGN common stock. F10 · derivative.exercise_date: 1/4th of the restricted stock unit granted on February 20, 2017 will become vested on February 20, 2018 and shares were delivered to reporting person on such vest date. The restricted stock unit will continue to vest annually and shares will be delivered to reporting person on each vest date. F10 · derivative.expiration_date: 1/4th of the restricted stock unit granted on February 20, 2017 will become vested on February 20, 2018 and shares were delivered to reporting person on such vest date. The restricted stock unit will continue to vest annually and shares will be delivered to reporting person on each vest date. Read SEC document |
| February 20, 2017 Filed Feb 23, 2017 21:05 UTC |
GEORGE ROGER EVP, Legal Affairs & GC
|
Exercise / conversionMarket Stock Unit · Derivative | 11,700 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0000899243-17-005079 · doc4.xml · derivative · entry 10 GEORGE ROGER E · CIK 0001234778 · VP, Legal Affairs & GC 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 11,700 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_price: Represents par value of ALGN common stock. F9 · derivative.exercise_date: Represents the maximum number of shares issued under the market stock unit granted on February 20, 2014. Shares were delivered to reporting person on February 21, 2017. F9 · derivative.expiration_date: Represents the maximum number of shares issued under the market stock unit granted on February 20, 2014. Shares were delivered to reporting person on February 21, 2017. Read SEC document |
| February 20, 2017 Filed Feb 23, 2017 21:05 UTC |
GEORGE ROGER EVP, Legal Affairs & GC
|
Exercise / conversionMarket Stock Unit · Derivative | 21,250 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0000899243-17-005079 · doc4.xml · derivative · entry 9 GEORGE ROGER E · CIK 0001234778 · VP, Legal Affairs & GC 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 21,150 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_price: Represents par value of ALGN common stock. F8 · derivative.exercise_date: Represents the maximum number of shares issued under the market stock unit granted on February 20, 2014. Shares were delivered to reporting person on February 21, 2017. F8 · derivative.expiration_date: Represents the maximum number of shares issued under the market stock unit granted on February 20, 2014. Shares were delivered to reporting person on February 21, 2017. Read SEC document |
| February 20, 2017 Filed Feb 23, 2017 21:05 UTC |
GEORGE ROGER EVP, Legal Affairs & GC
|
Exercise / conversionRestricted Stock Unit · Derivative | 2,375 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0000899243-17-005079 · doc4.xml · derivative · entry 8 GEORGE ROGER E · CIK 0001234778 · VP, Legal Affairs & GC 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 7,125 Underlying: Common Stock · 2,375 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_price: Represents par value of ALGN common stock. F7 · derivative.exercise_date: 1/4th of the restricted stock unit granted on February 20, 2016 became vested on February 20, 2017 and shares were delivered to reporting person on February 21, 2017. The restricted stock unit will continue to vest annually and shares will be delivered to reporting person on each vest date. F7 · derivative.expiration_date: 1/4th of the restricted stock unit granted on February 20, 2016 became vested on February 20, 2017 and shares were delivered to reporting person on February 21, 2017. The restricted stock unit will continue to vest annually and shares will be delivered to reporting person on each vest date. Read SEC document |
| February 20, 2017 Filed Feb 23, 2017 21:05 UTC |
GEORGE ROGER EVP, Legal Affairs & GC
|
Exercise / conversionRestricted Stock Unit · Derivative | 2,675 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0000899243-17-005079 · doc4.xml · derivative · entry 7 GEORGE ROGER E · CIK 0001234778 · VP, Legal Affairs & GC 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,350 Underlying: Common Stock · 2,675 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_price: Represents par value of ALGN common stock. F6 · derivative.exercise_date: 1/4th of the restricted stock unit granted on February 20, 2015 became vested on February 20, 2017 and shares were delivered to reporting person on February 21, 2017. The restricted stock unit will continue to vest annually and shares will be delivered to reporting person on each vest date. F6 · derivative.expiration_date: 1/4th of the restricted stock unit granted on February 20, 2015 became vested on February 20, 2017 and shares were delivered to reporting person on February 21, 2017. The restricted stock unit will continue to vest annually and shares will be delivered to reporting person on each vest date. Read SEC document |
| February 20, 2017 Filed Feb 23, 2017 21:05 UTC |
GEORGE ROGER EVP, Legal Affairs & GC
|
Exercise / conversionRestricted Stock Unit · Derivative | 3,900 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0000899243-17-005079 · doc4.xml · derivative · entry 6 GEORGE ROGER E · CIK 0001234778 · VP, Legal Affairs & GC 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 3,900 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_price: Represents par value of ALGN common stock. F5 · derivative.exercise_date: 1/2th of the restricted stock unit granted on February 20, 2014 became vested on February 20, 2017 and shares were delivered to reporting person on February 21, 2017. F5 · derivative.expiration_date: 1/2th of the restricted stock unit granted on February 20, 2014 became vested on February 20, 2017 and shares were delivered to reporting person on February 21, 2017. Read SEC document |
| February 20, 2017 Filed Feb 23, 2017 21:05 UTC |
GEORGE ROGER EVP, Legal Affairs & GC
|
Exercise / conversionRestricted Stock Unit · Derivative | 3,525 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0000899243-17-005079 · doc4.xml · derivative · entry 5 GEORGE ROGER E · CIK 0001234778 · VP, Legal Affairs & GC 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,525 Underlying: Common Stock · 3,525 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_price: Represents par value of ALGN common stock. F4 · derivative.exercise_date: 1/4th of the restricted stock unit granted on February 20, 2014 became vested on February 20, 2017 and shares were delivered to reporting person on February 21, 2017. The restricted stock unit will continue to vest annually and shares will be delivered to reporting person on each vest date. F4 · derivative.expiration_date: 1/4th of the restricted stock unit granted on February 20, 2014 became vested on February 20, 2017 and shares were delivered to reporting person on February 21, 2017. The restricted stock unit will continue to vest annually and shares will be delivered to reporting person on each vest date. Read SEC document |
| February 20, 2017 Filed Feb 23, 2017 21:05 UTC |
GEORGE ROGER EVP, Legal Affairs & GC
|
Exercise / conversionRestricted Stock Unit · Derivative | 6,412 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0000899243-17-005079 · doc4.xml · derivative · entry 4 GEORGE ROGER E · CIK 0001234778 · VP, Legal Affairs & GC 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 6,412 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_price: Represents par value of ALGN common stock. F3 · derivative.exercise_date: 1/4th of the restricted stock unit granted on February 20, 2013 became vested on February 20, 2017 and shares were delivered to reporting person on February 21, 2017. F3 · derivative.expiration_date: 1/4th of the restricted stock unit granted on February 20, 2013 became vested on February 20, 2017 and shares were delivered to reporting person on February 21, 2017. Read SEC document |
| February 20, 2017 Filed Feb 23, 2017 21:05 UTC |
GEORGE ROGER EVP, Legal Affairs & GC
|
Tax withholdingCommon Stock | 26,205 | $101.77 | $2,666,751.83 |
DisclosureSEC source: 0000899243-17-005079 · doc4.xml · nonDerivative · entry 3 GEORGE ROGER E · CIK 0001234778 · VP, Legal Affairs & GC 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 26,276 Read SEC document |
| February 20, 2017 Filed Feb 23, 2017 21:05 UTC |
GEORGE ROGER EVP, Legal Affairs & GC
|
Exercise / conversionCommon Stock | 51,737 | $0.00 | $0.00 |
DisclosureSEC source: 0000899243-17-005079 · doc4.xml · nonDerivative · entry 2 GEORGE ROGER E · CIK 0001234778 · VP, Legal Affairs & GC 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 52,481 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| February 20, 2017 Filed Feb 23, 2017 21:05 UTC |
Kolli SreelakshmiVP, Info Technology
|
GrantMarket Stock Unit · Derivative | 10,000 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0000899243-17-005078 · doc4.xml · derivative · entry 10 Kolli Sreelakshmi · CIK 0001689392 · VP, Info Technology 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 10,000 Underlying: Common Stock · 10,000 shares Expires not disclosed F2 · derivative.exercise_price: Held jointly with spouse. F10 · derivative.exercise_date: Represents the maximum number of shares which may be issued under the market stock unit. All of the shares which may be issued under the market stock unit will vest on the last day of the third year of the Performance Period (as defined in the market stock unit agreement). F10 · derivative.expiration_date: Represents the maximum number of shares which may be issued under the market stock unit. All of the shares which may be issued under the market stock unit will vest on the last day of the third year of the Performance Period (as defined in the market stock unit agreement). Read SEC document |
| February 20, 2017 Filed Feb 23, 2017 21:05 UTC |
Kolli SreelakshmiVP, Info Technology
|
GrantRestricted Stock Unit · Derivative | 5,000 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0000899243-17-005078 · doc4.xml · derivative · entry 9 Kolli Sreelakshmi · CIK 0001689392 · VP, Info Technology 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,000 Underlying: Common Stock · 5,000 shares Expires not disclosed F2 · derivative.exercise_price: Held jointly with spouse. F9 · derivative.exercise_date: 1/4th of the restricted stock unit granted on February 20, 2017 will become vested on February 20, 2018 and shares were delivered to reporting person on such vest date. The restricted stock unit will continue to vest annually and shares will be delivered to reporting person on each vest date. F9 · derivative.expiration_date: 1/4th of the restricted stock unit granted on February 20, 2017 will become vested on February 20, 2018 and shares were delivered to reporting person on such vest date. The restricted stock unit will continue to vest annually and shares will be delivered to reporting person on each vest date. Read SEC document |
| February 20, 2017 Filed Feb 23, 2017 21:05 UTC |
Kolli SreelakshmiVP, Info Technology
|
Exercise / conversionRestricted Stock Unit · Derivative | 1,903 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0000899243-17-005078 · doc4.xml · derivative · entry 8 Kolli Sreelakshmi · CIK 0001689392 · VP, Info Technology 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,706 Underlying: Common Stock · 1,903 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_price: Represents par value of ALGN common stock. F8 · derivative.exercise_date: 1/4th of the restricted stock unit granted on February 20, 2016 became vested on February 20, 2017 and shares were delivered to reporting person on February 21, 2017. The restricted stock unit will continue to vest annually and shares will be delivered to reporting person on each vest date. F8 · derivative.expiration_date: 1/4th of the restricted stock unit granted on February 20, 2016 became vested on February 20, 2017 and shares were delivered to reporting person on February 21, 2017. The restricted stock unit will continue to vest annually and shares will be delivered to reporting person on each vest date. Read SEC document |
| February 20, 2017 Filed Feb 23, 2017 21:05 UTC |
Kolli SreelakshmiVP, Info Technology
|
Exercise / conversionRestricted Stock Unit · Derivative | 1,820 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0000899243-17-005078 · doc4.xml · derivative · entry 7 Kolli Sreelakshmi · CIK 0001689392 · VP, Info Technology 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,640 Underlying: Common Stock · 1,820 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_price: Represents par value of ALGN common stock. F7 · derivative.exercise_date: 1/4th of the restricted stock unit granted on February 20, 2015 became vested on February 20, 2017 and shares were delivered to reporting person on February 21, 2017. The restricted stock unit will continue to vest annually and shares will be delivered to reporting person on each vest date. F7 · derivative.expiration_date: 1/4th of the restricted stock unit granted on February 20, 2015 became vested on February 20, 2017 and shares were delivered to reporting person on February 21, 2017. The restricted stock unit will continue to vest annually and shares will be delivered to reporting person on each vest date. Read SEC document |
| February 20, 2017 Filed Feb 23, 2017 21:05 UTC |
Kolli SreelakshmiVP, Info Technology
|
Exercise / conversionRestricted Stock Unit · Derivative | 2,598 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0000899243-17-005078 · doc4.xml · derivative · entry 6 Kolli Sreelakshmi · CIK 0001689392 · VP, Info Technology 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 2,598 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_price: Represents par value of ALGN common stock. F6 · derivative.exercise_date: 1/4th of the restricted stock unit granted on February 20, 2014 became vested on February 20, 2017 and shares were delivered to reporting person on February 21, 2017. F6 · derivative.expiration_date: 1/4th of the restricted stock unit granted on February 20, 2014 became vested on February 20, 2017 and shares were delivered to reporting person on February 21, 2017. Read SEC document |
| February 20, 2017 Filed Feb 23, 2017 21:05 UTC |
Kolli SreelakshmiVP, Info Technology
|
Exercise / conversionRestricted Stock Unit · Derivative | 2,070 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0000899243-17-005078 · doc4.xml · derivative · entry 5 Kolli Sreelakshmi · CIK 0001689392 · VP, Info Technology 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,070 Underlying: Common Stock · 2,070 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_price: Represents par value of ALGN common stock. F5 · derivative.exercise_date: 1/4th of the restricted stock unit granted on February 20, 2014 became vested on February 20, 2017 and shares were delivered to reporting person on February 21, 2017. The restricted stock unit will continue to vest annually and shares will be delivered to reporting person on each vest date. F5 · derivative.expiration_date: 1/4th of the restricted stock unit granted on February 20, 2014 became vested on February 20, 2017 and shares were delivered to reporting person on February 21, 2017. The restricted stock unit will continue to vest annually and shares will be delivered to reporting person on each vest date. Read SEC document |
| February 20, 2017 Filed Feb 23, 2017 21:05 UTC |
Kolli SreelakshmiVP, Info Technology
|
Exercise / conversionRestricted Stock Unit · Derivative | 2,350 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0000899243-17-005078 · doc4.xml · derivative · entry 4 Kolli Sreelakshmi · CIK 0001689392 · VP, Info Technology 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 2,350 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_price: Represents par value of ALGN common stock. F4 · derivative.exercise_date: 1/4th of the restricted stock unit granted on February 20, 2013 became vested on February 20, 2017 and shares were delivered to reporting person on February 21, 2017. F4 · derivative.expiration_date: 1/4th of the restricted stock unit granted on February 20, 2013 became vested on February 20, 2017 and shares were delivered to reporting person on February 21, 2017. Read SEC document |
| February 20, 2017 Filed Feb 23, 2017 21:05 UTC |
Kolli SreelakshmiVP, Info Technology
|
Tax withholdingCommon Stock | 4,515 | $101.77 | $459,468.98 |
DisclosureSEC source: 0000899243-17-005078 · doc4.xml · nonDerivative · entry 2 Kolli Sreelakshmi · CIK 0001689392 · VP, Info Technology 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 23,785 Read SEC document |
| February 20, 2017 Filed Feb 23, 2017 21:05 UTC |
Kolli SreelakshmiVP, Info Technology
|
Exercise / conversionCommon Stock | 10,741 | $0.00 | $0.00 |
DisclosureSEC source: 0000899243-17-005078 · doc4.xml · nonDerivative · entry 1 Kolli Sreelakshmi · CIK 0001689392 · VP, Info Technology 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 28,300 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · balance_after: Includes 453 shares issued on January 31, 2017 under the ALGN ESPP. Read SEC document |
| February 20, 2017 Filed Feb 23, 2017 21:05 UTC |
HOGAN JOSEPH MDirector · President and CEO
|
GrantMarket Stock Unit · Derivative | 76,000 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0000899243-17-005077 · doc4.xml · derivative · entry 5 HOGAN JOSEPH M · CIK 0001233163 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 76,000 Underlying: Common Stock · 76,000 shares Expires not disclosed F1 · derivative.exercise_price: Represents par value of ALGN common stock. F4 · derivative.exercise_date: Represents the maximum number of shares which may be issued under the market stock unit. All of the shares which may be issued under the market stock unit will vest on the last day of the third year of the Performance Period (as defined in the market stock unit agreement). F4 · derivative.expiration_date: Represents the maximum number of shares which may be issued under the market stock unit. All of the shares which may be issued under the market stock unit will vest on the last day of the third year of the Performance Period (as defined in the market stock unit agreement). Read SEC document |
| February 20, 2017 Filed Feb 23, 2017 21:05 UTC |
HOGAN JOSEPH MDirector · President and CEO
|
GrantRestricted Stock Unit · Derivative | 25,000 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0000899243-17-005077 · doc4.xml · derivative · entry 4 HOGAN JOSEPH M · CIK 0001233163 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 25,000 Underlying: Common Stock · 25,000 shares Expires not disclosed F1 · derivative.exercise_price: Represents par value of ALGN common stock. F3 · derivative.exercise_date: 1/4th of the restricted stock unit granted on February 20, 2017 will become vested on February 20, 2018 and shares will be delivered to reporting person on such vest date. 1/4th of the restricted stock unit will vest annually thereafter and shares will be delivered to reporting person on each vest date. F3 · derivative.expiration_date: 1/4th of the restricted stock unit granted on February 20, 2017 will become vested on February 20, 2018 and shares will be delivered to reporting person on such vest date. 1/4th of the restricted stock unit will vest annually thereafter and shares will be delivered to reporting person on each vest date. Read SEC document |
| February 20, 2017 Filed Feb 23, 2017 21:05 UTC |
HOGAN JOSEPH MDirector · President and CEO
|
Exercise / conversionRestricted Stock Unit · Derivative | 7,500 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0000899243-17-005077 · doc4.xml · derivative · entry 3 HOGAN JOSEPH M · CIK 0001233163 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 22,500 Underlying: Common Stock · 7,500 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Represents par value of ALGN common stock. F2 · derivative.exercise_date: 1/4th of the restricted stock unit granted on February 20, 2016 became vested on February 20, 2017 and shares were delivered to reporting person on February 21, 2017. 1/4th of the restricted stock unit will vest annually thereafter and shares will be delivered to reporting person on each vest date. F2 · derivative.expiration_date: 1/4th of the restricted stock unit granted on February 20, 2016 became vested on February 20, 2017 and shares were delivered to reporting person on February 21, 2017. 1/4th of the restricted stock unit will vest annually thereafter and shares will be delivered to reporting person on each vest date. Read SEC document |
| February 20, 2017 Filed Feb 23, 2017 21:05 UTC |
HOGAN JOSEPH MDirector · President and CEO
|
Tax withholdingCommon Stock | 3,914 | $101.77 | $398,308.21 |
DisclosureSEC source: 0000899243-17-005077 · doc4.xml · nonDerivative · entry 2 HOGAN JOSEPH M · CIK 0001233163 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 30,206 Read SEC document |
| February 20, 2017 Filed Feb 23, 2017 21:05 UTC |
HOGAN JOSEPH MDirector · President and CEO
|
Exercise / conversionCommon Stock | 7,500 | $0.00 | $0.00 |
DisclosureSEC source: 0000899243-17-005077 · doc4.xml · nonDerivative · entry 1 HOGAN JOSEPH M · CIK 0001233163 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 34,120 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| February 16, 2017 Filed Feb 17, 2017 00:06 UTC |
Saia Andrea LynnDirector
|
GiftCommon Stock | 1,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001234778-17-000002 · primary_doc.xml · nonDerivative · entry 2 Saia Andrea Lynn · CIK 0001552993 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 13,133 Read SEC document |
| February 15, 2017 Filed Feb 17, 2017 00:06 UTC |
Saia Andrea LynnDirector
|
SaleCommon Stock | 4,000 | $99.68 | $398,706.00 |
DisclosureSEC source: 0001234778-17-000002 · primary_doc.xml · nonDerivative · entry 1 Saia Andrea Lynn · CIK 0001552993 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 14,133 F1 · price: The price reported in column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $99.66 to $99.69, inclusive. The reporting person undertakes to provide Align Technology, Inc., any security holder of Align Technology, Inc. or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.